• Nenhum resultado encontrado

Health data privacy and confidentiality rights

N/A
N/A
Protected

Academic year: 2021

Share "Health data privacy and confidentiality rights"

Copied!
11
0
0

Texto

(1)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde w w w . e l s e v i e r . p t / r p s p

Original

Article

Health

data

privacy

and

confidentiality

rights:

Crisis

or

redemption?

Paula

Lobato

de

Faria

,

João

Valente

Cordeiro

EscolaNacionaldeSaúdePúblicadaUniversidadeNOVAdeLisboaandCentrodeEstudosdeSociologiadaUniversidadeNovadeLisboa, Lisboa,Portugal

a

r

t

i

c

l

e

i

n

f

o

Articlehistory: Received31July2014 Accepted15October2014 Availableonlinexxx Keywords: Righttoprivacy Righttoconfidentiality Healthdata

Healthdataprotectionandsecurity Patient’srights

Europeandataprotectionlaw

a

b

s

t

r

a

c

t

Althoughwidelyanalyzedbyauthorsandtheoreticallyvaluedbythepublic,therightto healthdataconfidentialityseemstobemoreofanacademicfigurethanarealprotected right. This happens duetointrinsic problems withthe practicalenforcement ofsome patient’srights,butisgettingmorenotoriousincontemporarysociety.

Thisarticledescribestherightstohealthdataprivacyandconfidentialityinitsclassical contours,focusingonareasofconsensusandcontroversyandanalyzingtherecent trans-formationsinsocietythatarecausingacrisisinthesesamerights.Weagreethatthereare reasonstobelievethattherearenonovellegalinstrumentsinHealthLawtoredeemthese rights,exceptforEuropeanDataProtectionLaw.Here,webrieflyanalyzethenewEuropean dataprotectiondraftregulation,whichintendstobringreinforcedtoolsonthisdomain.

Weconcludethatthejuridicalaurathatstillembracestherighttomedicalandgenetic dataconfidentialityinHealthLawandBioethicsseemsnolongertohaveapracticalsense. Inordertoassurethepracticalexistenceofprivacyandconfidentialityinthemedicaland geneticfields,HealthLawneedstodedicatemoreattentiontothisarea.

©2014EscolaNacionaldeSaúdePública.PublishedbyElsevierEspaña,S.L.U.Allrights reserved.

Direito

à

vida

privada

e

à

confidencialidade

de

dados

de

saúde:

crise

ou

redenc¸ão?

Palavras-chave:

Direitoàvidaprivada Direitoàconfidencialidade Dadosdesaúde

Protec¸ãoeseguranc¸adedados desaúde

Direitosdosdoentes

r

e

s

u

m

o

Apesardeamplamenteanalisadopelosautoreseteoricamentevalorizadopelopúblico,o direitoàconfidencialidadedosdadosdesaúdeparecesermaisdeumafiguraacadémicado queumdireitorealmenteprotegido.Talacontecedevidoaalgunsproblemasintrínsecosna aplicac¸ãopráticadealgunsdosdireitosdosdoentes,mastorna-secadavezmaisnotório nassociedadescontemporâneas.

Esteartigodescreve,emprimeirolugar,osdireitosàvidaprivadaeàconfidencialidade dedadosdesaúdenosseuscontornosclássicos,mostrandoasáreasdeconsensoe con-trovérsiasemtornodeles.Emsegundolugar,analisam-seasrecentestransformac¸õesna

Correspondingauthor.

E-mailaddress:pa.lobfaria@ensp.unl.pt(P.L.d.Faria).

http://dx.doi.org/10.1016/j.rpsp.2014.10.001

(2)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

Direitoeuropeudaprotec¸ão dedados

sociedadequeestãoacausarumacrisenessesmesmosdireitos,sendoestacapazdeos transformaroumesmodeoseliminarcomodireitosdosdoentesverdadeiramente respeita-dos.Nestecapítulo,constata-sequeháfortessinaisparaacreditarquenoDireitodaSaúde enaBioéticaosdireitosàvidaprivadaeàconfidencialidadeestãoasofrerumacrisee quenãosetêmcriadoquaisquerinstrumentoslegaisinovadoresemDireitodaSaúdepara osresgatar,aocontráriodoqueacontecenoDireitoEuropeudeProtecc¸ãodeDados.Esta premissalevaàterceirapartedoartigo,ondeseanalisambrevementeapropostadonovo regulamentoeuropeudeprotec¸ãodedadospessoais,cadavezmaispertodeserpublicado, oqualpretendetrazerferramentasreforc¸adasnestedomínio.

Conclui-sequea aurajurídicaqueaindaenvolveosdireitosàconfidencialidadedos dadosmédicosegenéticosemDireitodaSaúdeeBioéticanãopareceterjáumsentido prático,sendoquasecomopromoverumprodutocomenormepotencialmasquenãoexiste nomercado.Aúnicaáreaqueaindasemovenafrentededefesadavidaprivadae da confidencialidadededadospessoaisnanossasociedadeéodireitoeuropeudeprotec¸ão dedados.Noentanto,mesmoqueestefactoapresentenovastendênciaslegaisquepodem ajudaradaraosdireitosdosdoentesàvidaprivadaeàconfidencialidadedosseusdados umpoucomaisdeforc¸a,pensamosque,apesardasmedidaseuropeiasinovadoras,oDireito daSaúdeprecisadesededicarmaisaproduzirumnovopensamentojurídicooperacional paraosdireitosàvidaprivadaeconfidencialidadenosfuturoscenáriosdaMedicinaeda Genética,sobpenadestespoderemdeixardeexistirnaprática.

©2014EscolaNacionaldeSaúdePública.PublicadoporElsevierEspaña,S.L.U.Todosos direitosreservados.

Introduction

“Issuesofprivacyhavebecomeentangledwith bioinfor-maticsas,increasingly;werelyontechnologyratherthan onhumanbeingstoresolveprivacyissues.”1(p6)

“Newtechnologies upheave old norms, and newnorms needtobenegotiated:aprocessthattakestime.”2(p125)

Preliminarynote

Althoughweare aware that thetopic ofthis articleis not novel, we think that it still needs attention ascontinuous transformationsinsocietyareconstantlybringingnewfacts thatreflectupontherightstoprivacyandconfidentialityas patient’srightseitherinhealthcareormedicalresearch sett-ings.

Baringthispremiseinmind,thispaperaimstodiscussthe classicalconceptsoftherights toprivacyand confidential-ityofhealthversustherecentdevelopmentandsolidification ofapermanent“realityshow” societywhich trivializesthe disclosureandthedisseminationofpersonaldata,including healthdata.Moreandmorepeopleadheretofree informa-tionandareignorantorreluctanttodataprotectionprinciples until they suffer considerable consequences. Nevertheless, litigation regarding the rights to privacy and confidential-ity ofhealthdataisrare. As someauthors putit “the(...) issueofmedicalconfidentialityhasbeenmorediscussedthan litigated.”3

ThereisanampleHealthLawandBioethicsliteratureon theimportanceoftherighttoconfidentialityofmedicaland geneticdata,whichisconsideredafundamentalpatientright andisenshrinedintheLawofseveralWesterncountries.This

right isalsooneofthe maindataprotectionrights. Impor-tantly,medicalandgeneticdataareconsideredexceptionally sensitive data bycurrent Data ProtectionLaws, which isa specialstatusrequiringextrasecurityandconfidentiality pro-tectionmeasures. Thereasonforthisspecialstatusisthat medicalandgeneticdataareconsideredtobelongtothe “pri-vate”sphereoftheperson(datasubject),astheyrelatetothe mostintimatepersonalareas.Hence,anunauthorized disclo-sureofthisdataispotentiallymeanttocausediscrimination andstigmatizationinthepersonal,professionalorsociallife domainsofthedatasubject.Concurrently,healthdataprivacy isalsoaveryimportanttoolinPublicHealthpolicies(e.g.for theacceptanceandsuccessofname-basedsurveillance).4

FromtheHippocraticOath,totherighttobeforgotten

Thedutyofconfidentialityisamedicaldeontologicalpillar sincethe HippocraticOath, dating backtothe 5th century BC. On the other hand, the right to privacyis a relatively recentjuridicalconcept.Theclassicalconceptionoftheright toprivacysproutsfromthenotionthatthroughoutlifeevery personmoveswithinjuridicalspaceswithvaryingdegreesof liberty.5,aSuchspacescanbebroadlygroupedintotwomain

areas,apublicandaprivatesphere.Whenwemovewithinour publicspherewhateverwedo,sayorchoosecanbeconsidered

aJonathanFranzenreferstothismatterinpage43ofhisvery

acuteessayonprivacy,called“ImperialBedroom”:“Whatreally undergirdsprivacyistheclassicalliberalconceptionofpersonal autonomy orliberty.Inthelastfewdecades,manyjudgesand scholarshavechosentospeakofa“zoneofprivacy”ratherthana “zoneofliberty”,butthisisashiftinemphasis,notinsubstance: notthemakingofanewdoctrinebuttherepackagingofanold one”.

