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M y e lo d y s p la s tic s y n d ro m e s (M D S ): p ro g n o s tic

fa c to rs a n d s c o rin g s y s te m s

D e p a r t m e n t o f H e m a t o l o g y , D e p a ~ t m e n t o f B i o s t a t i s ~ c s a n d D e p a r t m e n t o f P a t h o l o g y ,

D e p a r t m e n t o f H e m a t o l o g y , F a c u l d a d e d e M e d i c i n a d e B o t u c a t u , E s c o l a

P a u l i s t a d e M e d i c i n a l U N I F E S P - S ã a P a u l o , B ~ a z i l

O b je ctive : T o e va lu a te th e sco re syste m s o f C a ssa n o a n d S a n z a n d su g g e st a n e w o n e . D e sig n : C a se se rie s. L o ca tio n : T e a ch in g h o sp ita is: E P M U N IF E S P a n d F a cu ld a d e d e M e d icin a d e B o tu ca tu . P a rticip a n ts: 5 9 p a tie n ts d ia g n o se d fro m 1 9 7 9 to 1 9 9 2 .ln te rve n tio n : E va lu a tio n ' o f clin ica i-la b o ra to ria l d a ta . M e a su re m e n t: S ta tistica l co m p a riso n , u n i a n d m u ltiva ria te a n a lysis a n d a ctu a ria l su rviva l cu rve s. R e su lts: C a ssa n o 's syste m d ivid e d th e p a tie n ts in to h ig h a n d lo w risk (p = 0 .0 9 6 6 ) w h ile . S a n z's g é ive h ig h , in te rm e d ia te a n d lo \y risk (p = 0 .0 1 0 8 ). T h e u n iva ria te a n a lysis sh o w e d h e m o g lo b in , W B C co u n t, E /M ra tio , live r size a n d b la st p e rce n ta g e in B M a s sta tistica lly sig n ifica n t. T h e m u ltiva ria te a n a lysis sh o w e d b la st p e rce n ta g e in B M (p = 0 .0 0 4 ) a n d H b (p = 0 .0 5 0 ) a s sig n ifica n t. O u r syste m , co n sid e rin g th e m u ltiva ria te a n a lysis d a ta , d ivid e d th e p a tie n ts in to h ig h , in te rm e d ia te a n d lo w risk (p = 0 .0 0 3 8 ). C o n clu sio n s: S a n z's syste m w a s m o re fu n ctio n a l th a n C a ssa n o 's, w h ile o u rs sh o w e d p re d ictive su rviva l va lu e a n d e a se o f u se in clin ica i p ra ctice .

U N IT E R M S : M ye lo d ysp la stic syn d ro m e s. P ro g n o sis. S u rviva l.

IN T R O D U C T IO N

M

g r o u py e l O d Y S P l a s t i cs y n d r o m e so f h e m a t o l o g i c a l d i s o r d e t s( M D S ) a r e a c o m p l e xc h a r a c t e r i z e d '

b y h y p e r c e l l u l a r b o n e m a r r o w w i t h

d y s h e m a t o p o i e s i s i n v o l v i n g o n e o r m o r e c e l l l i n e a g e s a n d

p e r i p h e r a l b l o o d c y t o p e n i a s t h a t f r e q u e n t l y t r a n s f o r m i n t o

a c u t e l e u k e m i a1,2 ,3 .

D i f f e r e n t a u t h o r s h a v e s t r e s s e d t h a t t h e M D S c l a s s i f i c a t i o n ,

p r o p o s e d b y t h e F r e n c h - A m e r i c a n - B r i t i s h ( F A B )

c o o p e r a t i v e g r o u p i n 1 9 8 23 i s o n l y a b l e t o s e p a r a t e p a t i e n t s i n t o t w o r i s k g r o u p s : r e f r a c t o r y a n e m i a ( R A ) p l u s r e f r a c t o r y

A d re s s fo r c o rre s p o n d e n c e :

M a ria d e L o u rd e s L . F . C h a u ffa il/e R u a B o tu c a tu 7 4 0 , 3 º a n d a r

