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w w w . r b o . o r g . b r

Original

Article

Profile

of

collagen

gene

expression

in

the

glenohumeral

capsule

of

patients

with

traumatic

anterior

instability

of

the

shoulder

,

夽夽

Paulo

Santoro

Belangero

a,∗

,

Mariana

Ferreira

Leal

a,b

,

Alberto

de

Castro

Pochini

a

,

Carlos

Vicente

Andreoli

a

,

Benno

Ejnisman

a

,

Moises

Cohen

a

aDepartmentofOrthopedicsandTraumatology,FederalUniversityofSãoPaulo(Unifesp),SãoPaulo,SP,Brazil

bDepartmentofMorphologyandGenetics,FederalUniversityofSãoPaulo(Unifesp),SãoPaulo,SP,Brazil

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received22July2013 Accepted21October2013 Availableonline23October2014

Keywords:

Shoulderinstability Jointcapsule Geneexpression Extracellularmatrix Collagen

a

b

s

t

r

a

c

t

Objective:ToevaluatetheexpressionofthegenesCOL1A1,COL1A2,COL3A1andCOL5A1in

theglenohumeralcapsuleofpatientswithtraumaticanteriorinstabilityoftheshoulder.

Methods:Samplesfromtheglenohumeralcapsuleof18patientswithtraumaticanterior

instabilityoftheshoulderwereevaluated.Malepatientswitha positivegriptestanda Bankartlesionseenonmagneticresonanceimagingwereincluded.Allthepatientshad sufferedmorethanoneepisodeofshoulderdislocation.Sampleswerecollectedfromthe injuredglenohumeralcapsule(anteroinferiorregion)andfromthemacroscopically unaf-fectedregion(anterosuperiorregion)ofeachpatient.Theexpressionofcollagengeneswas evaluatedusingthepolymerasechainreactionafterreversetranscriptionwithquantitative analysis(qRT-PCR).

Results:TheexpressionofCOL1A1,COL1A2andCOL3A1didnot differbetweenthetwo

regionsoftheshouldercapsule.However,itwasobservedthattheexpressionofCOL5A1

wassignificantly lower in the anteroinferior region than in the anterosuperiorregion (median±interquartilerange:0.057±0.052vs.0.155±0.398;p=0.028)oftheglenohumeral capsule.

Conclusion:Theaffectedregionoftheglenohumeralcapsuleinpatientswithshoulder

insta-bilitypresentedreducedexpressionofCOL5A1.

©2014SociedadeBrasileiradeOrtopediaeTraumatologia.PublishedbyElsevierEditora Ltda.Allrightsreserved.

Pleasecitethisarticleas:BelangeroPS,LealMF,deCastroPochiniA,AndreoliCV,EjnismanB,CohenM.Perfildeexpressãodegenes docolágenonacápsulaglenoumeraldepacientescominstabilidadetraumáticaanteriordoombro.RevBrasOrtop.2014;49:642–646.

夽夽

WorkdevelopedintheDisciplineofGeneticsandtheDisciplineofExerciseandPhysicalActivityMedicineoftheDepartmentof OrthopedicsandTraumatology,FederalUniversityofSãoPaulo,SãoPaulo,SP,Brazil.

Correspondingauthor.

E-mail:psbelangero@gmail.com(P.S.Belangero).

http://dx.doi.org/10.1016/j.rboe.2014.10.008

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Perfil

de

expressão

de

genes

do

colágeno

na

cápsula

glenoumeral

de

pacientes

com

instabilidade

traumática

anterior

do

ombro

Palavras-chave:

Instabilidadedoombro Cápsulaarticular Expressãogênica Matrizextracelular Colágeno

r

e

s

u

m

o

Objetivo: Avaliara expressãodosgenesCOL1A1,COL1A2,COL3A1eCOL5A1nacápsula

glenoumeraldepacientescominstabilidadeanteriortraumáticadoombro.