(3)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

publicinformationinawaythatnorestrictionsare placed toitsdiffusionanddissemination.Inparallel,insideour pri-vatesphere,specialcaremustbeexercisedinordertorestrict accessandsharingofinformationsothatspeciallimits,which aredefinedbytheindividual,arenotcrossed unlessavery significantpublicinterestisatstake.Therighttoprivacyisin thatsensea“personalityright”6,brootedintheneedtorespect

theautonomyofpeopleandaimedatprotectingthemfrom harm.7Theconcessiontoeveryhumanbeingofanindividual

privatespaceisdeeplyconnectedwithvaluessuchas free-domandself-determination.Certainly,thebordersbetween publicand private spheresvary significantly dependingon historicalandsociologicalcontexts,politicalconditionsand evenpersonalandindividualrepresentationsofreality.Ithas beenmorethan120yearssinceSamuelD.WarrenandLouisD. Brandeis8wrote“TheRighttoPrivacy”aninfluentialHarvard

LawReviewarticledrawingattentiontotheneedof protec-tionagainsttheinvasionofprivacy.Inthisarticle,theauthors definedtheconceptofprivacyprotectionbyadaptingafamous expressionofjudgeThomasCooley(regardingtortinjury)as “(...)aninstanceoftheenforcementofthemoregeneralright oftheindividualtobeletalone”.8

The premonitory significance of this article and the increasingdifficultyandnecessitytofindthecorrectmeasures toprotectprivacyinanageoffast-pacedtechnology-driven progressarewellacknowledged.Infact,justaboutone hun-dredyears afterWarren andBrandeis,inapersuasive1998 NewYorkeressaytitled“ImperialBedroom”,JonathanFranzen depictedprivacyas“(...)espousedasthemostfundamental ofrights,marketedasthemostdesirableofcommodities,and pronounceddeadtwiceaweek”.5 Interestingly,in“Imperial

Bedroom”FranzenalsoquotedRichardPowers’definitionof theprivateaspectsoftheselfas“(...) thatpartoflifethat goesunregistered”.5

Thesequotesreflectthepresentstateoftherighttoprivacy, whichwasbornoutofaworldthathadjustdiscoveredthe wondersandperilsofthetelephoneorphotographyandtoday isthreatenedbyourtechnology-swampedlives.Weconcede thatthechallengesthattechnologyposestotherightto pri-vacyandconfidentialityaremanyandthatsocietyhasevolved inwaysthatseem tocontradictthealmost revered impor-tancethattheserightsoncehad.However,thesechallenges donotnecessarilycorrespondtooblivionoftheserights. Evi-dencehasshownthatregardinghealthandgeneticdata,the protectionoftheserightsisstillapriorityforpatientsand physicians.7,9,cFurthermore,itisthemainconcernofthe

pub-licregardingthedonationsoftheirownbiologicalmaterialto biobanks.10Thisfactsuggeststhatprivacyandconfidentiality

arestillvaluedconceptsbymostpeopleandthereforedidnot losealltheirpracticalsense.

Someofthesefactors,whichexplainadiminishingvalue ofthe rights to privacyand confidentiality, were generally

b ThisisthecategoryofrightsinwhichthePortuguese

Consti-tutionincludestherighttoprivacy(article26).SeeforallMoreira andCanotilho,Constituic¸ãodaRepúblicaPortuguesa,Artigos1◦a

107◦.

c Despitecourtactionsagainstprofessionalswhodidnot

dis-closegeneticrisktorelativesoftheirpatientsthereisreluctance fromphysiciansandgeneticcounselorstobreachconfidentiality.

identified by the EuropeanCommission as a basis for the ongoing reform of data protection in the European Union (EU).11Wehighlight(infra3)theeffortsonnewdata

protec-tionmechanisms,whichhavebeendevelopedbytheEuropean Commission(EC),coinedinthedraftofanewdata protec-tionregulation,dasagoodexampleofconfidentialityrights

resilience.11Weanalyzethisnewlegalturnindataprotection

intheEUandmakesomeconsiderationsonitsrelevancefor theconfidentialityofpersonalhealthdata.Inbrief,thenew regulationwillgivemorepowertocustomersofonline ser-vices,determinestrongersafeguardsforEUcitizens’datathat getstransmittedabroad,andconsiderablyincreasefineson companiesthatbreachthelaw.Importantly,intheregulation draft,healthdataarestillconsidered“particularlysensitive andvulnerableinrelationtofundamentalrightsorprivacy” deserving“specificprotection”.11

Wealsoexaminethenew“righttobeforgotten”whichis alsoenactedinthealreadymentionedregulationdraftondata protectionandwasrecognizedbytheCourtofJusticeofthe EuropeanUniononMay2014intheGoogleSpainSL,GoogleInc. vsAgenciaEspa ˜noladeProteccióndeDatoscase.12

Inbrief,thisarticleaimsmainlytosummarizetheissues andquestionsraisedinthehealthdataprotectionfield,rather thantoprovideanysolutions.Nonetheless,bearingthenew EuropeanLawdevelopmentsinmind,thisarticleendswith ourlastwordonthestatusquoofprivacyandconfidentiality ofpersonalhealthdatarights(seeinfra4).

State

of

the

art

Therightstoprivacyandconfidentiality

Therighttoconfidentialityisbasedonthefundamentalrights toprivacyandto“informationalself-determination”,which relate to personal data protection (data protection rights). However,confidentialityisadifferentconceptthanprivacy, and it comprises morethan data protectionrights. Firstly, confidentiality works downstreamofprivacyandfor confi-dentialitytobelegally“triggered”,privacymusthavealready beendisclosed.13Furthermore,ononehandtherightto

pri-vacy iswhat is calleda “negative” right because it claims non-interferencewithinformationbelongingtothe private sphere.Ontheotherhand,confidentialityisbotha“negative” anda“positive”rightasitsimilarlyclaimsnon-interferenceor silence(e.g.intheformofprofessionalsecrecy)butalso prac-tical protectiveactions(e.g. securitymeasures;supervision; sanctions–seeFig.1).

Historically,understandingtherealmeaningandthelimits oftherighttoconfidentialitycanbebetterachievedby tak-ingalookatthe1988EnglishtortlawcaseAttorneyGeneralv. TheObserverLtd.14Thiscasecoveredthepublicationinseveral

Britishnewspapers ofexcerptsfrom thecontroversialbook

Spycatcher,writtenbyformerMI5counterintelligenceofficer

dRegulations are the strongest European Union normative

instrumentsenteringinforceinallmemberStatesassoonasthey arepublishedintheOfficialJournaloftheCommunities.They dif-ferfrom“directives”,whichneedtobetransposedtothemember Statesinternallegalorder.

(4)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

Confidentiality V. Privacy

Privacy sphere

Direct disclosure (doctor)

Professional secrecy Security measures Supervision sanctions Indirect disclosure (biobank)

Medical-genetic

information Secret information

Confidentiality

Fig.1– ConfidentialityV.Privacy.

