P a r t n e r s h i p p r o j e c t s

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MI NI ST RY O F

I N F R AST R UC T UR E

P a r t n e r s h i p p r o j e c t s

https://infraestrutura.gov.br/concessoes/

S e p t e m b e r 2 0 2 1

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2019 – 2021.1 ACHIEVEMENTS

BRL 64.16 BI +BRL 9.73 BI

= BRL 73.89 BI

ABSOLUTE NUMBERS

2019-2021.1

CONTRACTED INVESTIMENTS ASSETS 74

AUCTIONED

AUTHORIZED PRIVATE 99

USE TERMINALS

(3)

RESULTS 2019 – 2021

74 assets*

99 Private Use Terminals (TUP) BRL 73.89 billion in investments BRL 13,44 billion in grant

1 million jobs created**

HIGHWAYS

5 Highways Granted:

• BR-101/290/386/448/RS (RIS)

• BR-364/365/GO/MGBR-101/SC

• BR-153/080/414/GO/TO

• BR-163/230/MT/PA

Invstments: BRL 22.5 billion Grant: BRL 332 million

Railways

6 Railways:2 concessions, 3 renewal and 1 cross investment:

• North-South Railway Concession (FNS)

• Renewal Rumo Malha Paulista (RMP)

• Renewal of the Carajás Railway (EFC)

• Renewal of the Vitória-Minas Railway(EFVM) + FICO

• West-East Railway Concession (FIOL I)

Investments: BRL 28.82 billion Grant: BRL9.6 billion

PORT

29 Leased Terminals:

• 3 in Cabedelo/PB (AE10, AE11 and AI01)

• 1 in Vitória/ES (VIX30)

• 5 in Belém/PA (BEL02A, BEL02B, BEL04, BEL08 and BEL09)

• 2 in Vila do Conde/PA (VDC and VDC12)

• 4 in Santos/SP (STS20, STS13A, STS14 and STS14A)

• 2 in Paranaguá/PR (PAR01 and PAR12)

• 2 in Aratu/BA (ATU12 and ATU18)

• 1 in Maceió/AL (MAC10)

• 2 in Mucuripe/CE (MUC01 and MUC02 Fishing Terminal)

• 4 in Itaqui/MA (IQI03, IQI11, IQI12, IQI13)

• 1 in Pelotas/RS (PEL01)

• 1 in Santana/AP (MCP02)

• 1 in Salvador/BA (SSD09)

Investments: BRL 3.22 billion

99 Private Use Terminals (TUP) | Investments: BRL 9.73 Investments: BRL 12.95 Billion

Grant: BRL 1.5 billion

**Direct, indirect and income-effect throughout the contracts

Signing of Contracts(pre - 2019 auctions)

• Leases (BEL06, STM05, IQI18, STS13)

*concessions, renewals, leases, cross investment and onerous assignments.

AIRPORT

34 Airports granted:

• Northeast: Recife/PE; João Pessoa and Campina Grande/PB; Maceió/A Aracaju/SE; and Juazeiro do Norte

• Midwest(MT): Várzea Grande (Cuiabá), Alta Floresta, Rondonópolis and Sinop.

• Southeast: Vitória/ES and Macaé/RJ

• South: Curitiba/PR, Foz do Iguaçu/PR, Londrina/PR, Bacacheri in Curitiba/PR, Navegantes/SC, Joinville/SC, Pelotas/RS, UruguaianBagé/RS

• North I: Manaus/AM, Tabatinga/AM, Tefé/AM, Porto Velho/RO, Rio

Branco/AC, Cruzeiro do Sul/AC and Boa Vista/RR

• Central: Goiânia/GO, Palmas/TO, São Luís/MA, Imperatriz/MA, Teresina/PI and Petrolina/PE

Investments: BRL 9.62 billion Grant: BRL 5.67

(4)

**Direct, indirect and income-effect throughout the contracts

PORT Railways Highways

Total: 8 leases

Investments: BRL 730.09 mi total grant: BRL 255.16 million 29 Authorized Private Use Terminals

(TUP) | Investments: BRL 1.59 Bi

AIRPORT

Project Grant| Earner

South block(9) 2.128 bi| CCR North block (7) 0.42 bi| Vinci Central block (6) 0.754 bi| CCR

Total: 22 airports

Investments: BRL 6.13 billion Total grant: BRL 3.3 billion

Project Grant | Earner

FIOL 32.7

million | Bamin

Total: 1 concession Investments: BRL 3.3 bi

Grant: BRL 32.7 million

Project Grant | Earner

BR-153/080/414/

GO/TO 332 million | Eco

BR-

163/230/MT/PA --- | Via

Brazil

Total: 2 concessions Investments: BRL 9.79 bi

Grant: BRL 332 million

RESULTS 2021

33 assets*

29 Private Use Terminals (TUP) BRL 21.54 billion in investments BRL 3.92 billion in grants

351,7 thousand expected jobs*

*Concessions and leases.

