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PREVALENCEOFHEARTBURN
ANDGASTROESOPHAGEAL
REFLUXDISEASEINTHEURBAN
BRAZILIANPOPULATION
JoaquimPradoP.MORAES-FILHO,DécioCHINZON,
JaimeNatanEISIG,ClaudioL.HASHIMOTOandSchliomaZATERKA
DepartmentofGastroenterology,FacultyofMedicine,ClinicsHospital,UniversityofSaoPaulo,Brazil. Grantsupport:AstraZeneca-Brazil.
Addressforcorrespondence:JoaquimPradoP.Moraes-Filho-RuaItapaiuna,1165-casa28-05009-001-SãoPaulo,SP.E-mail:joaquim.prado@uol.com.br
INTRODUCTION
Heartburnischaracterizedbyadiscomfortorburning sensationextendingfromthesternalmanubriumtothe baseoftheneck.Thedurationandfrequencyofheartburn, eventhoughbadpredictorsoftheseverityofesophagitis arestrongindicatorsofthepresenceofgastroesophageal refluxdisease(GERD)(7).
ThediagnosisandtreatmentofGERDareveryimportant becausethedisease,inadditiontothehighlydisturbing typicalsymptoms,hasaseriesofknownconsequences.Itmay affectthequalityoflife(21),decreasefunctionalactivity(25),
increase the health costs(2) and the risk of esophageal
carcinomainthecasesofBarrett’sesophagus(4).
Despitetheincreasingimportanceoftheearlydiagnosis ofGERDinclinical,therapeuticandeconomicterms,
therearefewstudiesavailableontheprevalenceofthe diseaseandtheprofileofthesepatients(8).Studieshave
beencarriedoutindifferentcountrieswitharelatively limitednumberofsubjects(13,15,18,24)orwithmethodological
deficiencies(18).Further,thelargescalepopulationalstudy
carriedoutbyGallupInstitutein1988(10)haslimitations
anddidnotprovideinformationthatmightbehelpfulin establishingtheprofileofindividualswiththisdisease. Thus,althoughsymptomaticGERDaffectsasignificant partofthepopulationandrepresentsthemajorityofthe carriersofthisdisease,therearefewepidemiologicaldata available.Besides,noneofthestudieshavespecifically addressedGERDinaLatin-Americancontext.Mindful of the possible influence of differing demographic, nutritional,socioeconomicanddiseasefactors,thepresent studywasdesigned.
ABSTRACT–Background-Theepidemiologicalaspectsofheartburnandgastroesophagealrefluxdiseasehavebeenobject ofgrowinginterestinthelastdecadebecauseofitsincreasingprevalenceandthecomplicationsofthedisease.Aims-To evaluatetheprevalenceofheartburnandgastroesophagealrefluxdiseaseaswellastheirmaincharacteristicsintheBrazilian urbanpopulation.Methods-Anationalinquireenrolling13,959adultswasconductedin22Braziliancities.Theinclusion criteriawerethepresenceofheartburnatleastonceaweek(“heartburngroup”)andagegreaterthan16yearsold.Individuals withheartburnwithfrequencyofmorethanonceaweekwereconsideredashavinggastroesophagealrefluxdisease(GERD group).Factorsrelatedtothecomplaintwereaskedsuchaspredisposingfactors,habits(tobacco,alcoholandcoffeeintake)and bodymassindex.Inthispopulationalstudyaprobabilisticmodelwasused.Results-Theresultsarepresentedinabsoluteand relativefrequency,whichwereponderatedestimatesoftherespectivepopulationfigures.Theglobalprevalenceofheartburn was11.9%(1,651persons).Heartburnonceaweekwaspresentin4.6%(637persons)andGERDin7.3%(1,014persons). Theaverageagesofbothgroupsweresimilar(men:36.9±15.0;women:39.6±15.1yrs).Femalesweremoreaffectedinboth groups.TheoccurrenceofGERDincreasedwithageandwasmoreprevalentafter55yearsold.Thebodymassindexwas inthenormalrangeandsimilarinbothgroups(men:24.7±4.6;women:25.3±5.2kg/m2).Inbothgroupstheindividuals relatedtheirsymptomstofoodintake,fattyandspicyfoods(heartburngroup:64.7%,28.5%,17.7%;GERDgroup:55.0%, 25.9%,11.7%respectively).InGERDgroup,stress(24.2%),healthproblems(22.3%)weremorerelatedtothesymptomsthan inheartburngroup(20.0%and15.0%respectively).Conclusions-Theglobalprevalenceofheartburn(11.9%)isrelatively highintheBrazilianurbanpopulation,althoughlowerthanthereportedfiguretoothercountries.HeartburnandGERDhave higherprevalenceinwomenandbotharerelatedtofoodintake,fattyandspicyfoods;GERDismoreprevalentinindividuals olderthan35yearsold.