PeterWright.Thebook,atthetimealreadypublishedinthe USAandAustraliabutnotinEngland,containeddetailsabout Wright’sactivityinMI5,whichconstitutedaviolationofanAct oftheParliamentoftheUnitedKingdom–theOfficialSecrets Act1991–protectingstatesecretsand officialinformation. InhisargumentintheHouseofLords,LordGoffof Chieve-leyidentifiedavitaldimensionoftherighttoconfidentiality –thedutyofconfidence.AccordingtoLordGoffof Chieve-ley,thisduty“(...)ariseswhenconfidentialinformationcomes totheknowledgeofaperson(theconfidant),withtheeffect that(...)heshouldbeprecludedfromdisclosingthe informa-tiontoothers”.14Therefore,heconcludes“(...)thereissuch

apublicinterestinthemaintenanceofconfidences,thatthe lawwillprovideremediesfortheirprotection”.11Importantly,

AttorneyGeneralv.TheObserverLtd.alsopermittedtoidentify thelimitstotherighttoconfidentiality.First,therightto con-fidentialityonlyappliestoconfidentialinformationandnot toinformationthathasalready enteredthe publicdomain (informationforwhichthereisgeneralaccess).Second,the righttoconfidentialitydoesnotapplytotrivialinformation. Third,andperhapsmostsignificantly,thepublicinterestof confidenceprotectionmustbebalancedinthefaceofother publicinterests.Inthisregard,LordGoffofChieveleydeclares that“(...)itisthislimitingprinciplewhichmayrequireacourt tocarryoutabalancingoperation,weighingthepublic inter-estinmaintainingconfidenceagainstacountervailingpublic interestfavoringdisclosure”.14

AsAttorneyGeneralv.TheObserverLtd.sowellillustrates, themostcontroversialpartoftheright/dutyof confidential-ityisthezonewherethisrighthastobebalancedwithother conflictingpublicinterests.Infact,thiszoneofconflicthas beenthesubjectofintensestudyinthefieldsofHealthLaw andEthicsmainlyinthedomainofHIVinfection(probably themostcontroversial)and,particularly,intherelated ten-sionbetweenthedutyofprofessional/medicalsecrecyandthe dutytodisclosepersonalhealthinformationforthepurposes ofprotectingathirdparty’shealthorlife.Importantly,recent advancesingenomicsandthepossibilitytodefinesomeone’s futurerisk ofdevelopingadisease byanalyzing hereditary geneticinformationfeedsintothesamediscussionand illus-tratesthatthisdebateisverymuchaliveinourtime.15

Understandingthe tensionbetweenthe right to/dutyof confidentialityandpublicinterestmustalsobeinformedbya

closerlookatdifferentdefinitionsofthelatter.Publicinterest isanopenandeverevolvingconcept.Manywouldarguethat nomattertheextenttowhichtheconceptevolvesand trans-forms,publicinterestshouldneverbeallowedtobeconfused withcuriosity orvoyeurism andthat exaggerated broaden-ing ofsomedefinitionsofpublicinterestwould,ultimately, endupemptyingthenotionofprivateinformation,turningit into trivia,anddefeatingthepurposeofrecognizingaright to confidentialitywithbalanced limits.On theother hand, others arguethatwearemovingtowardsabroadnotionof publicinterestthatwould,mostofthetimes,favordisclosure ofinformation.Accordingtothisnotionthealternative pub-licinterestrelatedtoprotectingconfidencelooksincreasingly morelike aprivateinterest.Nomatterwhich sidewetake onthis argument,it isimportanttobalancepublicinterest withconfidentialityandidentifyanddiscussrelevantfactors leadingtoapossiblefadingortransmutationofthelatter.

The rights to privacy and confidentiality are nowadays entangledwiththerighttotheprotectionofpersonaldata, whichisestablishedbyArticle8oftheCharterofFundamental RightsoftheEU,16Article16oftheTreatyontheFunctioningof

theEuropeanUnion(TFEU),17andinArticle8oftheEuropean

ConventionofHumanRights(ECHR).18Asunderlinedin2010

bytheCourtofJusticeoftheEUinthejoinedcasesVolkerund MarkusScheckeGbRandHartmutEifertvLandHessen,19theright

totheprotectionofpersonaldataisnotanabsoluteright,but mustbeconsideredinrelationtoitsfunctioninsociety.Data protectioniscloselylinkedtotherespectforprivateandfamily lifeprotectedbyArticle7oftheCharter.16Thisisreflectedby Article1(1)ofDirective95/46/EC20whichprovidesthat

Mem-berStatesshallprotectfundamentalrightsandfreedomsof naturalpersonsandinparticulartheirrighttoprivacywith respectoftheprocessingofpersonaldata.

Whatever happens in the data protectionlaw field will affecttremendouslytherightstoprivacyandconfidentiality inthehealthlawdomain.Thisiswhytheongoingreformin Europeandataprotectionlegalinstrumentsissoimportant todiscusshere.Ina2012documentprecedingthedraftofthe newEUregulation,withthesuggestivetitleofSafeguarding Pri-vacyinaConnectedWorld–AEuropeanDataProtectionFramework forthe21stCentury,21theEuropeanCommissionundoubtedly

showsthattheprotectionofprivacyandconfidentialityrights isthecoreofdataprotectionlaw.Thisdocumentidentifies

(5)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

asthe majorchallenge fortoday’sdataprotection,thenew waysof sharing information, through socialnetworks and storinglargeamountsofdataremotelywhich“havebecome partoflifeformanyofEurope’s250millioninternetusers”.21

Nevertheless,itstressesveryclearlythat “inthisnew digi-talenvironment,individualshavetherighttoenjoyeffective controlovertheirpersonalinformation”.21

Inaway,wethinkthat,atpresent,dataprotectionlawis the“practical”or“feasible”partofthedefenseoftherights toprivacyandconfidentialityofhealthinformation.Thisis particularlysoasnowadays,thecompliancewiththeserights essentiallydependsalmosttotally onthe existenceofvery objectivesecuritymeasuresinhealthcareinformation tech-nologies(IT).Forinstance,theconceptof“privacybydesign” (seeinfra3)broughtupbytheEUdataprotectionreformand alsoincludedinthedraftofthenewregulation,11,eifadopted

inhealthcareunitscouldbethekeytopreventbreachesof con-fidentiality“fromscratch”.However,thecostsandtechnical implicationsofthesemeasuresmaybedissuasive,particularly ifsanctionsfornotcomplyingwithdataprotectionmeasures arenotstrongenoughorifcontrolbythecompetent authori-tiesisinexistent.

Nowadays,personalhealthdataarestoredandaccessedin differentsystems,sometimesindependentlyofsecrecyduties. Inother cases, suchdata can evenbestored inthe Cloud,

althoughthispracticeisconsideredtobeinadvisablebydata protectioncommissioners.Hence,itisobviousthatinorder toprotecttherighttoconfidentialityincontemporary soci-etiesand healthcareunits,informationtechnologysystems mustprovidethe appropriatemechanismstoavoid illegiti-matebreachesofpatient’sdata.Averyimportantcorollaryof thisisthatconfidentialitybecameexpensivetoprotectand,as such,itmaycometobemoreofa“luxury”tohealth manage-mentthanabasicnecessity.Thistendencymayevenbemore acutewithinthe healthcaresystemsinaninverted demo-graphicpyramidworld.

Consensualanddefyingideas

The interconnected rights to privacy and confidentiality regardingmedicalandgeneticinformationhavebeenamply discussedintheBioethicsandHealthLawfieldsandhavebeen theobjectofconsensualanddefyingideas.Inthefirstgroup, itisindisputablethatasacentenarymedicalduty,thedutyof medicalsecrecyisstillkeytothemedicalbusiness.Without theperceptionthatphysiciansareboundbyadutyofmedical secrecy,certainlymostpatientswouldnotdisclosesomeof theirintimateclinicalhistory.Furthermore,itisimportantto highlighttheconsensualnotionthattherightto confidential-ityinhealthworksnotonlytopreserveasignificantelement oftrust,whichisofvitalimportanceinmostinteractionsin thehealthcarecontext,butalsotopreventstigmatizationand defendagainstdiscrimination.Therefore,confidentiality pro-tectionmeasuresarevaluablepublichealthallies,notonlyin thehistoryofepidemicsasalreadymentionedabove4butalso

inrelativelynewareas,suchaspublichealthgenomics(e.g.

e See section 2 on Data Security, article 30/3 (security of

processing)oftheregulationdraft.

withouttrustintheconfidentialityofbiobanksforresearch purposes,peoplearenotwillingtodonatetheirDNA10).

