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The

Brazilian

Journal

of

INFECTIOUS

DISEASES

Original

article

Chronic

symptoms

and

pulmonary

dysfunction

in

post-tuberculosis

Brazilian

patients

Simone

de

Sousa

Elias

Nihues

a,b

,

Eliane

Viana

Mancuzo

c

,

Nara

Sulmonetti

c

,

Flávia

Patussi

Correia

Sacchi

b

,

Vanessa

de

Souza

Viana

c

,

Eduardo

Martins

Netto

d

,

Silvana

Spindola

Miranda

c

,

Julio

Croda

b,e,∗

aDepartmentofPhysicalTherapy,CentroUniversitáriodaGrandeDourados,Dourados,MS,Brazil

bFaculdadedeCiênciasdaSaúde,UniversidadeFederaldeGarndeDourados(UFGD),Dourados,MS,Brazil

cFaculdadedeMedicina,UniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,MG,Brazil

dInstitutoBrasileiroparaInvestigac¸ãodaTuberculose/Fundac¸ãoJoséSilveira,Salvador,BA,Brazil

eFundac¸ãoOswaldoCruz,CampoGrande,MS,Brazil

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received17April2015

Accepted26June2015

Availableonline5August2015

Keywords: Brazil Dysfunction Spirometry Tuberculosis

a

b

s

t

r

a

c

t

Background:Questionnaireandspirometrywereappliedtopost-tuberculosisindigenousand

non-indigenousindividualsfromDourados,Brazil,toinvestigatetheprevalenceofchronic

respiratorysymptomsandpulmonarydysfunction.

Methods:Thiswasacross-sectionalstudyincuredtuberculosisindividualsasreportedin

theNationalSystemonReportableDiseases(SINAN)from2002to2012.

Results:Onehundredandtwentyindividualswereincludedinthestudyandtheprevalence

ofchronicrespiratorysymptomswas45%(95%CI,34–59%).Respiratorysymptomsincluded

cough(28%),sputum(23%),wheezing(22%)anddyspnea(8%).Thesesymptomswere

associ-atedwithalcoholism,AOR:3.1(1.2–8.4);lessthan4yearsofschooling,AOR:5.0(1.4–17.7);and

previouspulmonarydiseases,AOR:5.4(1.7–17.3).Forty-onepercent(95%CI,29–56)had

pul-monarydisorders,ofwhichthemostprevalentwereobstructivedisorders(49%),followed

byobstructivedisorderwithreducedforcedvitalcapacitydisorders(46%)andrestrictive

disorders(5%).Thelifestyledifferencecouldnotexplaindifferencesinchronicsymptoms

and/ortheprevalenceofpulmonarydysfunction.

Conclusion:Thehighprevalenceofchronicrespiratorysymptomsandpulmonary

dysfunc-tioninpost-tuberculosispatientsindicatesaneedforfurtherinterventionstoreducesocial

vulnerabilityofpatientssuccessfullytreatedfortuberculosis.

©2015ElsevierEditoraLtda.Allrightsreserved.

Correspondingauthorat:FaculdadedeCiênciasdaSaúde,UniversidadeFederaldaGrandeDourados,RodoviaDouradosItaúmKm12,

Dourados,MatoGrossodoSul,79804-970,Brazil.

E-mailaddress:[email protected](J.Croda).

http://dx.doi.org/10.1016/j.bjid.2015.06.005

(2)

Introduction

Tuberculosis(TB)isachronicdiseasewithoneofthehighest

morbidityandmortalityratesworldwide.Certaingroups,such

asindigenouspopulations,maybemoresusceptibleto

devel-opingthedisease.1–3TheincidenceofTBamongindigenous

peopleisconsistentlyhigherthaninthegeneralpopulation.