S ã o P a u lo /S P - B ra s il - C E P 0 4 0 2 3 -0 6 2

a n e m i a w i t h r i n g e d s i d e r o b l a s t s ( R A R S ) ( l o w r i s k ) a n d

r e f r a c t o r y a n e m i a w i t h e x c e s s o f b l a s t s ( R A E B ) p l u s

r e f r a c t o r y a n e m i a w i t h e x c e s s o f b l a s t s i n t r a n s f o r m a t i o n

( R A E B - t ) ( h i g h r i s k ) 4 , 5 , 6 ,7 ,8 ,9 ,1 0 ,1 1 . T h e c h r o n i c

m y e l o m o n o c y t i c l e u k e m i a ( C M M o L ) g r o u p l a c k s a c l e a r l y

-d e f i n e -d r i s k c l a s s i f i c a t i o n6 , 7 , 9 ,1 0 ,1 2 , 1 3 • .

D u r i n g t h e l a s t 1 0 y e a r s t h e r e h a s b e e n a g r o w i n g

i n t e r e s t i n t h e a n a l y s i s o f v a r i a b l e s o f p r o g n o s t i c v a l u e i n

M D S , e s p e c i a l l y b a c a u s e o f c a s e s w i t h u n e x p e c t e d c l i n i c a I

e v o l u t i o n o r u n c l a s s i f i e d a c c o r d i n g t o F A B . c r i t e r i a l 4 .

P r o g n o s t i c s t u d i e s h a v e r e c e n t l y b e e n p r o p o s e d u s i n g

v a r i a b l e s s e l e c t e d b y u n i v a r i a t e a n d m u l t i v a r i a t e r e g r e s s i o n

a n a l y s i s . T h e r e f o r e , m a n y s c o r i n g s y s t e m s f o r p r e d i c t i n g

s u r v i v a l a n d l e u k e m i c t r a n s f o r m a t i o n , a s w e l l a s f o r

s e l e c t i n g a d e q u a t e t h e r a p e u t i c a p p r o a c h e s f o r e a c h

i n d i v i d u a l c a s e , h a v e b e e n p r o p o s e d9 ,1 1 ,1 5 ,1 6 ,1 7 ,1 8 .

T h e a i m s o f t h i s s t u d y w e r e : 1 ) T o e v a l u a t e t h e

e s t a b l i s h e d s c o r i n g s y s t e m s p u b l i s h e d b y C a s s a n o .15 a n d

S O U T O , E . X .; C H A U F F A IL E , M .L .L .F .; M O N C A U , J.E .C .; N IE R O -M E L O , L .; B R A G A , G .W .; S IL V A , M .R .R .; K E R B A U Y , J. - M ye lo d ysp la stic syn d ro m e s (M D S ): p ro g n o stic fa cto rs a n d sco rin g syste m s

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Sanz

l7

in our group of patients, 2) To access variables of

prognostic value and 3) To propose a new, simplified scoring

system easy to use in clinicaI practice.

M A T E R I A L S A N D M E T H O D S :

We studied 59 patients with MDS that were diagnosed

at two different teaching hospitaIs in the state of São Paulo

(Escola Paulista de MedicinalUNIFESP and Hospital da

Faculdade de Medicina de Botucatu - Hospital da UNESP)

from 1979 to 1992.

AlI patients

were classified

according

to the

estabilished scoring systems of Cassano

l5

(Table 1) and

Sanz

1 7

(Table 2).

Only patients with primary MDS were analyzed, and

therefore those with poor prognosis (secondary and/or

therapy-related MDS) were excluded. Patients who had

more than 30% of blast cells in bone marrow were also

excluded

2

ClinicaI,

laboratorial

and

bone

marrow

cytohistological

data were collected from all patients

according to FAB criteria

3•

Peripheral blood and bone marrow smears were dyed"

with Leishman's

stain.

Hemoglobin

leveI (g/dl),

reticulocytes

(%), WBC (x10

9

/1), neutrophils

(%),

monocytes (%), lymphocytes (%), blast cells (%) and

platelet count ( xl 0

9

/1) were determined.