Theprimaryobjectivewastoprovideapopulationalappraisal oftheprevalenceofheartburnandGERDinBrazilianpeople.
Thesecondaryobjectivesweretoevaluate:
1. Symptomanddiseasedistributionaccordingtoagegroups andgender.
2. Causeofsymptomdefinedbythepatientrelatedtofood, beverageintake(alcoholandcoffee)andsmokinghabits. 3. Causeofsymptomdefinedbythepatientrelatedtoemotional
aspects(tension,stress,anxietyandsadness).
4. Symptomandbodyweightratioassessedbythebodymass index(BMI).
MATERIALANDMETHODS
Subjects
Samplesfromthemetropolitanareasof22highlypopulated citiesinthesouthern,southeastern,centralandnortheastern regions of Brazil were chosen to participate in the study, totalizing32,052,221inhabitants.Forthepurposeofthestudy the sample distribution by age and gender was the same as thatoftheresidentpopulation.Atotalof13,959individuals wereinterviewed.
Individualswith16yearsofageandoverwereacceptedto participateinthestudy.Firstofall,thenatureandobjective of the questionnaire were explained and after obtaining verbal informed consent, the questions were proposed. In additiontoage,theinclusioncriteriawerepositiveanswer tothepresenceofatleastoneweeklyepisodeofretrosternal burning(heartburn).
Staff-Questionnaire
Theteamofinterviewerswerecomposedbynon-health relatedpersons,workingforacompanyspecializedinfield surveys(“DataFolha”SurveyInstitute,SãoPaulo,SP,Brazil), who were especially trained to carry out a populational epidemiological questionnaire to estimate the prevalence ofheartburnandGERDandotherrelatedinformation.The interviewers,whodidnothaveaccesstothestudyprotocol, weretotallyfamiliarwiththequestionnaireandwereinstructed tobetterexplainanyeventualquestionthatmightnothave been fully understood by the interviewed individuals.The answers obtained in each questionnaire were unknown to otherinterviewers.
Afterinformingtheirageandgivingvoluntaryconsent toparticipateinthestudy,theparticipantswereaskedifthey everhadaburningsensationintheirlife,definedasburning feeling starting in the stomach and radiating towards the throat.Apositiveanswerofoccasional,sporadicorimprecise occurrence of the symptom excluded individuals from the study.Thosewithheartburnatleastonceaweekwereincluded inthestudy.Thequestionnairewasthencontinuedtoobtain additionalinformation.
Individuals with heartburn once a week constituted the“heartburngroup”.Thosewhoreferredthesymptom morethanonceaweekwereconsideredashavingGERD
(“GERDgroup”)(17).
Individualswhogaveincompleteorunintelligibleanswers wereexcludedfromthesample,aswellas,thosewhowerenot residents,workedfordrugstores,pharmaceuticalindustryor advertisementcompanies.
The questionnaire included questions related to the followinginformation:
1. Presenceandcharacteristicsofheartburnastolocation andfrequency.
2. Demographicvariables:age,gender.
3. Biometry:bodymassindex:BMI=weight,W(kg)/height, h2(m).ABMIof20wasconsiderednormal;between20and
30overweight;>30obesity(3).
4. Relationshipofthesymptomstofood(fatty,spicy)and/or beverageintake(alcohol,coffee);anxiety,tension,stress, sadness;“healthproblems”;cigarettesmoking.
Ethics
ThestudywasapprovedbytheUniversityofSãoPauloSchool ofMedicine,SãoPaulo,SP,InstitutionalEthicsReviewBoard.
StatisticalAnalysis
Inthepresentpopulationalstudyaprobabilisticmodel was used.The questionnaires were ponderated according to data of the Brazilian Geography and Statistics Institute (IBGE)bygenderandageinallsiteswherethesurveywas carriedout,ensuringtherepresentativenessoftheinclusion andconsequentsample.
