Revista
de
Administração
http://rausp.usp.br/ RevistadeAdministração51(2016)355–365
Environmental
management
Evidence
of
co-production
in
public
service
provision:
the
case
of
the
administrative
arbitration
centre
in
Portugal
Evidências
da
coprodu¸cão
na
presta¸cão
de
servi¸cos
públicos:
o
caso
do
centro
de
arbitragem
administrativa
em
Portugal
Evidencias
de
la
coproducción
en
la
prestación
de
servicios
públicos:
el
caso
del
Centro
de
Arbitraje
Administrativo
en
Portugal
Hugo
Consciência
Silvestre
a,∗,
João
Ricardo
Catarino
b,
Joaquim
Filipe
Ferraz
Esteves
de
Araújo
caUniversidadedaIntegra¸cãoInternacionaldaLusofoniaAfro-Brasileira,NúcleodePolíticaseAdministra¸cãoPública,CE,Brazil bUniversidadedeLisboa,InstitutoSuperiordeCiênciasSociaisePolíticas,CentrodeAdministra¸cãoePolíticasPúblicas,Lisboa,Portugal
cUniversidadedoMinho,CentrodeInvestiga¸cãoemCiênciaPolítica,Braga,Portugal
Received31May2015;accepted9May2016
Abstract
Co-productionincludesallactionswherecitizensassist,asvolunteers,intheprovisionofservicesbypublicagenciesinordertoincreasethe efficiencyandefficacyofthepublicservicesprovided.Thispractice,knownasco-production,isbeingadoptedbygovernmentsintheresolution ofconflicts,particularlythoseregardingadministrativeandfiscalmatters.However,isco-productionamoreefficientandeffectivewayofsettling disputesinadministrativeandtaxareasthanthetraditionaladministrativemodel?Andwhy?InPortugal,theAdministrativeArbitrationCentre wascreatedin2009withtheaimofresolvingdisputesbetweenpublicadministrationandtaxpayers/serviceusersbymeansofco-production.The availabledatasupportthethesisthatefficiencyandefficacyarehigherundertheco-productionmodel.Nevertheless,usersarenottotallysatisfied sincethecostsassociatedwiththeuseofthisserviceprovisionmodelarealsohigher.
©2016DepartamentodeAdministrac¸˜ao,FaculdadedeEconomia,Administrac¸˜aoeContabilidadedaUniversidadedeS˜aoPaulo–FEA/USP. PublishedbyElsevierEditoraLtda.ThisisanopenaccessarticleundertheCCBYlicense(http://creativecommons.org/licenses/by/4.0/). Keywords:Co-production;Publicservices;Efficiency;Effectiveness;Portugal
Resumo
Acoproduc¸ãocompreendetodasasac¸õesemqueoscidadãosauxiliam,numabasevoluntária,aprestac¸ãodeservic¸ospelasagênciaspúblicas demodoamelhoraraeficiênciaeeficáciadosservic¸ospúblicosprestados.Estaprática,denominadacoproduc¸ão,éummodelo quemuitos governosestãoaadotarparaaresoluc¸ãodeconflitos,nomeadamenteemmatériaadministrativaefiscal.Masseráacoprodu¸cão,comparadacom omodeloadministrativotradicional,ummodomaiseficienteeeficazderesolu¸cãodelitígiosnocampoadministrativoetributário?Eporquê?
EmPortugalfoicriadooCentrodeArbitragemAdministrativa,em2009,comointuitoderesolveroslitígiosentreaAdministrac¸ãoPúblicano
PeerReviewundertheresponsibilityofDepartamentodeAdministrac¸ão,FaculdadedeEconomia,Administrac¸ãoeContabilidadedaUniversidadede SãoPaulo–FEA/USP.
∗Correspondingauthor.
E-mail:[email protected](H.C.Silvestre).
http://dx.doi.org/10.1016/j.rausp.2016.07.007
campoadministrativoetributárioeosseusutilizadores,numalógicadecoproduc¸ão.Osdadosdisponíveissuportamatesedequeaeficiênciae eficáciasãomaioressobalógicadacoproduc¸ão.Contudo,osusuáriosnãoestãototalmentesatisfeitosdevidoaoscustosassociadosàutilizac¸ão destemodelodeprestac¸ãodeservic¸os.
©2016DepartamentodeAdministrac¸˜ao,FaculdadedeEconomia,Administrac¸˜aoeContabilidadedaUniversidadedeS˜aoPaulo–FEA/USP. PublicadoporElsevierEditoraLtda.Este ´eumartigoOpenAccesssobumalicenc¸aCCBY(http://creativecommons.org/licenses/by/4.0/). Palavras-chave: Coproduc¸ão;Servic¸ospúblicos;Eficiência;Eficácia;Portugal
Resumen
Lacoproduccióncomprendetodaslasaccionesenlasquelosciudadanosayudandeformavoluntariaalosorganismospúblicosconelfinde mejorarlaeficienciaylaeficaciadelaprestacióndeserviciospúblicos.Estaprácticaesunaalternativaquemuchosgobiernosestánadoptando parasolucionarconflictosenámbitoadministrativoyfiscal.¿Peroserálacoproducción,encomparaciónconelmodelotradicional,unaalternativa máseficienteyeficazpararesolverdichosconflictos?¿Yporqué?EnPortugalsecreóelCentrodeArbitrajeAdministrativoen2009,conelfin deresolverlosconflictosentrelaAdministraciónPúblicaylosusuariosdesusservicios,enlasesferasadministrativaytributaria,apartirdeuna lógicadecoproducción.Losdatosanalizadosrefuerzanlaopinióndequelaeficienciaylaeficaciasonmayoresenunalógicadecoproducción. Sinembargo,losusuariosnoestánplenamentesatisfechosrespectoaloscostosrelacionadosconelusodeestemodelodeprestacióndeservicios. ©2016DepartamentodeAdministrac¸˜ao,FaculdadedeEconomia,Administrac¸˜aoeContabilidadedaUniversidadedeS˜aoPaulo–FEA/USP. PublicadoporElsevierEditoraLtda.Esteesunart´ıculoOpenAccessbajolalicenciaCCBY(http://creativecommons.org/licenses/by/4.0/). Palabrasclave: Coproducción;Serviciospúblicos;Eficiencia;Eficacia;Portugal
Introduction
Theengagementofcitizensintheproductionofpublic ser-viceshas recentlybecome an importanttopicin thestudy of publicpolicyandpublicmanagement(Eijk&Steen,2014).This
engagementhastakenontheconceptofco-production,which
hereweassumetobeallactionsinwhichcitizensassistpublic agenciesonavoluntarybasisinordertoimprovepublicservice provision(ibid,p.2).Theseactionsonthepartofthecitizens includeanycontributionintermsof time,effortand informa-tiontoprovidepublicservicesorproducegoods(Alford,2009).
