Pr♦❣r❛♠❛ ❞❡ Pós✲●r❛❞✉❛çã♦ ❡♠ ▼❛t❡♠át✐❝❛
❈✉rs♦ ❞❡ ▼❡str❛❞♦ ❡♠ ▼❛t❡♠át✐❝❛
❙♦❜r❡ ✉♠❛ ❝❧❛ss❡ ❞❡ ♣r♦❜❧❡♠❛s ❡❧í♣t✐❝♦s ❝♦♠
♥ã♦ ❧✐♥❡❛r✐❞❛❞❡s ❞♦ t✐♣♦ ❝ô♥❝❛✈♦✲❝♦♥✈❡①❛
♣♦r
▼❛①✇❡❧❧ ❞❡ ❙♦✉s❛ P✐t❛
s♦❜ ♦r✐❡♥t❛çã♦ ❞♦
Pr♦❢✳ ❉r✳ ❊✈❡r❛❧❞♦ ❙♦✉t♦ ❞❡ ▼❡❞❡✐r♦s
❉✐ss❡rt❛çã♦ ❛♣r❡s❡♥t❛❞❛ ❛♦ ❈♦r♣♦ ❉♦✲ ❝❡♥t❡ ❞♦ Pr♦❣r❛♠❛ ❞❡ Pós✲●r❛❞✉❛çã♦ ❡♠ ▼❛t❡♠át✐❝❛ ✲ ❈❈❊◆ ✲ ❯❋P❇✱ ❝♦♠♦ r❡✲ q✉✐s✐t♦ ♣❛r❝✐❛❧ ♣❛r❛ ♦❜t❡♥çã♦ ❞♦ tít✉❧♦ ❞❡ ▼❡str❡ ❡♠ ▼❛t❡♠át✐❝❛✳
❧✐♥❡❛r✐❞❛❞❡s ❞♦ t✐♣♦ ❝ô♥❝❛✈♦✲❝♦♥✈❡①❛ ✴ ▼❛①✇❡❧❧ ❞❡ ❙♦✉s❛ P✐t❛✳✕❏♦ã♦ P❡ss♦❛✱ ✷✵✶✸✳
✼✹❢✳
❖r✐❡♥t❛❞♦r✿ ❊✈❡r❛❧❞♦ ❙♦✉t♦ ❞❡ ▼❡❞❡✐r♦s ❉✐ss❡rt❛çã♦ ✭▼❡str❛❞♦✮ ✲ ❯❋P❇✴❈❈❊◆
✶✳ ▼❛t❡♠át✐❝❛✳ ✷✳ Pr♦❜❧❡♠❛s ❡❧í♣t✐❝♦s s❡♠✐❧✐♥❡❛r❡s✳ ✸✳ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛✳ ✹✳ Pr✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✳
❆ ❉❡✉s✱ ♣♦r ♥♦s ❞❛r ❛ ❡s♣❡r❛♥ç❛ ❞❡ ✉♠❛ ✈✐❞❛ ❡♠ ♣❛③✳
❆♦s ♠❡✉s ♣❛✐s✱ ♣❡❧♦ ❡♥♦r♠❡ ❛♣♦✐♦ ❡♠ t♦❞♦s ♦s ♠♦♠❡♥t♦s✱ ♣r✐♥❝✐♣❛❧♠❡♥t❡ ♥♦s ♠❛✐s ❞✐❢í❝❡✐s✳
➚ ▼✐♥❤❛ ♥❛♠♦r❛❞❛ ❊❞♥❛✱ ♣♦r ❡st❛r s❡♠♣r❡ ♣r❡s❡♥t❡✳
❆♦ ♠❡✉ ♦r✐❡♥t❛❞♦r ❊✈❡r❛❧❞♦✱ ♣♦r ❡st❛r s❡♠♣r❡ ❞✐s♣♦♥í✈❡❧ ❛ ❡s❝❧❛r❡❝❡r q✉❛✐sq✉❡r ❞ú✲ ✈✐❞❛s✱ ♣❡❧❛ ❛♠✐③❛❞❡✱ ♣❡❧♦ ✐♥❝❡♥t✐✈♦ ❡ ♣♦r ❛❝r❡❞✐t❛r ❡♠ ♠✐♠✱ ❛♣❡s❛r ❞❡ t♦❞❛s ❛s ♠✐♥❤❛s ❞✐✜❝✉❧❞❛❞❡s✳
❆♦ ♣r♦❢❡ss♦r ❇r✉♥♦✱ ♣❡❧❛ ❞✐s♣♦♥✐❜✐❧✐❞❛❞❡ ❡♠ ♠❡ ❛❥✉❞❛r✳
