Chapter 12 Group risk systems and controls ... - FCA Handbook

1.12 G When identifying liquidity risk and potential material harms that may result in re- lation to a firm’s use and management of collateral, the following considerations are

2 In the light of the results of a firm's reverse stress tests, the FSA appropriate regulator may require the firm to implement specific measures to prevent or mitigate the risk of

Note 2: If, for example: -an introductory, promotional, or preferential rate of interest applies to the account until a specified future date or the end of a fixed period; or -there

[Note: recital 2 to the IDD POG Regulation] In addition to, and/or by way of elaboration of, the factors set out in ■PROD 4.2.3G, for a non-investment insurance product a firm should

2 The following are examples of the consistency and coherence required by the ICARA process: a the potential material harms that the firm identifies under ■MIFIDPRU 7.4.13Rare

2.1B R A firm with potential liability under an excess policy and which satisfies the requirements of 1.1BR must tailor the statement in 2.1R to include ref- erence to the following: 1

[Note: recital 2 to the IDD POG Regulation] In addition to, and/or by way of elaboration of, the factors set out in ■PROD 4.2.3G, for a non-investment insurance product a firm should

A firm that is a UCITS investment firm or an operator of an electronic system in relation to lending must establish, implement and maintain adequate risk management policies and