BetweenJanuary2002andDecember2008,themeanofannual

TBnotificationsintheindigenouspopulationofDouradoswas

260per100,000inhabitantscomparedtoonly25per100,000

inhabitantsinnon-indigenouspopulations.4–6Amongtreated

andcuredTBpatients,somemaydeveloprespiratory

seque-laecharacterizedbychronicrespiratorysymptoms,including

cough,sputum,anddyspnea.Thesesequelaemaypersisteven

inindividuals who have been properly treated forTB and

shouldnotbeoverlookedastheyhaveanegativeimpacton

theindividual’squalityoflife.7

Thereisnoconsensusonwhichdisorderisthemost

preva-lent in individuals with TB sequelae.7–12 Population-based

studiesareneededtoinvestigatethepersistenceofchronic

symptomsandchangesinlungfunction.Inaddition,

indige-nouspopulationshavedifferentimmuneresponsesandrisk

factors associated withTB comparedwith non-indigenous

populations.13,14 Thus,furtherstudiesare neededtoclarify

whethertherearedifferenceswithregardtotheprevalenceof

thesechangesbetweenthesetwopopulations.Inthissense,

theobjectiveofthisstudywastoinvestigatetheprevalence

of chronic respiratory symptoms and pulmonary

dysfunc-tion inpost-tuberculosisindividuals and to comparethese

resultsbetweenindigenousandnon-indigenouspopulations

ofDourados-MS.

Material

and

methods

Studydesignandinclusionandexclusioncriteria

Thiswasacross-sectionalpopulation-basedstudyof

indige-nousand non-indigenous individuals with ahistory of TB

asreportedbythe NationalSystem onReportableDiseases

(SINAN)fromJanuary2002toDecember2012inDourados-MS.

WeincludedindividualswithnotificationsofTBtotheSINAN

diagnosedbetween2002and2012.Weexcludedindividuals

under18orover65yearsofage,prisoners,residentsofother

municipalities,andpatientswithchangesindiagnosisorwith

neurologicaldisorders.

Data collection was conducted by visiting each

partic-ipant’s home from November 2013 to October 2014. The

questionnairewasadministeredtotheparticipantsinorder

tocollectsociodemographic,clinicalandepidemiological

vari-ables that could be associated with the development of

pulmonary changes post-tuberculosis such as persistence

ofrespiratorysymptoms andpulmonary function.The

fol-lowing variables were considered: gender, age, educational

level,nationality,race,occupation,maritalstatus,alcoholuse,

smoking,passivesmoking,previouspulmonarydiseases

(pul-monaryemphysema,bronchitis,andpleuraleffusion),work

inadustyand/orsmokyenvironment,wood-stoveuse,and

persistenceofrespiratorysymptomssuchascough,phlegm,

sputum, wheezing, and dyspnea after successful TB

treat-ment.

Spirometry

Evaluations of pulmonary function were performed by

spirometry using a portable spirometer Koko Spirometer

(manufacturedbynSpireHealth,Inc,LefthandCircle,

Long-mont, USA,Koko PFT Software,Series No.1329K3A39)that

allowedforthenewBrazilianstandardsforcalculatingthe

the-oreticalvalueofadultsaccordingtothenewreferencevalues

forforcedspirometryinBrazilianpopulationstobeused.12We

evaluatedtheforcedexpiratoryvolumeinonesecond(FEV1),

theforcedvitalcapacity(FVC),ratiooftheforcedexpiratory

volumeinonesecondtotheforcedvitalcapacity(FEV1/FVC),

andtheforcedexpiratoryflowbetween25and75%(FEF25–75%).

Thetestsconsistedofpre-andpost-bronchodilatorphases,

thelatterobtained15minaftertheadministrationof400␮g

ofsalbutamol.

PatientswereclassifiedinaccordancetotheGuidelinesfor

Pulmonary FunctionTestsofthe BrazilianSocietyof

Pneu-mologyandTisiology.Spirometrywasconsideredasnormal

whentheFVC,FEV1andFEV1/FVCwereequaltoorgreater

than80%ofthepredictedvalue.Obstructivedisorderwas

con-sideredwhentheFEV1/FVCratiowasbelow80%andFEV1was

less than 80%ofthe predictedvalue. Apatientwas

classi-fiedwitharestrictivedisorderwhentheFEV1/FVCratiowas

lessthan80%andFVCwasbelow80%ofthepredictedvalue.