❆♦s ♠❡✉s ♣r♦❢❡ss♦r❡s ❞❛ ❣r❛❞✉❛çã♦ ❡♠ ♠❛t❡♠át✐❝❛ ❞♦ ■❋❈❊✿ ▼ár✐♦ ❞❡ ❆ss✐s ❖❧✐✈❡✐r❛ ❡ ❏♦sé ❆❧✈❡s✱ ♣❡❧♦s ❡①❝❡❧❡♥t❡s ❡♥s✐♥❛♠❡♥t♦s✳
❆♦s ♣r♦❢❡ss♦r❡s ❞❛ ♣ós✲❣r❛❞✉❛çã♦ ❡♠ ♠❛t❡♠át✐❝❛ ❞❛ ❯❋P❇✿ ❈❛r❧♦s ❇♦❝❦❡r✱ ▲✐③❛♥❞r♦✱ ◆❛♣♦❧❡♦♥ ❡ ❆❧❡①❛♥❞r❡✱ ♣❡❧❛s ❞✐s❝✐♣❧✐♥❛s ❧❡❝✐♦♥❛❞❛s q✉❡ ❝♦♥tr✐❜✉ír❛♠ ♠✉✐t♦ ♣❛r❛ ❛ ♠✐♥❤❛ ❢♦r♠❛çã♦✳
❆♦s ♠❡✉s ♣❛✐s✱ ▼❛r✐❛ ❙♦❝♦rr♦ ❞❡ ❙♦✉s❛ P✐t❛ ❡ ❏♦sé P✐t❛ ◆❡t♦✳
◆❡st❡ tr❛❜❛❧❤♦✱ ✈❛♠♦s ❡st❛❜❡❧❡❝❡r ✉♠❛ ✈❡rsã♦ ❞♦ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛ ❞❡✈✐❞♦ ❛ ▼❛rt✐♥ ❙❝❤❡❝❤t❡r ❬✶✷❪✱ ❛ q✉❛❧ ✐rá ❢♦r♥❡❝❡r ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ❡♠ ✉♠ ♥í✈❡❧ ♠❛①✲♠✐♥✳ ❈♦♠♦ ❝♦♥s❡q✉ê♥❝✐❛ ❞❡st❡✱ ❥✉♥t❛♠❡♥t❡ ❝♦♠ ♦ Pr✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✱ ✈❛♠♦s ♦❜t❡r ❛❧❣✉♥s r❡s✉❧t❛❞♦s ❞❡ ❡①✐stê♥❝✐❛ ❡ ♠✉❧t✐♣❧✐❝✐❞❛❞❡ ❞❡ s♦❧✉çã♦ ♣❛r❛ ✉♠❛ ❝❧❛ss❡ ❞❡ ♣r♦❜❧❡♠❛s ❡❧í♣t✐❝♦s s❡♠✐❧✐♥❡❛r❡s ❡♥✈♦❧✈❡♥❞♦ ✉♠❛ ♥ã♦✲❧✐♥❡❛r✐❞❛❞❡ ❞♦ t✐♣♦ ❝ô♥❝❛✈♦✲❝♦♥✈❡①❛✳
■♥ t❤✐s ✇♦r❦✱ ✇❡ ✇✐❧❧ ❡st❛❜❧✐s❤ ❛ ✈❡rs✐♦♥ ♦❢ t❤❡ ▼♦✉♥t❛✐♥ P❛ss ❚❤❡♦r❡♠ ❞✉❡ t♦ ▼❛rt✐♥ ❙❝❤❡❝❤t❡r ❬✶✷❪✱ ✇❤✐❝❤ ✇✐❧❧ ♣r♦✈✐❞❡ ❛ ❈❡r❛♠✐ s❡q✉❡♥❝❡ ❛t ❛ ♠❛①✲♠✐♥ ❧❡✈❡❧✳ ❆s ❛ ❝♦♥s❡q✉❡♥❝❡ ♦❢ t❤✐s r❡s✉❧t✱ t♦❣❡t❤❡r ✇✐t❤ t❤❡ ❊❦❡❧❛♥❞ ✈❛r✐❛t✐♦♥❛❧ ♣r✐♥❝✐♣❧❡✱ ✇❡ ♦❜t❛✐♥ s♦♠❡ r❡s✉❧ts ♦❢ ❡①✐st❡♥❝❡ ❛♥❞ ♠✉❧t✐♣❧✐❝✐t② ♦❢ s♦❧✉t✐♦♥ ❢♦r ❛ ❝❧❛ss ♦❢ s❡♠✐❧✐♥❡❛r ❡❧❧✐♣t✐❝ ♣r♦❜❧❡♠s ✐♥✈♦❧✈✐♥❣ ❛ ♥♦♥❧✐♥❡❛r✐t② ♦❢ ❝♦♥❝❛✈❡✲❝♦♥✈❡① t②♣❡✳
