A
Controlled
Trial
to
Improve
Care
for
Seriously
III
Hospitalized
Patients
The
Study
to
Understand
Prognoses
and
Preferences
for Outcomes and Risks of
Treatments
(SUPPORT)
The SUPPORT
Principal Investigators
Objectives.\p=m-\To
improve
end-of-life decisionmaking
and reduce thefrequency
ofa
mechanically
supported,
painful,
andprolonged
process ofdying.
Design.\p=m-\A2-year prospective
observationalstudy (phase I)
with 4301patients
followed
by
a2-year
controlledclinical trial(phase
II)
with 4804patients
and theirphysicians
randomizedby specialty
group tothe intervention group(n=2652)
orcontrol group
(n=2152).
Setting.\p=m-\Fiveteaching
hospitals
in the UnitedStates.Patients.\p=m-\A
total of 9105 adultshospitalized
with one or more of ninelife-threatening diagnoses;
an overall 6-monthmortality
rateof47%.Intervention.\p=m-\Physicians
in the intervention group received estimates of thelikelihoodof 6-monthsurvivalforevery
day
upto6months,
outcomesofcardiopul-monaryresuscitation
(CPR),
and functionaldisability
at2 months. Aspecially
trainednursehad
multiple
contacts with thepatient, family, physician,
andhospital
stafftoelicit
preferences,
improve
understanding
ofoutcomes,
encourageattention topain
control,
andfacilitateadvancecareplanning
andpatient-physician
communication.Results.\p=m-\The
phase
I observation documentedshortcomings
incommunica-tion,
frequency
ofaggressive
treatment,
and thecharacteristics ofhospital
death:only
47% ofphysicians
knew when theirpatients preferred
toavoidCPR;
46% of do-not-resuscitate(DNR)
orderswerewritten within 2days
ofdeath;
38% ofpatients
who died
spent
atleast 10days
inanintensivecareunit(ICU);
and for 50% ofcon-scious
patients
who diedinthehospital,
family
membersreported
moderateto se-verepain
atleast half thetime.During
thephase
IIintervention,
patients experienced
no
improvement
inpatient-physician
communication(eg,
37%ofcontrolpatients
and40%ofinterventionpatients
discussed CPRpreferences)
orin the fivetargeted
outcomes,
ie,
incidenceortiming
ofwritten DNR orders(adjusted
ratio, 1.02;
95%confidenceinterval
[Cl],
0.90to1.15), physicians' knowledge
oftheirpatients'pref-erencesnot toberesuscitated
(adjusted
ratio,
1.22;
95%Cl,
0.99 to1.49),
numberof
days
spent
inanICU,
receiving
mechanicalventilation,
orcomatosebeforedeath(adjusted
ratio,
0.97;
95%Cl,
0.87 to1.07),
orlevel ofreported pain (adjusted
ratio,
1.15;
95%Cl,
1.00 to1.33).
The intervention alsodidnotreduceuseofhospital
re-sources(adjusted
ratio,
1.05;
95%Cl,
0.99to1.12).
Conclusions.\p=m-\The
phase
I observation of SUPPORT confirmed substantialshortcomings
incareforseriously
illhospitalized
adults. Thephase
II interventionfailed to
improve
care orpatient
outcomes.Enhancing
opportunities
for morepatient-physician
communication,
although
advocatedasthemajor
methodforim-proving patient
outcomes,
may beinadequate
tochange
establishedpractices.
Toimprove
theexperience
ofseriously
ill anddying patients,
greater
individual and societal commitment and moreproactive
andforcefulmeasures may be needed.(JAMA.1995;274:1591-1598)
Acomplete list of the SUPPORTprincipal
investi-gators and collaborators appearsatthe end of this article.
Theopinionsandfindingscontained in this articleare
those of the authors and donotnecessarily represent
the views of the Robert Wood Johnson Foundationor
their Board of Trustees.
Reprintrequests toICU Research Unit,Box600,
UniversityofVirginiaHealthSciencesCenter,
Char-lottesville,VA 22908(WilliamA.Knaus,MD).
PUBLIC HEALTH and clinical medi¬ cine
during
thiscentury
havegiven
Americans theopportunity
tolivelonger
andmoreproductive
lives,
despite
pro¬gressive
illness. Forsomepatients,
how¬ever,this progress has resulted in pro¬
longed dying, accompanied
by
substan¬ tial emotional and financialexpense.1
Many
Americanstoday
fearthey
will lose controlovertheir lives ifthey
be¬ comecritically
ill,
and theirdying
willbe
prolonged
andimpersonal.2
This has led to anincreasingly
visibleright-to-diemovement. Twoyears aftervoters inCalifornia and
Washington
Statenar¬rowly
defeatedreferendaonphysician-assisted
euthanasia,
Oregon
voters ap¬proved physician prescription
of lethal medications for persons withaterminaldisease.3·4
Physicians
and ethicistshavedebated whentousecardiac resuscita¬
tion and other
aggressive
treatmentsfor
patients
with advanced illnesses.6,6Many
worryabout the economic and hu¬man cost of
providing
life-sustaining
treatment near the end oflife.79
Foreditorialcommentsee 1634.
In response,
professional organiza¬
tions,
thejudiciary,
consumerorganiza¬
tions,
andapresident's
commission haveall advocated more
emphasis
onrealis¬tically forecasting
outcomes oflife-sustaining
treatment andonimproved
communication between
physician
andpatient.21016
Statutesrequiring
informedconsentand
communication,
like the Pa¬ tient Self-determinationAct,17
have beenpassed.
Advancecareplanning
and ef¬fective
ongoing
communication amongclinicians,
patients,
and familiesare es¬sentialtoachieve these
goals.
Previousstudies
indicate, however,
thatcommu¬nication is often absentor occurs
only
during
a crisis.1820Physicians today
of¬ten
perceive
deathasfailure,1
they
tendprog-noses,21
andthey provide
more exten¬sivetreatment to
seriously
illpatients
thanthey
would choose forthemselves.22PhaseI of the
Study
toUnderstandPrognoses
and Preferences for Outcomes and Risks of Treatments(SUPPORT)
confirmed barriersto
optimal
manage¬ mentand shortfallsinpatient-physician
communication.23·24The
phase
II inter¬ ventionsought
to address these defi¬ cienciesby providing physicians
withaccurate
predictive
information on fu¬ture functional
ability,26
survivalprob¬
ability
for eachday
upto6months,26
andpatient preferences
for end-of-lifecare;askillednurse
augmented
thecareteam to elicitpatient preferences, provide
prognoses,enhance
understanding,
en¬able
palliative
care, and facilitate ad¬vance
planning.