Obstructive disorderwithreducedforcedvitalcapacitywas

consideredwhenthedifferencebetweenFVCandFEV1forthe

pre-bronchodilatorphasewaslessthanorequalto12%.15

Statisticalanalysis

All clinical data were entered in duplicate into the

elec-tronicdatabaseEpiData,version3.1(TheEpiDataAssociation,

Odense,Denmark),andSASversion9.2(SASInstitute,Cary,

NC)wasusedtoanalyzetheunivariateandmultivariate

mod-els associated with chronic symptoms. Dichotomized and

categoricaldatawereanalyzedwiththechi-squaredtestor

Fisher’s exact test. For continuous variables, the t-test or

analysisofvariance(ANOVA)wereutilized.Univariate

anal-yseswereperformedtoverify theassociationsbetweenthe

dependent andindependentvariables,and those achieving

a pre-specifiedlevel ofsignificance(p<0.20) were included

inthemultivariateanalysis.Logisticregressionanalysiswas

usedtoestimatetheadjustedoddsratios.

Ethicalconsiderations

Alleligibleindividualswereinformedaboutthestudy,andthe

questionnaireand spirometry were performedafter

receiv-ing a written approval in the informed consent. Informed

consent formsin the Guaranílanguage were used for the

indigenouspopulation.Theconsentformswerereadtothe

illiterateparticipantsandtheyprovidedtheirconsentusing

theirfingerprint.TheprojectwasapprovedbytheResearch

EthicsCommitteeoftheFederalUniversityofGrande

(3)

Patients reported to SINAN: 2002 to 2012: 800 Excluded patients: 325 Age <18 or >65: 200 Eligible patients: 475 Diagnosis change: 4 Neurological disorders: 6 Deprived of

liberty: 74 Residents in other municipalities: 41

Losses: 314 Patients found:

161 Change of address: 20 Deaths: 7 Patients who refused to participate in the study: 2 Patients included in the study: 65 Patients who underwent spirometry: 50 Patients who did not perform spirometry: 15

Patients who refused to participate in the study: 38

Patients included in the study: 56

Patients who underwent spirometry:

50

Patients who did not perform

spirometry: 6 Indigenous: 67 Non-indigenous: 94 Change of address: 146 Deaths: 11 Patients with incomplete address or phone in the notification: 130 Indigenous: 27 Non-indigenous: 287

Fig.1–FlowchartofindividualswithahistoryoftuberculosisinDourados,MatoGrossodoSul.

National Health Council (CAAE:

05532912.8.0000.5160/Num-ber:193.877).

Results

Duringthestudyperiod,800individualswerediagnosedwith

tuberculosisand reportedtothe SINAN.Ofthose,325were

excluded(Fig. 1). Wewerenot abletointerview 318ofthe

475individualsincludedinthis studybecause166changed

theirhomeaddress,18died,and130couldnotbefounddue

toincorrectaddressandphonecontactinformation.We

con-tacted161individuals,and25%refusedtoparticipateinthe

study.Thefinalsampleof121participantswasdividedinto

two groups: indigenous (n=61)and non-indigenous (n=60)

(Fig.1).Twenty-oneindividualsdidnotreproduceacceptable

spirometrycurves,includingtwowhopresentednausea,four

due to missing teeth, 10 failed to perform the maneuvers

becauseofdifficultiesinunderstandingthecommands,and

fivewereunabletoundergospirometryduetoseveredyspnea.

Table1showsthesociodemographiccharacteristicsofthe

indigenousandnon-indigenousindividualswithahistoryof

tuberculosis.Amongthe indigenousparticipants, 57%were

male,and87%hadlessthan fouryearsofschooling.Inthe

non-indigenous group, 47% were male, and 78% had less

thanfouryearsofschooling;thissamegroupalsoincluded

moreindividualswhousedalcohol,illicitdrugs,andsmoked.

Non-indigenousindividualshadmorecurrenthistoryof

spu-tumproductionthanindigenous(p=0.05).Cough,wheezing

anddyspnea,aswellasthespirometricvalues,weresimilar

betweentheethnicgroupsconsidered(Table1).