Theterm co-productionfirst appearedintheworkof Oström
andher colleagues inthe 1970s. Thisconcept was first used todescribethepossiblerelationshipbetweenthosewhodeliver services(civilservants)andtheusersoftheseservices.These usersthuscontributedtheirknowledgetoimprovetheservices theyused.Inthissequence,“byco-production,(...)(wemean)
the process through whichinputs used toproduce agood or
servicearecontributedbyindividualswhoarenot‘in’thesame organization”(Oström,1996,p.1073).
ThecurrentsituationresultsaftertheinfluenceofNewPublic
Managementwhichpromotedprivatizationandcontractingof
publicservicestotheprivatesector(Silvestre,2010).Although thereareseveralcriticismsofthismovement,itsideasstillfind
alotofsupportnowadaysamongthe governmentsof various
countriesandtheirdefenders(Joshi&Moore,2004).Originally,
this approach promoted power in professional management;
theuseofexplicitmeasuresofperformance;greateremphasis oncontrollingtheproduct;the breakdownof units;increased
competition;emphasisonmanagementstylespracticedbythe
privatesector;andgreaterdisciplineandparsimonyintheuse ofinputs(Hood,1991).Whatiscertain,however,isthatnoone knowsspecificallywhichorganizationalarrangementsarebest suitedtoprovidinghigh-quality,efficientlydevisedpublic ser-viceswhose results canbe substantiated (Alford &O’Flynn,
2012;Hodge,2000).Ingeneralitcanbestatedthat“thegeneral
beliefoftheexpertsisthatmostcountriesareagnostic”(Joshi
&Moore,2004,p.31)regardingtherightsandwrongsofthis
approach.
Theapproachproposedearlierwasbasedonthe susceptibil-ityofchoiceofserviceuserswho,bytheiractioninselecting whichgoodsandservicestheywouldliketouse,wouldincrease competitionamongpublicorganizationsoperatinginthesame sectorofactivity(Araújo,2013).Withgreatercompetition,one couldthenmakebetteruseofscarcepublicresourcesandthereby reduceorganizations’costswhileincreasingservicesquality.At
the sametime, therewould beevenmoreeffectiveness when
users evaluatedthe performanceandmeasured the qualityof
organizations thatprovidepublicservice.Theseorganizations
would theoreticallybe committedtoacomprehensivereform
both intermsof their structure andof their culture,as is the caseintheprivatesector(Jung,2010)wherecustomer satisfac-tion isparamount.Citizen thusbecamecitizen-consumers, or clients,exercisingtheirchoiceintheconsumersociety(Clarke,
Newman,Smith,Vidler,&Westmarland,2007).
One of the major criticisms of New Public Management
concernsitstheoreticalbasis,i.e.,itisbadlydefinedandbuilt
(Araújo, 2004).AccordingtoRadnorandOsborne(2013)the
movement’stheoreticalinfluencewasbasedontheexperience ofagenericmanagementtheorywhosecontributionsessentially resulted fromtheexperiencesof theprivatesectorandwhose activity,inturn,wasplacedatthemanufacturinglevel,where theproductwasconsideredcrucial(Radnor&Osborne,2013). Accordingtotheauthors,publicservicesdealprimarilywith ser-vicesratherthanproducts,sothetheoreticalsupportemployed in public sector reform is,under this theoretical perspective, poorlyconsidered.Theyalsoclamthatwhileproductsare tan-gible,servicesareintangible;hencetheobservedinconsistency, because themainjudgesof servicesshouldbetheirusersnot
Thisinconsistencycanbeseeninthereformproposed,which valuedissuesrelatedtoefficiencyandeffectiveness,becausea reductioninpublicspendingwasrequired(Osborne,2013).This occurredthroughtheuseoftoolsandmodelsoriginatingfrom theprivatesector,suchastheLEANmodel,SixSigma,Process
Reengineering andTotal Quality Management. Although the
focusofthesemodelsandtoolstendstopromotetheserviceuser asakey partoftheorganization’saction,inrealitytheywere overlookedinprovidingthoseservices.Thus,insteadoflistening tousers,thisreformgaveprioritytotheevaluationsofthecivil servantsintheoperational base– thosewhodirectlyprovide thoseservicestousers–andwithachievingthegoalsdecided uponbytheirsuperiors(Radnor&Osborne,2013).Intheend, theemphasiswasonthemodeofoperationofexistingpublic
organizationsand ontryingto change theway theyoperated
internally,ratherthanontheintentionandnecessityofmeeting therealneedsoftheirusers.
Torectifythetheoreticaldeficienciesidentifiedinthe
pub-licmanagementmodelproposedbyNewPublicManagement,
thereemergedthegovernancemodel(Araújo,2013;Osborne,
2010),particularlyco-productionofpublicservicesasa mecha-nismforprovidingthoseservices.Co-production,aswasalready mentioned,hasbecomeanimportanttopicinthisareaof
knowl-edge because it requires the engagement of citizens in the
provision of public services (Eijk & Steen, 2014; Alford &
O’Flynn,2012).Thisapproachresultsfromthe inefficiencies
ofthepreviousmodel,onethatdidnotconsideruser require-mentsalthoughtheoreticallythat premisedid exist.Basedon thetraditionalmodelofpublicservicesprovision,inthiscase the administrative courts, we can ask the following research question:
Isco-productionamoreefficientandeffectivewayofsettling disputesinadministrativeandtaxareasthanthetraditional
administrativemodel?Andwhy?
Theresearchquestiontendstoconnectthreecentralconcepts inthisstudy:co-productioninregardtoefficiencyand effective-nessinprovidingpublicservices.Theanalysiswillfocusona researchdesignofthecasestudytype(Yin,2009).According
toYin(2009),casestudiesareveryusefultoanalyzethe
reg-ularityofaparticularsocialphenomenon.Tothisend,theaim ofthisstudy,inacomparisonwiththetraditionaladministrative model,seekstodescribeandunderstandwhetherco-production ismoreefficientandeffectiveintheprovisionofpublicservices whenbasedontheparticipationof itsusers.In thisparticular case,thisdescriptionconsistsindemonstratinghowindividual andcollectivecitizens’participationhasevolved inregard to theresolutionofconflictswiththetaxauthorityinPortugal.It shouldbenotedthat thisstudy focusesontheAdministrative ArbitrationCentrethatwascreatedinPortugalin2009withthe aim of resolvingtax-relateddisputes betweenthe Portuguese governmentandusersoftheservices.Thisoptionisjustifiedby thelackofstudiesofsimilarcases.Afteradescriptionofthe phe-nomenon,wewillseektounderstandthereasonsthat explain therelationshipbetweentheconcepts nowunderanalysis,by meansofasurveyamongthearbitratorsoftheabovementioned arbitrationcentre.