Métodos: Foramavaliadasamostrasdecápsulaglenoumeralde18pacientescom

insta-bilidadeanteriortraumáticadoombro.Foramincluídospacientesmasculinos,comteste deapreensãopositivoelesãodeBankartnoexamederessonânciamagnética.Todosos pacientessofrerammaisdeumepisódiodeluxac¸ãodoombro.Foramcoletadasamostras dacápsulaglenoumerallesionada(regiãoanteroinferior)edaregiãomacroscopicamente nãoafetada(regiãoanterossuperior)decadapaciente.Aexpressãodosgenesdecolágeno foiavaliadaporreac¸ãoemcadeiadapolimeraseapóstranscric¸ãoreversacomanálise quan-titativa(qRT-PCR).

Resultados: AexpressãodeCOL1A1,COL1A2eCOL3A1nãodiferiuentreasduasregiõesda

cápsuladoombro.Noentanto,foiobservadoqueaexpressãodeCOL5A1estava significan-tementereduzidanaregiãoanteroinferioremrelac¸ãoàregiãoanterossuperior(mediana± intervalointerquartílico:0,057±0,052vs0,155±0,398;p=0,028)dacápsulaglenoumeral.

Conclusão: Aregiãoafetadada cápsulaglenoumeralde pacientescominstabilidadedo

ombroapresentouumaexpressãoreduzidadeCOL5A1.

©2014SociedadeBrasileiradeOrtopediaeTraumatologia.PublicadoporElsevier EditoraLtda.Todososdireitosreservados.

Introduction

Thegreatrangeofmotionprovidedbythescapularbeltallows

the glenohumeral joint tobe used as astable fulcrum for

placing the extremities ofthe upper limbsin a variety of

spatial positions. However, one consequence of this great

rangeofmotionisthatthisjointhasapropensitytobecome unstable.1

Itisbelievedthattheshoulderisthejointofthehuman bodythatmostfrequentlysuffers dislocation,withan inci-dence of8.2–23.9cases per 100,000 individuals per year.2,3 Amongthesecases,95%arecausedbytraumaticeventsand lesionsoftheanteriorcapsuleareinvolvedin90%ofthese individuals.4,5Episodesofshoulderdislocationoccurmost fre-quentlyinyoungmaleindividuals.6Manyoftheindividuals affectedpracticecompetitivesports.7Therecurrenceratefor

shoulderdislocationishighandreachesupto100%among

youngathletes.8,9

Theanteroinferior (AI) region ofthe glenohumeral cap-suleis thelocation mostaffected inepisodes oftraumatic shoulder dislocation.10 After the first episode of

ante-rior shoulder dislocation, it is common for patients to

presentshoulderinstability.8,9Patientswithshoulder insta-bilitygenerally present plastic deformationof the capsule,

which may result in capsule laxity.10,11 Previous

stud-ies have demonstrated that plastic deformation of the

capsule is necessary even in the first dislocation.12–14

Currently, little is known about the structure of the

capsule, especially among patients with shoulder

insta-bility. Better comprehension of the underlying biology is

importantfor guiding patient management and for

devel-oping newtherapeutic options that are complementary to

surgery.

Thecapsuleiscomposedofcellularandfibrouselements. Thecollagencontentofthecapsuleprogressivelyincreases duringembryonicdevelopmentandatbirththistissueis gen-erally fibrous.15 Types I, III and V fibrillar collagenare the

commonest types in the shoulder capsule.16 Mutations in

the genes that code forthese collagens have been

identi-fiedinmostofthe formsofEhlers–Danlossyndrome(EDS)

andimperfectosteogenesis,17,18whichpresentfrequent dis-locationsinseveraljoints,includingtheshoulderjoint.Thus, alterations tothesegenes mayalsoplayaroleinshoulder instability.

Theaimofthepresent study wastocompare the

mes-sengerRNA(mRNA)expressionofCOL1A1,COL1A2,COL3A1

andCOL5A1betweenaninjuredregionandanother,uninjured

regionoftheglenohumeralcapsuleinpatientswithtraumatic anteriorshoulderinstability.