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5

NEXT NOTICES

Project

Public Notice forecast

Auction forecast

STS08 | STS08A Set/21 Nov/21 TERSAB, MAC13

MUC59, ITG03, IMB05 AE14 e POA01

Set/21 Nov/21

Total: 9 leases

Investments: BRL 1.54bi

PORTS

Total: 11 assets

BRL 35.75 billion in investments

Project Public Notice forescat

Auction forecast BR-

116/493/Rio- Valadares

Nov/21 Fev/22

Total: 1 concession investments: BRL 9.01 bi

Highways Ferrovias

Project Public Notice forecast

Auction forecast

Ferrogrão Dez/21 Mar/22

Total: 1 concession

Investments: BRL 25,20 bi Outorga: BRL 2,07 bi

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6

SCHEDULED AUCTIONS

Total: 2 assets

BRL 21.97 billion in investments

Project Auction

BR-116/101/SP/RJ

(Dutra) ^10/28/2021

BR-381/262/MG/ES 11/25/2021 Total: 2 concessions

investments: BRL 21.97 bi

Highways

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STS08, STS08A, TERSAB, MAC13 ITG03, IMB05, MUC59, POA01, AE14,

PAR32, PAR50, MAC11, MAC12

CODESA

Total: 1 port and 13 leases

investments: BRL 2.91 bi, at least Grant: BRL 480 million, at least

BR-381/262/MG/ES BR-116/101/SP/RJ (Dutra)

Total: 2 highway concessions investments: BRL 31.19 bi Re-bidding - São Gonçalo do

Amarante Airport/RN (ASGA)

Total: 1 airport

investments: BRL 295.8 million Grant: BRL 230 million

Total: 17 assets

BRL 52.15 billion in investments, at least BRL 2.78 billion in grant, at least

Ports Railways Highways

Airports

AUCTIONS AND RENEWALS SCHEDULED FOR 2021.2

Renewal MRS

Total: 1 renewal

investments: BRL 16.77 bi Grant: BRL 2.07 billion

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Airports

Partnership Projects

Secretariat for Development, Planning and Partnerships

(9)

RO AM

PA AP

PB CE

PE

AL SE

BA

MG

ES

SP RJ

PR

SC MT

GO TO

RS

RN MA

PI AC

RR

MS

Porto Velho

Navegantes Rio Branco

Joinville

Congonhas Campo de

Marte

Galeão Uberlândia

Curitiba (2) Foz do

Iguaçu

Londrina

Montes Claros

DF

Tabatinga

Cruzeiro do Sul

Tefé Manaus

Boa Vista

Santarém

Altamira

Marabá Carajás

Belém

São Luis

Imperatriz Teresina Macapá

Petrolina Palmas

Corumbá

Campo Grande

Ponta Porã

Uruguaiana

Bagé Pelotas

Viracopos

Guarulhos Confins Goiânia

Uberaba Brasília

RJ/Santos Dumont

Elaborado na Coordenação-Geral de Gestão da Informação - CGINF/DPI/SFPP Macaé

Vitória Rondonópolis

Várzea Grande

Sinop Alta Floresta

Aracaju Maceió Juazeiro do

Norte

Recife João Pessoa Campina

Grande

SFPP - ref: Maio/2021

São Gonçalo do Amarante

Jacarepaguá São José dos

Campos

Eirunepé Lábrea

Carauari

Coari

Maués Parintins Barcelos

São Gabriel da Cachoeira

Regional Airports PPP Amazonas/AM Investment: R$ 380 million

7^thRound SP/MS Block Investment: R$ 4,7 billion

7^thRound North 2 Block Investment: R$ 1,6 billion

7^thRound RJ-MG Block Investment: R$ 2,5 billion 6th Round

Central Block Investmet: R$ 1,8 billion 6^thRound

North 1 Block Investment: R$ 1,48 billion

5^thRound Block Sudeste Investment: R$ 592 million

Grant: R$ 437million 5^thRound

Block Centro-Oeste Investment: R$ 771 million

Grant: R$ 40 million

5th Round Block Nordeste Investment: R$ 2,15 billion

Grant: R$ 1,9 billion

6^thRound South Block Investment: R$ 2,8 billion

Projects by the numbers

Planned Investments

R$ 13,738 billion, being :

• R$ 8.8 billion–7^thRound

• R$ 4.25 billion–Viracopos

• 308.4 million - São Gonçalo do Amarantes

• R$ 380 million –PPP

Total Airports

64 airports, being:

• 12 airports–5^thRound

• 22 airports –6^thRound

• 16 airports –7^thRound

•2 Relicitations Viracopos and São Gonçalo do Amarante (2)

• Disposals of Infraero (4)

• 8 Regional Airports PPP

Auctions Held

5ª round

R$ 2,37 billion (grant) R$ 3,51 billion (investments) 6ª round

R$ 3,3 billion (grant) R$ 6,11 billion (investments)

‘’

Projects

Auction Held 7^thRound

Disposals of Infraero

Relicitation (Viracopos/ASGA) Regional Airports PPP

Airports – Project Portfolio

São Gonçalo do Amarante Investment: R$ 295.8 million

Viracopos Investment: R$ 4.25 billion

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Studies Public Hearing

TCU

(Federal Court of acconunts)

Bidding

Documents Public Action Contract 6

^th

round - North 1 Block (7)

02/14//2020 09/16/2020 12/08/2020 12/18/2020 04/07/2021 Q3 2021

6

^th

round – South Block (9)

02/14//2020 09/16/2020 12/08/2020 12/18/2020 04/07/2021 Q4 2021

6

^th

round - Central Block (6)

02/14//2020 09/16/2020 12/08/2020 12/18/2020 04/07/2021 Q4 2021

São Gonçalo do Amarante/RN

03/15/2021 06/25/2021 Q4 2021 Q4 2021 Q1 2022

Viracopos/SP

08/26/2021 Q1 2022 Q2 2022 Q2 2022

7th round - North 2 Block (6)

Q1 2022 Q2 2022 Q3 2022

7th round - RJ-MG (5)

Q1 2022 Q2 2022 Q3 2022

7th round - SP-MS (5)

Q1 2022 Q2 2022 Q3 2022

Airports – Project Portfolio

In progress

Completed To be performed

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11

Studies Public Hearing

TCU

(Federal Court of accounts)

Bidding Documents

Public

Auction Contract PPP Regional Airports – Amazon

Block

_{Q4 2022} _{Q4 2022} _{Q1 2023}

In progress

Completed To be performed

Airports – Project Portfolio

Disposals of Infraero Shares (4)

Consulting Contracts

Development of studies

Internal

decision-making Carrying

out the sale Financial

advisor hiring

12/11/2019 12/15/2020 ^{Q4 2022}

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12

Airports of Manaus/AM, Tabatinga/AM, Tefé/AM, Porto

Velho/RO, Rio Branco/AC, Cruzeiro do Sul/AC e Boa

Vista/RR.