Wehypothesized
thatincreased communication and under¬
standing
ofprognosesandpreferences
would resultin earliertreatmentdeci¬sions,
reductions in timespent
inunde¬ sirablestatesbeforedeath,
and reducedresourceuse.Thisarticle describes the
effect of theSUPPORTinterventionon
five
specific
outcomes:physician
under¬standing
ofpatient preferences;
inci¬ dence and timeof documentation of do-not-resuscitate(DNR)
orders;
pain;
timespent
in an intensive care unit(ICU),
comatose,or
receiving
mechanicalven¬tilation before
death;
andhospital
re¬source use
(Figure
1).
METHODS
Phase I was a
prospective
observa¬tional
study
that described theprocess of decisionmaking
andpatient
outcomes.Phase II was acluster randomizedcon¬
trolled clinical trialto testthe effect of the intervention.
Enrollment,
data col¬lection,
andinterviewing
werevirtually
identical
during
thetwophases.21,23"28
EnrollmentQualified patients
were in the ad¬vanced
stages
ofone or more ofnineillnesses:acute
respiratory
failure,
mul¬tiple
organsystem
failure withsepsis,
multiple
organsystem
failure withma¬lignancy,
coma,chronic obstructivelung
disease,
congestive
heartfailure,
cirrho¬sis,
metastatic colon cancer, andnon-small cell
lung
cancer. Patients wereexcluded if
they
were youngerthan 18years, were
discharged
or died within48hours of
qualifying
for thestudy,
wereadmitted with a scheduled
discharge
within 72
hours,
didnotspeak
English,
wereadmittedtothe
psychiatric
ward,
hadacquired immunodeficiency
syn¬drome,
or werepregnant
or sustained an acuteburn, head,
or other trauma(unless
they
laterdeveloped
acuteres¬piratory
failure ormultiple
organ sys¬tem
failure).26·28
Nurses trained in theSUPPORT
eligibility
criteriareviewedhospital
admissions and ICUpatients
daily
toidentify
newly
qualified patients.
Phase I enrolled
patients
fromJune1989toJune
1991,
andphase
II enrolledpatients
fromJanuary
1992through
January
1994. Patientswererecruitedfromfive medical centers: Beth Israel
Hospital,
Boston, Mass;
MetroHealth MedicalCenter, Cleveland, Ohio;
DukeUniversity
MedicalCenter, Durham,
NC;
Marshfield Clinic/StJoseph's
Hos¬pital,
Marshfield, Wis;
and the Univer¬sity
of CaliforniaatLosAngeles
Medi¬ cal Center. Anindependent
committee monitoredpotential
adverseevents,
in¬cluding
6-monthmortality
for interven¬ tionpatients
andchanges
inpatient
sat¬isfaction with medical care.
Mortality
follow-up
to6monthswascomplete
forall
phase
Ipatients.
Inphase II,
22 pa¬tients
(0.5%)
wereunavailable forfollow-up atamedian of 80
days.
DataCollectionMethods
Data collectionwasbasedonbothcon¬
current and
retrospective
medical re¬cord reviews andoninterviews withpa¬
tients,
patient
surrogates (defined
astheperson who would make decisionsif the
patient
was unable to doso),
and pa¬ tients'physicians.
Medical Record-Based Data.—We collected
physiological
indicators of diseaseseverity,29,30
length
ofstay,
amodified version of the
Therapeutic
In¬ terventionScoring
System,31
andcomor-bidities from the medical recordson
days
1,3, 7,14,
and25.Thepermanent
medi¬ cal recordwasretrospectively
reviewedfor discussionsordecisions
concerning
18
important
issues,
suchastheuseofdialysis,
withdrawal from aventilator,
and DNR orders.
Reliability testing
on10% of the medical records showed at
least90%
agreement
onabstracted data.Interview Data.—Patients and their
designated
surrogates
wereinterviewedin the
hospital
betweendays
2 and 7(median,
day
4)
andagain
betweendays
6 and 15
(median,
day
12)
afterstudy
enrollment,
whetherornotthepatient
remainedhospitalized.
Thesurrogate
wasinterviewed4to10weeks after the
patient's
death.Among
the45% ofpa¬ tients who wereable tocommunicate,
theresponse rate for thefirstinterview
was85%. The
surrogate
response ratefor the first interviewwas87%.Forthe
second-week
interviews,
thepatient
re¬sponseratewas71%and the
surrogate
response ratewas78%.The interviews
collectedinformation on
patient
demo¬graphics,
functionalstatus,
self-assessedquality
oflife,
communicationwithphy¬
sicians,
frequency
andseverity
ofpain,
satisfaction with medicalcare,32
and thepatient's preferences
forcardiopulmo-nary resuscitation
(CPR).
When a pa¬tient interviewwasnot
possible,
thesur¬rogate's
responsesweresubstituted,
astrategy
that mirrors clinicalpractice.
Important
elements of thepatient/sur¬
rogate
questionnaires
wereretested forreliability.
Initial andrepeat
responseshad
greater
than80%agreement.
The most senior available
physician
acknowledging responsibility
forthepa¬ tient's medical decisionswasinterviewedin thefirst and second weeks afterpa¬ tient enrollment
(median
days,
3and11,
respectively).
In bothinterviews,
weasked the
physician's understanding
of thepatient's preferences
for CPR. In the secondinterview,
physicians
as¬signed
tothe interventionwerequeried
aboutitsinfluenceonthe
patient's
care.Physician
response rateswere86%forthe first interview and82%for thesec¬
ond interview.