■♥tr♦❞✉çã♦ ✽ ✶ ❯♠ t❡♦r❡♠❛ ❞♦ t✐♣♦ ♠❛①✲♠✐♥ ❡ ♦ ♣r✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞ ✶✷ ✶✳✶ ❖ ❝❛♠♣♦ ♣s❡✉❞♦✲❣r❛❞✐❡♥t❡ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✶✷ ✶✳✷ ❖ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✶✸ ✶✳✸ ❖ ♣r✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✷✶
✷ ❯♠ ♣r♦❜❧❡♠❛ ❛ss✐♥t♦t✐❝❛♠❡♥t❡ ❧✐♥❡❛r ✷✸
✷✳✶ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✷✳✶ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✷✺ ✷✳✷ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✷✳✷ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✸✼
✸ ❯♠ ♣r♦❜❧❡♠❛ ❙✉♣❡r❧✐♥❡❛r ✹✷
✸✳✶ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✸✳✶ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✹✺ ✸✳✷ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✸✳✷ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✺✶
✹ ❖ ❝❛s♦ f(x, u)≡λu ✺✼
✹✳✶ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✹✳✶ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✺✽ ✹✳✷ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✹✳✷ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✺✾
❆ ❘❡s✉❧t❛❞♦s ✉t✐❧✐③❛❞♦s ✻✷
