Certification Form B - FCA Handbook

MAR 7A : Algorithmic trading Section 7A.2 : Purpose 7A G 7A.2.1 7A.2 Purpose The purpose of this chapter is to implement article 17 of MiFID, which imposes requirements on

† The above questions should be completed whether submission of this form is online or in one of the other ways set out in SUP 15.7.4R- 15.7.9G or in Solvency II firms: Senior

† The above questions should be completed whether submission of this form is online or in one of the other ways set out in SUP15.7 of the FCA Handbook and/or in the Non-Solvency II

Page 5 of 12 Evidence of the outcome of assessment please detail if this evidence is attached as a supporting document 6 Financial and non-financial interests If you have not

The purpose of this guidance is to outline the circumstances in which a body corporate will be an open-ended investment company and, in so doing, to: 1 give an overview of the

[Note: recital 2 to the IDD POG Regulation] In addition to, and/or by way of elaboration of, the factors set out in ■PROD 4.2.3G, for a non-investment insurance product a firm should

insurance sector for a banking/investment firm parent and vice versa, the balance sheet amount of the subsidiary or participation should be allocated to its sector using its individual

31 For each of the scenarios in 30, a group recovery plan must identify whether there are: a obstacles to implementing recovery measures within the group, including at the level of