The questionnaires provided information regarding the ratesofindividualswithheartburn.Onlyindividualswhomet theinclusioncriteriawereincludedinthestudyandanswered thefullquestionnaire.Thesample(13,959)maybeconsidered representativeofthepopulationsincethepercentagedifferences found between the inclusion and the sample profiles are statisticallyacceptable.
Theprofilesofindividualswithheartburnisshownaccording tothenumberofweeklyepisodesofthesymptominabsolute andrelative(percentage)values,andareponderatedestimates oftherespectivepopulationalfigures.
MeanandstandarddeviationofageandBMIvariableswere calculatedtocharacterizethestudiedcases.
RESULTS
Atotalof13,959individualswereinterviewed.Considering onlythosewhomettheinclusioncriteria,thefollowingresults wereobtained.Theglobalprevalenceofheartburnwas11.8% (1,651individuals)(heartburnandGERDgroups).Theprevalence ofheartburngroupwas4.6%(637individuals).Theprevalence ofGERDgroupwas7.3%(1,014individuals).
Theresultsofdemographicdatainbothgroupsareshown inTable1.
Theresultsoftherelationshipbetweenthegroupsandage decadesareinTable2.
TheresultsrelatedtotheBMI(kg/m2±SD)dataareshown
inTable3.
FIGURE1.Heartburngroup.Causeofsymptoms Smoking Coffee Alcohol Healthproblem Spicyfood Stressanxiety Fattyfoods Foodintake
0 10 20 30 40 50 60 70 6,2 9,2 11,9 15 17,7 19,9 28,5 64,4 TABLE1-Demographicdata Heartburn group GERDgroup Heartburn+ GERDgroups
n 637(38.75%) 1,014(61.4%) 1,651(100%)
Meanage(years) 36.9±15.0 39.6±15.1 38.2±15.0
Meanage−men(years) 36.3±15.5 40.7±15.1 38.5±15.3
Meanage−women(years) 37.2±15.3 39.1±15.0 38.1±15.1
Men’sprevalence 281(44.1%) 349(34.4%) 630(38.1%)
Women’sprevalence 356(55.9%) 665(65.6%) 1,021(61.8%)
TABLE2-HeartburnandGERDgroupsaccordingtoagedecades
Ages(years) Heartburngroup
(n=637)
GERDgroup (n=1,014)
16-25n(%) 190(48.6%) 201(51.4%)
26-35n(%) 174(42.9%) 231(57.1%)
36-45n(%) 109(31.0%) 242(69.0%)
46-55n(%) 99(38.7%) 157(61.3%)
>55n(%) 65(26.2%) 183(73.8)
TABLE3-BMI(kg/m2±SD)
Heartburngroup GERDgroup
OverallBMI 24.7±4.6 25.3±5.2
Men 25.0±3.8 25.3±4.1
Women 24.5±5.1 25.4±5.7
TABLE4-Causesofsymptomsasdefinedbythepatients.Relationship withfood,beverageandtabagism HeartburnGroup (n=637) GerdGroup (n=1,014) FoodIntake(n) Men Women 412(64.6%) 178(43.2%) 234(56.7%) 558(55.0%) 196(35.1%) 362(64.8%) Fattyfoods(n) Men Women 182(28.5%) 79(43.4%) 103(56.5%) 263(25.9%) 77(29.2%) 186(70.7%) Spicyfoods(n) Men Women 113(17.7%) 55(48.6%) 58(51.3%) 119(11.7%) 41(34.4%) 78(65.5%) Alcohol(n) Men Women 76(11.9%) 53(67.0%) 23(29.1%) 88(8.6%) 64(72.7%) 24(27.2%) Coffee(n) Men Women 59(9.2%) 27(45.7%) 32(54.2%) 97(9.5%) 37(38.1%) 60(61.8%) Tabagism(n) Men Women 39(6.1%) 25(64.1%) 14(35.8%) 84(8.2%) 49(58.3%) 35(41.6%) TABLE5-Causesofsymptomdefinedbythepatients:stress,health problems Heartburngroup (n=637) GERDgroup (n=1014) Anxiety,tension,stress,sadness(n) Men Women 127(19.9%) 44(34.6%) 83(65.3%) 245(24.1%) 62(25.3%) 183(74.6%) Healthproblems(n) Men Women 96(15.0%) 32(33.3%) 64(66.6%) 226(22.2%) 71(31.4%) 155(68.5%) Smoking Alcohol Coffee Spicyfoods Healthproblems Stressanxiety Fattyfoods Foodintake
0 10 20 30 40 50 60
8,2 8,6 9,5 11,7 22,2 24,1 25,9 55 DISCUSSION
Brazil has a population of 169,799,170(12) with an urban