Phase IIIntervention
Presented with
early findings
fromphase
Idocumenting
substantial short¬comings
incommunication,
decision mak¬ing,
andoutcomes,23,24 physicians
attheparticipating
institutions voiced inter¬estin
attempting
change. Physician
lead¬ersand
study investigators
atthe sitesmet todiscusshowdecision
making
could beimproved
tomoreclosely
reflectbothprobable
outcomesandpatient prefer¬
encesandways to
improve patient,
fam¬ily,
andphysician
communication.Phy¬
sicianssuggested
that communication couldimprove
if there weremorereli¬able and
prompt
informationgenerated
by
thestudy
and ifstudy
personnel
would make it more efficient to haveconversations. Inresponse tothesesug¬
gestions,
thephase
IIintervention aimedto
improve
communication and decisionmaking by providing timely
and reliableprognostic
information,
by eliciting
anddocumenting patient
andfamily
prefer¬
encesand
understanding
of diseaseprog¬nosis and
treatment,
andby providing
askillednurseto
help
carry outthe neededdiscussions,
convenethemeetings,
andbring
tobear the relevant information. The elements of the intervention and theirtiming
arepresented
inTable 1.In each case, the nurse was free to
shape
her roleso astoachieve the bestpossible
careandoutcome. Forexample,
she sometimes
engaged
in extensive emotionalsupport.
Othertimes,
shemainly provided
information and en¬sured that all
parties
heardoneanothereffectively.
All of the nurses' involve¬ment
required approval
of the attend¬ing
physicians.
Invirtually
allcases,thephysician approval
camewithnolimits.Physicians
werefree, however,
tolimit the intervention in any waythatthey
feltwasbest for thepatient,
and thereObjectivesandOrganizationofSUPPORT
PhaseI(1989to1991)
Study4301 PatientsatFiveTeaching Hospitals
• Describe Outcomes
• Develop PrognosticModels • Identify Shortcomingsof Care • EstablishAdjustmentMethods • DesignIntervention
Control
11Physician Groups
2152 Patients(45%)
Phasell(1992to1994)
ApplyInterventionto4804 Patients
Randomizedby27Physician Groups
Intervention
16PhysicianGroups
2652Patients(55%)
Adjusted Analysesof InterventionvsControl forFiveOutcomes
• Incidence andTimingofWrittenDNROrders
• Patient-PhysicianAgreementonCPR Preferences
• DaysinanICU, Comatose,orReceivingMechanical VentilationBeforeDeath
•Pain
• HospitalResource Use
Figure1.—Overall schematicpresentationofphasesI andII oftheStudyto UnderstandPrognosesand
Preferences forOutcomesand Risks ofTreatment(SUPPORT) project,1989to1994. DNR indicates do
notresuscitate;CPR, cardlopulmonaryresuscitation;andICU,Intensivecareunit.
was no
requirement
for themtoshareordiscuss the information with the
patient
or
family
ortoallow the nurse's involve¬mentto continue. Thenursewasiden¬
tified on her
badge
andintheconsent processaspart
ofaresearcheffort,
butshe had the role and appearance ofa
typical
clinicalspecialist.
Randomization.—To limit contami¬
nation,
patients
wereassigned
tointer¬ vention or control(usual care)
statusbasedonthe
specialty
oftheirattending
physician.
Physician
specialties
weredi¬vided into five groups: internal medi¬
cine,
pulmonology/medical
ICU,
oncol¬ogy, surgery,and
cardiology.
We usedacluster randomization schemeto
assign
the intervention
randomly
to27physi¬
cian
group-site
combinations,
restrictedby
the conditions that 50% to 60% ofpatients
would beassigned
interventionstatus,
and that atleast one interven¬tion andonecontrol
physician
specialty
group be at each of thefive
study
in¬stitutions. This resulted in11
physician
specialty
groupsassigned
tocontrol and 16assigned
totheintervention(Figure
1).Analyses
werebasedonallocationtointervention
(ie,
intention totreat),
ir¬respective
of whether· agiven patient
received the intervention.
Investigators
wereblindedtothe
phase
IIresults dur¬ing
data collection.Analytic
Methods.—Five measures were chosen to evaluate the interven¬ tion:(1)
Thetiming
ofwrittenDNRor¬derswas
analyzed
withalog-normal
re-gression
modeltoprepareKaplan-Meier
predicted
median time untilthefirst DNRorderwaswritten. Ifa DNRorderwas
not
written,
DNR ordertiming
wascensoredatthe
day
of deathorhospital
discharge.
(2)
Patient andphysician
agree¬menton
preferences
to withhold resus¬citationwasbasedonthefirst interview
of the
patient
(orsurrogate
ifthepatient
was unable tobe
interviewed)
and theresponsible physician. Agreement
wasde¬finedasaresponseto
forgo
resuscitation from bothpatient
andphysician, analyzed
withbinary logistic regression,
andap¬plied
toall interviewedpatients
or sur¬rogates
who hadmatching physician
interviews.(3)
Days spent
in anICU,
receiving
mechanicalventilation,
or co¬matosebefore deathwere
analyzed
using
ordinary least-squares
regression
(after
taking
thelog
of0.5plus
the number ofdays)
andonly
includedphase
IIpatients
who diedduring
the indexhospitaliza-tion.(4)
Frequency
andseverity
ofpain
analyses
were based on allpatients
orsurrogates
interviewed in the second week withacombinedmeasure(moder¬
ate or severe
pain
all,
most,
orhalf thetime)
andanalyzed using
asingle,
ordinallogistic regression
model.(5)
Hospital
re¬sourceuse wasdefinedasthe
log
of theproduct
of theaverageTherapeutic
In¬tervention
Scoring System
rating
andlength
ofhospital
stay
after the secondday
of thestudy.
Inregression analyses
on
phase
Idata,
thismeasureclosely
es¬timated
hospital
billsacrossthe fivestudy
institutions
(Pearson
ñ2=0.93onlog prod¬
uct).Weused
ordinary
least-squares
re¬gression
tomodel thelog
ofresourceuse,which was then converted to 1993 dol¬ lars. This method allows
comparisons
ofgroupsandinstitutionsacrosstime with¬
out
having
toadjust
forvarying hospital
billing practices.
Power and
Safety
Calculations Power calculations basedonphase
Idata indicated
greater
than 90% power(a=.05)
to detect a1-day
decrease indays
untilaDNR orderwaswritten,
a5%increasein the
proportion
ofphysi¬
cians andpatients agreeing
on aDNRorder,
a 20% decrease in undesirabledays,
a 10% decreaseinreported pain,
anda5% decrease inresource use.Ef¬
fects of the intervention on
mortality
rateswere
quantified
by
the estimatedintervention,
controlhazard ratio fromadjusted
Cox models.33Adjustment
Methods for Phase II ResultsBecause
patients
wereassigned
toin¬ terventionorcontrolstatusbasedonalimited number of
specialty
groups,theresulting
cohortsmight
be unbalancedin
patient
baseline risk factors. Further¬more,
practice
patterns
amongthephy¬
sicianspecialty
groups inphase
I dif¬ feredsubstantially.