However,relevantastheymaybe,thetraditionalconcepts ofprivacyandconfidentialityhavebeensubjecttosignificant defiance.Thefirstnoteworthyexampleisthatofthefamous 1982NewEnglandJournalofMedicinearticlebyMarkSiegler,22

whichdenouncedtheexcessivenumberofpeopleaccessing medical records in hospitals, leading to the characteriza-tionofconfidentialityinmedicineasa“decrepitconcept”.22

Twentyyearsafter,anextensiveliteraturereviewbyPamela Sankarandcolleaguesillustratedageneralunawarenessor misunderstanding of the ethical and legal right to medi-calconfidentialitybypatients,whichpromptedtheauthors to label the concept as both “over and underestimated”.23

Notably,widespreadconfusion(andinsomecasesignorance) aboutconfidentialityanditsrelevanceinthebiomedicalarena isthoughttobeinfluencedbytheinexistenceofaclear,precise andharmonizeddefinitionofwhatconstitutes“confidential data”.Thisimprecisionhasledsomeauthorstoportray con-fidentialityasa“TourofBabel”.24

In addition to the aforementioned issues on a lack of clear definitions of“confidential data” and privacy bound-aries,recenttrendsinthecontextofgenetics(forexamplein thecontextofbiobanking)providenovelchallengestohealth privacy. Theadvancement oftechnologyand its impactin molecularbiologyresearchalsobroughtagitationandstress tothe conceptsofprivacyand confidentiality.Insummary, cantheseconceptssurviveintheformofadutyofgenetic confidentialityandgeneticprivacyrights?Letuslookatthe example ofbiobanking.Inbiobanksthereisno“privileged” relationship3 between the scientists on one side and the

researchparticipantsontheother,contrarilytowhathappens in the patient-physician biomedicalrelationship.This con-trastnecessarilymeanstheneedofaredefinitionofthelegal basisinwhichpersonalinformationissharedandprotected inbiobanks.Infaceofthesenewchallenges,thenecessary departurefromclassicalnotionsissometimessosignificant thatsomeauthorsconsiderthatconceptscannotbendthat far without being irreparablybrokenand thereforewonder whetherconfidentialityisnowbutanobsoleteconcept.25

Toclosethisbriefpresentationofdefyingideasonhealth andgeneticdataprivacyandconfidentialityweshould men-tiontheissueofanonymizationofhumanbiologicalmaterials (HBMs).Inreality,biobankingactivitiesposeprivacyand con-fidentialityobstaclesthatseemtobesurpassediftheconcept ofconfidentiality isredefined and reconfigured,moving on fromatrust-basedmodelofinformationsecrecy,towardsan anonymized-data model.26 Thepre-requisitewould bethat

anonymizationbecameacorerequirementtobuildabiobank. However, anonymization ofHBMs poses several questions, whichendangerthisapparentsolution.QuotingMariachiara Tallachinni”27 the rationale behind this modelis based on

theassumptionthatthede-identificationofthehuman bio-logicalmaterials(HBMs)canceltheir“subjectivetraceability”,

i.e.thecharacteristics thatrenderthem re-identifiable, and thatthis,throughdifferentmethodsofencryptingthe sen-sitive information,is“thetechnicalfilterwhichguarantees dataconfidentiality”.27 Nonetheless,thesameauthor

inter-estinglysuggeststhatthereareareasofdoubtinthevalidity of this “guarantee”. Firstly,by statingthat “theexpression

(6)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

‘anonymizationofdata’ oftenconcealssituationsinwhich, infact, thepossibilityofreidentifyingdatastillexists,and, therefore,inwhichanonymityisneitherrealnorcomplete” (...). Secondly, and perhaps more critically, by considering anonymityas“therhetoricalstrategyfordenyingthe exist-enceofany subjectiveinterestinHBMsand,consequently, foraffirming theirfreeavailabilitytothosewho maymake interestinguseofthem:thebiotechindustry”.27

Insummary,theaforementionedconsensualanddefying ideasclearly illustrate how the field ofhealth and genetic dataprivacyandconfidentialityrightsisaverycomplexlegal ground,whichclaimsformorededicatedattentionfrom aca-demicsinthefieldofHealthLaw.

Factorsthataretransforminghealthdataprivacy andconfidentiality

Theprogressiveerosionofourownprivatespheres2isnow

contributingtothe growth and expansionofa global pub-licsphereweallshare.Privacyconcessionscanbeobserved everywhereandhavemultiplecausesandaims.Security,for example, is the prominentcause for disclosure of private data.Followingthe9/11terroristattacksintheUnitedStates ofAmerica,privacyconcessions based onsecurity reasons were greatly expanded.28 Concomitantly, intrusions in our

privatespheressuchasairport screening,collectionof fin-gerprintsandphotographsandextensivevideosurveillance arenowwidelyacceptedand perceivedasnormalpractice. Remarkably,people are not onlytoleratingprivacy conces-sionsforsharedpurposessuchascommonsecuritybutalso increasinglyoptingtogiveawayprivacyforindividualgains, suchasfame,moneyandrecognition.TVshowsandsocial phenomena wherepeople linger on other’s most intimate momentssuchasprecisefirst-handaccountsofdeeply trau-maticexperiences(includinghealth-relatedconditions)have gainedsignificantnotoriety.ThecaseofJadeGoody,a27 year-oldBritishBigBrotherparticipantisanextremeexampleof exposureofterminalillnessinthemedia.Goodyraisedaround £1mfrommediadealssignedsinceshewastoldshehad ter-minalcervicalcancer.Hermainreasontosignthesecontracts foralivecoverageofherfinaldayswastoleavethemoneyto herchildren.f

InPortugal,veryrecently,ManuelForjaz,awell-knownand charismaticacademicfamouslysharedwritingsandphotos onsocialmediaabouttheprogressionofhiscancer,including chemotherapysessions,itssecondaryeffectsandconsequent suffering. During this period he participated in a weekly TV show and spoke regularly and openly in public about hisdisease.He died afew days afterpublishingof abook abouthissharedexperienceasacancerpatient.29These

sit-uationsillustratethepossibletransformation ofthe nature

f Seenewspaperarticles“JadeGoodytowedanddie‘inthe

pub-liceye’TherealityTVstarwillsellmediarightstoraisemoneyfor herchildren”(TheObserver,Sunday15February2009)Availableat:

http://www.theguardian.com/theobserver/2009/feb/15/jade-goody-cancer)and“JadeGoodysettomake£1mfrommediadeals” (the-guardian.com,Wednesday 18February 200912.33, available at:

http://www.theguardian.com/media/2009/feb/18/jade-goody-wedding-deals).

of healthdata from a paradigm ofsecrecy made ofa cer-tain “embarrassment”,3 into a possiblefuture paradigmof

openness.Overall,healthdataarebecomingsocially accept-able informationandits self-disclosureisbecoming trivial. However,thistendencycertainlydoesnotsuiteveryoneas dif-ferentpeoplehaveverydifferentnotionsofwhattheywant tokeepprivate.Still,theparadigmmaybechanging,andit wouldbeatleastdoubtfulifsomeonewhosharedhisorher healthconditiononsocialmediacouldsubsequentlytrytosue thosewhodecidedtosharethatinformationoutsidethecircle withinwhichthatinformationwasoriginallyshared.Hence, in a world where health information too becomes widely sharedonsocialnetworks,societycanrelativizetherightsto medicalandgeneticprivacyandconfidentiality,whichmay ultimatelypervadelawandjustice.

Trivializationofthesharingofformerlyconsidered “sen-sitive data”isalsobecomingmoreacuteduetothealmost impossible taskthatisrequiredofdataprotection authori-tiestocontrolthemultitudeofhealthdata,whichiscurrently being collected.On the other hand,building systems that secure confidentiality is sometimes considered a luxury, whichisneglected byhealthadministrators,particularlyin countrieswherefinancialcriseshaveledtoausterity meas-ures (e.g. Portugal). In the case of Portugal, the absence ofsystematicsupervisionand sanctions bydataprotection authorities, which struggle with lack of means, together with thealmost inexistent litigationinthis domain,result inrandomprivacyorconfidentiality protectionconcernsin healthcareunits.Asaconsequence,anecdotalevidence indi-cates that it is possible for administrative staff to access patients’ medical histories, in violation of national law. Unsurprisingly, incountries wheresocialwelfare is jeopar-dized,patientsprioritizeaccesstocareoveranyotherrights andarelesspronetocomplainofcasesinvolvingaviolation ofprivacyandconfidentialityrights.