population of 137,961,820 millions.The 22 more densely populatedcities(correspondingto32,052,112inhabitants)were consideredinthepresentstudy.Asampleof13,959personswas takenforinterviews. Theethnicdistributionofthepopulationisdiverseand variesfromonetootherregion.Consideringthenationasa whole,Caucasiansrepresent53.8%,Afro-Brazilians6.2%, mulattos39.1%,Asians0.5%,others0.4%(12).Howeverthese
figuresshouldbecarefullyanalyzedduetotheheterogeneous regional distribution: in the southern region, for example, where the European migration, especially German and Italian,wasveryintense,Caucasiansclearlyprevail.Since itisdifficultinasurveylikethepresenttoobtainaccurate informationregardingraceorethnicbackground,thisquestion was not included in the questionnaire. Even so it may be concludedthateventualprevalenceofoneoranothergroup inthedifferentregionsweredilutedinthelargenumberof individualsinterviewedinthesample.Ontheotherhand,the interestinpopulationalstudieslaysexactlyonthefactthat
theresultsprovideestimatesandallowustomakeinferences forthepopulationasawhole(1).
Themajorobjectivesofthepresentstudyweretoestablishthe prevalenceandcharacteristicsofheartburn,whichmay,depending onthefrequencyandduration,stronglysuggestadiagnosisof GERD.Sinceheartburnis,bydefinition,aretrosternalburning sensation,weinitiallytriedtocarefullyestablishthelocation definedbyparticipants.
ThedefinitionofGERDisnotuniformlyacceptedandseveral definitionshavebeenproposed(7,17,26),allofthemassumingthat
patientswhocomplainofheartburn,regardlessofthepresence of injured esophageal mucosa, have GERD(9), which is not
alwaystrue.Whendoesheartburnreallyindicatethepresence ofGERD?Inthepresentcasuisticindividualswhocomplained ofheartburnatleasttwiceaweekwereconsideredashaving GERD.Although this criterion is somehow uncertain(8), we
assumedthatthepresenceofheartburn2ormoretimesaweek ishighlysuggestiveofthepresenceofGERD(17).
Quantitative questions were avoided in the questionnaire, especiallythoserelatedtoamoredistantpast,e.g.,theduration ofthesymptomor,moreprecisely,thetimeofhistory.Although this question might have provided interesting information, it wasnotincludedbecauseitcouldposeproblemswiththestudy designsuchasthefortuitouslackofaccuracyoftheanswers andselectionbias.
StudiesontheprevalenceofGERDarerelativelylimited. NEBELetal.(20)studied1,004outpatientswhowerepartof
thestaffofahospitalintheUnitedStatesandfound11% hadheartburndailyand12%withweeklysymptoms.The sample,however,wasnotrepresentativeofthepopulation asawholeandinaddition,theinvestigationwasnottotally validated(20).Another frequently cited study was carried
outbyGallupInstituteintheUnitedStatesin1988(10).The
resultsshowedthat44%ofthepopulationcomplainedof heartburnatleastonceamonth.Howeverthesedatashould becarefullyconsidered,sincethemethodologyusedtoobtain theinformationhasnotbeenreportedandtheresultshave notbeenpublishedinapeer-reviewedmedicaljournal(10).
Morerecently,LOCKEetal.(15)reportedastratifiedsample
inasmallcommunityintheUnitedStates,usingavalidated questionnairetosurveyGERD.Lettersweresentto2,200 residents and 2,073 answered the questionnaire. Results showthat19.8%hadheartburnonceaweekand60%had occasional symptoms(15). Similar data have been reported
inotherdevelopedcountries(13,24).Thesestudies,although
methodologically consistent, were not representative in populationalterms.