Bone marrow aspiration and biopsy materiaIs were

dyed with hematoxilin-eosin (HE) and Giemsa stains and

stained for reticulin by the Gomori method and were

examined

for:

1) cellularity

(BM/fat ratio < 1/3 =

hypocellular

= grade O; BM fat ratio

1/3 - 1/1 =

normocellular = grade 1; BM/fat ratio >1/1 = grade 2; 2)

erythro/myeloid ratio (>0.53 or < 0.53); 3) BM blast cell

percentage; 4) dyserythropoiesis (proerythroblast excess,

erythoblasts

arrested

at the same stage, scattered

erythroblasts); 5) dysgranulopoiesis (dysplastic changes,

Pelger

Huet abnormality,

degranulation

of mature

neutrophils);

6) dysmegakaryocytopoiesis

(dystrophy,

abnormal size and nuclear lobulations): grade

O -

2+ =

0-30% abnormal cells, grade 3+ - 4+ = 31 - 60% abnormal

cells, grade 5+ - 6+ = 61 - 100% abnormal cells; 7) BM

fibrosis

(O -

1+ = absent, 2+ = moderate, 3+ = significant);

8) ALIP - abnormallocalization

of immature precursors,

according to the criteria of Tricot et aI. Criteria: grade 0+

= <3 clusters, 1+ = 3 - 4 clusters, 2+ = >4 clusters; 9) BM

sideroblasts «15%

or >15%). Differential counts were

performed on at least 500 marrow cells. All cases were

reviewed by tw~ hematologists independently (EXS and

MLLFC) and were allocated to the appropriate

FAB

subgroup.

ClinicaI features such as sex, race, age, interval

between first symptoms and diagnosis, liver and spleen

enlargement, and survival time were also examined.

In addition, cases were classified according to a

scoring system using the significant variables of univariate

and multivariate analysis.

Statistica/ Ana/ysis

Actuarial survival probability "curves were plotted

according to the method of Kaplan and Meyer

1 9

Different

curves were compared statistically using the Cox-Mantel

(log rank) or the generalized Wilcoxon test

20

For univariate

analysis, the cut-offlevel of each quantitative variable was

established based on data in the literature. In some cases,

the cut-off was established by trial and error, until "p" values

were found close to 5%. For qualitative variables, the

different categories were compared to each other. After

prognostic features were selected by univariate analysis,"

multivariate analysis was performed according to Cox's

modeFI. Variableswhich remained significant were included

in the equation, the relative risk for each patient was

estimated, and ~hepopulation was divided into three risk

groups: low, intermediate and high.

R E S U L T S

The 59 patients were followed up from 0.4 to 103

months. There were 31 men (52.6%) and 28 (47.4%)

women. 51 of the patients (86.5%) were white and .8

(13.5%) were black. The median age was 56 years (range

16 - 86), and 33 (55.9%) were younger and 26 (44%)

were older than 60 years of age, with a median survival of

35.30 and 46.20 months, respectively (p=0.5013).

The

general median survival was 35.50 months.

Univariate analysis indicated six variables associated

with poor prognosis

(p<0.05):

liver enlargement

(p=0.0070), WBC 2.0 x 10

9

/1 (p=0.0214), BM blast cell

percentage when comparing the groups: <5%, 5%-10% and

>10% (p= 0.0025), erythroid/myeloid (E/M) ratio 0.40

(p=0.0456), FA~ classification

(RAEB plus RAEB-t,

p=0.3670), and hemoglobin leveI 6 g/dl (p=0.0526) (Table.

1). Twenty patients had RA (33.9%), 12 (20.3%) RARS,

16 (27.1 %) RAEB, 2 (3.4%) RAEB-t,5 (8.5%) LMMoC

and 4 (6.8%) were unclassified. The median survivals were:

88.7,57.4,24.2,3.4,31.1

and 17.0 months respectively.

S O U T O , E . X . ; C H A U F F A I L E , M . L . L . F . ; M O N C A U , J . E . C . ; N I E R O - M E L O , L . ; B R A G A , G . W . ; S I L V A , M . R . R . ; K E R B A U Y , J . - M y e l o d y s p l a s t i c s y n d r o m e s ( M O S ) : p r o g n o s t i c f a c t o r s a n d s c o r i n g s y s t e m s

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Isolated com parison am ong all groups w as not significant

(p= 0.1404) , but in grouping betw een R A plus R A R S versus

R A E B plus R A E B -t, statistical significance w as found

(p= 0.0367)), w ith m edian survivals of 84.7 m onths versus

19.3, respectively. T he variables of sex, race, age, interval

betw een first sym ptom s and diagnosis, spleen enlargem ent,

platelet counts, B M cellularity, erythroid/m yeloid ratio

«0.53 or > 0.53), dyserythropoiesis, dysm yelopoiesis,

dysm egakaryocytopoiesis, B M fibrosis and presence of

A L IP s w ere not significant at the different cut -off leveIs

exam ined. .