Geneticprivacyandconfidentiality

Notably,thiserosionofhealthdataprivacyand confidential-ity finds parallel inmorespecific phenomenain the areas of geneticsand genomics.Here again, privacyconcessions are motivated by public and private interest alike. As we know,theHumanGenomeProject (HGP)and theadventof genomicshavehighlighted(oratleastpromised)the impor-tanceofgeneticdatainfightingdiseaseandimprovinghealth outcomes. Forexample,different PublicHealth fields,such as infectious andchronic disease,occupationalhealth and environmental health can advantagefrom the progressof genomicsandthesharingofgeneticdata,leadingtowhathas beendescribedbysomeauthorsas“Geneticinformationfor all”syndrome.30Thissubjectandtherelatedissueof

person-alizedmedicine(wheretherapyisspecificallydesignedtoan individualbasedonhis/hersgeneticprofile)havedeepprivacy andconfidentialityimplications.Firstandforemost,wemust considerwhetherourgeneticinformationcancontributeto significant conclusionsabout ourrisksofdevelopingfuture diseases.Ifthatisestablished,atleastatareasonablelevel, geneticdataneedtobeconsidered asprivateasany other healthdata.Nevertheless,itisclearthatifsomeonecarriesa geneticalterationthathasbeenassociatedwithasignificant

(7)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

andelevatedriskofdevelopingadiseaseinthefuture,that informationcould beusefultofamilymembers whomight sharethatsamealteration.Despitethefactthatdifferent stud-iesshowthattheoverwhelmingmajorityofpatientschoose topassinformationofgeneticriskandgeneticdiseaseto fam-ilymembers,insomecasessharinginformationcollidesboth withthepatients’willandtherightoffamilymembersnot toknow.31,32 Hence,in pondering whether or notto share

geneticdatawithfamilymembers,theprobability thatthe diseasewilldevelopandthemagnitudeoftheharmshould thatdiseaseindeeddevelopmustbebalancedandweighted againstthecosts(individualandpublic)ofbreaching confi-dentialityduties.13 Hence,clearly, theadvancesingenetics

andgenomicsposesignificantchallengestoprivacyand con-fidentialitytoo.

Finally,justasupplementarynotetomentionthat,inline withtheaforementionedsecurityconcernsandtherefore per-hapsunsurprisingly,itisalreadyacceptedtogiveawaygenetic privacyforjusticereasons,insomecases.Forexample,theUK NationalDNAdatabasealreadyincludesDNAprofilesofmore than3millionindividuals,coveringmorethan6%ofthe pop-ulationandraisingprivacyandconfidentialityissuesamongst otherinnumerousbioethicsandhumanrightsquestions.33–35

Thetopic ofgeneticprivacyand biobanksforforensic pur-poses,however,willnotbedebatedhereasitgoesbeyondthe scopeofthisarticle.

The

European

Data

Protection

Law

reform:

the

redemption

of

health

data

privacy

and

confidentiality

rights?

Preliminarynote

Intheprevioussectionsweidentifiedreasonstobelievethat therightstohealthdataprivacyandconfidentiality–once socherishedinHealthLaw–aresufferingacrisis.This cri-sis iscaused not only bygeneral societal phenomena but alsobyspecificfactorsrelatedtothefieldsofhealthcareand genomics.Wealsomentionedthatweconsiderdata protec-tionlawasthe“practical”or“feasible”partofthedefenseof therights toprivacyand confidentialityofhealth informa-tionas,currently,thecompliancewiththeserightsessentially dependsonsecuritymeasuresandIT.Hence,weagreethat whateverhappensinthedataprotectionlawfieldwillhavea significantimpactintherightstoprivacyandconfidentiality inthehealthlawdomain.ConsideringthatEuropeanData Pro-tectionLawhasbeenrecentlysubjecttoaconsiderablereform, includinganewEuropeanregulationdraft,itisveryimportant toanalyzeithere,althoughnotindetail,asthisdoesnotfit exactlythescopeofthisarticle,whichisorientedtoHealth LawandBioethicsandnottoDataProtectionLawissueswhere otherauthorshavedevelopedthismatter.36,37

TheEUreformofthedataprotectionlegalframework

“Rapidtechnologicaldevelopmentshavebroughtnew chal-lengesfortheprotectionofpersonaldata.Thescaleofdata sharingandcollectinghasincreaseddramatically. Technol-ogyallowsbothprivatecompaniesandpublicauthorities

tomakeuseofpersonaldataonanunprecedentedscale inordertopursuetheiractivities.Individualsincreasingly makepersonalinformationavailablepubliclyandglobally. Technologyhastransformedboththeeconomyandsocial life.”11(p1)

In 2012, the EuropeanCommission (EC)proposed a key reformoftheEUlegalframework,whichledtothedraftof anewEuropeanregulationontheprotectionofpersonaldata. Thisregulationintendstostrengthen individualrights and tacklethechallengesofglobalizationandnewtechnologies (mainlyon-line)byadaptingthegeneralprincipleswhichwere consideredtoremainvalidtothesechallengeswhile main-tainingthetechnologicalneutralityofthelegalframework.

Whenitcomesintoforce,whichhasbecomemorelikely to happen after the majority of the European Parliament approveditsdraft(March2014),thenewRegulation (hencefor-wardcitedas“theRegulation”)willimmediatelybecomethe newgenerallegalframeworkofdataprotectioninallmember StatesoftheEU,abolishingthelongtimerulingofDirective 95/46/CE.20Thepathwaytothisreformwasbasedinseveral

documentsfrom differententities,someofwhichincluded innovativemechanismstoprotectpersonaldataagainstthe challenges it endures atpresent time.38 Thispathwayalso

included a Eurobarometer 2011 survey39 on the attitudes

towards data protection, which showed interesting results and revealedthatthemajorityofEuropeansfeelobligedor arewillingtogiveuptheirprivacyandconfidentialityalmost on adailybasis. Resultsofthe Eurobarometer2011survey showed that 58% of Europeansfeel that there is no alter-native other than to disclose personal information if they wanttoobtain productsorservices;79% ofsocial network-ingandsharingsiteuserswerelikelytodisclosetheirname; 51% theirphotoand47%their nationality.Onlineshoppers typicallygavetheirnames(90%),homeaddresses(89%),and mobilephonenumbers(46%).OnlyathirdofEuropeanswere awareofanationalpublicauthorityresponsiblefor protec-tingtheirpersonaldatarights(33%)andjustoveraquarter ofsocialnetwork users (26%)and evenfeweronline shop-pers(18%)feltincompletecontroloftheirdata.39Importantly,

thesenumbersjustconfirmedwhattheEuropeaninstitutions alreadysuspected.In2010,inaCommunicationtothe Euro-pean Parliament, the Council, the European Economic and SocialCommitteeandtheCommitteeoftheRegions,titled“A comprehensiveapproachonpersonaldataprotectioninthe EuropeanUnion”,40 theCommissionconcludedthattheEU

needed“amorecomprehensiveandcoherentpolicyonthe fundamentalrighttopersonaldataprotection”.40

ThenewgeneralrulesintheRegulationthatcanhave impactintheprotectionofhealthdata

ThenewEUstrategyintendsto“putindividualsincontrolof theirowndata”11and intheRegulationanewapproachto

whatisconsidered“nominativedata”isadopted.Forinstance, theactsofbeingobservedandbeingtracedbecomeprivacy threats,evenwithoutknowingthenameoftheobservedor tracedperson.36Article4/2oftheRegulationdeterminesthat

personaldata“meansanyinformationrelatingtoadata sub-ject”.Datasubjectisdefinedas“anidentifiednaturalperson

(8)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

oranaturalpersonwhocanbeidentified,directlyorindirectly, bymeansreasonablylikelytobeusedbythecontrollerorby anyothernaturalorlegalperson,inparticularbyreference toanidentificationnumber,locationdata,onlineidentifieror tooneormorefactorsspecifictothephysical,physiological, genetic,mental,economic,culturalorsocialidentityofthat person”(Article2/1).

Asignificantimprovementistheprincipleoftransparency introducedbyArticle5(Principles relatingtopersonaldata processing), which stipulates that personal data must be “processed lawfully, fairlyand in a transparentmanner in relationtothedatasubject”(Article5/a).

Twootherinnovationsintermsofdatacontrolrightsfrom itssubjectsaretherighttoportabilityandtherighttobeforgotten.