Theprevalenceofrespiratorysymptomswas45%(95%CI,

34–59%)andincludedcough(28%),sputum(23%),wheezing

(22%),anddyspnea(8%).Comparedwithasymptomatic

indi-viduals,post-tuberculosis individuals withsymptoms were

morelikelytohavelessthenfouryearsofschooling(93%

ver-sus74%,p<0.01),workindustyenvironment(44%versus25%,

p=0.03),andtohavehadpreviouspulmonarydiseases(25%

versus8%,p<0.01)Themajorityoftheindividualswhohad

symptomshadabnormalspirometrywhencomparedto

indi-vidualswithnosymptoms(65%versus35%,p<0.01)(Table2).

Inthemultivariatemodel,thefollowingvariableswere

asso-ciatedwiththepresenceofsymptoms:lessthanfouryearsof

schooling,AOR:5.0(1.4–17.7);alcoholabuse,AOR:3.1(1.2–8.3);

andpreviouspulmonarydiseases,AOR:5.4(1.7–17.4)(Table3).

Amongtheparticipants,41%(95%CI,29–56)hadpulmonary

disorders,ofwhichthemostprevalentwereobstructive

dis-orders (49%),followedbyobstructivedisorder withreduced

forcedvitalcapacitydisorders(46%),andrestrictivedisorders

(5%).Eighteenindividualshadmoderatepulmonary

dysfunc-tion,andonly1(6%)hadbeendiagnosedwithlungdisease

andwereundermedicalcare.

Discussion

Few studies have evaluated the permanence of

post-tuberculosis respiratory symptoms, which reinforces the

importanceofthisresearch,consideringthenegativeimpact

andinfluenceonthequalityoflifeofindividualsaffectedby

thesechangesinlungfunction.7,9,10,16

Inourpopulation-basedstudy,weobservedthepresence

ofchronicsymptomssuchascough,sputum,dyspnea, and

wheezingin45%ofsubjectsevenafterthecompletionof

treat-mentandcureofTB.Thispersistenceofrespiratorysymptoms

wasalsofoundinastudyofadultpatientstreatedinthe

out-patientTBclinicofauniversityhospitalinwhich72%ofthe

56patientshadchronicsymptomssimilartothosefoundin

thisstudy.9

Amongtheprevalentpost-tuberculosissymptoms,cough

andsputumhavebeenreported,andaccordingtoastudyin

theInstituteofPulmonology,thesesymptomswerepresentin

80%ofpatientsfollowed.Dyspneawasalsomentionedby45%

ofthepatients.17Sputumproductionhasbeencorrelatedwith

theresiduallungdamage,asreportedbyHnizdoetal.18Even

inindividualswhoproperlytreatedfortuberculosis,thereis

persistenceofsymptoms;recentresearchhasshownthat3/5

ofthepopulationstudiedshowedpersistentpost-tuberculosis

respiratorysymptoms.7

Delays in the diagnosis and initiation of TB treatment

can lead to increasedinjury to the lung parenchyma, and

(4)

Table1–Sociodemographiccharacteristics,chronicrespiratorysymptomsandspirometryparametersofindigenousand non-indigenousindividualswithahistoryoftuberculosisinDourados(n=121).

Variables Race

Number(percentage)

pvalue

Indigenous(n=61) Non-indigenous(n=60)

Sex,male 35(57) 28(47) 0.24

Age,years,mean±SDa 38±15 42±15 0.20

Maritalstatus,single 9(15) 31(52) <0.01

Lessthan4yearsofschooling 53(87) 47(78) 0.21

BMI,mean±SDa 25±4 24±5 0.27

Currentsmoker 13(21) 30(50) <0.01

Passivesmoker 6(10) 13(22) 0.07

Druguse 1(2) 12(25) <0.01

Alcoholism 6(10) 18(30) <0.01

Workindustyenvironment 9(13) 31(52) <0.01

Workinsmokyenvironment 7(12) 6(10) 0.74

Previouspulmonarydiseasesb 5(8) 14(24) 0.02

Symptoms 24(20) 31(26) 0.17 Cough 18(15) 24(20) 0.23 Sputumproduction 14(12) 24(20) 0.05 Wheezing 14(12) 17(14) 0.50 Dyspneagrade2 1(1) 5(5) 0.11c Dyspneagrade3 3(3) 0(0) 0.24c Dyspneagrade4 0(0) 1(1) 0.49c Spirometryparameters FEV1/FVC×100 86% 89% 0.40 FEV1 85% 87% 0.62 FVC 89% 86% 0.67 FEF25–75% 82% 80% 0.57 Patternofspirometry 0.35 Normal 29(58) 30(60) Obstructive 8(16) 12(24)