We controlled for theseexpected preintervention
differ¬ences
using
baseline multivariable riskscoresthatwerederived
by generating
modelsto
predict phase
Ioutcomes,each of whichincorporated
interactions be¬tween
physician specialty
andhospitals.
Observed imbalances inphase
II base¬ linepatient
characteristicswerealso ad¬justed
using
apropensity
scorethatcor¬rectedforselection bias associated with
being assigned
tointerventionstatus.34Further details onthe construction of
both of these riskscores areavailableon
request.
Imputation
methods for miss¬ing
data have beenpublished.25
Finally,
we simulated the
phase
II randomiza¬tion schemeonthe
phase
I datatoevalu¬ate secular trends. To
adjust
for mul¬tiple
outcomes, ourmethodsprespeci-fied
adjusting
confidence intervals(CIs)
using
the method ofHochberg
andBen-jamini35
ifmore thanone value wasless than.05.Allstatistical
analyses
weredone with UNIX
S-Plus,
version 3.2 soft¬ ware36 and theDesign
library.37
RESULTSPhase I Observations
Phase I enrolled4301
patients (Fig¬
ure1)withamedianageof65 yearsand
other characteristics summarized in Table 2. The mean
predicted
6-monthsurvival
probability
was 52% with anTable1.—Content, Recipient,andTimingof PhaseII SUPPORTIntervention*
Content Providedto Timing
Feedback ofphaseIresults
Benchmarkinginformation
describingphaseIIncidence ofpatient-physician
communication,pain,
andtimingof DNR order
All interventionphysicians Early phaseI
Prognosticinformation Survival time estimates for up
to6mo26
Interventionphysiciansand
medical record Study daysand 26 2, 4, 8, 15,
Prognosisfor outcome for CPR ifneeded26
Interventionphysiciansand
medical record Study day
2
Survivalestimates,enhanced
by physician26
Interventionphysicians
and medical record Study day
4
Prognosis, probabilityofsevere
disability,at 2mo25 Interventionphysicians
and
medical record Studyday 8 Interview information
Patient andsurrogate reportof
prognosis, preferencesabout
CPR,advancedirectives,quality oflife,informationdesires,and
pain
Interventionphysiciansand medical record
First and secondstudyweeks Interviewonknowledgeof
preferencest
Interventionphysicians Study day10
Nurse involvement
Explainingprognosticestimates
and interviewreports Patient,family,staff,
intervention
physicians,andmedical records Studyday
3 andcontinuously until deathor6mo
Enhancingunderstandingoflikely
outcomes/preferences Patient, family,staff,
intervention
physicians,and medical records Studyday
3 andcontinuously until deathor6mo
Elicitinganddocumenting
preferences/advancedirectives Patient,family,staff,
intervention
physicians,and medical records Studyday
3 andcontinuously until deathor6mo
Assessingpainandenabling
treatment
Patient,family,staff,intervention
physicians,and medical records Studyday
3 andcontinuously until deathor6mo
Voicingpatient/familypreferences
and values Patient,family,staff,
Intervention
physicians,and medical record Study day
3andcontinuously until deathor6mo
Conveningmeetings, negotiating agreements
Patient,family,staff,intervention
physicians,and medical records Study dayuntil death3 andor6continuouslymo
Encouragingplanningfor future
decisions Patient,family,staff,
intervention
physicians,andmedical records Studyday
3 andcontinuously until deathor6mo "SUPPORTindicatesStudytoUnderstandPrognosesand Preferences for Outcomes and Risks ofTreatment;
DNR,donotresuscitate;CPR, cardiopulmonaryresuscitation;andICU,intensivecareunit.
tPhysicianinterviewonday10wasforevaluation,notpartoftheintervention.
48%
(Table 2).
Thirty-one
percent
ofphase
Ipatients
with interviews pre¬ ferred that CPR bewithheld,
butonly
47% of their
physicians
accurately
re¬ported
thispreference during
the firstinterview.
Nearly
half(49%)
of the960phase
Ipatients
whoindicatedadesirefor CPRtobe withheld didnothave a
DNR order written
during
thathospi-talization.
Nearly
onethird of thesepa¬tients
(278
[29%])
died beforedischarge.
Among
allphase
Ipatients
who diedduring
the indexhospitalization
(n=1150),
79%died withaDNR
order,
but 46% ofthese orderswerewrittenwithin2
days
of death.
Among
allphase
Ideaths,
the median number ofdays
spent
inanICU,
comatose,
orreceiving
mechanical venti¬lation was
8,
morethanonethird(38%)
spent
atleast10days
inanICU,
and 46%received mechanicalventilationwithin 3
days
of death. In the secondweek,
22%ofpatients reported being
in moderate tosevere
pain
atleast half the time. In in¬ terviews conducted afterapatient
died,
surrogates
indicated that 50% of allcon¬scious
phase
Ipatients
whodied in thehospital experienced
moderateorseverepain
atleast halfthetimeduring
their last3
days
of life.We found substantial variation in the fiveoutcomesamong
physician specialty
groups and across the five institutions.Across
institutions,
the median number ofdays spent
inanICU before deathvar¬ied from5 to 9.The
proportion
ofpatients
reporting
moderatetoseverepain
atleast halfthe time variedby
afactor of2.7,
from12%to32%across
study
institutions. Thepredicted
median number ofdays
untilaDNR order waswritten fora standard
patient
variedby
afactor of3.5,
from 73days
forpatients
on asurgical
serviceto 22foroncology.
Onestudy
institution hada
predicted
median time until DNRwaswritten forastandard
patient
of28days,
and another institution had a
predicted
median time of 49
days. Agreement
onDNR varied from8%for
cardiology
pa¬ tientsto 24% foroncology patients
and fromalow of8% atonestudy
institutiontoa
high
of 27%atanother. The mediannumber of
days
spent
in anICU beforedeath
ranged
from14inthesurgical
spe¬ cialties to 5 forpatients
inpulmonary/
ICU and
oncology
services. Phase IIDemographics
PhaseIIenrolled4804
patients,
2152assigned
tousual medicalcareand 2652assigned
tointerventionstatus(Figure
1).
