Chapter 1 Preliminary: All securities - FCA Handbook

2 In the light of the results of a firm's reverse stress tests, the FSA appropriate regulator may require the firm to implement specific measures to prevent or mitigate the risk of

8 [deleted] 9 Bodies corporate in the same group as the relevant person in default or, in respect of a claim against a successor in default, bodies corporate in the same group as a

COND 2 : The threshold Section 2.5 : Suitability conditions 2 has ever been asked to resign from employment in such a position; whether the FCA considers a resignation to be

† The above questions should be completed whether submission of this form is online or in one of the other ways set out in SUP15.7 of the FCA Handbook and/or in the Non-Solvency II

Where a claim made in connection with protected investment business relates to an Additional Voluntary Contribution policy advised on or arranged by a relevant person, the FSCS must

In this section, and in■SUP 16 Annex 6R: 1 '12 month report' means the part of a persistency report or data report reporting on life policies or stakeholder pensions effected in Y- 2,

G This field is only mandatory when i the transaction in- volves an OTC derivative or a financial instrument admit- ted to trading on a market where the ISIN is not the in- dustry

[Note: article 281 of the IDD] 31For the purposes of identifying, in accordance with [■SYSC 3.3.5R, ■SYSC 3.3.13R,■SYSC 10.1.3Rand■SYSC 10.1.8R], in so far as those rules apply to the