❆✳✶ ❉✐❢❡r❡♥❝✐❛❜✐❧✐❞❛❞❡ ❞❡ ❢✉♥❝✐♦♥❛✐s ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✻✷ ❆✳✷ ❘❡❣✉❧❛r✐❞❛❞❡ ❞♦s ❢✉♥❝✐♦♥❛✐s ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✻✸ ❆✳✸ ❆✉t♦✈❛❧♦r❡s ❞♦ ▲❛♣❧❛❝✐❛♥♦ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✻✼ ❆✳✹ ❘❡s✉❧t❛❞♦s ❞❡ ❆♥á❧✐s❡ ❋✉♥❝✐♦♥❛❧ ❡ ❚❡♦r✐❛ ❞❛ ▼❡❞✐❞❛ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✳ ✻✾
❘❡❢❡rê♥❝✐❛s ❇✐❜❧✐♦❣rá✜❝❛s ✼✶
❱❛♠♦s ✉t✐❧✐③❛r ❛s s❡❣✉✐♥t❡s ♥♦t❛çõ❡s✿
◆♦t❛çõ❡s ❣❡r❛✐s✿
• Br(x) ❞❡♥♦t❛ ❛ ❜♦❧❛ ❛❜❡rt❛ ❞❡ r❛✐♦r ❡ ❝❡♥tr♦ x✳
• ⇀ ❡→ ❞❡♥♦t❛♠ ❝♦♥✈❡r❣ê♥❝✐❛ ❢r❛❝❛ ❡ ❢♦rt❡✱ r❡s♣❡❝t✐✈❛♠❡♥t❡✳
• |Ω| ❞❡♥♦t❛ ❛ ♠❡❞✐❞❛ ❞❡ ▲❡❜❡s❣✉❡ ❞♦ ❝♦♥❥✉♥t♦Ω✳
• ∆u=Pni=1 ∂u
∂xi ❞❡♥♦t❛ ♦ ❧❛♣❧❛❝✐❛♥♦ ❞❛ ❢✉♥çã♦ ✉✳
• ∇u= (∂x∂u1, ...,∂x∂un) ❞❡♥♦t❛ ♦ ❣r❛❞✐❡♥t❡ ❞❛ ❢✉♥çã♦ ✉✳
• q✳t✳♣ é ✉♠❛ ❛❜r❡✈✐❛çã♦ ❞❡ q✉❛s❡ t♦❞♦ ♣♦♥t♦✳ • u+ =♠❛①{0, u}✳
• u− =♠❛①{0,−u}✳
• I′ ❞❡♥♦t❛ ❛ ❞❡r✐✈❛❞❛ ❛ ●ât❡❛✉① ❞♦ ❢✉♥❝✐♦♥❛❧ I✳
• ∂Ω ❞❡♥♦t❛ ❛ ❢r♦♥t❡✐r❛ ❞♦ ❝♦♥❥✉♥t♦ Ω✳
❊s♣❛ç♦s ❞❡ ❢✉♥çõ❡s✿
• Lp(Ω)❂{u: Ω→R❀u é ♠❡♥s✉rá✈❡❧ ❡ R
Ω|u|p <∞}✳
• L∞(Ω)❂{u: Ω→R❀ ué ♠❡♥s✉rá✈❡❧ ❡ ∃C > 0t❛❧ q✉❡ |u(x)| ≤C q✳t✳♣ ❡♠ Ω}✳
• 0 ❞❡♥♦t❛ ♦ ❡s♣❛ç♦ ❞✉❛❧ ❞♦ ❊s♣❛ç♦ ❞❡ ❙♦❜♦❧❡✈ 0 ✳
• C(Ω) ❞❡♥♦t❛ ♦ ❡s♣❛ç♦ ❞❛s ❢✉♥çõ❡s ❝♦♥tí♥✉❛s ❡♠ Ω✳
• C1(Ω) ❞❡♥♦t❛ ♦ ❡s♣❛ç♦ ❞❛s ❢✉♥çõ❡s ❝♦♥t✐♥✉❛♠❡♥t❡ ❞✐❢❡r❡♥❝✐á✈❡✐s ❡♠ Ω✳
• C∞
0 (Ω) ❞❡♥♦t❛ ♦ ❡s♣❛ç♦ ❞❛s ❢✉♥çõ❡s ❞❡ ❝❧❛ss❡ C∞ ❡♠ Ω❝♦♠ s✉♣♦rt❡ ❝♦♠♣❛❝t♦✳