Projects brownfield Movement: 4,6 million passengers Concession term:30 years Planned grant: R$ 47,9 million CAPEX: R$ 1,6 billion OPEX: R$ 239,4 million

IRR: 9,36% (referential) Auction Criteria: greatest grant (up front)

Jobs created throughout the concession contract: estimated 21.838 (direct, indirect and income effect)

Relevance: Economic vocations for the transport of cargo for export, tourism, business tourism, air taxi and as a base of support to neighboring municipalities, regional and national integration.

PPI Qualification: Resolution No. 52, of May 8, 2019/Decree nº 9,972,of august 14 ,2019.

Winning consortium: Vinci, Grant amount of R$ 420 million Bidding Documents:

https://www.anac.gov.br/assuntos/paginas-tematicas/concessoes/andamento/02-processo- licitatorio/01-edital-e-anexos

Airport – 6th round - North 1 Block

SFPP –September 2021

TCU

(Federal court of accounts)

Public hearing

Bidding Documents Studies

04/07/2021

Public Auction

02/14/2020

Contract

09/16/2020 12/17/2020 12/18/2020

Q3 2021

AUCTIONED

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13

Airport – 6 ^th round - South Block

Airports of Curitiba/PR, Foz do Iguaçu/PR, Londrina/PR, Bacacheri em Curitiba/PR, Navegantes/SC, Joinville/SC, Pelotas/RS, Uruguaiana/RS e

Bagé/RS.

Projects brownfield Movement: 12,2 million passengers Concession term:30 years Planned grant: R$ 130,2 million CAPEX: R$ 2,9 billion OPEX: R$ 367,4 million

IRR: 7,23% (referential) Auction Criteria: greatest grant (up front)

Jobs created throughout the concession contract: estimated 42.199(direct, indirect and income effect)

Relevance: Economic vocations focused on tourism events, business tourism and cargo transportation for export and import. The region is home to important industrial hubs in the health and technology sectors. The two largest dry ports in Latin America are in the municipalities of Foz do Iguaçu and Uruguaiana.

PPI Qualification: Resolution No. 52, of May 8, 2019/ Decree nº 9,972,of august 14 ,2019.

Winning consortium: CCR, Grant amount of R$ 2,2 bilmillion.

Bidding Documents:

TCU

Public hearing

Bidding Documents Studies

04/07/2021

Public Auction

02/14/2020

Contract

09/16/2020 12/17/2020 12/18/2020

Q4 2021

AUCTIONED

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SFPP –September 2021 14

Airport – 6 ^th round - Central Block

Airports of Goiânia /GO, Palmas/TO, São Luís/MA, Imperatriz/MA, Teresina/PI e

Petrolina/PE.

Projects brownfield Movement: 7,28 million passengers Concession term:30 years Planned grant: R$ 8,15 million

CAPEX: R$ 2,1 billion OPEX: R$ 267,9 million

IRR: 8,30% (referential) Auction Criteria: greatest grant (up front)

Jobs created throughout the concession contract: estimated 26.559 (direct, indirect and income effect)

Relevance: Areas with significant agricultural and agribusiness activities. They also have an economic vocation for event tourism, business tourism and regional integration. The international airports of Goiânia, Palmas, São Luís, Teresina and Petrolina are in regions also integrated by road and railway infrastructure, with high potential to interconnect the various regions of the country.

PPI Qualification: Resolution No. 52, of May 8, 2019/ Decree nº 9,972,of august 14 ,2019.

Winning consortium: CCR, Grant amount of R$ 754 million.

Bidding Documents:

TCU

Public hearing

Bidding Documents Studies

04/07/2021

Public Auction

02/14/2020

Contract

09/16/2020 12/17/2020 12/18/2020

Q4 2021

AUCTIONED

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Airport – São Gonçalo do Amarante - ASGA

Natal/RN

TCU

(Federal court of accounts)

Bidding Documents Studies Public

Hearing

Public

Auction Contract

Q4 2021 Q4 2021

Passenger handling 2,3 millions PA (2019) Movement: VDMA

_t

: 7 (year 2)

CAPEX: R$ 308,4 million OPEX: R$ 2,05 bi(Variable grant included)

Concession term: 30 years WACC: 7,23%

Auction Criteria: greatest grant Estimated grant(up front): R$ 223,3 million Jobs created throughout the concession contract: estimated 4.545 (direct, indirect and income effect)

Relevance: Auctioned in 2011, São Gonçalo do Amarante Airport is the largest cargo exporter in Brazil's northeast region and was considered the country's second best in the category that receives up to 5 million passengers in the satisfaction survey promoted by

Brazil’s

National Civil Aviation Secretary

Qualification PPI: Resolution PPI nº 122, on 10/06/2020 Public Call for Studies No. 4, published in the Official Gazette of 10/08/2020

Public Notice:

https://www.gov.br/anac/pt-br/assuntos/concessoes/relicitacao-do-aeroporto-de-sao- goncalo-do-amarante-rn

03/15/2021 06/25/2021

Q2 2022

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Airport – Viracopos/SP

Viracopos/SP

Relevance: Auctioned in 2012, Viracopos International Airport (SBKP) is the second most important in

Brazil’s

cargo sector (in volume). The Viracopos Airport is essential to the country's economic dynamics, as an inducer of development in Campinas (SP) and region, due to the logistical support related to industrial operations that the airport offers as a part of the competition strategies of large companies installed in Brazil, especially to those that operate in international trade.