This paper starts by presenting the framework of
co-production, namely the conceptual characterization of this
approach.Next,the methodology seeks todefinethe choices
of the research.Thenwewill show theresults anddiscussed thembasedontheapproachthatisused,concludingthepaper withafinalreflection.
Co-productionofpublicservices
Asmentionedabove,theconceptof co-productionusedin
thisstudy isonethat considers allactionsinwhichinwhich citizensassist publicagenciesonavoluntarybasisinorderto improvepublicserviceprovision(Eijk&Steen,2014).The col-laborationofcitizensinprovidingpublicservices hasexisted formanydecadesinthepublicsector(Bovaird,2007).
Accord-ingtoPestoff,Osborne, andBrandsen (2006),theterm refers
toacitizen’sparticipationintheproductionofpublicservices, wherethatparticipationisdelimited.Althoughtheauthorsdonot mentionit,co-productionhascommonlybeguntobeusedinthe productionandprovisionofservicesbyprivateorganizations.
Unlikepublicorganizations,privateorganizationshavefora longtimekeptupalong-standing“arelationshipofexchange thatisaffordable,voluntaryanddirect”withtheusersoftheir servicesbecauseusersarenotobligedtoinfactpurchasethose services(Jung,2010,p.442).Thisrelationshipisbasedonthe interestsofconsumerswho,inturn,arewillingtodemandmore and better conditions from their service providers (Hilton &
Hughes,2013).AccordingtoHiltonandHughes(2013)these
requirements stem from consumers’ needs and expectations,
such as speed,convenience andaffordability when providing
theservice, asinthecaseofautomaticpayment at supermar-kets, self-service cheek-in when boarding aeroplanes (Hilton
& Hughes, 2013) or banking operations online or at ATMs.
Theauthorswouldlike tonotethatinthesecases,such prac-ticesdependontworequirementsinparticular:onconsumers’ demandforbetterservicesandatthesametimebeingwilling tousenewtechnology, forexample;andalso ontheir ability toacquiretheequipmentnecessarytoaccesstheseservices– consideringheretheservicesthatrequireinformation technol-ogy(IT).Attheendoftheprocess,customerswhouseITwill becomepartialcollaboratorsbecausetheyhelpprivate organiza-tionstoimprovetheirservicesbasedontheformer’sexperience. Thereis,however,oneaspectthatstandsoutfromthese exper-iments:theprovisionofservicesisregularandoccursthrough asupplier-serviceprofessionalrelationship(whatever the sec-tormay be),whereallparties contributewiththeir resources
(Bovaird,2007).
The provisionof public servicesisnot exclusivetopublic administration.Therecouldbecountlesscombinationsofforms of service provision that were especiallydeveloped inrecent decades(seeSavas,2000).Whichevercombinationisanalyzed
it is common toidentify numerous actors, apartfrom public
serviceortheproductionofagood.Accordingtotheauthors,the reasonforthisliesintheneedtoconsidertheusersofpublic ser-vicesasafundamentalelement.Thishappensbecausetheywill betheoneswhodefinewhattheywanttouse,aswellasthe qual-ityofwhattheyareprovidedwith.Withouttheir consultation orengagement,itisdifficulttoconsolidatethis.Forexample, inthecaseofhealthservicesthecollaborationandparticipation ofthe patientthroughouttheprocessiscritical tothe success ofmedicalprocedures.Thesamegoesforrecyclingof house-holdwaste,wherethecollaborationofcitizens’collaborationin separatingwasteiscriticaltothesuccessofthispolicy.
Theco-productionofpublicservices:concept
Theconceptofco-productionhasaninaccurateand ambigu-ousmeaning inthe literature.The truthis that co-production
can take on various facets and moments, for instance:
co-governance, where third-party actors participate in planning andprovidingpublicservices;co-management,wherethe
third-party actors collaborate with the State in providing public
services;orco-production(notinanarrowsense),whichrefers tocitizens’participationinproducing,atleastinpart,thepublic servicestheywillbenefitfrom(Pestoffetal., 2006). Accord-ingtotheauthors,thelattertypecanincludeserviceswherethe relevantpublic authoritiesfund andregulatethembutarenot directlyinvolvedinprovidingthem.
InJoshiandMoore(2004)’sview,co-productionisdefined
asanyactionthatinvolvesserviceusers.Ingeneral,this involve-ment is not perfectly typified, since it is carried out on an
informal basis between users and State agencies. When this
informalityceasestoexistduetotheformalizationofaspecific law,itbecomesinstitutionalizedco-production.This institution-alized co-productionin turn requires that the engagement of usersintheprovisionofpublicservicesbecontinuedbetween publicagenciesandusers,soitisnotinformalasaresultofthe long-termrelationshipbetweentheparties.They alsosuggest thatthisdoesnotrequireacontractualrelationshipbetweenthe partiesinvolved,asisclaimedbytheadvocatesofNewPublic Management.Thisisbecausecontractsproscribevoluntary con-tributionandthiscannotbeconfusedwithcommercialtypesof arrangementssuchaspublic-privatepartnerships,forexample. According to Eijk andSteen (2014), the ability and will-ingnessofcitizenstoparticipateinimprovingtheprovisionof publicservices hasbeenshowntobe essentialfor thismodel toemergeasacredibleandfeasiblealternative,andis depend-entonthehumanandsocialcapitaloftheparticipants.Human capitalisbasedonsocioeconomicvariablessuchasthelevelof educationorfinancialcapacityofitsmembers,whilesocial cap-italdependsoneachmember’savailabilitytocontribute(Eijk&
Steen,2014;Joshi&Moore,2004).
Inthesamesequence,BovairdandLöffler(2013,p.100)base
their opiniononGovernance International(2011),for whom
co-productionaimsat“thepublicsector’suseoftheassetsand
resources of usersand communities toachieve better impact
and lowercosts”. According to them,the participants inthe processshouldpossesssomeessentialcharacteristics, namely thatservice users,thankstotheactualcontacttheyhavewith
thoseservices, knowhow toidentify thefeatures that canbe improved;andiftheyareabletodoso,theircontributionmay helptoimprovetheservice.Ifthecontributionisdependenton thewillingnessofusersandthereisnocontractualbasisbetween the parties,theorganization will benefitfromthisknowledge without having to offera financial reward for it. The citizen can influenceand improve the service,but alsocontribute to theimprovementinthequalityoflifeoftheentirecommunity he belongs to. Finally, the ruleis broken accordingto which public organizations should adopt apaternalistic relationship withtheusersoftheirservicesbecausetheybecomeparticipants; partnersandnotjustmererecipientsofpublicservices.