Obstructivedisorderwithreducedforcedvitalcapacity 11(22) 8(16)

Restrictive 2(4) 0(0)

BMI,BodyMassIndex;FVC,forcedvitalcapacity;FEV1,forcedexpiratoryvolumeinthefirstsecond;FEV1/FVC,ratioofforcedexpiratoryvolume inthefirstsecondandforcedvitalcapacity;FEF25–75%,forcedexpiratoryflowbetween25and75%.

a Standarddeviation.

b Previouspulmonarydiseases:bronchitis,emphysemaandpleuraleffusion. c Fisher’sexacttest.

persistentrespiratorysymptomsandlungdysfunction.11,18–20

Theresultsofthis studyindicate thatsomefactorscan be

critical to the presence of chronic respiratory symptoms

inindividuals with ahistory oftuberculosis; amongthese

factors,thereisanemphasisoneducation,alcoholuse,and

previous respiratory diseases.2,21 Low level of education is

relatedtolowsocioeconomicstatus,andthisisarecognized

risk factor forTB. In addition, the social condition of the

individual can lead to less access to health services and,

consequently, to a diagnosis of tuberculosis. Alcohol

con-sumptioncan alsobeassociatedwithalatediagnosis,and

socioeconomicconditionsinbothdelayedsituationsexpose

theindividualtolongerdiseaseduration and,therefore,an

increasedlikelihoodofpulmonarysequelae.2,21

Usingdiagnosticservices,astudyinDourados-MSnoted

that75%ofindigenousand65%ofnon-indigenousindividuals

soughttreatmentattheonsetofsymptoms.However,most

patientsreportedadiagnosticdelay;46%ofindigenousand

44%ofnon-indigenouspatientsneedatleastthree(3)medical

consultationstoreceiveadiagnosisofTB,whichtookmore

thanfiveweeks.Therefore,thesepatientsspentmoretime

exposed tothedisease andwere moresusceptibleto

post-pulmonarytuberculosissequelae.21

Another study involving an indigenous population of

Dourados-MS concluded that this population had greater

accesstodiagnostictestsandtreatmentcomparedwiththe

non-indigenous population. The diagnosis and consequent

earlytreatmentintheindigenouspopulationcomparedwith

thenon-indigenouspopulationmightexplainwhytherewere

nodifferencesinthelengthofsymptomsorchangesin

pul-monaryfunction betweenthepopulations studied,evenin

theface ofthedifferentlivinghabits,culturalbarriers,and

thelowerlevelofeducationandsocioeconomicstatusofthe

indigenouspopulation.5,21

Among the individuals who underwent spirometry in

our study,41%had pulmonaryfunction changes:themost

prevalent were obstructive disorders (49%), followed by

obstructivedisorderwithreducedforcedvitalcapacity(46%)

and restrictive disorders (5%). It remains unclear which

respiratory disorder is most prevalent in post-tuberculosis

sequelae due to the small number of studies conducted.

(5)

Table2–DifferencesamongpatientswithahistoryoftuberculosisstratifiedbypresenceofsymptomsinDourados (n=121). Variables Symptoms Number(percentage) pvalue Symptoms (n=55) Non-symptoms (n=66)

Clinicalandepidemiological

Sex,male 22(40) 41(62) 0.01

Race,indigenous 24(44) 31(56) 0.17

MaritalStatus,single 20(37) 21(32) 0.53

Age,years,mean±SDa 43±14 38±15 0.11

Lessthan4yearsofschooling 51(93) 49(74) <0.01

Currentsmoker 22(40) 21(32) 0.35

Passivesmoker 9(17) 10(15) 0.85

Druguse 10(18) 6(9) 0.14

Alcoholism 15(27) 9(14) 0.06

Workindustyenvironment 24(44) 16(25) 0.03

Workinsmokyenvironment 8(15) 5(8) 0.24

Cookwithawoodstove 16(30) 15(24) 0.48

Previouspulmonarydiseasesb 14(25) 5(8) <0.01

Patternofspirometry <0.01

Normal 14(35) 45(75)

Obstructive 13(33) 7(12)

Obstructivedisorderwithreducedforcedvitalcapacity 11(27) 8(13)

Restrictive 2(5) 0(0)

a Standarddeviation.

b Previouspulmonarydiseases:bronchitis,emphysemaandpleuraleffusion.