Qualification PPI: Resolution PPI no. 123 on 10/06/2020/ Decree nº 10,427,of july 17,2020

Public Call Notice no. 1, of 2/26/2020, published in the DOU of 2/27/2020.

Public Hearing: https://www.gov.br/anac/pt-br/assuntos/concessoes/relicitacao-do-aeroporto- de-viracopos

Passenger handling 10,6 millions PA(2019) Movement: VDMA

_t

: 7 (year 2) CAPEX: R$ 4.25 billion OPEX: 10,8 billion

Concession term: 30 years WACC: 7,84%

Auction Criteria: greatest grant Estimated grant: 4,35 billion

Jobs created throughout the concession contract: estimated 20.902 (direct, indirect and income effect).

TCU

(Federal court of accounts)

Bidding Documents

Public Auction Studies Public

Hearing Contract

Q1 2022 Q2 2022 Q3 2022

08/26/2021

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Airport – 7 ^th round – North 2 Block

Airports of Belém/PA, Santarém/PA, Marabá/PA,

Carajás/PA, Altamira/PA, Macapá/AP.

Brownfield projects Turnover: 5.3 million passengers Auction criterion: greatest grant

Estimated grant: In studies

Expected Investment: R$ 1.6 billion

OPEX: In studies

WACC:

In studies Contract term:

30 years

Jobs created throughout the concession contract: estimated 23.608 (direct, indirect and income effect)

PPI Qualification: Resolution No. 145, of December 2, 2020/Decree nº 10,635,of february 22,2021

Link Public Call for Studies:

https://pesquisa.in.gov.br/imprensa/jsp/visualiza/index.jsp?data=08/10/2020&jornal=530&pa gina=74

Public hearing

Bidding Documents Studies

Q1 2022

Public Auction TCU

Contract

Q2 2022 Q3 2022

Result of the selection of studies:

EDITAL Nº 1/2021: SELEÇÃO DE ESTUDOS DA SÉTIMA RODADA

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Airport – 7 ^th round – RJ-MG Block

Airports of Santos Dumont/RJ, Jacarepaguá/RJ, Uberlândia/MG, Montes Claros/MG, Uberaba/MG

Brownfield projects Turnover: 10.7 million passengers Auction criterion: greatest grant

Estimated grant:

R$

518 million

Expected Investment: R$ 2.5 billion OPEX:

In studies

WACC:

30 Years

Jobs created throughout the concession contract: estimated 36.887 (direct, indirect and income effect)

PPI Qualification: Resolution No. 145, of December 2, 2020/Decree nº 10,635,of february 22,2021

Link Public Call for Studies:

https://pesquisa.in.gov.br/imprensa/jsp/visualiza/index.jsp?data=08/10/2020&jornal=530&p agina=74

Result of the selection of studies:

Public hearing

Bidding Documents Studies

Q1 2022

Public Auction TCU

Contract

Q2 2022 Q3 2022

(19)

19

Airport – 7 ^th round – SP-MS Block

Airports of Congonhas/SP, Campo de Marte/SP, Campo Grande/MS, Corumbá/MS, Ponta

Porã/MS

Brownfield projects Turnover: 24.4 million passengers Auction criterion:: greatest grant

Estimated grant:

R$

1.7 million

Expected Investment: R$ 4.7 bilion

OPEX: In studies

WACC:

30 years

Jobs created throughout the concession contract: estimated 69.348 (direct, indirect and income effect)

PPI Qualification: Resolution No. 145, of December 2, 2020/Decree nº 10,635,of february 22,2021

Link Public Call for Studies

https://pesquisa.in.gov.br/imprensa/jsp/visualiza/index.jsp?data=08/10/2020&jornal=530&p agina=74

Public hearing

Bidding Documents Studies

Q1 2022

Public Auction TCU

Contract

Q2 2022 Q3 2022

Result of the selection of studies:

(20)

Airports – PPP Regional Airports– Amazon Block

Parintins, Carauari, Coari, Eirunepé, São Gabriel da Cachoeira, Barcelos, Lábrea,

Maués

Projects brownfield

Concession term:10 years Planned grant: R$ 380 million

Jobs created throughout the concession contract: estimated 5.607 (direct, indirect and income effect)

Airport Blocks Concessions: Parintins, Carauari, Coari, Eirunepé, São Gabriel da Cachoeira, Barcelos, Lábrea, Maués.

PPI Qualification: Resolution No. 145, of December 2, 2020/Decree nº 10,635,of february 22,2021

Public hearing

Bidding Documents

Studies Public

Auction TCU

Contract

4^thTrim. 2022 4^thTrim. 2022 1^stTrim. 2023

Public Notice:

• https://www.epl.gov.br/rce-eletronico-n-05-2021

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Disposal of Infraero Shares:

Guarulhos/SP, Brasília/DF, Galeão/RJ and Confins/MG

Guarulhos/SP, Brasília/DF, Galeão/RJ e Confins/MG

•

It is proposed that the sale of Infraero's shareholdings in the concessionaires of the Guarulhos/SP, Brasília/DF, Galeão/RJ and Confins/MG airports be carried out by Infraero itself, together with the other relevant bodies of the Secretariat of National Civil Aviation.

•

There was an adjustment in art. 9 and 10 of Resolution PPI nº 14/2017, in order to indicate Infraero as entity responsible for conducting the sale process.