Thepositionofauserofpublicservicesinthismodeltakes ondifferentcontoursandfeaturescomparedtothosetheformer model.Inthepreviousmodel,thosewhomadeuseoftheservice should beconsidered ‘clients’,as isthe casein the commer-cialrelationshipthatindividualshavewithprivateorganizations, whosemainpurposeisprofit(Silvestre,2010).Theterm‘client’ meansthatthereisadirectrelationship,bymeansofapayment, betweenthosewhoconsumeacertainproductorserviceandthe organizationthatprovidesit;therefore,thereisadirect relation-shipwiththeorganization’sprofit(Radnor&Osborne,2013). Becauseoftheirimportance,‘clients’owntheempowermentas aresultofthefinancialconsiderationinvolved,ofselectingwhat theywillmakeuseof,havingthechoicerejectorconsumea cer-taingoodorservice(Jung,2010).Instead,citizenswhoareusers ofpublicservicesshouldtakeadifferentapproachbecausethey maybeinterestedtherewardsarisingfromtheirparticipation, thesolidarityenjoyedwithothermembersoftheircommunity, orjustthesatisfactionofcontributingtoacausethattheyfeelis
just(Eijk&Steen,2014).
To sum up, we can assert that the engagement of public
serviceusershasgraduallybeentakingplaceinrecentdecades, andthatlatelythedynamicshavebegrowinginthisapproach. Thisisduetotheincreasingscarcityofresources,whichdoes notallowthemtobewasted(Eijk&Steen,2014).Toavoidthis waste,itisimportantthatthemainbeneficiariesofpublic ser-vicestakeanactivepartinthedefinitionofthoseservices.Itis alsoaresultofthefailureofNewPublicManagementtoengage citizensandfostertheirparticipationinpublicserviceprovision
(Araújo,2013).Ifuserscanvoluntarilycontributetomakethis
happen, itis theoreticallyadvantageousfor public authorities becausebygatheringexpertisetheycanimprovethequalityof services.Itwillalsoaidintheconstructionofamorepluraland participatorypublicadministration.Forthesereasons,itis per-tinenttoexamineaspecificcasewheresuchacontributionhas beengiven.
Methodandtechniquesused
Researchdesignandselectionofthesector
Asmentionedintheintroduction,andbasedontheresearch questionanditsoverallobjectiveofstudy,theresearchdesign used will be of the case study type (Yin, 2009). According
to the author, this design is appropriate when studies are
He alsomaintains that such researchdesigndoes not require controlofeventsandfocusesoncontemporaryoccurrences,so it should considerinternalvalidity (through the respondents’
understanding of the answers they submitted) and external
validity(whosegoalisthecorrectconnectionbetweenthetool
used for data collection and the conceptual approach used)
(Bryman, 2004). Internal validity is thus ensured since the
respondentsarewithintheconceptof co-producersasdefined
byOström(1996,p.1073):the“contributionofsubjectswhodo
‘not’belongtotheorganization”.Externalvaliditywasassured too,becausethequestionsthatrespondentswereaskedreferto the understandingof two distinctforms of dispute resolution withintheadministrativeandtaxfield–arbitrationcourtsand arbitrationcentres–regardingtheirefficiencyandeffectiveness. Inthatsense,respondentsdohavetheknowledgefromtheboth typesofserviceprovisionselectedforthisanalysis.
Forthepurposesofthisstudyaspecifictypeofco-production wasselected:co-planningandco-use,i.e.,thepartnership estab-lishedbetweenorganizations/subjects tocreatethearbitration court anduse that both public and private users make of it. Thisoptionisjustifiedbythedearthofstudiesonco-production outsideAnglo-Saxoncountries,whosesocial,politicaland eco-nomicproportionsaremarkedlydifferentfromotherrealities, includingthePortugueseone.Moreover,thisisanexploratory studyinwhichtheanalysisisperformedinviewoftheagents of the arbitration courts involved in providing the available services. It should be noted that responding agents are real
sourcesof knowledge,because theyare experienced usersas
wellasprovidersof services(they arejudgesof the adminis-trativecourts). Thus,these agents are ableto assesswhether thissolutionusingco-productionismoreefficientandeffective thanthetraditionalmodelofconflictresolution.Basedonreal andspecializedknowledge,itisjustifiabletoaskthem,which isespeciallyrelevantforthisstudyinternalvalidation.
Datacollectionandsources
Forthisexercisetobepossible,thedatawasinitiallycollected fromexistingdocumentationandfiles(Hood,2011)inorderto describethesocialphenomenonthatwillbetheaimofthestudy. AccordingtoYin(2009),thegreatadvantageofthesesources are:theyarestablebecausetheycanbeconstantlyupdated;they arenotobstructivesincetheydoesnotresultfrompreviouscase studies;theyareaccuratebecausetheycontainnames,references anddetailsofthesocialphenomenontobeaskedabout;andthey coverawiderangeofdataoverlongtimeperiodsandvarious events.However,therearesomeweaknessesintheselectionof thesesources,especiallybecause: theyaredifficulttoaccess; it ispossible toselect informationthat does not contemplate orcapturetheentirereality;andpossiblybecausemuchofthis informationisnotavailable.
For the purposes of the advantages and disadvantages in
choosingthesedocumentary sources,wetookspecial care to
accessthedatabasesavailableontheInternetwhichincludeall legal andjudicial development, justification andintervention ofsubjectsandavailabledatathatareactuallynewmethodsof initiatingstudyinthisareaofknowledge(seeHood,2011).This
way,theweaknesseswerecancelledoutandwecontemplated
a moreaccurate contextso that the solution canbe properly structured (Pollitt, 2010). The validity of the information is ensuredbythisprocedureandweessentiallysoughtstatistical types of data. These data will be presented only toattest to theevolutionofthephenomenonunderdiscussionhere.Based
on the central research concepts, it was possible to access
the statistics provided by the Directorate-General for Justice Policy (http://www.dgpj.mj.pt/sections/estatisticas-da-justica, last accessed on 3 April, 2016).Here we collected datathat
pertain to the traditional model (Supreme Administrative
Court,NorthCentralAdministrative CourtandSouthCentral
Administrative Court) and toAlternative Dispute Resolution
(includingaggregateddatafromArbitrationCentres,Courtsof
PeaceandMediation). About these, wecollected dataon the
efficiencyrate(whichtranslatesintothenumberofcompleted casesversusthenumberofnewcasesandcasescarriedforward fromthepreviousyear)andtheaveragedurationofcompleted cases, to ascertain efficiency; and the resolution rate (if the indicatorindicatesaratehigherthan100%,thismeansthatthe
numberofcompletedcasesisgreater thanthenumberofnew
cases),toascertaineffectiveness.Thedatacoverthe2010–2014
period,toenablecomparisonwithCAADdata.