Their characteristicsweregenerally
similar to those of
phase
Ipatients
(Table 2).
Delivery
of theInterventionNinety-five
percent
ofinterventionpa¬ tients receivedoneormorepatient-spe¬
cific
components
oftheintervention. The SUPPORT nurse was involved in the care of all but 133patients,
and 75 ofthesewere
patients
who died or weredischarged
on theday
of enrollment.The SUPPORT nurse communicated
with the
physician
invirtually
allcases.She talked
directly
with thepatient
orfamily
in mostcases(eg,
with 84%con¬cerning prognosis,
77% aboutpain,
63% aboutlikely
outcomes orresuscitation,
and 73%
concerning
written advancedirectives).
Forpatients
inthehospital
for 7 or more
days
afterqualifying
for the
study,
the median number of SUPPORTnursecontactswith thepa¬tient,
family,
orphysician
wasfour andthemean wassix.Documentation in the
progressnotesofdiscussionsaboutpa¬ tients'
preferences
withregard
to re¬suscitationwasincreased from 38.5% in
phase
Ito 50.3% amongphase
II inter¬ ventionpatients.
The
patient's physician
received atleast one
prognostic
report
for 94% ofpatients,
and thereport
wasput
in themedical record of80%. The
patient's phy¬
sician receivedatleastoneprinted
re¬port
ofpatient
orsurrogate
understand¬ing
andpreferences
in 78% ofcases.No
physician
refused toreceive theprinted
reports
ortohavethemshared with otherprofessional
staff. Thephy¬
sicians for43patients
refused toallow the SUPPORT nurse to have contactwith the
patient
andfamily,
and sevenpatients
orsurrogates
refusedtospeak
with the SUPPORTnurse.
Effect of InterventiononOutcomes
The
prevalence
ortiming
of documen¬tation of DNR orders for the 2534 in¬
tervention
patients
wasthesameasforthe2208control
patients (adjusted
ratioof median
time,
1.02;
95%CI,
0.90 to1.15) (Table 3).
Therewas asmallasso¬ciation of the intervention with
improved
patient-physician
DNRagreement
for the1480interventionpatients
who hadpatient
orsurrogate
andmatching phy¬
sician
interviews,
compared
with 1159 controlpatients (adjusted
ratio, 1.22;
95%CI,
0.99 to1.49).
The number ofdays
spent
inanICU,
comatose,
orreceiving
mechanical ventilation before death for the 680intervention
patients
who diedinthe
hospital
wasthesameasfor the530 control
patients (adjusted
ratio of mediandays,
0.97;
95%CI,
0.87to1.07).
Table 2.—Characteristics of 9105 SUPPORTPatients, 1989to 1994* Phase II Total PhaseI (n=4301) PhaseII (n=4804) I-Control Group (n=2152) Intervention Group (n=2652) Median age, y 65 64 66 Sex,%female 43.0 44.3 43.0 45.4 Race,% White 79.5 79.0 82.1 Black 15.3 15.4 11.5 19 Other 5.3 5.6 6.4 5.0 Annual income<$11000,%
Educationhighschoolormore, % 53.4 59.0 63.2 56
Primaryinsurance,% Private 29.2 29.6 32.7 27.1 Medicare 56.0 53.5 Medicaid 11.8 10.8 11.2 10.6 None 5.3 3.6 2.6 4.4 Diseaseclass,%
Acute organsystemfailuret 42.9 49.6 52.8
Chronicdiseased 34.4 28.8 25.0 31.8
Nontraumaticcoma 5.7 7.3 5.9 8.4
Cancer§ 16.9
MeanADL Scalescorelffl 1.6 1.5 1.5 1.5 Median APS of APACHElll||# 33 32 32
SUPPORT 6-momeansurvivalestimateli 0.52 0.52 0.51 0.52
Hospital mortality,% 26.7 25.2 24.6 25.6
6-moMortality,%
Medianhospitalcharges,$thousands 21 29 33 27
*SUPPORTindicatesStudytoUnderstandPrognosesand Preferences for Outcomes and RisksofTreatment.
tlncludesacuterespiratoryfailure andmultipleorgansystemfailure withorwithoutsepsis.
^Includes
end-stage cirrhosis andacute exacerbations ofsevere congestiveheart failureor severe chronicobstructivepulmonarydisease.
(¡IncludescoloncancerwithlivermétastasesandstageIIIorstageIVnon-small celllungcancer.
IIMeasuredonthe thirdstudy day.
UADLindicates activities ofdaily livingscorefrom0 to7,witheachpoint representinganimpairmentinbasic
function, reflecting patientstatus 2weeks before admission.
#APS indicatesacutephysiologyscore;and APACHEIII,AcutePhysiology,Age,Chronic Health EvaluationIII.29
The APS varies from0 to252 withahigherscoreindicatinggreaterphysiological instabilityand risk of death.
Reported
pain
increased for the 1677in¬ terventionpatients
andsurrogates
inter¬ viewed in the secondweek,
compared
with the control group(adjusted
ratio,
1.15;
95%
CI,
1.00to1.33)(Table 3).
Therewasno
change
inhospital
resourcesused for2593 intervention
patients
not dead ordischarged
before the thirdstudy day
com¬pared
with 2129 controlpatients (adjusted
ratio of averageresourceuse,1.05;
95%CI,
0.99to1.12).
The
unadjusted
differences between in¬ tervention and controlpatients
forme¬dian
days
until the first DNR orderwaswrittenwere
large, especially
forpatients
with coloncancerand non-small cell
lung
cancerfor whom the median number of
days
untilawrittenDNR orderwas80%lower in intervention
patients. Adjust¬
ment for baseline imbalances reduced
much of the difference in each
category
(Table 4).
The differences thatpersist
in thecancercategory
areof uncertain im¬portance,
being
oneamongmultiple
com¬parisons
andbeing
basedon asmallnum¬ber of
patients
(Table 4).
Figure
2illustrates the secular trends of each outcomein thephase
II inter¬ vention and controlgroups,aswellasinphase
I,
using
simulations of thephysi¬
cianspecialty groupings
used inphase
II.None of the five outcomes
changed
significantly
during
the 5 years of thestudy.