Table3–Riskfactorsassociatedwithrespiratorysymptomsinindividualswithahistoryoftuberculosis(n=121).

Variables CrudeOR(95%CI) AdjustedOR(95%CI)

Race,indigenous 1.64(0.80–3.39)

Age,peryear 0.98(0.95–1.00)

BMI 0.96(0.88–1.05)

Sex,male 2.46(1.18–5.12)

Maritalstatus,single 1.22(0.57–2.60)

Lessthan4yearofschooling 4.42(1.39–14.07) 5.01(1.42–17.66)

Smoking 1.42(0.68–3.02)

Passivesmoking 1.09(0.41–2.92)

Druguse 2.22(0.75–6.56)

Alcoholism 2.37(0.94–5.95) 3.10(1.16–8.30)

Previouspulmonarydiseasesa 4.09(1.37–12.25) 5.42(1.69–17.34)

Workindustyenvironment 2.37(1.09–5.15)

Workinsmokyenvironment 2.01(0.61–6.58)

Cookwithawoodstove 1.34(0.59–3.06)

BMI,BodyMassIndex;OR,oddsratio.

a Previouspulmonarydiseases:bronchitis,emphysemaandpleuraleffusion.

respective studies evaluated the association between TB

andalteredpulmonaryfunction,andtherewasnocommon

consensuson whichdisorder was the mostprevalent as a

sequel.9,19,20

Our study had some limitations, such as a number of

refusalstoparticipatebyindividualswhothoughttheywere

cured and had no symptoms and the difficulty of finding

the households due to the large number of records with

nonexistentphonenumbersandaddresses.Furthermore,8%

oftheindigenousand24%ofthenon-indigenousindividuals

hadprevious pulmonarydiseases andthereforecould have

symptomsand functionalchanges attributedtothe

under-lyingdiseaseandnotrelatedtoTBsequelae.Notallpatients

underwent chestX-raybecausetheexamwasnotincluded

inthestudyobjectives.

Itisimportanttoemphasizethat17%oftheindividuals

includedinthestudywereunabletocompletethespirometry

duetodifficultyinunderstandingtheguidelines,dentalissues

and/orchronicrespiratory symptoms.Amongpatients who

didnotcompletethesurvey,66%hadalowlevelofeducation

and low socioeconomicstatus, which mostlikelyhindered

their comprehension of the guidelines for performing the

required expiratory maneuvers. Most of these individuals

wereindigenous,andinouropinion,theyneedfurther

atten-tion regardingtheirsymptomsforthediagnosisofpossible

(6)

Fortheindividualswhocouldnotperformthespirometry

test,possiblepulmonarysequelaecouldbediagnosedbythe

respiratorysymptomspresentedbytheseindividuals.

Accord-ingtoGlobalObstructiveLungDisease(GOLD,2014),chronic

symptomsshould beconsidered,as theymay indicate the

severityofpulmonarysequelae.22

The high prevalence of chronic respiratory symptoms

and pulmonary dysfunction in post-tuberculosis patients

indicatesaneedforfurtherinterventionstoreducesocial

vul-nerabilityinpatientswithpost-tuberculosis.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

Acknowledgments

TheauthorsaregratefultotheSpecialSecretariatof

Indige-nousHealth(SecretariadeSaúdeIndígena;SESAI),theCouncil

ofIndigenousHealth(ConselhoDistritaldeSaúdeIndígena;

CONDISI)andtheDepartmentofHealthatDouradosandthe

District for their full support during the study period. We

thanktheindigenousandnon-indigenousparticipants,

with-out whomthis study couldnothavebeen performed. This

workwassupportedbyBrazilianNationalResearchCouncil

(CNPq,N◦404158/2012-9).

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