Epidemiological information on the occurrence of heartburnindevelopingcountriesareevenmorescarce,and itisunknownifthefiguresaresimilartothoseabove.Inour casuistic,theglobalprevalenceofheartburnwas11.9%,the prevalenceofheartburnoccurringonlyonceaweekwas4.6% andtheprevalenceofGERD(heartburnmorethanoncea week)was7.3%.Thepresentstudypopulationshowedlower prevalenceofheartburnandGERDthanothersstudies(15,24),
but our inclusion criteria of heartburn (once a week) and
GERD(morethanonceaweek)wasmorerestrictiveandmay haveomittedcasesthatotherwisewouldhavebeenincluded. On the other hand, atypical manifestations such as cough, hoarseness, asthma, were not taken into consideration and mayalsorepresentasignificantfigure.Wemaythensuppose thattheactualprevalenceofGERDshouldbehigherthanthe reportedinthepresentseries.
Theprevalenceofwomenin55.9%ofthecasesofGERD isnoteworthy,althoughsimilarfindingshavebeenreportedby LINDetal.(14)whofound58%ofwomeninastudycarriedout
in25DanishandSwedishcentersincluding424patientswith heartburnassociatedtoGERD.CARLSSONetal.(5)compared
theclinicalcharacteristicsofpatientswithsymptomaticGERD topatientswitherosiveesophagitis.Inthefirstgroup,62%were womenandinthesecondgroup,42%werewomen.Theseresults, combinedtothoseobtainedinthepresentstudysuggestthat symptomaticGERDisdefinitelymoreprevalentinwomen.
AccordingtoourdatatheoccurrenceofGERDincreased with age, and is more prevalent after 55 years old.This observationisinaccordancewithotherauthors(22),whichwas
actuallyexpectedsinceagingdecreasesthemotorpowerofthe esophagus,whichwasnamed“presbyesophagus”byHOLLIS andCASTELL(11).Itiswellknownthatalteredmotilityin
theesophagusinolderindividualsfavorthedevelopmentof gastroesophagealreflux(11).
Alotofcasesofheartburnonceaweekwereobservedin individualswithlessthan35yearsold.Itisdifficulttointerpret thisfinding,butitmayberelatedtothepresenceoffunctional complainsaffectingmorefrequentlyyoungpeople(11).
Theinformationaboutbodyweightandheightwereobtained throughthequestionnaireandassuchshouldbeconsidered withrestrictions.EvensotheBMIwaswithinthenormalrange forbothgendersandforindividualswithheartburngroupand inGERDgroup.Thisfindingsuggeststhatthepresenceofthe symptom,regardlessofthefrequency,isnotrelatedtobody weight or might be related to the apparent limited cases of obesityintheBrazilianpopulation(6).
Theperceptionoftheparticipantsregardingtheircomplaint andworseningfactorswereinteresting:mostofpeopleinboth gendersrelatedthepresenceofthesymptomtofoodingestion. Inthiscase,fattyfoodsprevailed,especiallyinwomen.This findingwasexpectedsinceitisknownthatfatrelaxesthelower esophagealsphincter(18,19)andslowsgastricemptying(16)which
arerelatedtogastroesophagealreflux.
CONCLUSIONS
InthestudiedurbanBrazilianpopulation:
1. Theglobalprevalenceofheartburnatleastonceaweekwas 11.9%.Heartburnpresentonlyonceaweekhadaprevalence of4.5%.TheprevalenceofGERDwas7.3%.
2. Heartburn present once a week was apparently more commoninindividualswithlessthan35yearsold.The occurrenceofGERDincreasedwithageandwasmore prevalentafter55yearsold.Inbothcases,theprevalence wasgreaterinwomen.
3. Ingestionoffoodswasconsideredanimportantfactorby the individuals with heartburn once a week (64.6%) and withGERD(55.0%),especiallyinwomen.Fattyfoodswere
consideredthemostrelevantworseningfactorforheartburn group(28.5%)andforGERDgroup(25.9%).
4. “Tension, stress, anxiety, sadness” was the second most importantfactorinthosewithheartburnonceaweek(19.9%) andGERD(24.1%),withhigherprevalenceinwomen.Other causesofsymptoms(“healthproblems”,tabagism)were lessindicatedbyheartburngroupandGERDgroup. 5. BMIwaswithinthenormalrangeinbothgroupsandsexes.
ACKNOWLEDGEMENTS
Prof.EamonQuigleyandProf.HenryCohenforthesuggestions tothemanuscript.
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