Article18/1oftheRegulationdeterminesthatdatasubjects havetherighttoobtainfromthecontrolleracopyoftheir per-sonaldataina“structuredandcommonlyusedformatwhich iscommonlyusedandallowsforfurtherusebythedata sub-ject”.InArticle18/2itisgrantedtothedatasubjectthe“right totransmitpersonaldataandanyotherinformationprovided bythedatasubjectandretainedbyanautomatedprocessing system, intoanother one,inan electronicformatwhich is commonlyused,withouthindrancefromthecontrollerfrom whomthepersonaldataarewithdrawn”.Assomeauthorsput it,dataportabilityisthereforetherightto“takepersonaldata andleave”.36Importantly,the“righttobeforgotten”(andto

erasure)isalsoanewoptionintheRegulationandhasrecently beenconfirmedbytheCourtofJusticeoftheEuropeanUnion (Article17)12:

“Anypersonshouldhavetherighttohavepersonaldata concerning them rectified and a ‘right to be forgotten’ wheretheretentionofsuchdataisnotincompliancewith this Regulation.Inparticular, data subjectsshould have therightthattheirpersonaldataareerasedandnolonger processed,wherethedataarenolongernecessaryin rela-tiontothe purposesforwhich thedataare collectedor otherwiseprocessed,wheredatasubjectshavewithdrawn theirconsentforprocessingorwheretheyobjecttothe processing of personal data concerning them or where theprocessingoftheirpersonaldataotherwisedoesnot complywiththisRegulation.Thisrightisparticularly rel-evant,whenthedatasubjecthasgiventheirconsentasa child,whennotbeingfullyawareoftherisksinvolvedby theprocessing,andlaterwantstoremovesuchpersonal dataespeciallyontheInternet.However,thefurther reten-tionofthedatashouldbeallowedwhereitisnecessaryfor historical,statisticalandscientificresearchpurposes,for reasons of public interest in the area of public health, forexercisingthe right offreedom ofexpression,when requiredbylaworwherethereisareasontorestrictthe processingofthedatainsteadoferasingthem.”11

Inthisrespect,weagreewithCostaandPoullet36when

theseauthorsaffirmthattheeffectivenessoftherighttobe forgottenreliesonatechno-legalapproach,astechnical solu-tionshavetobeadoptedtoensuretheerasureandblockingof dataontheInternet.Thisfactisrelatedtoanotherinnovative rule of the Regulation, the introduction of a “privacy-by-design”obligation.

“Privacy-by-design”isestablishedinArticle23ofthe Regu-lation(Dataprotectionbydesignandbydefault)givingdata controllersthedutyto“Havingregardtothestateoftheartand thecostofimplementation(...)bothatthetimeofthe deter-minationofthemeansforprocessingandatthetimeofthe processingitself,implementappropriatetechnicaland orga-nizationalmeasuresandproceduresinsuchawaythatthe processingwillmeettherequirementsofthisRegulationand ensuretheprotectionoftherightsofthedatasubject”(Article 23/1).TheEuropeanCommissionistheinstitutionempowered tospecify data protection bydesignrequirements “applicable acrosssectors,productsandservices”(Article23/3).

Veryimportanttothe futureofpersonaldataprotection ingeneralandinthefieldofhealthandgeneticdataprivacy andconfidentialityrightsisthenewapproachfoundinthe RegulationinwhatreferstoResponsibilityandLiability. Differ-entlyfromtheDirective95/46/CE,theRegulationisverymuch concernedaboutresponsibility,andclearlystatesthatthe con-trollers ofdataare responsible toimplement datasecurity requirements(Article23).Importantly,theRegulation deter-minesa“principleofaccountability”anddescribesindetail the obligationofthecontroller tocomplywiththe Regula-tion andtodemonstratethiscompliance,including byway ofadoptionofinternalpoliciesandmechanismsforensuring suchcompliance.11Thisisaveryimportantstepaheadinthe

generalprotectionofpersonaldata,whichcanhaveahuge impactonhealthdatacontrollersandprocessors(Article22on theresponsibilityofthecontroller).Furthermore,intermsof lia-bility,theRegulationpresentstwoconsiderablemodifications totheDirective.Itmakesprocessors(thosewhoprocessdata onbehalfofcontrollers)liablefordamagesandwhentheseare multipleitestablishesa“jointliability”avoidingthenecessity toidentifytheoneatfault(Articles23and24).The Regula-tionalsoimposesoncontrollersandprocessorsthedutyto cooperatewiththesupervisoryauthority(Article29).

Inbrief,withallthesenewdataprotectionenforcement mechanismstheRegulationseemstobringthepossibilityof aneweraforprivacyandconfidentialityrightsingeneraland implicitlytohealthandgeneticdataprotection.Nevertheless, inspecifictermstheonlyinnovationintheRegulationwhich targetshealthdataisArticle84,insertedinChapterIX (Pro-visionsrelatingtospecificdataprocessing)on“Obligationsof secrecy”.Inthisdispositionitisstatedthatwithinthe lim-itsoftheRegulation,MemberStatesmayadoptspecificrules (whichhavetobenotifiedtotheEuropeanCommission)toset outtheinvestigativepowersbythesupervisoryauthorities“in relationtocontrollersorprocessorsthataresubjectsunder nationallaworrulesestablishedbynationalcompetent bod-iestoanobligationofprofessionalsecrecyorotherequivalent obligations ofsecrecy, wherethis isnecessary and propor-tionate toreconcile the right ofthe protectionofpersonal data withthe obligationofsecrecy”.41,g Forthe remaining,

g This importancegivento secrecywasalso stressed on the

MadridResolution,signedbytheDataProtectionandPrivacy Com-missionersin2009whereontopic13datarelatingtohealthorsex lifeisconsidered“sensitivedata”.Inthesamedocument,topic21 referstoa“dutyofconfidentiality”whichstatesthat“The respon-sible personandthoseinvolvedatanystageoftheprocessing shallmaintaintheconfidentialityofpersonaldata.Thisobligation

(9)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

the Regulation maintains the concept that “health related data” and “genetic data” must be considered as “sensitive data”,andassuchrequiremoredataprotectionsafeguards. Article9oftheRegulation11setsoutthegeneralprohibitionfor

processingspecialcategoriesofpersonaldata,including“data concerninghealth”andtheexceptionsfromthisgeneralrule, buildingonArticle8oftheDirective95/46/EC.20Strangely,

arti-cle81oftheRegulationwhichdefinestheprocessingofhealth datadoes notincludegeneticdata.TheRegulationdefines both“geneticdata”and“dataconcerninghealth”(Article4) butitisobviousthatthissectorwasnotamajorconcernin theEUdataprotectionreform.

Overall, some of the new instruments proposed for a renewedframework fordataprotectionin Europecan give apractical sense tothe rights ofprivacyand confidential-ity in healthcare and genetic settings, transforming them fromrhetorical figures into realobligationstothe counter-parts (healthand genetic data controllers and processors). Forinstance, itwillbekeyforhealthinformationsystems’ managersinthe obligationtobuild “privacybydesign”for theprocessing ofhealthdataor biobanks. For example,in Portugal, a comprehensive and official Health Portal42 has

beenlaunchedwithouttrulyinformingthepublicabouthealth privacyand confidentialityissues. Furthermore,thereisno mention to the rights of the people who will be putting theirmedicaldata intothe portal, whichwould havebeen impossibleyearsago.Moreover,theNationalDataProtection Commissionisnotreferencedintheportalashavinggivenits authorizationtotreatmentofmedicaldataatsuchan exten-sion.Wethinkthatwheninforce,thenewrulesfromtheEU Regulationwillhaveapositiveimpactontheprivacyand con-fidentialityofpatients’data,whichurgentlyneedredemption inPortugalandelsewhere.

Last

word

“But someone will always have to speak for privacy, becauseitdoesn’tnaturallyrise tothetopofmost con-siderationsets,whetheringovernmentorintheprivate sector.”2(p126)

“Youhavezeroprivacyanyway.Getoverit.”Thisfamous 1999quoteinWiredhbyScottMcNealy,27wasmorethanan

epiphanyasitbecomesmoreandmoreaccurateastimegoes by.

Certainly, today privacy is a defied and perhaps even compressedconcept.Nonetheless,eventhosewillingly shar-ing their areas of reclusion take offense when seeing others intruding those same areas without their consent. Furthermore,experiencingperniciouseffectsrelatedto pri-vacy exposure can constitute disturbing incidents, which rarely lead to decisions of maintaining minute areas of personalretreat. Therefore, despiteits transmutations and

shallremainevenaftertheendingoftherelationshipwiththedata subjector,whenappropriate,withtheresponsibleperson.”

h Wiredisafamedmagazineonscientificinnovationsandtheir

impactinsociety,alsoknownforfeaturingeditorialsfromindustry leaders.

metamorphosis, privacy is still part of our hardwiring as agentsendowedwithfreewill.Hence,transformed,nuanced andself-affirmedconceptsofprivacystillpersevereinthese highlydemandingcircumstances.