Materials

and

methods

Patients

Samples were collected from the glenohumeral capsuleof

18patientswithtraumaticanteriorshoulderinstabilitywho

underwent arthroscopic surgicaltreatment atHospital São

Paulo,FederalUniversityofSãoPaulo(UNIFESP),betweenJune 2011andJune2013.Duringjointpropaedeutics,anypresence ofassociatedlesionswas noted.Allthepatientswere seen topresentcapsuleredundancyinthe anteroinferiorregion.

Afreeandinformed consentstatementwasobtainedfrom

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ageatthetimeofthefirstepisodeofdislocationhadbeen25 years(range:14–37).Themeantimethatelapsedbetweenthe firstdislocationandsamplecollectionwas5years(range:4 months–10years).

OnlypatientswithapositivegriptestandaBankartlesion

shown on magnetic resonance imaging examination were

includedinthestudy.Inaddition, allthepatientsreported thattheyhadhadtwoormoreepisodesofshoulder disloca-tion.Toreducetheheterogeneityofthe sample,onlymale individualswereincluded.Afterthefirstepisodeof disloca-tion,thepatientsweretreatedwithshoulderimmobilization foratleasttwoweeks.Noneofthepatientshadanyhistoryof previoussurgeryrelatingtoshoulderinjuries.

Patientswithclinicalsignsofposteriorand/or multidirec-tionalinstabilityandthosewithgeneralizedhypermobilityor hyperlaxityaccordingtoBeighton’sscalewereexcludedfrom thestudy.19

Tissuesamples

Tissuesampleswerecollected fromtworegionsofthe cap-suleineachpatient:onefromtheinjuredregion(AIregion) andtheotherfromthecorrespondingmacroscopically unaf-fectedregion(control),i.e.theanterosuperior(AS)region.All thesampleswereimmediatelyimmersedinRNAlater® solu-tion(Qiagen,Germany)andwerethenstoredat−20◦Cuntil thetimeofRNAextraction.

Analysisofgeneexpression

TheRNAextractionwasperformedusingtheRNeasy® mini-kit (Qiagen,Germany).Theconcentration andquality were

determined usinga NanoDrop® spectrophotometer (Kisker,

Germany)andtheintegritywasascertainedbymeansof elec-trophoresison1%agarosegel.Synthesisofcomplementary

DNA (cDNA) wasperformed using the high-capacity cDNA

archivekit(LifeTechnologies,USA).

TheexpressionofCOL1A1, COL1A2, COL3A1and COL5A1

was evaluated by means of the polymerase chain

reac-tion after reverse transcription with quantitative analysis

(qRT-PCR), using the 7500 Fast Real-Time PCR system

(Life Technologies, USA). Os genes ACTB and GAPDH were

selected as internal controls for normalizing the initial

quantity of cDNA and correcting possible variations that

might affect the efficiency of the qRT-PCR. All qRT-PCR

runs were performed in triplicate for all the target genes

(COL1A1: Hs00164004mL;COL1A2:Hs00164099mL;COL3A1:

Hs00943809mL;andCOL5A1:Hs00609088mL)andforthe ref-erencegenes(␤-actin,ACTB:4352935e;and

glyceraldehyde-3-phosphatedehydrogenase,GAPDH:Hs99999905mL)through

usageofcommerciallyavailableprimersandprobes(Life Tech-nologies,USA).

Thegeneexpressionwasdeterminedinaccordancewith

the formula: Ct (cycle threshold)=Ct target gene (colla-gen)−geometric mean of the Ct ofthe reference genes.20

The quantification of the expression was adjusted for

the amplification efficiency of each gene (COL1A1=92%;

COL1A2=97%;COL3A1=103%;COL5A1=94%;ACTB=91%;and

GAPDH=92%).