•

Infraero notice published for hiring of a specialized company to carry out the studies (finished):

http://licitacao.infraero.gov.br/portal_licitacao/servlet/DetalheLicitacao?idLicitacao=153804 Consulting

Contracts

Development of studies

Internal decision-

making

Carrying out the sale Financial

advisor hiring

12/11/2019 12/15/2020 Q4 2022

(22)

Ports

Partnership Projects

Secretariat for Development, Planning and Partnerships

(23)

RO

PA AP

PB CE

PE AL SE

BA

MG

ES

SP RJ

PR

SC MT

GO

RS

MA RN

PI AC

RR

AM

MS

DF TO

Port of Santos/SP

Terminals (STS08; STS08A;STS11/STS53/STS10) investments: 265; 791; 693 million; 790; 2 BI

Port of Vitória/ES (CODESA) Privatization Investment: BRL 783 million

Port of São Sebastião/SP Privatization investment: BRL 23 million Port of Santana/AP

Terminal (MCP02) Investment: BRL 41.35 million

Port of Vila do Conde/PA Terminals (VDC10 and VDC10A) Investment :BRL 422.62; BRL 148 million

Port of Itaqui/MA Terminal (IQI014);

Investment: 119 million

Port of Salvador/BA Terminals (SSD04; ILH01) investment: BRL 70;27 million

Port of Santos/SP Privatization investment: BRL1.5 billlion

Port of Paranaguá/PR

Terminals (PAR32; PAR50; PAR09;PAR14;PAR15) investment: BRL 28;BRL 338; BRL 590 million

Port of Mucuripe/CE Terminals (MUC59; MUC03) Investment: BRL 120;66 million

Goiânia

São Paulo

Rio de

Janeiro Campos Sinop

Belo Horizonte

Vitória Gov.

Valadares Anápolis

Porto Nacional

Barra Mansa Estrela

d’Oeste Araguari

Caetité Juazeiro

Aracaju Carajás

Marabá Açailândia São Luis

Ilhéus Salvador

Pirapora

Santos Brasília

Mara Rosa Água Boa

Panorama Itaituba

Belém

Santarém

Salgueiro

Maceió Recife

João Pessoa Natal Fortaleza

Crato

Macau

Curitiba

Santana do Livramento Uruguaiana

São Borja Sta. Rosa

Cruz Alta

Porto Alegre Criciúma

Imbituba São Francisco

do Sul Paranaguá Cascavel

Cianorte Ponta

Porã

Pres.

Epitácio Campo Grande Corumbá

Rondonópolis Santana

Organized Ports of Salvador/BA Ports of Aratu; Ilhéus and CODEBA

investment: under study Porto of Maceió/AL Terminals (MAC11 ;MAC12; MAC13) Investment: BRL 234.4; BRL 8; BRL 55.7

Port of Areia Branca/RN Terminal (TERSAB) Investment: BRL 165 million

Terminais (BEL02A;BEL02B;BEL04;B

EL08;BEL09) Terminal VDC12

Terminals (AE10;AE11;AI01)

Terminal VIX30

Terminals STS13A;

STS20; STS14; STS14A

Terminals PAR01/PAR12

Itajaí

Port of Itajaí/SC Privatization investment: R$ 2,8 billion Pelotas

Prepared at the General Coordination of Information Management -

CGINF/DPI/SFPP

Port of Suape/PE Terminal (SUA07) investment: BRL 79 million

Port of Pelotas/RS Terminal (PEL01) investment: BRL16 million

Terminals (ATU12; ATU18)

Port of Imbituba/SC Terminal (IMB05) investment: BRL25 million

Port of Itaguaí/RJ Terminals (ITG03; RDJ06/RDJ06A)

investment: 70;48;30 million

Terminal (MAC10)

‘’

Projects

Auctioned Qualified

Granted Railways Qualified Railways

Railway Cross Investment

Ports - Project Portfolio

Ports Portfolio Numbers

Expected investments BRL 15.59 billion

Total Leases 27 Terminals

Total Concessions 3 (2 ports) (1 Access canal) Total Privatizations 3 ports

Auctions held

27 Terminals

BRL 1.66 billion (grant)

BRL 2.60 billion (investments)

Access Canal Paranaguá / PR investment:BRL 3 billion (under study)

Port of Porto Alegre/RS Terminal (POA01) investment: BRL41 million

terminal (SSD09)

Port of Cabedelo/PB Terminal (AE14) investment: BRL 2 million

terminal (MUC01) Terminais (IQI03;IQI11;IQI12;IQI13

(24)

Studies Public Hearing

TCU

(Federal court of accounts

Bidding Documents

Public

Auction Contract Port of Pelotas/RS (PEL01)

07/07/2020 09/30/2020 10/29/2020 12/21/2020 04/09/2021 08/13/2021

Ports of Itaqui/MA

(IQI03/11/12/13)

_07/01/2019 _16/10/2019 _03/09/2020 _12/18/2020 _04/09/2021 _08/14/2021

Port of Santana/AP (MCP02)

12/23/2019 04/02/2020 12/17/2020 06/24/2021 08/13/2021 Q4 2021

Port of Mucuripe/CE (MUC01)

06/01/2020 08/25/2020 04/06/2021 06/24/2021 08/13/2021 Q4 2021

Port of Salvador/BA(SSD09)

04/06/2021 N/A 05/20/2021 06/25/2021 08/13/2021 Q4 2021

Em andamento

Encerrada Não iniciada

Legenda das etapas:

Ports – Project Portfolio

(25)

Studies Public Hearing

TCU

Bidding Documents

Public

Auction Contract Port of Areia Branca/RN (TERSAB)

08/07/2020 04/11/2020 12/04/2021 Q3 2021 Q4 2021 Q1 2022

Port of Maceió/AL (MAC13)

02/06/2020 25/08/2020 05/05/2021 Q3 2021 Q4 2021 Q1 2022

Port of Santos/SP (STS08/08A)