Inaway,thefactsarenotsuitinganydataprotectionrights, but the newEU regulationseems towantto protectthese rightsagainstallodds,reinventingdataprotectioninamix ofalegal-technologicalapproach.Nevertheless,wemustnot benaïve,anditisimportanttonoticethattheratiooftheEU concernsisnotlinkedtoahumanrightsbasedphilosophy ordefense,butmainlytoeconomicmotives.The fundamen-talgoalofthenewEUinstrumentsondataprotectionisthe “buildingoftrustintheonlineenvironment”whichis“keyto economicdevelopmentaslackoftrustmakesconsumers hes-itatetobuyonlineandadoptnewservices”.11Novelpolicieson

dataprotectioninEuropeaimtoavoidtherisksthatfearofan uncontrolledsharingofdatamayslowdownthedevelopment ofinnovative uses ofnewtechnologies. Itismentioned in theexplanatorymemorandumoftheRegulation11that“heavy

criticismhasbeenexpressedregardingthecurrent fragmen-tationofpersonaldataprotectionintheUnion,inparticular byeconomicstakeholderswhoaskedforincreasedlegal cer-taintyand harmonization oftherules onthe protectionof personaldata”.Also,thecomplexityoftheruleson interna-tionaltransfersofpersonaldataisconsideredasconstitutinga “substantialimpedimenttotheiroperationsastheyregularly needtotransferpersonaldatafromtheEUtootherpartsof theworld”.11Nevertheless,evenwheneconomicmotivations

aredrivingreform,fundamentalhumanrightstoprivacyand dataprotectionandconfidentialitymaybenefitfromthenew EURegulation.

In reality, even if the erosion of the rights to privacy andconfidentialityinthehealthcareandbiobankingfields becomes clearer, the public and health professionals still demandatleastaperceptionoftheobservationoftheserights. Thefactsthoughseemtorevealanunstoppablefadingofthe frontiersofprivatelife,especiallyinthehealthcaredomain. Clearly, many changes occurred during the 100 years that mediatedbetween“TheRighttoPrivacy”and“Imperial Bed-room”.Thebirthoftheportablesnapshotphotographycamera and laterofthevideocamcorder, themobile phone indus-try,themassuseofcomputersandthedawnoftheinternet are good examples oftechnology-propelledsocial transfor-mations thatprovide achallenge toclassical constructions ofindividualrightsandfreedoms.However,despiteallthese transformations theessentialdimensionofindividual free-domrelatingtopersonalinformationandtothenotionthat thelessisknownaboutusthefreerweallareisstillvery rel-evant andwellgrounded.Intermsofourindividualselves, fears ofinvasionofour mostprivatelives remainjustified andperhapsevenfurther,asmoreandmoreinformationis known andsharedabout us,usingamultitudeofdifferent communicationchannels.Asfarasourcollectiveselvesgo, oursocialtolerancetowardsinformationdisseminationand data sharing isalsoincreasingin tandemwiththe expan-sionofphenomenasuchassocialmediaand onlinesocial networks.Therefore,individualsandsocietyingeneralseem nowmorewillingtoacceptalevelofinformationdisclosure farhigherthanbefore.Asmoreandmoreisknownandshared aboutusthemorewetendtocherishwhateverpartofusisleft

(10)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

uninvaded.Notsurprisingly,fourteenyearsonsinceJonathan Franzen’sNewYorkeressay,discussionaroundtheissuesof privacyprotectionandconfidentialitybreachingare undoubt-edlyas prominentas ever. This urge comes perhapsfrom theutilitarianismofourtimes,whichoverthrowstheworries ofpublicauthoritiesand privatecorporations with individ-ualprivacyandconfidentialityanddataprotectionrightsin healthcareandgenetics.Becauseeconomicsisgettingthelast word,expensiverightscansoonvanishfromtheLaw.

Consequently, wethink the rights toprivacy and confi-dentialityhavetobereframedinthecontextofHealthLaw andBioethicsandbeseenmoreasdataprotectionrightsand lessasmerereflectionsoftheHippocraticOath.Silenceisno longerenoughtoprotectourpersonalhealthinformation.On thecontrary,informationtechnologiesbuilttoprotect medi-calandgeneticprivacycanperformthisrole,butLawhasto provideobligationsandsanctionstomaketheseenforceable. AslongastopadministratorsandITprofessionalsworkingin healthcareunitsandbiobanksarenotheavilysanctionedfor lackofcompliancewithdataprotectionlegalrequirements therightstoprivacyandconfidentialityinthesesettingswill stillbemenaced.

Wearewatching, atleastinEurope,toanunacceptable regressionofparticularlyimportantindividualrights.Forthis reason,as healthlegal and ethicalexpertswe expressthe urgentneedtoupdatethediscussionontherightstohealth dataprivacyandconfidentialityandtomakesurewewillkeep theseissuesaliveincontemporaryHealthLaw.

Conflicts

of

interest

Theauthorshavenoconflictsofinteresttodeclare.

r

e

f

e

r

e

n

c

e

s

1. Auray-BlaisC,PatenaudeJ.Abiobankmanagementmodel applicabletobiomedicalresearch.BMCMedEthics.2006;7:E4,

http://dx.doi.org/10.1186/1472-6939-7-4.

2. McCrearyL.Whatwasprivacy?[Internet].HarvBusRev. 2008;86:123–30,142.Availablefrom:

http://hbr.org/2008/10/what-was-privacy/ar/1[citedAugust 2014].

3. AnnasGJ.Therightsofpatients.3rded.Carbondale: SouthernIllinoisUniversityPress;2004.

4. BayerR,FairchildAL.Publichealth:Surveillanceandprivacy. Science.2000;290:1898–9.

5. FranzenJ.Imperialbedroominhowtobealone.London: HarperandCollinsPublishers;2010.

6. MoreiraV,CanotilhoJJ.Constituic¸ãodaRepúblicaPortuguesa: anotada:artigos1◦a107◦,vol.I.Coimbra:CoimbraEditora; 2007.

7. DuganRB,WiesnerGL,JuengstET,O’RiordanM,MatthewsAL, RobinNH.Dutytowarnat-riskrelativesforgeneticdisease: Geneticcounselors’clinicalexperience.AmJMedGenetC SeminMedGenet.2003;119C:27–34.

8. WarrenSD,BrandeisLD.Therighttoprivacy.HarvLawRev. 1890;4:193–220.

9. RochePW.Clinicalgenetics:Meetingthechallengesto privacy.In:FariaPL,editor.Theroleofhealthlaw,bioethics andhumanrightstopromoteasaferandhealthierworld. [Internet].Lisboa:Fundac¸ãoLuso-Americana.EscolaNacional

deSaúdePública.UniversidadeNovadeLisboa;2006.,ISBN 972-98811-4-6p.123–82.Availablefrom:https://www.ensp. unl.pt/dispositivos-de-apoio/cdi/cdi/sector-de-publicacoes/ precario/publicacoesemcoedicao/publicacoesemcoedicao

[citedJune2014].

10.WolfLE,CataniaJA,DolciniMM,PollackLM,LoB.IRBchairs’ perspectivesongenomicsresearchinvolvingstoredbiological materials:Ethicalconcernsandproposedsolutions.JEmpir ResHumResEthics.2008;3:99–111,http://dx.doi.org/10.1525/ jer.3.4.99.

11.EuropeanCommission.Proposalforaregulationofthe EuropeanparliamentandoftheCouncilontheprotectionof individualswithregardtotheprocessingofpersonaldataand onthefreemovementofsuchdata(GeneralDataProtection Regulation).[Internet].Brussels:EuropeanCommission;2012. Availablefrom:http://ec.europa.eu/justice/data-protection/ document/review2012/com201211en.pdf[citedJune 2014].

12.CourtofJusticeoftheEuropeanUnion.[Internet].Press ReleaseNo70/14,Luxembourg.JudgmentinCaseC-131/12, GoogleSpainSL,GoogleInc.vAgenciaEspa ˜nolade ProteccióndeDatos;2014,May.Availablefrom:http://curia. europa.eu/jcms/upload/docs/application/pdf/2014-05/ cp140070en.pdf[citedJune2014].

13.BeauchampT,ChildressJ.Principlesofbiomedicalethics.6th ed.NewYork:OxfordUniversityPress;2009.

14.HouseofLords.HerMajesty’sAttorneyGeneralV.The ObserverLimitedandOthers.[Internet].Judgment13.10.88. UnitedKingdom;2014.Availablefromhttp://www.bailii.org/ uk/cases/UKHL/1988/6.html[citedMay2014].

