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BRICS:

Two Geopolitical Aspects

Octavio Amorim Neto

Brazilian School of Public and Business Administration (EBAPE)

Getulio Vargas Foundation (FGV), Rio de Janeiro

oamorim@fgv.br

(2)

Structure of the Presentation

• Two topics:

• 1) The voting cohesion of Brazil, Russia, India, China and South Africa in the UN General

Assembly.

(3)

The BRICS at the UN

• Convergence: a measure of agreement between two countries. Whenever two countries cast the same vote (yes, no

or abstain), there is convergence.

• The importance of measuring convergence:

• Ambassador Roberto Jaguaribe, Brazil’s Sherpa to the 2009 and 2010 BRICS Summits: “The BRICS forum is nor a normative forum, not a

forum for negotiations, but a forum for convergence.” (quoted in Stuenkel, The BRICS and the Future of Global Order, 2015, p. 89)

• Unity rate: a measure of cohesion within the BRICS group. Whenever all members cast the same vote (yes,

abstain or no), there is unity.

• Defection: a measure of disagreement within the group. Whenever at least one country casts a different vote, there

is a defection.

• Source: Anton Strezhnev and Erik Voeten, 2013, “United Nations General Assembly Voting Data,” available at

(4)

BRICS: Convergence with the US (1946-2012)

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 46 19 47 19 48 19 49 19 50 19 51 19 52 19 53 19 54 19 55 19 56 19 57 19 58 19 59 19 60 19 61 19 62 19 63 19 64 19 65 19 66 19 67 19 68 19 69 19 70 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

Convergence between each BRICS and the US at the UN General Assembly (1946-2012)

(5)

Convergence with Brazil

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

Convergence between each BRICS and Brazil at the UN General Assembly

(1971– 2012)

(6)

Convergence with Russia

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

(7)

Convergence with India

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

Convergence between each BRICS and India at the UN General Assembly (1971-2012)

(8)

Convergence with China

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

Convergence between each BRICS and China at the UN General Assembly (1971– 2012)

(9)

Convergence with South Africa

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12

Convergence between each BRICS and South Africa at the UN General Assembly (1971-2012)

(10)

Convergence Among the BRICS (1971-1989)

Brazil

Russia

India

China

South Africa

Brazil

1

Russia

0,66

1

India

0,82

0,74

1

China

0,81

0,75

0,85

1

(11)

Convergence Among the BRICS (1990-2003)

Brazil

Russia

India

China

South Africa

Brazil

1

Russia

0,63

1

India

0,79

0,60

1

China

0,81

0,62

0,83

1

(12)

Convergence Among the BRICS (2004 -2008)

Brazil

Russia

India

China

South Africa

Brazil

1

Russia

0,70

1

India

0,77

0,73

1

China

0,84

0,79

0,82

1

(13)

Convergence Among the BRICS from 2009

to 2012

Brazil

Russia

India

China

South Africa

Brazil

1

Russia

0,69

1

India

0,82

0,68

1

China

0,86

0,76

0,83

1

(14)

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7 0,8 0,9 1,0 1968 1970 1972 1974 1976 1978 1980 1982 1984 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014

Yearly Unity Rates of the original BRICs at the UN

General Assembly (1971–2012) (% of n = 3891)

(15)

Defection Rates within the BRICS according

to Resolution topics (2009-2012)

UN Resolution Themes

Brazilian Defection

Russian Defection

Indian Defection

Chinese Defection

South African Defection

Agrees

Dissents

Agrees

Dissents

Agrees

Dissents

Agrees

Dissents

Agrees

Dissents

Political and Security

96

1

84

13

84

13

96

1

84

13

Economic Issues

20

0

17

3

20

0

20

0

17

3

Socio-technical-cultural

79

2

78

3

81

0

81

0

78

3

Decolonization-Tutelage

43

0

36

7

43

0

43

0

36

7

UN Management and

Finances

4

0

4

0

4

0

4

0

4

0

Legal Issues

6

0

6

0

6

0

6

0

6

0

Palestine Issue

18

0

10

8

18

0

18

0

10

8

Total

266

3

235

34

256

13

268

1

235

34

(16)

Conclusion on the BRICS’s cohesion rates at the UN

• Growing unity within the BRICS group at UNGA.