04/24/2020 11/06/2020 07/30/2021 Q3 2021 Q4 2021 Q1 2022

Port of Itaguaí/RJ (ITG03)

02/26/2021 N/A 07/23/2021 Q3 2021 Q4 2021 Q1 2022

Port of Cabedelo/PB (AE14)

05/04/2021 N/A 08/06/2021 Q3 2021 Q4 2021 Q1 2022

Port of Mucuripe/CE (MUC59)

02/09/2021 07/05/2021 08/06/2021 Q3 2021 Q4 2021 Q1 2022

Port of Imbituba/SC (IMB05)

03/16/2021 N/A 08/23/2021 Q3 2021 Q4 2021 Q1 2022

Port of Porto Alegre/RS (POA01)

N/A N/A 08/23/2021 Q3 2021 Q4 2021 Q1 2022

Em andamento

Ports – Project Portfolio

(26)

Studies Public Hearing

TCU

Bidding Documents

Public

Auction Contract Port of Maceió/AL (MAC12)

02/01/2021 05/05/2021 05/20/2021 Q4 2021 Q4 2021 Q1 2022

Port of Maceió/AL (MAC11)

02/01/2021 05/05/2021 Q4 2021 Q4 2021 Q1 2022

Port of Paranaguá/PR (PAR32)

12/22/2020 05/14/2021 Q4 2021 Q4 2021 Q1 2022

Port of Paranaguá/PR (PAR50)

12/22/2020 06/10/2021 Q4 2021 Q4 2021 Q1 2022

Port of Suape/PE (SUA07)

02/09/2021 07/05/2021 Q4 2021 Q1 2022 Q2 2022

Port of Vila do

Conde/PA(VDC10/10A)

_29/09/2020 _{Q4 2021} _{Q1 2022} _{Q2 2022}

Port of Santos/SP (STS11)

13/04/2021 Q4 2021 Q1 2022 Q2 2022

Port of Santos (STS53)

10/08/2021 Q2 2022 Q3 2022 Q4 2022

Em andamento

Ports – Project Portfolio

(27)

Studies Public Hearing

TCU

Bidding Documents

Public

Auction Contract Port of Santos/SP (STS10)

Q2 2022 Q3 2022 Q4 2022

Port of Paranaguá/PR (PAR09)

Q2 2022 Q3 2022 Q4 2022

Port of Paranaguá/PR (PAR14)

Q2 2022 Q3 2022 Q4 2022

Port of Paranaguá/PR (PAR15)

Q2 2022 Q3 2022 Q4 2022

Port São Sebastião/SP Concession

Q2 2022 Q2 2022 Q3 2022

Port of Itajaí/SC Concession

Q2 2022 Q3 2022 Q4 2022

Porto do Rio de Janeiro/RJ

(RDJ06)

Q2 2022 Q3 2022 Q4 2022

Em andamento

Ports – Project Portfolio

(28)

Studies Public Hearing

TCU

Bidding Documents

Public

Auction Contract

Port of Rio de janeiro/RJ

(RDJ06A)

Q2 2022 Q3 2022 Q4 2022

Port of Mucuripe/CE (MUC03)

Q2 2022 Q4 2022 Q1 2023

Port of Ilhéus/BA (ILH01)

Q2 2022 Q4 2022 Q1 2023

Port Salvador/BA (SSD04)

Q2 2022 Q4 2022 Q1 2023

Port of Itaqui/MA (IQI14)

Q3 2022 Q4 2022 Q1 2023

Port Complex Paranaguá and

Antonina/PR Concession

Q3 2022 Q4 2022 Q1 2023

Waterway Lagoa Mirim

Em andamento

Ports – Project Portfolio

(29)

CODESA/ES Privatization

Santos Organized Port Privatization

Organized Ports of Salvador and

CODEBA privatization

^{Q4 2023} ^{Q4 2023} ^{Q2 2024}

12/18/2020 Q4 2021 Q1 2022

Q3 2022 Q4 2022 Q2 2023

Em andamento 29

Public Hearing

TCU

(Federal Court of accounts)

Budding Documents

Public Auction

Studies Contract

Ports – Project Portfolio

Q4 2021 06/08/2021

(30)

30

PEL01

PORTS – Lease of Terminal for Handling General Cargo at the Port of Pelotas/ RS

Brownfield

Project Terminal Area: 23.510m²

Vocation: Cargo – Geral (madeira) Static capacity: 13.500t

Expected Investment: R$ 16 million Auction criterion: Highest grant Monthly rental amount: R$ 59,4 Lease term: 10 Years

Variable rental Value: R$ 1,34/t IRR: 9,38%

Jobs created throughout the lease contract: estimated 245 (direct, indirect and income effect) Importance: The terminal in question is the only port operator with a vocation for moving logs in the region, constituting an important link in the pulp production logistics chain.

PPI Qualification: Resolution Nº 145, of December 2,2020/Decree nº 10,635, of february 22,2021

Winning consortium: CPMC Celulose Riograndense, Grant amount of 10 thousand

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx 08/13/2021

Public hearing

04/09/2021

Bidding Document

s Studies

07/07/2020

Public Auction TCU

(Federal court of accounts) 09/30/2020 10/29/2020

Contract

12/18/2020

AUCTIONED

(31)

31

IQI03

PORTS – Lease on Liquid Bulk Terminal on port of Itaqui/MA

Brownfield

Project Terminal Area : 25,416 m²

Vocation: Charge - Liquid bulk Static capacity: 46,406 m³ (39.445t) Expected Investment: R$ 106.5 million Auction criterion: Highest grant Monthly rental amount: R$ 19,5 Lease term: 20 years

Variable rental Value: R$ 0,76/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 1,623 (direct, indirect and income effect) Importance: The area has eight tanks for the storage of oil products, this being the main cargo at the Port of Itaqui, handling 5.9 million tones and expected to reach 17.9 million in 2060 (Master Plan, 2016). The complex works as a distribution hub for the north and northeast regions, serving Maranhão, Tocantins, Pará and Mato Grosso, as well as other nearby states by coastal shipping.