M ultivariate analysis show rrl2 variables of prognostic

im portance: B M blast cell percentage (p= 0.0040) and

hem oglobin leveIs (p= 0.0050). T he equation derived from

m ultivariate analysis w as: R R = E xp 1(0.09163 x % B M

blast cells) - (0.2336 x H b)l, w here R R = relative risk.

T he patients w ere then divided into 3 risk groups: low

(R R 0.04 - 0.15), interm ediate (R R 0.18 - 0.33) and high

(R R 0.36 - 2.57). T he W ilcoxon test show ed a siginificant

difference in survival w hen low versus high (p= 0.0346)

and low versus interm ediate risk groups (F igure 1) w ere

com pared.

A pplying C assano's scoring system to our population

there w ere 11 patients (26.8% ) w ith score 5 and survival

above 50% in the period of study period and 30 patients

(73.1 % ) w ith score 5 and m edian survival of31.10 m onths

(p= 0.0966) (F igure 1). A pplying S anz's scoring'system

there w ere 27 patients (49.10% ) w ith score 0-1 and a

m edian survival of84.7 m onths; 23 patients (41.18% ) w ith

score 2-3 and a m edian survival of 16.1 m onths; 5 patients

(9.10% ) w ith score 4- 5 and m edian survi vaI of 7 .2 m onths.

S ignificant statistical difference w as seen am ong the

survival curves (p= O .O 108) (F igure 2).

C onsidering the significant variables of univariate and

m ultivariate analysis a new scoring system w as elaborated:

o

2

B M b la st ce lls (%) < 5 5 -1 0 > 1 0

H b (g /d l) > 6 ~ 6

W B C

(x10

9

/1)

> 2 .0 ~ 2 .0

E /M ra tio > 0 .4 0 ~ 0 .4 0

T his scoring system divides the patients into three risk

groups: group O (low risk) - 19 patients (32.2% ) w ith

survival above 80% in the study period; group 1

(interm ediate risk) - 21 patients (35.5% ) w ith m edian

survival of 31.10 m onths and group 2+ 3 (high risk) - 19

patients (32.2% ), w ith m edian survivaI of 12.80 m onths.

W hen com paring the survivaI curves of Iow versus

interm ediate (p= 0.00056) and Iow versus high groups (p=

0.0006), there w as a significant difference, but not w hen

interm ediate versus high risk groups w ere com pered

(p= 0.0869) (F igure 5)

D IS C U S S IO N

T he general m edian survival in the present group of

patients w as 35.50 m onths, longer than seen in m ost studies.

T he m edian age w as 56 years, a num ber low er than seen in

published papers9,1O ,17.

A lthough observed in m any studies4,1O ,13,17,22,old age

is not significant in the B razilian population (m ean age of

21,7 years). O n dividing the patients into tw o groups, above

and below 60 years old, as S anzl7 proposed, w e observed

m edian survivals of 46.2 and 35.3 m onths (p= 0.5013).

U sing univariate analysis, liver size w as a significant

variable. P atients w ith an enlarged li ver had a survi vaI of

19.30 m onths versus 84.70 m onths in those w ith unpalpable

liver (p= 0.0070). T his w as probably associated w ith m ore

aggressive F A B groups and w ith the liver infiltration seen

in m ore "aggressive" F A B subgroups (R A E B , R A E B -t and

C M M oL ).

H em oglobin values w ere analyzed in the sam e ~ anner

as in S anz'sl7 w ork, com paring the survival curves ofthree

groups: as proposed by S anz et aI. (1989): < 8 g% , 8-10

g% and > 10 g% , but w as not significant. W hen the patients

w ere divided into tw o groups, w ith H b 6

g/dl

(m edian survival of 24.40 m onths) and w ith H b > 6

g/dl

(m edian survival of 49.60 m onths), univariate and m ultivariate

analysis show ed statistically significant difference. T hese

results confirm that hem oglobin leveIs are an im portant

prognostic indicator, agreeing w ith other

au th ors4,9,13,17,22,23,24,25,26.