• Russia is the main defector, particularly on political and security

motions.

(17)

Doves vs. Hawks(?):

The role of military power in Brazil’s grand strategy

• The dovish perspective.

• Brazil does not need and does not want military power to be invited to the best international tables,

like Japan and Germany since 1945.

• Brazil does not need military power to defend itself from its weak neighbors.

• Brazil cannot afford to have real military power.

• Yes, Brazil is unlikely have a permanent seat on the UNSC, but it can get all the rest it wants

without military power.

(18)

Doves vs. Hawks(?):

The role of military power in Brazil’s grand strategy

• The (sort of) hawkish perspective.

• Military power matters to Brazil, since the armed forces can help foreign policy in its effort to expand the

country’s bargaining capacity and autonomy.

• Due to its intrinsic importance, military power cannot, under any circumstances, be neglected as a useful tool to achieve

the national interest.

• A weak military structure reduces the maneuvering room of the country’s foreign policy.

• A weak military structure exposes the country to conditionalities set by foreign powers in the latter’s disputes with Brazil.

• The lack of appropriate military capabilities also contributes to the reduction of Brazil’s soft power.

• Brazil needs to develop military capabilities commensurate with its international status and ready to protect the country’s

growing interests in the international arena.

(19)

BRICS: Military Capabilities

National Material Capabilities (CINC): the concept

• The Composite Index of National Capabilitiy (CINC, Singer et al, 1972).

• Includes the production of iron and steel, urban population, total population, total

military spending, total military personnel and total energy production of a

country in relation to the total resources available in the international system.

(20)

BRICS: National Material Capabilities (CINC)

(1946-2007)

0,0% 5,0% 10,0% 15,0% 20,0% 25,0% 30,0% 35,0% 40,0% 19 46 19 47 19 48 19 49 19 50 19 51 19 52 19 53 19 54 19 55 19 56 19 57 19 58 19 59 19 60 19 61 19 62 19 63 19 64 19 65 19 66 19 67 19 68 19 69 19 70 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07

(21)

National Material Capabilities (CINC) of USA, France,

United Kingdom, Japan and Germany (1946-2007)

0,0% 5,0% 10,0% 15,0% 20,0% 25,0% 30,0% 35,0% 40,0% 19 46 19 47 19 48 19 49 19 50 19 51 19 52 19 53 19 54 19 55 19 56 19 57 19 58 19 59 19 60 19 61 19 62 19 63 19 64 19 65 19 66 19 67 19 68 19 69 19 70 19 71 19 72 19 73 19 74 19 75 19 76 19 77 19 78 19 79 19 80 19 81 19 82 19 83 19 84 19 85 19 86 19 87 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07

(22)

Military expenditure of the BRICS, constant (2011)

US$ m., 1988-2014

0 50000 100000 150000 200000 250000 300000 350000 400000 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12 20 13 20 14

(23)

Military expenditure of the BRICS as percentage of

gross domestic product, 1988-201

4

0,0% 1,0% 2,0% 3,0% 4,0% 5,0% 6,0% 7,0% 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12 20 13 20 14

(24)

Military expenditure of the BRICS as percentage of

Government spending (1988-2014)

0 0,02 0,04 0,06 0,08 0,1 0,12 0,14 0,16 0,18 0,2 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12 20 13 20 14

(25)

Military expenditure per capita of the BRICS

(1988-2014) (Current US$)

0,0 100,0 200,0 300,0 400,0 500,0 600,0 700,0 800,0 900,0 1000,0 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12 20 13 20 14

(26)

Military Expenditures of the BRICS countries in 2014

Country/Attribute

Military expenditure

Military Expenditure

(%GDP)

Military Expenditure

(% of Government Expenditure)

Military Expenditure

(per capita)

Brazil

37290

1,4%

3,4%

157

USSR/Russia

91694

4,5%

11,7%

593

India

49999

2,4%

9,1%

39,4

China

190974

2,06%

7,3%

155

South Africa

4917

1,2%

3,5%

73,4

(27)

Military Assets:

Comparison of BRICS with USA, France and UK

Attribute/Country

Brazil

China

India

Russia

South Africa

USA

France

UK

Nuclear warheads

0

~250

90-110

~8500

0

~7700

~300

225

ICBM (Launchers)

0

66

Tests

356

0

450

0

0

Bomber aircraft

?