Atthesecond stageofdatacollection,we usedthesurvey toolofself-administeredquestionnairesdirectedatthejudgesof thearbitrationcourt.AccordingtoBryman(2004),thistypeof surveyisfilledindirectlybytherespondent.Thesesurveyscan alsobeself-administeredwithorwithoutaninterviewerpresent. Inthisspecificcase, itwascarriedoutwithoutaninterviewer becauseIT(theInternet)wasthevehicleused,particularlythe
sending to respondents’ e-mail.A pre-testwas conducted by
meansofthesendingofthesurveythroughaquestionnaireto threejudgeson5June,2014.Theresponseswerereceivedby 15June,2014,andtheseenabledustoascertainissuesrelatedto theadvantages,disadvantagesanddifficultiesofAdministrative ArbitrationCentres,theirresults,theparticipationofusersand thesuccessfactorsofparticipation,comparedtothetraditional model.
Thesurveywasofthestructuredtype(Bryman,2004).We tookcaretoaskquestionsthatcoveredtheareaofthe respon-dent’sownpointofviewandthatcanlaterhelpintheperception ofthesocialphenomenaunderstudy.Oncethepre-testhadbeen carriedout,24surveysbyself-administeredquestionnairewere senton20June,2014,toalljudges-arbitratorsofthearbitration court.Theanonymityofrespondentswasensured,and16duly
completedsurveys werereceivedby26July,2014– a66.7%
responserate.Thejudgeswereselectedamongagentsofthe
co-productionprocess whowere notemployees or contractually
is the accuracy of the data regarding the names involved. In thisparticularcasethenamesofthearbitrationcentre’sjudges areidentifiedonthecentre’swebsite,whichfacilitatescontact withthem.Moreover,againaccordingtotheauthor,oneofthe disadvantagesisthatitisnotalwayspossibletohaveaccessto them.Inthisspecificcase,theresponserateishigh,particularly keepinginmindthe viewsof peopleinvolved intheprocess. Therearethreestakeholdersinthisprocessofcreationanduse of the arbitration centre, namely public administration inthe fieldoftax,taxpayerswhoaretosomedegreeindisputewith publicadministration,andalsotheaforementionedarbitration judges.Thesejudges,as willbeshownbelow,haveadutyof independence, impartiality andintegrity, being neither repre-sentativesnoragentsofanypartythatappointsthem.Therefore, theyareprivilegedactorsexperiencingthissocialphenomenon becausetheyknowthetraditionalmodelofpublicservice pro-vision–inthiscase,thefiscalcourtsasagentsofthoseservices –andbecausetheyperceivetheadvantagesanddisadvantages ofthismodelregardingtheserviceprovidedtousers.
Resultsanddiscussion
Traditionaladministrativecourtsandalternativedispute resolution
The Laws on Voluntary Arbitration (Law No. 31/86 of
29August),ontheGeneralContractualClauses(Decree-Law
446/85of25October),onOrganization,Competencyand
Oper-ationofCourtsofPeace(Law78/2001of13September),and
ontheExperimentalProcedureScheme(Decree-Law108/2006
of 8 June), were turning pointsin the Portuguese legal sys-tem inregardtothe modesof provision ofservices aimedat alternativeconflictresolutioninrelationtoTraditional Adminis-trativeCourts.Thegeneralprincipleofexclusionofarbitrability in administrative litigation was in force for centuries in the nationallegalsystem, asaresultoftheFrench modelof pub-licadministration.Thelatterisseenasapowerdirectedatthe pursuitof publicservicesprovision.Consequently,theruleof law isobserved, wherepublic administration enjoysahigher legalpositionthancitizens(Serra,2010).Disputesthatemerged wereusuallyresolvedwithinpublicadministrationitself, with-outevencontemplatingthepossibilityofresortingtootherforms ofprovision(Catarino&Filippo,2011).
Theuseofotherformsofprovisionwasnotallowedonthe groundsofthegeneralideathatpublicadministrationcouldnot freelyhaverightsandpublicobligationsatitsdisposal,sinceit wascommittedtotheprimacyofpublicinterestandtheprinciple oflegality(Serra,2010).TheStatecouldnotconceptuallybe presentinpublicrelationsmerelyasaparty,butasprimusinter pares(Catarino&Filippo,2012).
However, the wideningof the State’s functionsgenerated
newsocialrights,madepublicmanagementmorecomplexand
requiredtheparticipationofcitizensinpublicadministration.It wasonlyin2004,withthereformofprocedurallawin adminis-trativecourts,whichgraduallyreplacedthePortuguesemodelof objectivistjusticetocontroladministrativelegalitybymeansofa German-rootedsubjectivistmodelfortheprotectionofcitizens’
subjectiverights.Arbitration,forexample,amongthepossible alternativedisputeresolutionmethods,arisesintaxlawina con-textwheretheintentionistoavoidconflictorasanattemptto resolvesuchconflictsbetweenstatesandtheircitizens(Catarino
&Filippo,2012).
In fact,the Stateisstartingtobecomemoreopen toideas ofco-productioninitsvariousforms(Bovaird,2007).Such cit-izens’ rightshavebeen complemented,in administrativelaw, byestablishingmechanismsforpriorconsultation.Theserights envisagetheparticipationofcitizensinthepoliticaland admin-istrative activities of the State. This citizen engagement has
generally been shown to be an effective andefficient means
inprovidingconflictresolutionservices.ByanalysingTable1
andconsideringtheperiodbetween2010and2014,Alternative Dispute Resolutiondemonstratedhigher efficiency rates than the average oftraditional courts:39.77% in2011,41.82%in
2012,44.67%in2013and39.83%in2014.Theexceptionis
2010,whentheaverageefficiencyrateoftraditionalcourtswas 84.65% versus78.56%foralternative means.Itcantherefore besaidthatalternativemeansaremoreefficientthantraditional waysofprovidingthisservice.Duetoalackofavailabledata,the averagedurationofcompletedcasescouldnotyetbeanalyzed. Ifweconsidertheresolutionrate,itappearsthatthefigures for traditional courtsare asfollows:84.65%in2010,79%in
2011,88.37%in2012,112.34%in2013and91.60%in2014.
The figurespresented byAlternativeDispute Resolutionhave higher resolutionrates in all the yearsconsidered except for
2013–seeTable1.Itcanthusbeended,againbycomparison,
that the effectiveness alternative dispute resolution is greater thanthatoftraditionalmeans.
However,thisanalysisshouldincludeusers’assessmentsof theserviceprovidedbyalternativemeans.Thiswasdonebythe
Directorate-GeneralforJusticePolicy(2013),whichconducted
asurveywith505usersand,usingascaleof1(verydissatisfied) to10(verysatisfied),endedthatdisputesettlementspeed (aver-ageof 7.99),costofaccess (averageof 7.99)andpunctuality instartingsessionswhen planned(averageof 7.94),werethe indicatorswiththelowestscoresamongthoseconsideredinthe inquiry.Incontrast,theassessmentoftheworkofthe judges-arbitrators, justiceof the peaceor mediator(averageof 8.65) andoperationofthearbitrationcentre,courtofpeace, media-tion(averageof8.43except,andasnotedabove,punctualityat thestartofsessions)weretheindicatorswiththehighestscores. Inshort,alternativedisputeresolutionshowsbetterratesof effi-ciencyandresolutionthantraditionalcourts.Thereis,however, lessusersatisfactionwhenconsideringassociatedcostsandthe speedwithwhichcasesareresolved.