U nivariate analysis show ed that W B C count w as

significant (p= 0.0214) w hen the survivaI curves of groups

w ith W B C counts of2.0 x 109

1

1 (m edian survivaI of 16.10

m onths) and > 2.0 x 109

I

I (m edian survivaI of 46.20

m onths) w ere com pared (p= 0.0214), confirm ing the

im portance of peripheraI cytopenias as observed by others 17.

In contrast to the Iiterature, in this study platelet counts

did not appear to be a significant prognostic factor in this

population. S anz et aI. (1989) observed significant

difference am ong survivaI curves of groups w ith 50 x

10

9

1

1, 50-100 x 109

1

I and 100 x 109

1

I platelet counts, and

V arela et alI 1show ed that groups w ith <20 x 109

1

I platelet

counts had a poor prognosis.

B one m arrow cellularity w as not significant, but the

. '.m edian survival in the group w ith norm ocellularity w as

higher (84.70 m onths) than that of the hypercellular and

. n m :lm ! ..

S O U T O , E . X .; C H A U F F A IL E , M .L .L .F .; M O N C A U , J.E .C .; N IE R O -M E L O , L .; B R A G A , G .W .; S IL V A , M .R .R .; K E R B A U Y , J. - M ye lo d ysp la stic syn d ro m e s (M D S ): p ro g n o stic fa cto rs a n d sco rin a ~ vste m s

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hypocellular groups (35.50 and 31.10 m onths

respectively). S om e authors have stressed that B M

hypercellularity is an indicator of poor prognosis Ii,22,27.B M qualitative variables such as dyserythropoiesis,

dysgranulopoiesis and dysm etakaryiocytopoiesis w ere not

statistically significant.

B M fibrosis w as present to som e extent in 40% of

patients, but w as not significant.

T he presence of A L IP s in B M biopsies has been

dem onstrated I0,25,28,29,30,31as a significant prognostic factor, but not in the present population.

C om parisons of erythro/m yeloid ratio w ere significant

(p= 0.0456) in univariate analysis w hen com paring the

survival curves of groups w ith R E /M < 0.40 versus > 0.40,

w ith m edian survival of 19.60 and 84.70 m onths

respectively (p= 0.0456). T his w as aIs o observed by

C assanol5, w hen com paring the survival curves of groups

w ith R E /M < 0.53 versus > 0.53. T he significance of this

variable m ay be related to the increase in m yeloid lineage

and B M blast cells.

T he B M blast cells percentage w as the m ost significant

prognostic factor in seen in this population, as already stressed by m any other authors4,9, 10,13,23,24,26.S tatistical

significance w as seen in univariate and m ultivariate analysis

(p= 0.0025 and p= 0.0040, respectively), w hen the follow ing

survival curves w ere com pared:

• < 5% B M blast cells: m edian survival of 84.70

m onthsnths.

• 5 - 10% B M blast cells: m edian survival of 35.30

m onths.

• > 10% B M blast cells: m edian survival of 7.20

m onths.

B M blast cell percentage, com bined w ith the

cytogenetics abnorm alities, are considered to be the m ost

im portant prognostic factors for survival ofM D S patients.

S coring system "A " of C assano et aI (1990) divided

the patients into tw o risk groups: score < 5 (low risk) w ith

survival > 50% in the period analyzed, and score > 5 (high

risk) w ith survival of 31.10 m onths, but w as not statistically

significant despite the difference in survival tim e. T his is

very interesting scoring because it included B M biopsy

and qualitative data (dysm egakaryopoiesis, fibrosis and

presence of A L IP s). T his population show ed a long

survival rate in the high risk group (31.10 m onths), in

concordance w ith the original w ork.