PPI Qualification: Resolution Nº 52, of May 8, 2019/ Decree nº 9972, of August 14, 2019 Winning consortium: Santos Participações, Grant amount of 61,3 million

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx

AUCTIONED

08/14/2021

Public hearing

04/09/2020

Bidding Document

s Studies

07/01/2019

Public Auction TCU

(Federal court of accounts) 10/16/2019 12/10/2020

Contract

12/18/2020

(32)

32

IQI11

PORTS – Lease on Liquid Bulk Terminal on port of Itaqui/MA

Brownfield Project

Terminal Area : 33,217 m²

Vocation: Charge - Liquid bulk Static capacity: 64,897 m³ (55.162t) Expected Investment: R$ 133.3 million Auction criterion: Highest grant Monthly rental amount: R$ 252,5 Lease term: 20 years

Variable rental Value: R$ 6,88/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 2,036 (direct, indirect and income effect)

Importance: The area has eight tanks for the storage of oil products, this being the main cargo at the Port of Itaqui, handling 5.9 million tones and expected to reach 17.9 million in 2060 (Master Plan, 2016). The complex works as a distribution hub for the north and northeast regions, serving Maranhão, Tocantins, Pará and Mato Grosso, as well as other nearby states by coastal shipping.

PPI Qualification: Resolution Nº 52, of May 8, 2019/ Decree nº 9972, of August 14, 2019 Winning consortium: Santos Participações, Grant amount of 56 million

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx

AUCTIONED

08/14/2021

Public hearing

04/09/2020

Bidding Document

s Studies

07/01/2019

Public Auction TCU

(Federal court of accounts) 10/16/2019 12/10/2020

Contract

12/18/2020

(33)

33

IQI12

PORTS – Lease on Liquid Bulk Terminal on port of Itaqui/MA

Greenfield

Project Terminal Area : 34,183 m² Vocation: Charge - Liquid bulk Static capacity: 78,724 m³

Expected Investment: R$ 177.27 million Auction criterion: Highest grant Monthly rental amount: R$ 171,2 Lease term: 20 years

Variable rental Value: R$ 4,35/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 2,710 (direct, indirect and income effect) Importance: The area has eight tanks for the storage of oil products, this being the main cargo at the Port of Itaqui, handling 5.9 million tones and expected to reach 17.9 million in 2060 (Master Plan, 2016). The complex works as a distribution hub for the north and northeast regions, serving Maranhão, Tocantins, Pará and Mato Grosso, as well as other nearby states by coastal shipping.

PPI Qualification: Resolution Nº 52, of May 8, 2019/ Decree nº 9972, of August 14, 2019 Winning consortium: Santos Participações, Grant amount of 40 million

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx

AUCTIONED

08/14/2021

Public hearing

04/09/2020

Bidding Document

s Studies

07/01/2019

Public Auction TCU

(Federal court of accounts) 10/16/2019 12/10/2020

Contract

12/18/2020

(34)

34

IQI13

PORTS – Lease on Liquid Bulk Terminal on port of Itaqui/MA

Brownfield

Project Terminal Area: 32,078 m² Vocation: Charge - Liquid bulk Static capacity: 78,722 m³

Expected Investment: R$ 178.5 million Auction criterion: Highest grant Monthly rental amount: R$ 166.8 Lease term: 20 years

Variable rental Value: R$ 4,23/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 2,725 (direct, indirect and income effect) Importance: The area has eight tanks for the storage of oil products, this being the main cargo at the Port of Itaqui, handling 5.9 million tones and expected to reach 17.9 million in 2060 (Master Plan, 2016). The complex works as a distribution hub for the north and northeast regions, serving Maranhão, Tocantins, Pará and Mato Grosso, as well as other nearby states by coastal shipping.

PPI Qualification: Resolution Nº 52, of May 8, 2019/ Decree nº 9972, of August 14, 2019 Winning consortium: Santos Participações, Grant amount of 59 million

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx

AUCTIONED

08/17/2021

Public hearing

04/09/2020

Bidding Document

s Studies

07/01/2019

Public Auction TCU

(Federal court of accounts) 10/16/2019 12/10/2020

Contract

12/18/2020

(35)

35

MCP02

PORTS – Lease terminal for handling and storage of solid vegetable bulk in the Port of Port of Santana/AP

Brownfield

Project Terminal Area : 3,186.74 m² Vocation: Cargo - Solid Vegetable Static capacity: 21,600/t

Expected Investment: R$ 41.35 million Auction criterion: Highest grant Monthly rental amount: R$ 39,10 Lease term: 25 years

Variable rental Value: R$ 3,32/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 628 (direct, indirect and income effect) Importance: The main cargo to be handled at the terminal is soybean meal, which represents 11% of the port's

“solid

vegetable

bulk”

profile and has a prominent importance in the Brazilian trade balance, with the country occupying the second position in world exports. Nowadays the cargo is sent to the Port of Santos, so that there will be a considerable reduction in internal transport costs with the change to the Port of Santana, much closer to the soy producing region in Brazil, located mainly in the state of Mato Grosso. In addition to this reduction in domestic transport, it must also be considered that Santana has a competitive advantage due to its proximity to Europe, allowing savings of five days of maritime navigation in comparison with Santos.

PPI Qualification: Resolution No. 107, of february 19, 2020.