TheAdministrativeArbitrationCentre
TheadoptionoftaxarbitrationinPortugalasanalternative meanstotraditionalpublicmeans(theCourts)forconflict reso-lutionis basedonthegeneralideathat itisbeneficialfor the
public sector to use the resources of users and communities
Table1
Statisticsontraditionalcourtsandalternativedisputeresolution.
Supreme
AdministrativeCourt
CentralAdministrative Court(North)
CentralAdministrative Court(South)
AlternativeDispute Resolution*
2010
Newcases 937 1275 1996 2667
Endedcases 1038 1086 1438 2548
Pendingcases 414 1555 2925 576
Efficiencyrateb 71.49% 41.49% 32.96% 78.56%
Resolutionratec 110.78% 85.18% 72.04% 95.54%
Averagedurationofendedcasesd 6months 8months 11months
-2011
Newcases 1088 1741 2133 2507
Endedcases 1034 1181 1705 2643
Pendingcases 468 2115 3353 417
Efficiencyrateb 68.84% 35.83% 33.71% 90.38%
Resolutionratec 95.04% 67.83% 79.93% 105.42%
Averagedurationofendedcasesd 5months 12months 17months –
2012
Newcases 1329 1761 2242 2236
Endedcases 1192 1391 2129 2304
Pendingcases 605 2485 3466 354
Efficiencyrateb 66.33% 35.89% 38.05% 88.96%
Resolutionratec 89.69% 78.99% 94.96% 103.04%
Averagedurationofendedcasesd 5months 12months 17months –
2013
Newcases 1692 1849 2147 2400
Endedcases 1415 1642 2412 2359
Pendingcases 882 2692 3201 394
Efficiencyrateb 61.60% 37.89% 42.97% 84.43%
Resolutionratec 83.63% 88.80% 112.34% 98.29%
Averagedurationofendedcasesd 5months 14months 15months –
2014
Newcases 1321 1820 2072 2844
Endedcases 1297 1319 2158 2817
Pendingcases 906 3193 3115 438
Efficiencyrateb 58.87% 29.23% 40.94% 85.83%
Resolutionratec 98.18% 72.47% 104.20% 99.05%
Averagedurationofendedcasesd 7months 14months 18months –
Source:Ownworkusinghttp://www.dgpj.mj.pt/sections/estatisticas-da-justica,consultedon23February2016.
aAlternative Dispute Resolution includes cases from Arbitration Centres, Courts of Peace and Mediation Directorate-General for Justice Policy
(http://www.dgpj.mj.pt/sections/estatisticas-da-justica,lastaccessedon3April,2016).
b EfficiencyRate=Nr.ofendedcases/(Nr.pendingcasesatthestartoftheperiod+Nr.ofnewcases)
×100.
c Resolutionrate=(Nr.endedcases/Nr.ofnewcases)
×100.
d Theaveragedurationofendedcasescorrespondstothetimebetweenthecase’sentrydateandthedateofthefinaldecision(judgement,sentenceororder)atits
jurisdiction,regardlessofresjudicata.
economicagentswhoopposedthemonopolyofpublicjustice
becauseitwaslong-windedandexpensive,anddidnotsafeguard theirlegalrights(Catarino&Filippo,2012).
Thus,a newnon-profit private jurisdiction was created in Portugalinlate2009– the AdministrativeArbitrationCentre (CAAD)–whichtheoreticallywouldenableswifterresolution of the issues that previously hadto be compulsorily submit-ted tothe Fiscal Courts.This jurisdiction operatesunder the aegisoftheHigherCouncilofAdministrativeandFiscalCourts
(CSTAF) and its founding partners are public, private and
third-sectororganizations.Thismodelenablesthe connection between the business world and the political, social and tax systems,inparticularwiththeGovernmentandPublic Admin-istration, Associative Summits, schools and universities, and
the financial and business community. The law allows any
public or privateentity toconclude association and
coopera-tionprotocolswiththe CAAD,becomingpart ofitsBoardof
Representatives.
Arbitrationisoptional,sothat taxpayerscanchoosewhich of defence channels (judicial, public, or arbitration, private) theywishtopursue.Itisaprivatejurisdictionwhereneutraland impartialthirdparties(judge-arbitrators),chosenbytheparties
or appointedby the CAAD, decide onthe issuesin dispute,
where decisions have the same legal value as court rulings.
The engagement of citizens in the process of selecting the
Table2
NumberofcasessubmittedtoArbitrationCourtsinPortugal.
Year Numberofcases
2011 26(monthsofSeptember, October,December)
2012 150
2013 311
2014 850
Total 1494
AverageDurationofEndedCases 4monthsand20days
Source:AdministrativeArbitrationCentrehttps://issuu.com/caad.arbitragem/ docs/newslettercaadn12015?e=7377553/11811779, consulted on 22 February,2016).
Arbitrationtheoreticallyhastheadvantageofswiftly obtain-ingadecisionbindingonthetaxauthoritiesandonthetaxpayer, similartodecisionshandeddownbyafiscalcourtoflaw,aswell asensuring,insomecases,thepossibilityofappeal.Sincethe implementationofarbitrationasanalternativemeansfor resolv-ingtaxdisputes,itappearsthatthenumberofcasessubmitted hasbeenincreasing,ascanbeconfirmedinTable2.
Conceptually,thepoliticaldispositionforthecreationof arbi-trationinPortugalis connectedtotheattempttoimprovethe provisionofpublicservicesbothintermsofspeedandof
qual-ity(Eijk&Steen,2014;Joshi&Moore,2004),workingfrom
theassumptionthatserviceusershaveaccesstothenecessary resourcesandthewilltoachievedthis(Bovaird&Löffler,2013). Onthisassumption,andtaking intoaccount structuraland operationalprocesses,theCAADischaracterizedbythe
follow-ing(seeFigueiras,2011):thehumanresourcescentreincludes
arangeof specializedtechnicians whoare responsiblefor all administrativeproceduresregardingthecases.Therefore,allthe stepstakenarecarriedoutbyadministrativehumanresources whobelongtothecentre.Asstatedabove,thejudges-arbitrators arechosenfromasetofpersonalitiesthatarelistedonthe cen-tre’swebsite.Itshouldbenotedthatthesejudges-arbitratorsare notemployeesofthecentre;theyonlyassistinfulfillingthe pur-posesthatthecentresetsouttoachieve.Shouldthepartieswho usethisservicedecidetochooseajudge-arbitrator,experts,etc., otherthanthoselistedbythecentre,itiscertainthatthecosts arising from this will be borne by the parties. Despite these increases,“in theoretical terms one actually see adownward trendinarbitrationcostsinrelationtoordinaryCourts,atleast whenthepartiesdonotappointanarbitratorwhoisnotpartof theCentre’slist”(Figueiras,2011,pp.127–128).