◆♦r♠❛s✿
• kuk= RΩ|∇u|2dx12✱ ♣❛r❛ u∈H1
0(Ω)✳
• khk∞ = inf{C >0;|u(x)| ≤C q✳t✳♣ ❡♠ Ω} ❞❡♥♦t❛ ❛ ♥♦r♠❛ ❡♠ L∞(Ω)✳
• khkp = (
R
Ω|u|p)
1
p ❞❡♥♦t❛ ❛ ♥♦r♠❛ ❡♠ Lp(Ω) ❝♦♠ 1≤p < ∞✳
❖ ♦❜❥❡t✐✈♦ ❞❡st❛ ❞✐ss❡rt❛çã♦ é ❡st✉❞❛r ❛ ❡①✐stê♥❝✐❛ ❡ ♠✉❧t✐♣❧✐❝✐❞❛❞❡ ❞❡ s♦❧✉çã♦ ♥ã♦ ♥❡❣❛t✐✈❛ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛
−∆u=h(x)uq+f(x, u) ❡♠ Ω
u= 0 s♦❜r❡ ∂Ω,
✭✶✮
♦♥❞❡ Ω é ✉♠ ❞♦♠í♥✐♦ ❧✐♠✐t❛❞♦ ❡ s✉❛✈❡ ❡♠ RN (N ≥ 1)✱ 0 < q < 1 ❡ ❛s ❢✉♥çõ❡s h(x) ❡ f(x, s)s❛t✐s❢❛③❡♠ ❛❧❣✉♠❛s ❝♦♥❞✐çõ❡s ❞❡ ❝r❡s❝✐♠❡♥t♦✳
❊st❛ ❞✐ss❡rt❛çã♦ é ❜❛s❡❛❞❛ ♥♦s ❛rt✐❣♦s ❞❡ ▲✐✱ ❲✉ ❡ ❩❤♦✉ ❬✶✵❪ ❡ ❙❝❤❡❝❤t❡r ❬✶✷❪✳
❖ ♣r♦❜❧❡♠❛ ✭✶✮ ❢♦✐ ❛♠♣❧❛♠❡♥t❡ ❡st✉❞❛❞♦ s♦❜ ✈ár✐❛s ❤✐♣ót❡s❡s ❡♠ h(x) ❡ f(x, s)✳ ❊♠
❬✻❪ ❢♦✐ ❡st✉❞❛❞♦ ♦ ❝❛s♦ ♦♥❞❡ h(x) ≡ λ ❡ f(x, s) ≡ 0✳ ◆❡st❡ ❝❛s♦ ❢♦✐ ♣r♦✈❛❞♦ q✉❡ ❡①✐st❡
✉♠❛ ú♥✐❝❛ s♦❧✉çã♦ ♣♦s✐t✐✈❛ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ✭✶✮✳ ❆❧é♠ ❞✐ss♦✱ ❲❛♥❣ ❡♠ ❬✶✸❪ ♣r♦✈♦✉ q✉❡✱ s❡ h(x) ≡λ é ✉♠❛ ❝♦♥st❛♥t❡ ♣♦s✐t✐✈❛✱ ♦ ♣r♦❜❧❡♠❛ ✭✶✮ ♣♦ss✉✐ ✐♥✜♥✐t❛s s♦❧✉çõ❡s un ∈H01(Ω)
t❛✐s q✉❡ |un|∞ → 0✱ I(un) < 0 ❡ I(un) → 0✳ P❛r❛ ♦ ❝❛s♦ ♦♥❞❡ f(x, s) é s✉♣❡r❧✐♥❡❛r
♣♦❞❡♠♦s ❝✐t❛r ♦ ❢❛♠♦s♦ ❛rt✐❣♦ ❞❡ ❆♠❜r♦s❡tt✐✱ ❇r❡③✐s ❡ ❈❡r❛♠✐✱ ❬✶❪✱ ♥♦ q✉❛❧ ❡st✉❞❛r❛♠ ♦ ❝❛s♦ ♦♥❞❡h(x) =λ ❡f(x, u) =up✱ ❝♦♠ 0< q <1< p ❡λ >0✳ ❆tr❛✈és ❞♦ ♠ét♦❞♦ ❞❡ s✉❜