15.GoldJL.Towarnornottowarn?Geneticinformation.MJM. 2004;8:72–8.

16.EuropeanUnion.CharterofFundamentalRightsofthe EuropeanUnion.[Internet].OfficialJournaloftheEuropean Communities.C364/1,18.12.2000;2014.Availablefrom:

http://www.europarl.europa.eu/charter/pdf/texten.pdf[cited May2014].

17.EuropeanUnion.ConsolidatedversionoftheTreatyonthe functioningoftheEuropeanUnion.OffJEurUnion.2012, October;C326/47.

18.CouncilofEurope.Europeanconventiononhumanrights [Internet];1950.Availablefrom: http://hub.coe.int/what-we-do/human-rights/european-convention[citedMay2014]. 19.CourtofJusticeoftheEuropeanUnion.JudgmentoftheCourt

(GrandChamber)of9November2010.JoinedCasesVolker undMarkusScheckeGbR(C-92/09)andHartmutEifert (C-93/09)vLandHessen.[Internet].Availablefrom:http:// curia.europa.eu/juris/liste.jsf?language=en&jur=C,T,F&num= c-92/09&td=ALL[citedMay2014].

20.EuropeanUnion.Directive95/46/ECoftheEuropean ParliamentandoftheCouncilof24October1995onthe protectionofindividualswithregardtotheprocessingof personaldataandonthefreemovementofsuchdata. [Internet].OffJEurUnion.1995,November;L281:0031–50. Availablefrom:http://eur-lex.europa.eu/LexUriServ/ LexUriServ.do?uri=CELEX:31995L0046:en:HTML[citedMay 2014].

21.EuropeanCommission.Communicationfromthe CommissiontotheEuropeanParliament,theCouncil,the EuropeanEconomicandSocialCommitteeandthe CommitteeoftheRegions:safeguardingprivacyina connectedworld:aEuropeanDataProtectionFrameworkfor the21stCentury.[Internet].Brussels:EuropeanCommission; 2012.Availablefrom: http://ec.europa.eu/justice/data-protection/document/review2012/com20129en.pdf[cited June2014].

22.SieglerM.Confidentialityinmedicine:Adecrepitconcept. NEnglJMed.1982;307:1518–21.

(11)

Pleasecitethisarticleinpressas:FariaPLd,CordeiroJV.Healthdataprivacyandconfidentialityrights:Crisisorredemption?RevPortSaúde

23.SankarP,MoraS,MerzJF,JonesNL.Patientperspectivesof medicalconfidentiality:Areviewoftheliterature.JGen InternMed.2003;18:659–69.

24.KnoppersBM,SaginurM.TheBabelofgeneticdata terminology.NatBiotechnol.2005;23:925–7.

25.KarlsenJR,StrandR.Theethicaltopographyofresearch biobanking.EthicsLawSoc.2009;4:127–47.

26.CaplanA.Whatnooneknowscannothurt:Thelimitsof informedconsentintheemergingworldofbiobanking. In:SolbakkJH,HolmS,HofmannB,editors.Theethics ofresearchbiobanking.Dordrecht:Springer;2009.p.25–33.

27.TallacchiniM.Rhetoricofanonymityandpropertyrightsin humanbiologicalmaterials(HBMs).LawHumGenomeRev. 2005;22:153–75.

28.AnnasGJ.Terrorism,tortureandotherpost9/11epidemics: Mustwesacrificehumanrightsinthenameofsecurity?In: FariaPL,editor.Theroleofhealthlaw,bioethicsandhuman rightstopromoteasaferandhealthierworld.[Internet]. Lisboa:Fundac¸ãoLuso-Americana.EscolaNacionaldeSaúde Pública.UniversidadeNovadeLisboa;2006.,ISBN 972-98811-4-6p.123–82.Availablefrom:https://www.ensp.unl.pt/ dispositivos-de-apoio/cdi/cdi/sector-de-publicacoes/precario/ publicacoesemcoedicao/publicacoesemcoedicao[cited June2014].

29.ForjazM.Nuncatedistraiasdavida.Lisboa:OficinadoLivro; 2014.

30.GerardS,HayesM,RothsteinMA.Ontheedgeoftomorrow: Fittinggenomicsintopublichealthpolicy.JLawMedEthics. 2002;303Suppl.:173–6.

31.BenkendorfJL,ReutenauerJE,HughesCA,EadsN,WillisonJ, PowersM,etal.Patient’sattitudesaboutautonomyand confidentialityingenetictestingforbreast-ovariancancer susceptibility.AmJMedGenet.1997;73:296–303.

32.WolffK,BrunW,KvaleG,NordinK.Confidentialityversus dutytoinform:Anempiricalstudyonattitudestowardsthe handlingofgeneticinformation.AmJMedGenet.

2007;143A:142–8.

33.NuffieldCouncilonBioethics.Theforensicuseof bioinformation:Ethicalissues.[Internet].London,UK: NuffieldCouncilonBioethics;2007.Availablefrom:http:// www.nuffieldbioethics.org/sites/default/files/The%20forensic %20use%20of%20bioinformation%20-%20ethical%20issues. pdf[citedJune2014].

34.LevittM.Forensicdatabases:Benefitsandethicalandsocial costs.BrMedBull.2007;83:235–48.

35.Gonc¸alvesME,JesusIA.Securitypoliciesandtheweakening ofpersonaldataprotectionintheEuropeanUnion.Comput LawSecRev.2013;29:255–63.

36.CostaL,PoulletY.Privacyandtheregulationof2012.Comput LawSecRev.2012;28:254–62.

37.DeHertP,PapakonstantinouV.Theproposeddataprotection RegulationreplacingDirective95/46/EC:Asoundsystemfor theprotectionofindividuals.ComputLawSecRev. 2012;28:130–42.

38.EuropeanDataProtectionSupervisor.Opinionof theEuropeanDataProtectionSupervisoronthe CommunicationfromtheCommissiontotheEuropean Parliament,theCouncil,theEconomicandSocialCommittee andtheCommitteeoftheRegions:Acomprehensive approachonpersonaldataprotectionintheEuropeanUnion. OffJEurUnion.2011,June,2011/C181/01.

39.EuropeanCommission.Attitudesondataprotectionand electronicidentityintheEuropeanUnion.Special EurobarometerReport[Internet]359;2011.1–88.Available from:http://ec.europa.eu/publicopinion/archives/ebs/ebs 359en.pdf

40.EuropeanCommission.Communicationfromthe CommissiontotheEuropeanParliament,theCouncil,the EconomicandSocialCommitteeandtheCommitteeofthe Regions:Acomprehensiveapproachonpersonaldata protectionintheEuropeanUnion.[Internet].Brussels: EuropeanCommission;2010.Availablefrom:http://ec.europa. eu/justice/news/consultingpublic/0006/com2010609en.pdf

[citedJune2014].

41.31stInternationalConferenceofDataProtectionandPrivacy Commissioners.JointProposalforaDraftofInternational StandardsontheProtectionofPrivacywithregardtothe processingofPersonalData:TheMadridResolution:“Privacy: TodayisTomorrow”.CongressPalace,Madrid,4-6November 2009.Madrid:DataProtectionandPrivacyCommissioners; 2009.

42.Portugal.MinistériodaSaúde.PortaldaSaúde;2014.Available from:http://www.portaldasaude.pt/portal[citedJuly2014].

Imagem

Fig. 1 – Confidentiality V. Privacy.

Referências

Documentos relacionados

O presente estudo foi realizado com o intuito de investigar a influência das práticas educativas parentais nas estratégias de coping utilizadas pelos adolescentes em contexto

And then the teacher can follow the same steps to detect plagiarism: choose keywords and compare with many documents or compare only two documents using stop word removal

The work carried out in this thesis was essentially focused on the study of: (i) the structure and energetics of the two known polymorphic form of 4HBA; (ii)

After this study it was concluded that is possible to create a system, based on the blockchain technology, to store and share sensitive health data with more security and privacy

As far as data awareness is concerned, it is important that the system knows what is around it and what is the concept in which it is working. Data awareness refers

Resumo: Este texto apresenta uma resenha crítica do livro Music, Analysis, Experience: New Perspectives in Musical Semiotics, editado por Constantino Maeder e Mark Reybrouk e

It is also very important to discern a slight difference in the correlation coefficients between the model applied to training data and to validation data (unlike the