10

5

0

−5

−10

−25

−50

COL1A1

Fold - change

COL1A2 COL3A1 COL5A1

Fig.1–Alterationofcollagengeneexpressioninthe glenohumeralcapsuleofpatientswithshoulderinstability. Expressionvaluesintheanteroinferiorregioninrelationto thecorrespondingvaluesintheanterosuperiorregionof theglenohumeralcapsule(fold-change).Horizontallines indicatethemediansandinterquartileintervals.

Statisticalanalysis

The Shapiro–Wilk testwas performed toevaluate whether

the data presentednormaldistribution. Sincethe majority of the variables analyzed didnot present normal

distribu-tion,thenonparametricWilcoxontestwasusedtocompare

geneexpressionbetweenpairsofsamplesfromthe anteroin-ferior and anterosuperior regions. The effect size for the Wilcoxontest(r)wascalculatedinaccordancewiththe for-mula r=Z/√N,21 in which r<0.1 was considered to be a trivialeffect,0.1≤r<0.3small,0.3≤r≤0.5moderateandr>0.5 large.

Spearman’scorrelationwasusedtoevaluatewhetherthere

was anycorrelation betweencollagengene expressionand

theageatwhichthepatientwasaffected,theageatthetime ofthesurgeryorthetimethathadelapsedbetweenthefirst dislocationandsamplecollection.

p values <0.05 were considered statistically significant. Mediansand interquartileintervals ofthe dataobtainedin thisstudyarepresented.

Results

TherelativeexpressionofthegenesCOL1A1,COL1A2,COL3A1

andCOL5A1presentedwidevariationamongtheindividuals

withtraumaticanteriorshoulderinstability.Bothincreased

and decreased collagen gene expressioninthe

anteroinfe-rior region, in relation to the anterosuperior region, was observed (Fig. 1). The expression of COL1A1, COL1A2 and

COL3A1 didnot differsignificantly betweenthe AI and AS

regions(Table1).However,theAIregionpresentedreduced

expression of COL5A1 in relation of the AS region of the

glenohumeral capsule ofpatients withshoulder instability (p=0.028;r=−0.3665;Table1).

(4)

Table1–Collagengeneexpressionintheglenohumeralcapsuleofpatientswithshoulderinstability.

Gene AI(median±IQ) AS(median±IQ) pvalue Effectsize(r)

COL1A1 1.068±1.597 1.681±1.801 0.372 −0.1488

COL1A2 0.555±0.413 0.650±0.455 0.145 −0.2431

COL3A1 0.716±0.608 0.678±0.662 0.879 −0.0253

COL5A1 0.057±0.052 0.155±0.398 0.028a 0.3665

AI,samplesfromtheanteroinferiorregion;AS,samplesfromtheanterosuperiorregion;IQ,interquartileinterval.

a Statisticallysignificantdifferencebetweentheanteroinferiorandanterosuperiorregions,fromWilcoxonanalysis,p<0.05.

Discussion

Thisstudydemonstratedthatpatientswithanteriorshoulder instabilitypresentdecreasedexpressionofthegeneCOL5A1

inthe AI region ofthe glenohumeral capsule,in compari-sonwiththeAS region.TypeVcollagenaccountsfor2–5% ofthetotalamountofcollageninmosttissues.22Thistype ofcollagenintercalateswithtypeIcollagen,whichisthe pre-dominantproteininthecapsule,toformheterotypicfibrils.23 Although type V collagen is the fibrillar collagen present inthe smallest quantities,it hasa central role in regulat-ingfibrillogenesisintheconnectivetissues.24 InEDScases,

decreasedCOL5A1expressionhasbeendescribedinaround

25–30%ofthepatientswithmutationsofthisgene.25Inthese patients,formationofabnormalcollagenfibrilsthatarewide andirregularhasbeenobserved.26Inaclassicalanimalmodel

forEDS,decreasedCOL5A1expressionwas associatedwith

reductionsinthenumbersoffibrilsandwithpresenceofa verylargeandstructurallyaberrantsubpopulationoffibrils withdeficienciesoftypeVcollagen.24DeregulationofCOL5A1