U sing S anz's scoring system (S anz et aI, 1989),

patients w ere divided into three risk groups: score 0-1,

w ith m edian survival of 84.70 m onths; score 2-3, w ith

m edian survival of 16.10 m onths; score 4-5 m onths, w ith

m edian survival of 7.20 m onths. T he com parison of alI

survi vaI curves w as significant using the W ilcoxon test

(p= 0.0108) and also using C ox M antel: 0-1 versus 2-3

(p= 0.0027), 0-1 versus 4-5 (p= 0.0027) and 2-3 versus 4-5

(p= 0.0080). S anz's system seem s to be m ore appropriate

and m ore easily applicable for clinicaI practice than

C assano's.

T he population could be separated into three risk

groups using C ox's relative risk rnodel: 0.004-0.15 - low

risk, w ith > 50% survival during the period studied;

0.18-0.33 - interm ediate risk, w ith > 50% survival during the

period studied; and 0.36-2.57 - high risk, w ith survival of

16.10 m onths. T he difference am ong the survival curves

w as significant (p= O .O 165).

U sing our proposed scoring systern, w hich includes

variables derived from univariate analysis, ie W B C count

and R E /M , patients w ere divided into three risk groups: O

(low ) w ith survival above 80% during the study period; 1

(interm ediate) w ith m edian survival of 31.10 m onths and

2+ 3 (high) w ith m edian survival of 12.80 m onths

(p= 0.0038).

W e conclude that the new scoring system presented

here is easier to apply than S anz's and C assano's because

it includes variables that are easily accessible to clinicians.

C ytogenetics abnorm alities have been considered an

im portant prognostic factor for survival of M D S patients.

H ow ever, as it is not yet a test available to all patients, w e

consider that future studies in our country should include

cytogenetic analysis. .

O bjetivo: Avaliar utilidades dos sistem as de escore de C assa no e Sanz e propor outro. D esenho: Serie de C asos. Local: H ospitais universitários: EPM -U N IFESP e Faculdade de M edicina de Botucatu. P articipantes: 59 pacientes diagnosticados entre 1979 e 1992. Intervenção: Avaliação de parâm etros çlínico-Iaboratoriais. M ensuração: C om paração estatística, análise uni e m ultivariada e curva de sobrevida atuarial. R esultados: O sistem a de C assano dividiu os pacientes em alto e baixo risco (p=0.0966) enquanto o de Sanz em alto, interm ediário e baixo risco (p=0.0108). A análise univariada dem onstrou que hem oglobina, contagem de G B, relação EM , aum ento do fígado e % de blastos na m edula (M O ) eram estatisticarrente

significantes. A regressão m ultivariada dem onstrou com o sendo significantes a% de blastos da M O (p=0.004) e os níveis de

H b (p=0.050). O nosso sistem a, considerando os parâm etros da análise univariada, dividiu os pacientes em alto, interm ediário e baixo risco (p=0.0038). C onclusões: O sistem a de Sanz foi m ais prático que o de C assa no enquanto o nosso, dem onstrou valor preditivo de sobrevida e uso fácil na prática clínica.

SO U TO , E. X.; C H AU FFAILE, M .L.L.F.; M O N C AU , J.E.C .; N IER O -M ELO , L.; BR AG A, G .W .; São Paulo M edicai Journal/R PM 115(5): 1537-1541, 1997 SILVA, M .R .R .; KER BAU Y, J. - M yelodysplastic syndrom es (M O S): prognostic factors and

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PEA . Síndrom es m ielodisplásicas: avaliação clínica, hem atológica e histopatológica da m edula óssea em 23 casos. Rev A ss M ed Brasil 1987;33(3/4):53-56.

29. Tricot G , D e W olf-Peeters C, H endrickx B, V erw ilghen RL. Bone m arrow histology in m yelodysplastic syndrom es: histological findings in m yelodysplastic syndrom es and com parison w ith bone m arrO Wsm ears. Br J H aem atol 1984; 57:423-430.

30. Tricot G , D e W olf-Peeters C, V lietnick R, V erw ilghen RL. Bone m arrow histology in m yelodysplastic syndrom es: prognostic value of abnorm al localization of im m ature precursors in M D S. Br J H aem atol 1984; 58:217-225.

SO UTO , E. X.; CHAUFFAILE, M .L.L.F.; M O NCAU, J.E.C.; NIERO -M ELO , L..; BRAG A, G .W .;

SILVA, M .R.R.; KERBAUY, J. - M yelodysplastic syndrom es (M O S): prognostlc factors and

scoring system s

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