❡ s✉♣❡rs♦❧✉çã♦ ❡st❡s ❛✉t♦r❡s ♣r♦✈❛r❛♠ q✉❡ ❡①✐st❡ Λ >0 t❛❧ q✉❡ λ ∈ (0,Λ) s❡✱ ❡ s♦♠❡♥t❡
s❡✱ ♦ ♣r♦❜❧❡♠❛ ✭✶✮ ♣♦ss✉✐ ✉♠❛ s♦❧✉çã♦ ♥ã♦✲tr✐✈✐❛❧✳ ❆❧é♠ ❞✐ss♦✱ s❡p∈(1,NN+2−2)❢♦✐ ♣r♦✈❛❞❛
❛ ❡①✐stê♥❝✐❛ ❞❡ ♦✉tr❛ s♦❧✉çã♦✱ ❝❛s♦ t❡♥❤❛♠♦s 0< λ <Λ✳
❆s ❤✐♣ót❡s❡s ✉t✐❧✐③❛❞❛s ♥❡st❛ ❞✐ss❡rt❛çã♦✱ ❛s q✉❛✐s ✈❡r❡♠♦s ♥♦ ✐♥í❝✐♦ ❞❡ ❝❛❞❛ ❝❛♣ít✉❧♦✱ ❞✐❢❡r❡♠ ❞❛s ❤✐♣ót❡s❡s ✉s❛❞❛s ♥❡st❡s ♦✉tr♦s ❛rt✐❣♦s✱ ♦♥❞❡ ❞❡s❝❛rt❛♠♦s ✈ár✐❛s ❤✐♣ót❡s❡s ❞♦s ♠❡s♠♦s✳ ❖ ♠ét♦❞♦ ✉s❛❞♦ ♥❡st❡ ❛rt✐❣♦ é ❜❛s❡❛❞♦ ❡♠ ✉♠❛ s✐♠♣❧❡s ✈❛r✐❛çã♦ ❞♦ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛✳ ❊st❡ ♠ét♦❞♦ t❛♠❜é♠ ✈❛❧❡ ♣❛r❛ ♦ ❝❛s♦ ♦♥❞❡ f(x, s) é s✉♣❡r❧✐♥❡❛r
❡♠ r❡❧❛çã♦ ❛ s ♥♦ ✐♥✜♥✐t♦ ♦✉ f(x, s)≡λs♣❛r❛ ❛❧❣✉♠ λ >0✱ ✐st♦ é✱ ♦s r❡s✉❧t❛❞♦s ♦❜t✐❞♦s
♥❡st❛ ❞✐ss❡rt❛çã♦ ❝♦❜r❡♠ t♦❞❛s ❛s ❝♦♥❞✐çõ❡s ❞❡ ❝r❡s❝✐♠❡♥t♦ ❞❡ f(x, s) ❡♠ s✱ ❛ s❛❜❡r✱
❛ss✐♠ s✉♣♦♠♦s f(x, s)≥0 ♣❛r❛ s≥0✳
❊st❛ ❞✐ss❡rt❛çã♦ ❡stá ♦r❣❛♥✐③❛❞❛ ❞❛ s❡❣✉✐♥t❡ ❢♦r♠❛✿
◆♦ ❈❛♣ít✉❧♦ ✶✱ ❡stã♦ ❡♥✉♥❝✐❛❞♦s ❡ ❞❡♠♦♥str❛❞♦s ❛❧❣✉♥s r❡s✉❧t❛❞♦s ❝❧áss✐❝♦s ❞❛ ❆♥á❧✐s❡ ♥ã♦✲❧✐♥❡❛r q✉❡ sã♦✿ ✉♠❛ ✈❡rsã♦ ♠❛✐s ❣❡r❛❧ ❞♦ q✉❡ ❝♦♥❤❡❝❡♠♦s ❝♦♠♦ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛ ❡ ♦ Pr✐♥❝í♣✐♦ ❱❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✳ ❆♠❜♦s t❡♠ ✐♠♣♦rtâ♥❝✐❛ ❢✉♥❞❛♠❡♥t❛❧ ♣❛r❛ q✉❡ ♣♦ss❛♠♦s ❡♥❝♦♥tr❛r s♦❧✉çõ❡s ❢r❛❝❛s ❞♦ ♣r♦❜❧❡♠❛ ✭✶✮✳