The differences between those who would have beenassigned
tointer¬vention and control in
phase
Ipersisted
throughout
the SUPPORTstudy,
un¬affected
by
timeorby
the intervention.Communicationand Preferences The intervention didnot
change
theunadjusted
proportion
ofpatients
or sur¬rogates
reporting
a discussion aboutCPR;
37%of controlpatients
and40%of interventionpatients
reported
discuss¬ing
theirpreference.
Ofpatients
who did nothave suchadiscussion,
41%ofeachgroupsaid
they
would liketodis¬cussCPR. Seventeen
percent
ofcontrolpatients
and20%of interventionpatients
changed
their resuscitationpreferences
to
forgo
CPRby
the second week afterenrollment,
and39%of controlpatients
and 41% of interventionpatients
re¬ported having
a discussion about theirprognosis
withaphysician.
Of those whodidnotdiscuss their
prognosis,
44% of controlpatients
and42%ofinterventionTable 3.—Effectofthe SUPPORT PhaseII Inter¬ ventionon FiveOutcomes:InterventionGroupvs ControlGroup,1992to1994
Adjusted
Ratio
_(95%
CI)Median time until DNR order
waswritten,d 1.02(0.90-1.15) DNRagreement,% 1.22(0.99-1.49)
Undesirable states, median d 0.97(0.87-1.07)
Pain,% 1.15(1.00-1.33)
ResourceUse,median
1993 dollars 1.05(0.99-1.12)
'SUPPORTindicatesStudytoUnderstandPrognoses and Preferences for Outcomes and Risks ofTreatment; DNR,donotresuscitate;andCI,confidence interval.
patients reported
thatthey
would liketohave such adiscussion.
Physician's
Perspective
onIntervention
In the second
physician
interview,
59%acknowledged
receiving
theprognostic
reports
and34%acknowledged
receiv¬ing
thepreference
reports.
Fifteenper¬cent
reported discussing
thisspecific
in¬ formation withpatients
or families.Nearly
aquarter
ofrespondents
(22%)
said
they thought
theSUPPORT nurses' involvementimproved patient
care.Safety Monitoring
After
adjusting
for baseline differ¬ences,the 6-month
mortality
forphase
II controlpatients
wasthesameasforintervention
patients (adjusted
relativehazard, 0.95;
95%CI,
0.87to1.04).
Both control(68%)
and intervention(69%)
pa¬tientsor
surrogates
rated theircare asexcellent orvery
good.
COMMENT
Findings
fromphase
I of SUPPORTdocumented many
shortcomings
ofcare.The SUPPORT
"patients
were all seri¬ously
ill,
and theirdying proved
to bepredictable,
yet
discussions anddecisionssubstantially
in advance of death wereuncommon.
Nearly
half of all DNR orderswerewritteninthe last2
days
of life. The finalhospitalization
for half ofpatients
included morethan 8days
ingenerally
undesirablestates:in an
ICU,
receiving
mechanical
ventilation,
orcomatose.Fami¬ liesreported
that half of thepatients
whowere able to communicate in their last few
days spent
mostof thetime inmod¬erateor severe
pain.
Basedon astudy
in adefinedpopulation
atourWisconsinsite,
weestimate thatpatients meeting
SUP¬PORT criteriaaccountfor
approximately
400 000 admissions peryearinthe UnitedStates and that another 925000
people
are
similarly
ill but wouldnotmeetSUP¬PORT
entry
requirements
ofbeing
hos¬pitalized
or in intensive care.38 PatientswithSUPPORT illnesses and
severity
ac¬countfor about40% ofpersons
dying
in the definedpopulation.
Table 4.—Effect of theSUPPORTInterventiononFive Outcomes Within theMajorDiseaseCategories*
UnadjustedOutcomes AdjustedOutcomes Acute Acute
Respiratory Exacerbation Advanced
orMultiple ofCirrhosis, LungorColon
SystemFailure COPD,orCHF Coma Cancer
Acute Acute
Respiratory Exacerbation Advanced
orMultiple ofCirrhosis, LungorColon
SystemFailure COPD,orCHF Coma Cancer Median time until DNRorderwaswritten,d
Control 46 40 10 58 38 34
DNRagreement,%
Control 13 33 17 25
13 14 21 32 Undesirable states,median d
Control 10 9.5 6.5
10
Pain,%
Control 16 20
Intervention 17 18 23 16 12 26
Resourceuse,median 1993 dollars
Control 20 900 5100
19 500 5600 33 400 8900 22 000 6100
*SUPPORTindicatesStudytoUnderstand Prognosesand Preferences for Outcomes and Risks ofTreatments; COPD,chronic obstructive pulmonarydisease; CHF,
congestiveheartfailure;andDNR,donotresuscitate.
Building
on thefindings
inphase
I,
observations of
others,1"16'23·24·39"'6
theopin¬
ions ofphysicians
atthe fivesites,
and the marked variation in their baselinepractices,
thephase
IIintervention aimedtomake iteasierto achievebetter deci¬ sion
making
for theseseriously
ill pa¬ tients.The intervention gavephysicians
reliableprognostic
information andtimely
reports
ofpatient
andsurrogate
percep¬tions,
the two mostimportant
factorscited
recently by physicians
when con¬sidering life-support
decisions for criti¬cally
illpatients.44
The interventionnursealso undertook
time-consuming
discus¬sions,
arranged meetings,
provided
in¬formation,
supplied
forms,
and didany¬thing
elseto encouragethepatient
andfamily
to engageinaninformed and col¬laborative
decision-making
processwithawell-informed
physician
(Table 1).
The interventionwaslimited
by
itsap¬plication
toadiverse group ofphysicians
and
patients,
all of whom had tocomply
voluntarily.
The intervention had to beperceived
ashelpful, polite,
and appro¬priate.
As an initialattempt
tochange
outcomesforseriously
illpatients,
wedidnotseek
authority
tobecoerciveormorethan
minimally
disruptive.
Asdesigned,
however,
the interventionwasvigorously
applied.
TheSUPPORTnurses werecom¬mitted,
energetic,
andhighly
trained.They
engaged
in the care ofvirtually
all ourpatients,
andnearly
everyonehadprinted
reports
deliveredpromptly.