Given these theoretical advantages, the number of cases
resolvedinthatcentrehasbeenincreasing.Thisislargelydueto thespeedatwhichtheyareconcluded,whichisfastercompared toothercourtsthatareconsideredtraditional–seeTables1and2. Sothetimetakentoresolvebothadministrativeandtaxconflicts isonaveragefourmonthsandtwentydays,whileinothercourts thataverageishigher–seeTable1.Thesefiguresprovethatthe co-productionismoreefficientandeffectivethanthetraditional provisionofpublicservices,asstatedinstudiesonco-production
(Eijk&Steen,2014;Bovaird&Löffler,2013;Joshi&Moore,
2004). However, one cannot overlook the assessment of
CCAD’sservices,madebyitsusers(seeDirectorate-General,
2013). Referring now solely to the opinions of the CAAD’s
users(n=337),itisclearthat theyaremostsatisfiedwiththe performanceofthejudge-arbitratorresponsiblefortheircases (anaverageof8.54).However,theyseemlesspleasedaboutthe swiftnessofconflictresolution(anaverageof7.77),thecostof access(anaverageof7.97),thetimebetweentherequestand thefirstsessioninwhichtheywereheard(anaverageof7.79),
and the punctuality when starting the sessions (an average
of7.87).
According tothe judges-arbitrators,theCAAD has
advan-tagesover the traditionalmodel of conflictresolution.Ofthe 16 interviews,allrespondents mentionthespeed of decision-makingasthemainadvantageofthismodel:
“Wemustnotforgetthat‘goodjusticeisalwaysswiftjustice” (respondent2);
“Under current circumstances, I consider that the main
advantage offered by the Centre is the gain in decision
time–comparedtothesaturationandtheconsequentslowness ofadministrativeandfiscaljustice”(respondent16).
Accordingtorespondents,thisswiftnessisduetothe sim-plificationoftheprocess(respondents7and9),whichdoesnot requiretheproceduralstepsthattakeplaceintraditionalcourts andthatgeneratetheslownessshowninthetraditionalmodel.
On theotherhand,beyondthe questionsof speedand
proce-duralsimplicity,thechoiceofexpertstosettledisputesbetween partiesisalsoagreatadvantage(respondents3,5,7,9,11,12 and14).Thisisoneaspectwheretheuseoftheco-production modelintheCAADproducedgreatbenefits.Sincethe judges-arbitratorsarerecruitedamongrenownedexpertsbymeansof engagingtheparties,theaveragequalityof decisionstendsto increasebecausetheyarelegallybased(respondent12). More-over,inadditiontotechnicalquality,integrityandimpartiality indecisionmakingareothercriteriathatarementioned (respon-dents4and12).Theengagementofthepartiesinthearbitration processbychoosingthejudgesisanimportantcontributionto theentireprocess,asissuggestedintheliterature(Eijk&Steen,
2014;Joshi&Moore,2004)andthiscanbeseenhere,i.e.,on
averagedecisionsreallyarefaster.Nonetheless,giventhecosts involvedandassociatedexpectations,theCAAD’susersdonot givesuchpositivescorestothespeedofprocesses.
Even so, these data corroborate one of the main reasons
for the creationof the CAAD,whichwas toswiftlyobtaina
decisionthat wouldbebindingonthepartiesinthecase. We would point out that co-production aims tocreate apossible alternativeinordertoimprovetheprovisionofpublicservices
(Joshi&Moore,2004).Thus,andaccordingtoJoshiandMoore
(2004),usersshouldparticipateinthedesign,implementation
andevaluationoftheactionsandpoliciesadopted.
Although severaladvantages are enumerated, some
Another of the respondents concerns is the possible lack of impartiality, independence and integrity of judges-arbitrators (respondents3, 4, 11and12).In addition,despitethe recog-nizedtechnicalqualityofdecisions,thejudges-arbitratorsmay alsodeliverpoor-qualitytechnicaldecisionsbecauseitcan hap-pen(respondent4).Thisdisadvantageisassociatedwithanother
concern – once the CAAD’s mediation is accepted by users
thedecisionmustbeacceptedbythepartiesandthis compro-misessomeindividualguaranteesregardingappealsagainstthe decision,whichareprovidedforinfiscalcourts(respondents7 and15).Butifthepartiesare involvedinthearbitration pro-cessbyappointingjudges,thiswillfostergreateracceptanceof thedecisionshandeddown.Finally,costsarehigherfor users (respondents5,12and13),whichpartiallycontradictstheuse ofco-production.AccordingtoBovairdandLöffler(2013) co-productionaimstoincreasetheimpactofpoliciesoncitizens’ lives,particularlybyloweringcostsintheprovisionofpublic services.Wefound inthiscasethat the swiftnessis real and thatthisimpactsthependingissuesofserviceusers;however, itfallsshort regardingthe reductionof costs,whichprevents many usersfrom resorting tothis method.This is consistent
withwhatisFigueiras(2001)’sclaimthatthecostsofarbitration
shouldtheoreticallybelowerwhencomparedtothetraditional model.Thisstudyshowsthatthemainreasonfordissatisfaction amongtheservice’susersisessentiallythecostsinvolved(see
Directorate-General,2013).
Despitethefactthatsomedisadvantages wereidentified in comparisontothetraditionalmodelofconflictresolution,most
respondents assert that the CAAD is a model that provides
swifter results (except for respondents 7 and 11, for whom,
respectively,it isprematuretomake areal andreliable com-parison,andthetechnicaldecisionsdonotseemtobehigherin quality).Fortheremainingrespondentsthisarbitrationmodel providesgreateradvantagesthanthetraditionalmodelbecause there is greater agility in hiring judges (respondent 1). This agilityresultsfromtheengagementofthepartiesprovidedforby theco-productionmodel(Hilton&Hughes,2013).Thesejudges areindependent,andaccordingtotherespondent7,demonstrate higher productivity than the career judges of administrative courts.
Thelastadvantagepointedoutinthisarbitrationmodelisthe citizen’sabilitytobepresentatalltheproceduresofthe case (respondents1 and8). ThisreasonisconsistentwithBovaird
andLöffler’s (2013)assertion:co-productionenablesusersto
employtheir assetsand resources;in thisparticular case the userscanvoluntarilyadddatatotheprocess,therebyinvolving theminit, whichaidsdecision-makingandtheswiftnessand qualityofthedecision.
User participationis therefore the biggest asset and inno-vation inthe creation of thisarbitration centre. Thisasset is provided by co-production,as it fosters closeness amongall partiesregardingthecaseprocedures(respondent7):
“The biggest advantage is the proximity to citizens and
the possibility they have of directly following the case
throughthejudges-arbitratorstheyappointorthearbitrators appointedbythecentre”(respondent13).