◆♦ ❈❛♣ít✉❧♦ ✷✱ s❡rá ❡st✉❞❛❞♦ ♦ ♣r♦❜❧❡♠❛ ✭✶✮ ♥♦ ❝❛s♦ ❛ss✐♥t♦t✐❝❛♠❡♥t❡ ❧✐♥❡❛r✳ ❆ss✐♠✱ ❛ ❢✉♥çã♦ f(x, s)❞❡✈❡ s❛t✐s❢❛③❡r ❛ s❡❣✉✐♥t❡ ❤✐♣ót❡s❡✿
(f3) lims→+∞f(x,ss ) =ℓ∈(λ1,+∞) ✉♥✐❢♦r♠❡♠❡♥t❡ ❡♠ x∈Ω✳
❙❡rã♦ ❡♥✉♥❝✐❛❞♦s ❡ ❞❡♠♦♥str❛❞♦s ❞♦✐s t❡♦r❡♠❛s✳ ◆♦ ♣r✐♠❡✐r♦ ❞❡❧❡s✱ ♦ ❚❡♦r❡♠❛ ✷✳✶✱ ✈❛♠♦s ♦❜t❡r ✉♠❛ s♦❧✉çã♦ ❢r❛❝❛ ♥ã♦✲♥❡❣❛t✐✈❛ ♣❛r❛ ❡st❡ ♣r♦❜❧❡♠❛✱ ❝♦♠ ❡♥❡r❣✐❛ ♣♦s✐t✐✈❛✳ ❆❧é♠ ❞✐ss♦✱ s❡ ❛ ❢✉♥çã♦ h ❢♦r ♥ã♦✲♥❡❣❛t✐✈❛ ❡st❛ s♦❧✉çã♦ ❞❡✈❡rá s❡r ❡str✐t❛♠❡♥t❡ ♣♦s✐t✐✈❛✳ ❙✉❛ ❞❡♠♦♥str❛çã♦ ❝♦♥s✐st❡ ❞❡ ✈ár✐♦s ❧❡♠❛s✱ ♠❛s ❞♦✐s ❞❡ss❡s ❧❡♠❛s t❡♠ ♠❛✐♦r ✐♠♣♦rtâ♥❝✐❛✱ ♥✉♠ s❡♥t✐❞♦ q✉❡ ✜❝❛rá ♣r❡❝✐s♦ ♥♦ ❞❡❝♦rr❡r ❞❡st❛ ❞✐ss❡rt❛çã♦✱ ♦♥❞❡ ❞❛r❡♠♦s ❛❣♦r❛ ❛❧❣✉♠❛s ✐♥❢♦r♠❛çõ❡s q✉❡ ❥✉st✐✜❝❛♠ ❛ ✐♠♣♦rtâ♥❝✐❛ ❞❡st❡s ❞♦✐s ❧❡♠❛s✳ ◆♦ ♣r✐♠❡✐r♦ ❞❡❧❡s✱ ♦ ▲❡♠❛ ✷✳✶✱ ✈❛♠♦s ♠♦str❛r q✉❡ ♦ ❢✉♥❝✐♦♥❛❧ ❡♥❡r❣✐❛ I ❛ss♦❝✐❛❞♦ ❛♦ ♣r♦❜❧❡♠❛ ✭✶✮ s❛t✐s❢❛③ ❛ ❣❡♦♠❡tr✐❛ ❞♦ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛✳ ■st♦ ♥♦s ❣❛r❛♥t❡ ❛ ❡①✐stê♥❝✐❛ ❞❡ ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ♥♦ ♥í✈❡❧ c > 0 q✉❡ s❡rá ❞❡✜♥✐❞♦ ♥♦ ❚❡♦r❡♠❛ ✶✳✷✳ ◆♦ ♦✉tr♦ ❧❡♠❛ ❝✐t❛❞♦✱ ♦ ▲❡♠❛
✷✳✹✱ ♠♦str❛♠♦s q✉❡ t♦❞❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ♣❛r❛ ♦ ❢✉♥❝✐♦♥❛❧ I é ❧✐♠✐t❛❞❛✳ ❆ss✐♠✱ ❛ ❝♦♠♣❛❝✐❞❛❞❡ ❞❛ ✐♠❡rsã♦ H1
0(Ω) ֒→ Lp(Ω)✱ ❝♦♠ 1 ≤ p < 2∗✱ ❣❛r❛♥t✐rá ❛ ❡①✐stê♥❝✐❛ ❞❡