Winning consortium: Caramuru Alimentos S/A, Grant amount of 5.850 million

Bidding Documents: http://web.antaq.gov.br/Sistemas/LeilaoInternetV2/PaginaPrincipal.aspx

AUCTIONED

Public

Hearing Bidding

Documents

Studies Public

Auction TCU

(Federal court of accounts) 12/23/2019 04/02/2020

Contract

06/24/2021 08/13/2021

12/17/2020 Q4 2021

(36)

36

MUC01

PORTS – Lease of Terminal for handling solid bulk (wheat grain) in the Port of Mucuripe/CE

Brownfield

Project Terminal Area: 6,000 m² Vocation: Cargo – Solid bulk (grains) Static capacity: 25,000/t

Expected Investment: R$ 47,7 million Auction criterion: Highest grant Monthly rental amount: R$ 128,25 Lease term: 25 years

Variable rental Value: R$ 3.1/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 720 (direct, indirect and income effect) Importance: According to information from the Master Plan, wheat landings account for 70.4%

of solid bulk operations, equivalent to 963,752 tones (2013 data), imported mostly from the United States, Argentina and Uruguay. Given the current capacity, the operation depends on the use of other tenants' space. With the project, this dependence on third parties will be reduced and will also bring improvements that will allow the autonomous operation of the terminal when unloading ships and transporting to the warehouse.

PPI Qualification: Resolution nº 121, of June 10, 2020.

Bidding Documents: http://web.antaq.gov.br/Sistemas/LeilaoInternetV2/PaginaPrincipal.aspx

06/24/2021

Public Hearing

Bidding Documents

Studies Public

Auction TCU

(Federal court of accounts)

08/13/2021

Contract

06/01/2020 08/25/2020 04/06/2021 Q4 2021

AUCTIONED

(37)

SSD09

PORTS – Lease of terminal for storage of general cargo at the Organized Port of Salvador/BA

37

Brownfield

Project Terminal Area: 16.707,81m²

Vocation: General Cargo Static capacity: 624TEUs (7.800t) Expected Investment: R$ 17,73 million Auction criterion: Highest grant Monthly rental amount: R$ 66,33 Auction criterion:: 10 years

Variable rental Value: n/a IRR: n/a

Jobs created throughout the lease contract: estimated 250 (direct, indirect and income effect) Importance: Of the total amount produced by the State of Bahia for export, 65% is shipped through the Salvador and Aratu-Candeias Port Complexes, and the state has a strong industrial profile, mainly due to the Camaçari Petrochemical Complex. According to information from the master plan of the Salvador and Aratu-Candeias Port Complex, between the years 2012 and 2017, general cargo handling had an increase of 90% in its volumes, reaching a total of 394 thousand tons in 2017.

PPI Qualification: Resolution nº 172, of April 27,2021

Bidding Documents: http://web.antaq.gov.br/sistemas/leilaointernetv2/PaginaPrincipal.aspx

AUCTIONED

08/13/2021 Q4 2021

TCU

(Federal court of accounts)

Public Hearing

Bidding Documents

Studies Public

Auction Contract

04/06/2021 n/a 05/20/2021 06/25/2021

(38)

38

TERSAB

PORTS – Lease of terminal Salineiro of Areia Branca/RN

Brownfield

Project Terminal Area: 35,114 m²

(31.711 m²offshore e 3.403 m² onshore)

Vocation: Cargo – solid mineral bulk Static capacity: 150,000t

Expected Investment: R$ 1164,11 million Auction criterion: Highest grant Monthly rental amount: R$ 365,9 Lease term: 25 years

Variable rental Value: R$ 1.78/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 2,526 (direct, indirect and income effect) Importance: In addition to human consumption, salt is widely used for other purposes, such as in the chemical and pharmaceutical industry, in addition to livestock, in the oil extraction process and in the manufacture of animal feed. The chemical industry is, in fact, one of the main demanders for salt production in Brazil, with a relative share of 31% (2014 data), followed by human and animal consumption, agriculture and food. Brazil is self-sufficient in the production of salt, producing 7.5 million tones in 2014, a mark that places it as the tenth largest producer in the world. Of this amount, 5.7 million tones originated precisely in Rio Grande do Norte.

PPI Qualification: Resolution nº 121, of June 10, 2020.

Public hearing: http://web.antaq.gov.br/Sistemas/LeilaoInternetV2/PaginaPrincipal.aspx Q3 2021

Public Hearing

Bidding Documents

Studies Public

Auction TCU

(Federal court of accounts)

Q4 2021

Contract

Q1 2022 11/04/2020

07/08/2020 04/12/2021

(39)

39

MAC13

PORTS - Lease of terminal for handling and storage of general cargo (sugar) in the Port of Maceió / AL

Q3 2021

Public Hearing

Bidding Documents

Studies Public

Auction TCU

(Federal court of accounts)

06/02/2020 Q4 2021

Contract

08/25/2020

Brownfield Project

Terminal Area: 71,262 m²

Vocation: Cargo – Solid Vegetable (sugar) Static capacity: 180,000/t

Expected Investment: R$ 57,864 million Auction criterion: Highest grant Monthly rental amount: R$ 395,6 Lease term: 25 years

Variable rental Value: R$ 5,15/t IRR: 9.38%

Jobs created throughout the lease contract: estimated 842 (direct, indirect and income effect) Importance: According to information from the Master Plan, wheat landings account for 70.4%

of solid bulk operations, equivalent to 963,752 tones (2013 data), imported mostly from the United States, Argentina and Uruguay. Given the current capacity, the operation depends on the use of other tenants' space. With the project, this dependence on third parties will be reduced and will also bring improvements that will allow the autonomous operation of the terminal when unloading ships and transporting to the warehouse.