expressionseemstohave afundamental role instructural

alterationstothejointcapsule,bothinindividualswithEDS

andinanimalmodelsforthis syndrome.Thus,we

hypoth-esizedthatdecreasedCOL5A1expressionintheAIregionof theglenohumeralcapsuleinpatientswithshoulderinstability couldresultindisorganizedcollagenfibrils,thereby contribut-ingtowardsincreasedlaxityofthistissueintheindividuals evaluated.14,27Ontheotherhand,decreasedCOL5A1 expres-sionintheAIregioninrelationtotheASregionmightalso beanintrinsiccharacteristicoftheAIregionthatwould con-tributetowardsgreatersusceptibilityofthisregiontoinjury, inthepatientsinvestigated.

TheexpressionofthegenesCOL1A1,COL1A2andCOL3A1

didnotdifferbetweenthe AIand ASregions. However,the

number ofsamples evaluated was a limiting factor in the

presentstudy.Withthenumberofsamplesobtained,our anal-ysishadapowerofaround80%fordetectingavariationwith aneffectsizeof75%(largeeffectsize),foratypeIerrorof 5%.Largeeffectsizeswerenotdetectedinanyofthe

anal-yses and thereforethe observedpower waslow. Thus,our

analyseshadahighlikelihoodofnotdetectingadifference betweenthegroupsthatinrealityexisted(false negatives). Furtherstudiesareneededinordertounderstandtheroleof

COL1A1,COL1A2andCOL3A1intheglenohumeralcapsuleof

patientswithshoulderinstability.

Inthepresentstudy,onlymalepatientswhohadhadmore thanoneepisodeofshoulderdislocationwereevaluated.The aiminmakingthisselectionwastohomogenizeoursample.

Inaddition,pairedsampleswithlesionsandwithoutlesions (controls)wereobtainedfromtheglenohumeralcapsuleofthe sameindividual,soastoavoidthepossibilityofbiascaused bybiologicalvariationsbetweenindividuals.Thisisastrategy commonlyusedinmolecularstudiesthatseektounderstand theprocessesofcarcinogenesis.28However,themRNAlevels ofallthecollagengenesstudiedwereheterogenousbetween thepatientswithshoulderinstability.Thisheterogeneitymay

have been due todifferent environmental exposures,such

as variationsinthenumber ofepisodes ofdislocation and

the time that elapsed between the dislocating events and

the surgery. Moreover, like other acute soft-tissue injuries, shoulderinstabilityisamultifactorialdiseaseandtherefore intrinsicfactors,suchaspolymorphismsofcollagengenes29,30 or ofgenescodingforproteinsinvolvedinregulating their

expression, may also contribute towards heterogeneity

betweenpatientsandtowardsgreaterriskofthedisease. Because the onlytissuesamples studiedwere collected duringthesurgicaltreatment,it wasnotpossibletoassess theregulatorydynamicsofgeneexpression.Nonetheless,it shouldbenotedthatthisstudy,tothebestofourknowledge, wasthefirsttoevaluategeneexpressionintheglenohumeral capsuleofpatientswithshoulderinstability.Thisstudythus contributestowardscomprehendingthiscondition.

Conclusions

Theinjuredregionoftheglenohumeralcapsuleofpatients withshoulderinstabilitypresenteddecreasedCOL5A1 expres-sion.Studyinggeneexpressionintheglenohumeralcapsule ofpatientswithshoulderinstabilityisnovelintheliterature andopensupnewresearchperspectivesregardingthis con-dition.Evaluationofgeneexpressionmaycontributetowards greatercomprehensionofthebiologyoftheselesionsandthus towardsdevelopmentofnewtreatmentstrategies.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

Acknowledgements

WethanktheNationalCouncilforScientificandTechnological

Development(CNPq)andtheResearchSupportFoundationof

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Imagem

Fig. 1 – Alteration of collagen gene expression in the glenohumeral capsule of patients with shoulder instability.
Table 1 – Collagen gene expression in the glenohumeral capsule of patients with shoulder instability.

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