Anotherinnovationistheselectionofjudges-arbitratorsby thoseengagedinthedispute(respondent1),andthatusers com-mittoacceptingandfollowingthedecisionthatishandeddown (respondent11):
“Userparticipationisviathejudges-arbitratorscontainedin alistthatispre-approvedandmadepublic.Thesearepeople ofrecognizedmeritinjudgingontheissuessubmittedtothe arbitrationcourt,sowhenusersresorttoarbitrationtosettle disputes,theyalreadyaccepttheparticipationofanyofthese judges-arbitratorsinthearbitrationproceedings,relyingon
them toconsider the issue andto make judgement on it”
(respondent12).
Itshouldbenoted,however,thatamongthenewcasesonly infourteenofthemdidthepartiesrequesttheappointmentof thearbitrator,whileinthreehundredandfivecasestherewas norequestforthearbitrator,whowaschosenfromamongthe independentexperts.
Userparticipationisnotlimitedtomonitoringtheprocess. Thecreationofthisarbitrationcentrewasbasedonthevisibility andreputationofdecisions(respondent9),andthesedecisions
are highly dependent on what is offered by the users
them-selves.Indesigningthemodel,thepartiesinvolvedcansubmit proposalsforimprovingservicestothecentre’sEthicsCouncil (respondent6).Besides:
“(...) Ithink that the participationof users– or, I would
say,oftheorganizationsthatrepresentthem,ratherthanof individualusers–couldbeplacedpreciselyatthe‘design’ and‘implementation’,andthenatthe‘monitoring’ stages.
The existence of something like afollow-upcouncil
con-sistingofrepresentativesfromtheorganizationsofpersons andentities that most often requestthe Centre’s interven-tion, as well as the administration sectors who accede to it, could be a ‘monitoring’ structure capable of assessing the operation of theCentre and, dependingon their
expe-rience, suggest and propose the appropriate adjustments”
(respondent16).
SuchaprovisionisconsistentwithwhatisarguedbyEijkand
Steen(2014),forwhomco-productionreferstoactionswhere
citizensassistpublicagenciesasvolunteersinordertoimprove thequalityoftheservicesprovided–whichactuallyhappensin thiscasebecauseusersparticipateintheco-production(notin anarrowsense)oftheservicesthattheywilluse(Pestoffetal.,
2006).
Somerespondents(4,11and12)maintainthat,inorderfor service userstogoonbenefittingfromthisservice,it is nec-essary toensure thereis alegalandmaterial frameworkthat is perfectly clear and appropriate. With the existence of this framework,theyalsoarguethatitisimportanttoseparateand controlfunctions(respondent3),andthateachprocesscanbe adaptedtothecasebeingtried(respondent5).Thiswould guar-anteethecentre’sintegrity,reputation,credibility,efficiencyand effectiveness(respondents9and13).Inconclusion,the admin-istrativearbitrationcentreemergesasaninnovativemodel,not
of the procedural and administrative participation of service users. Thischaracteristicsets it apartfrom arbitrationcourts, sothat:
“(...)thequalityofthe servicesprovided–the speedand
correctnessof thedecisions–isanessentialfactorthatthe
CAAD has practised,in contrast to the very poor service
providedbythefiscalcourts”(respondent15).
Conclusions
Giventhe scarcer resources thatStates havetheir disposal toprovideservicesthatarefast,efficient,high-quality,andthat meetthenecessaryrequirementsofitsusers,co-productionhas emerged as analternative meansof catering tothe collective needsthatareindividuallyexperiencedbypopulations.The
co-production is understood as comprising all actions in which
citizens(individuallyor collectively considered)assist public agenciesonavoluntarybasisinordertoimprovethequalityof publicservices(Eijk&Steen,2014).
Inadditiontothelimitationsoftraditionalmodelsofservice provision, due to citizens’ needs and to favourable political andinstitutionalconditions, thiswayof providingpublic ser-vicesinspired,inPortugal,the creationof the Administrative Arbitration Centre in 2009, so as to settle disputes between theadministrativeandfiscalpublicauthorityanditsusers.The CAADisprivateinnatureand,byengagingthevariousparties, hasincreasinglygainedprominenceinconflictresolution–the numberofcasessubmittedtoitrosebyoveronethousand per-centbetween2011and2014.Thisisexplainedbyitsswiftnessin decision-making,whichwouldnotbepossibleotherwise(Hilton
&Hughes,2013).Inadditiontothespeedofdecisions,thereare
otheradvantagessuchastheongoingengagementoftheservice userthroughtheappointmentofthejudges-arbitrators,the pro-cedural monitoring andalso the abilityto improve the entire servicebyconsultingusers’.
However, thereare two factorsthat shouldbe considered. The firstrefers tothe issueof cost,i.e., thecost for usersof theadministrative centreshouldbe lower.Thisisreflected in notverypositiveevaluationsbyusers.Asborneoutby judges-arbitrators,costisabarrierforindividualsororganizationswho would like to resort to this means of resolving existing dis-putes.Thisisbecausetheamountschargedtousersarehigher thanthoseof traditionalmeans ofconflictresolution.Inspite ofthegreaterefficiencyandeffectivenessoftheirservice provi-sion,arbitrationcentresdonotreceiveentirelypositivefeedback
from users, as demonstrated by the study conducted by the
Directorate-General (2013). Therefore one of the challenges
thatshouldbetakenintoaccountisareductionintheoperating costsof thismodel,toenablecitizenstouseitsservicesmore often.
ThiscaseshowsthattheStatehasnomonopolyinthe provi-sionofpublicservicesandthatitispossibletofindmoreagile waysofprovidingthembyusingco-production.Instead,citizens andsocietyingeneralcanthemselvesprovidesuchservices,thus benefitingfrom goodsand servicestheyreally need andthat helpthemtoresolveeverydayissuestheymayface.Itshouldbe
notedthatthisisapreliminaryandexploratorystudy,so ongo-ingattentionshouldbepaidtothisparticularphenomenon.This attentionisduebecausewecannotyetclearlyassertJoshiand
Moore(2004)’sargumentthatco-production‘isthebestofall
possible alternatives’ to improve the provision of public ser-vicesthroughusers’participationinthedesign,implementation andevaluationof publicpolicies.Moreover,it isimportantto proceed withthisanalysisbutthistimefocussingonthe
the-ory of services proposedby Osborne(2013),thus cementing
theoreticalknowledgeinthisfield.Thisknowledgeshouldalso beexpandedtootherindustriesandothersocial,politicaland economicrealities.
Funding
Thisworkwassupportedbynationalfundsthrough FCT–
Fundac¸ãoparaaCiênciaeaTecnologia,underproject “PEST-OE/CJP/UI0713/2013”.
Conflictsofinterest
Theauthorsdeclarenoconflictsofinterest.
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