Because we
thought
thatchanges
inthe
decision-making
processesthatwerenot reflected in
improved
patient
out¬comeswouldnotbe worth muchexpense,
we
specified
fiveoutcomes,
each indi¬cating
animportant
improvement
inpa¬tient
experience,
asthe maintargets
ofthe intervention.
The intervention had no
impact
onanyof these
designated
targets
(Tables
3and4).
Furthermore,
eventhough
thetargeted
outcomes areobjectives
ofmuch ethical and
legal
writing
and ofsome
explicit
socialpolicy
(such
as in¬formed consent
statutes,
the PatientSelf-determination
Act,
andguidelines
on
pain),1017
therewere nosecular trendstoward
improvement
for interventionorcontrol
patients during
the5 yearsofSUPPORT data collection
(Figure
2).
These results raisefundamentalques¬ tions about the intent and
design
of this trial.Dopatients
andphysicians
seethedocumented
shortcomings
astroubling?
Can enhanced decision
making
improve
theexperience
ofseriously
ill anddying
patients?
Were the inevitable limitations of thisproject
toogreat
todrawstrong
conclusions?
Because therewas no movement to¬
ward what wouldseemtobe betterprac¬
tices,
onecouldconclude thatphysicians,
patients,
and families arefairly
com¬fortable with thecurrentsituation. Cer¬
tainly,
mostpatients
and families indi¬ catedthey
weresatisfied,
no matterwhat
happened
tothem.Physicians
have their establishedpatterns
ofcare, andwhile
they
werewilling
to have the SUPPORTnursepresent
andcarrying
onconversations,
physician
behaviorap¬peared unchanged. Perhaps physicians
and
patients
inthisstudy acknowledged
problems
with thecare ofseriously
illpatients
as agroup.However,
when in¬volved with their own situation or en¬
gaged
in thecareof their individualpa¬tients,
they
feltthey
weredoing
thebest
they
could,
weresatisfiedthey
weredoing
well,
and didnotwishtodirectly
confront
problems
orface choices.46·47The
study certainly
castsapall
overanyclaim
that,
ifthe healthcaresystem
is
given
additionalresourcesfor collabo¬rative decision
making
in the form of skilledprofessional
time,
improvements
will occur. In
phase
II ofSUPPORT,
improved
information,
enhancedconver¬sation,
andanexplicit
efforttoencour¬ageuseofoutcomedata and
preferences
in decisionmaking
werecompletely
in¬effectual,
despite
the fact that thestudy
hadenough
power to detect small ef¬ fects.It is
possible
that the intervention would have beenmoreeffective ifimple¬
mented in different
settings,
earlier inthe courseof
illness,
or withphysician
leaders rather thannurses as
implement-ers.Perhaps,
it would have been effec¬tive if continued formoretimeortested
atlaterend
points.48
However,
theover¬all results of this
study
arenotencour¬aging.
Nopattern
emerged
thatimplied
that the interventionwassuccessful forsome set of
patients
orphysicians
orthat its
impact
increasedovertime. Thefive
hospitals
had been chosen for theirdiversity
and theirwillingness
to un¬dertakeasubstantial and controversial
challenge.
Yetnoneshowedatendency
toward
improvement
in theseoutcomes.SUPPORT did
demonstrate, however,
that issues thiscomplex
canbe studiedwithsufficient scientific
rigor
tobecon¬fident of the
findings.
We achievedgood
interviewresponse rates amongseriously
illpatients,
theirfamilies,
andphysicians,
widespread
acceptance
of the interven¬ tion in diversehospitals,
andhigh-qual¬
ity
data. Consent andconfidentiality
is¬sues were
complex
but amenableto so¬lution. The
analytic
issuesrequired
ap¬plication
ofrelatively
novelapproaches,
butthey proved
effective. Thestudy
also demonstrated the need for such methods60 50- 40-30 Phase I Phase II -1-1—-1-1-1— 1989 1990 1991 1992 1993 1994 Year 60 40 I 20 Phase I Phase II 1989 1990 1991 1992 Year 1993 1994 2>c 30
oil25
g c 20 «œ >>is Q .5as
15 10 5- 0-PhaseI -1-1989 1990 Phase I 1991 1992 Year 1993 1994 •a 80 0. £ 60 > en 40 o 20 Phase I PhaseI -1-1—-1-1-1— 1989 1990 1991 1992 1993 1994 Year 80 60- 40-» 20-PhaseI Phase II -1- 1989 1990 1991 1992 1993 Year 1994 InterventionGroup ControlGroupFigure2.—Seculartrends infivepatientoutcomes In theStudyto UnderstandPrognosesandPreferences for OutcomesandRisks of Treatment(SUPPORT)from June1989through January1994. The horizontalaxesrepresentthe yearsofSUPPORT(1989to1994).The time betweenphaseIandphaseIIisrepresented
byaspace. The intervention and controlgroup lineshavebeensmoothednonparametrically.ThephaseIIresultsrepresentthe actualimpactof thetrial,and the
phaseI resultsarethe baselineorhistorical differences. Therewere nosignificantdifferencesinInterventionpatientsbetweenphasesIandII,andafteradjustment, nosignificantdifferenceswerenotedbetweenphaseIIcontrol and interventionpatientsfor the five mainoutcomes. DNRIndicates donotresuscitate,andICU,
intensivecareunit.(Seetextfor detailed definitions andexactsample sizes.)
when
performing
evaluations ofcomplex
interventions inseriously
illpatients.
We would have concluded that the interven¬tion
positively
influenced all outcomeshadwenothad
phase
I results for base¬line
adjustment
andphase
II controlpa¬ tientstoevaluate secular trends(Table
4and
Figure
2).
In
conclusion,
we areleft withatrou¬bling
situation. Thepicture
wedescribeof the careof
seriously
illordying
per¬sons is not attractive. One would
certainly prefer
to envisionthat,
when confronted withlife-threatening
illness,
thepatient
andfamily
would be includedin
discussions,
realistic estimates ofout¬come would be
valued,
pain
would betreated,
anddying
would not be pro¬longed.
Thatis still aworthy
vision.2·49However,
it isnotlikely
tobe achievedthrough
an intervention such as thatimplemented by
SUPPORT. Success willrequire
reexamination ofourindividualand collective commitmenttothese
goals,
morecreative effortsat
shaping
thetreat¬ ment process,and,
perhaps,
morepro¬active and forceful
attempts
atchange.