120

?

141

0

154

0

0

Ballistic-missile nuclear-powered submarines

0

4

Tests

11

0

14

4

4

Active personnel

318500

2333000

1325000

845000

62100

1492200

222200

169150

Armored infantry fighting vehicles

?

3621

1455

7660

534

4559

530

350

Main battle tanks

393

6840

2874

2750

34

2786

254

227

Artillery

1805

13216

9702

5837

1255

7429

375

660

Attack/Guided missile submarines

5

66

14

45

3

58

6

7

Aircraft carriers

1

1

1

1

0

10

1

Cruisers, Destroyers & Frigates

14

69

24

32

4

103

23

19

Principal amphibious ships

1

3

1

0

30

4

7

Tactical aircraft

?

1817

826

1293

?

3293

311

223

Attack helicopters

9

108

20

392

5

907

40

66

Heavy/medium transport aircraft

20

65

33

184

7

721

37

32

Heavy/medium transport helicopters

54

307

105

616

39

2870

175

176

Tanker and multi-role tanker/transport aircraft

2

13

6

20

524

34

11

Airborne early-warning and control aircraft

5

18

3

23

?

101

7

6

Heavy unmanned aerial vehicles

0

Some

4

Some

0

469

4

10

(28)

Brazilian Military Readiness in 2011: The Navy

Equipment

Existing

Operational

Percentage Operational

Ships

98

48

48,98

Aircraft

23

2

8,70

Helicopters

67

22

32,84

Tanks

74

33

44,59

Canons

30

15

50,00

Missile Launcher

26

12

46,15

(29)

Brazilian Military Readiness in 2011: The Army

Equipment

Existing

Operational

Percentage Operational

Tanks

1953

1079

55,25

Helicopters

79

37

46,84

Wheeled Vehicles

6982

5318

76,17

(30)

Brazilian Military Readiness in 2011: The Air Force

Equipment

Existing

Operational

Percentage Operational

Fighter

208

85

40,87

Patrol

298

100

33,56

Recon

14

8

57,14

Training

13

5

38,46

Inspection

114

74

64,91

Demonstration

9

3

33,33

Helicopters

73

27

36,99

Portable Missiles

48

48

100,00

(31)

Percentage of Military Officers in the President’s Cabinet

(1946-2010)

45 23 47 29 9 3 0 10 20 30 40 50 60 1945 1950 1955 1960 1965 1970 1975 1980 1985 1990 1995 2000 2005 2010

(32)

Military Expenditure as % of Federal Expenditures

(1945-2011)

36 15 26 44 25 14 4 0 5 10 15 20 25 30 35 40 45 50 45 50 55 60 65 70 75 80 85 90 95 00 05 10

(33)

Military Personnel per one thousand inhabitants

(1946-2008)

4,6 1,8 3,9 2,3 1,8 1,6 0 0,5 1 1,5 2 2,5 3 3,5 4 4,5 5 19 45 19 50 19 55 19 60 19 65 19 70 19 75 19 80 19 85 19 90 19 95 20 00 20 05

(34)

Average annual Brazilian contribution of personnel to UN

Peacekeeping Operations (1990 to 2014)

31 1100 530 96 842 1344 2277 1755 0 500 1000 1500 2000 2500 19 90 19 92 19 94 19 96 19 98 20 00 20 02 20 04 20 06 20 08 20 10 20 12 20 14

(35)

Number of Troops engaged in Law and Order Missions (GLO)

(1988 to 2014)

23000 38000 8000 55500 0 2 4 6 8 10 12 14 16 18 0 10000 20000 30000 40000 50000 60000 19 88 19 89 19 90 19 91 19 92 19 93 19 94 19 95 19 96 19 97 19 98 19 99 20 00 20 01 20 02 20 03 20 04 20 05 20 06 20 07 20 08 20 09 20 10 20 11 20 12 20 13 20 14

N

um

ber

of

GLO

Opera

ti

o

ns

A

nnual

A

v

era

g

e

N

um

bers

of

T

ro

o

ps

in GL

O

Troops Operations

(36)

Concluding remarks on the role of military power in

Brazil’s grand strategy

• The doves have the upper hand and are very likely to remain so.

• Bismarck once said that Italy had a big appetite but poor teeth…

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