The SUPPORTprincipalinvestigators:Alfred F.Connors, Jr, MD, and Neal V. Dawson, MD,
MetroHealth Medical Center, Cleveland, Ohio; Norman A.Desbiens, MD,Marshfield(Wis)Medi¬ cal ResearchFoundation;William J.Fulkerson, Jr, MD, Duke University Medical Center, Durham,
NC;LeeGoldman, MD,MPH,Beth IsraelHospi¬
tal, Boston, Mass;William A.Knaus, MD,George
WashingtonUniversityMedicalCenter,Washing¬
ton, DC;Joanne Lynn, MD, Dartmouth Medical
School, Hanover, NH;and Robert K. Oye, MD,
Universityof CaliforniaatLosAngeles Medical Center.
National Coordinating Center: William A.
Knaus, MD,George WashingtonUniversityMedicai
Center, Washington,DC, and JoanneLynn, MD,
Dartmouth Medical School, Hanover, NH
(co-principal investigators); Marilyn Bergner, PhD
(deceased),and AnneDamiano, ScD,JohnsHopkins University,Baltimore, Md;RosemarieHakim, PhD, George Washington University Medical Center,
Donald J. Murphy, MD, Presbyterian-St Lukes MedicalCenter, Denver, Colo;JoanTeno, MD,and BethVirnig,PhD,Dartmouth MedicalSchool;Doug¬ las P.Wagner,PhD,George Washington University MedicalCenter;and Albert W.Wu, MD, MPH,and YutakaYasui, PhD,JohnsHopkins University (coin-vestigators);Detra K.Robinson, MA,GeorgeWash¬
ingtonUniversityMedical Center(chartabstraction
supervisor);BarbaraKreling, BA,GeorgeWashing¬
tonUniversityMedical Center(survey coordinator); JennieDulac, BSN, RN,DartmouthMedical School
(intervention implementation coordinator); Rose
Baker, MSHyg, George Washington University
Medical Center (database manager); and Sam
Holayel,BS,ThomasMeeks, BA,MazenMustafa, MS,and JuanVegarra,BS(programmers).
National Statistical Center,DukeUniversity
MedicalCenter, Durham,NC: CarlosAlzóla, MS,
and Frank E.Harrell,Jr,PhD.
Beth IsraelHospital,Boston,Mass:LeeGold¬
man,MD,MPH(principal investigator);E. Francis
Cook, ScD,MaryBethHamel, MD,LynnPeterson, MD, Russell S. Phillips, MD, Joel Tsevat, MD, LachlanForrow, MD,LindaLesky,MD,andRoger
Davis, ScD(coinvestigators); NancyKressin, MS,
andJeanmarieSolzan,BA(interviewsupervisors);
Ann Louise Puopolo,BSN, RN (chartabstractor
supervisor);LauraQuimbyBarrett, BSN,RN,Nora
Bucko, BSN, RN, Deborah Brown, MSN, RN,
Maureen Burns,BSN, RN,CathyFoskett, BSN, RN,AmyHozid, BSN, RN,CarolKeohane, BSN, RN, ColleenMartinez, BSN, RN, Dorcie
McWee-ney, BSN, RN, DebraMelia, BSN, RN, Shelley
Otto, MSN, RN,KathySheehan, BSN, RN,Alice
Smith, BSN, RN,and LaurenTofias, MS,RN(chart
abstractors);BerniceArthur, BA,CarolCollins, BA,
MaryCunnion, BA, DeborahDyer, BA, Corinne
Kulak, BS, Mary Michaels, BA,MaureenO'Keefe, BA,MarianParker, AB, MBA,LaurenTuchin, BA, Dolly Wax, BA,andDianaWeld, A(interviewers);
Liz Hiltunen, MS, RN, CS, Geòrgie Marks, MS,
MEd, RN,Nancy Mazzapica,MSN, RN,andCindy
Medich,MS,RN(SUPPORTnurseclinicians);and JaneSoukup,MS(analyst/datamanager).
DukeUniversityMedicalCenter, Durham,NC: WilliamJ.Fulkerson, Jr,MD(principal investiga¬
tor); Robert M. Califf, MD, AnthonyN. Galanos,
MD, PeterKussin, MD,and Lawrence H.
Muhl-baier,PhD(coinvestigators);MariaWinchell, MS
(projectdirector); LeeMallatratt, RN(chartab¬
stractorsupervisor); EllaAkin, BA(interviewer
supervisor); LynneBelcher, RN,ElizabethBuller,
BSN, RN,EileenClair, RN,LauraDrew, BSN,
RN, Libby Fogelman, BSN, RN, Dianna Frye,
BSN, RN,BethFraulo, BSN,RN,DebbieGessner, BSN, RN,JillHamilton, BSN, RN,KendraKruse,
BSN, RN,DawnLandis,BSN, RN,LouiseNobles,
BSN, RN,Rene Oliverio, BSN, RN,and Carroll
Wheeler, BSN, RN (chart abstractors); Nancy
Banks, MA, Steven Berry, BA,Monie Clayton,
Patricia Hartwell, MAT, Nan Hubbard, Isabel
Kussin, BA,BarbaraNorman, BA,JackieNoveau, BSN, Heather Read, BA,and Barbara Warren, MSW(interviewers);JaneCastle, MSN, RN,Beth
Fraulo, BSN, RN,ReneOliverio, BSN, RN,and
KathyTurner, MSN,RN(SUPPORTnurseclini¬
cians);and Rosalie Perdue(datamanager).
MetroHealth MedicalCenter, Cleveland,Ohio: Alfred F.Connors, Jr, MD,and Neal V.Dawson, MD(co-principal investigators);ClaudiaCoulton, PhD, C. SethLandefeld, MD,TheodoreSperoff,
PhD,and StuartYoungner,MD(coinvestigators); Mary J. Kennard, MSN, and Mary Naccaratto,
MSN (chart abstractor supervisors); Mary Jo
Roach,PhD(interviewersupervisor);Maria
Blink-horn, RN,Cathy Corrigan,RNC,ElsieGeric, RN,
LauraHaas, RN,JenniferHam, RN,Julie
Jer-donek, RN, Marilyn Landy, RN, ElaineMarino, RN,PattiOlesen, RN,SherryPatzke, RN,Linda