✉♠❛ s♦❧✉çã♦ ❢r❛❝❛ ♥ã♦✲♥❡❣❛t✐✈❛ ♣❛r❛ ❡st❡ ♣r♦❜❧❡♠❛✳ ◆♦ t❡♦r❡♠❛ s❡❣✉✐♥t❡✱ ♦ ❚❡♦r❡♠❛ ✷✳✷✱ s❡rá ❛❞✐❝✐♦♥❛❞❛ ✉♠❛ ♦✉tr❛ ❤✐♣ót❡s❡ s♦❜r❡ ❛ ❢✉♥çã♦ h✳ ❱❛♠♦s ❞❡♥♦t❛r ♣♦r c1 ♦ í♥✜♠♦
❞♦ ❢✉♥❝✐♦♥❛❧ I ❡♠ ✉♠❛ ❜♦❧❛ Bρ ⊂ H01(Ω) ❡ ♣r♦✈❛r❡♠♦s q✉❡ c1 < 0✳ ❯t✐❧✐③❛r❡♠♦s ♦
Pr✐♥❝í♣✐♦ ❱❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞ ♣❛r❛ ❝♦♥str✉✐r ✉♠❛ s❡q✉ê♥❝✐❛ (un) ⊂ H01(Ω) ❧✐♠✐t❛❞❛✳
❆ss✐♠✱ ♥♦✈❛♠❡♥t❡ ♣❡❧❛ ✐♠❡rsã♦ ❝♦♠♣❛❝t❛ H1
0(Ω) ֒→ Lp(Ω)✱ ❝♦♠ 1 ≤ p < 2∗✱ ❡ ♣❡❧♦
♠❡s♠♦ ♣r♦❝❡❞✐♠❡♥t♦ ❞♦ ❚❡♦r❡♠❛ ✷✳✶ ♦❜t❡r❡♠♦s ✉♠❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛✱ ❝♦♠ ❡♥❡r❣✐❛ ♥❡❣❛t✐✈❛✳ ❖ Pr✐♥❝í♣✐♦ ❞♦ ▼á①✐♠♦ ❋♦rt❡ s❡rá út✐❧ ♣❛r❛ ♠♦str❛r q✉❡ s❡ h ❢♦r ♥ã♦✲♥❡❣❛t✐✈❛ ❡♥tã♦ ❛s s♦❧✉çõ❡s ♦❜t✐❞❛s ♥❡ss❡s ❞♦✐s ❞♦✐s t❡♦r❡♠❛s ❞❡✈❡♠ s❡r ❡str✐t❛♠❡♥t❡ ♣♦s✐t✐✈❛s✳
❝♦♠♣♦st♦ ♣♦r ❞♦✐s t❡♦r❡♠❛s✳ ◆♦ ♣r✐♠❡✐r♦ ❞❡❧❡s✱ ♦ ❚❡♦r❡♠❛ ✸✳✶✱ ✈❛♠♦s ♦❜t❡r ❞✉❛s s♦❧✉✲ çõ❡s ❢r❛❝❛s ♥ã♦ ♥❡❣❛t✐✈❛s✱ ✉♠❛ ❝♦♠ ❡♥❡r❣✐❛ ♣♦s✐t✐✈❛ ❡ ♦✉tr❛ ❝♦♠ ❡♥❡r❣✐❛ ♥❡❣❛t✐✈❛✳ P❛r❛ ❞❡♠♦♥strá✲❧♦✱ ✈❛♠♦s ✉t✐❧✐③❛r ✉♠ ❧❡♠❛ té❝♥✐❝♦ ❡ ♠❛✐s ❞♦✐s ❧❡♠❛s ❛♥á❧♦❣♦s ❛♦s ❞♦ ❝❛♣ít✉❧♦ ✷✱ ♠❛s ❝♦♠ ❞❡♠♦♥str❛çã♦ ❞✐❢❡r❡♥t❡✱ ♣♦✐s ❛❣♦r❛ f(x, s) é s✉♣❡r❧✐♥❡❛r✳ ◆♦ ♣r✐♠❡✐r♦ ❞❡❧❡s✱
♦ ▲❡♠❛ ✸✳✶✱ ♥♦✈❛♠❡♥t❡ ✈❛♠♦s ♠♦str❛r q✉❡ ♦ ❢✉♥❝✐♦♥❛❧ ❡♥❡r❣✐❛ ❛ss♦❝✐❛❞♦ ❛♦ ♣r♦❜❧❡♠❛ s❛t✐s❢❛③ ❛ ❣❡♦♠❡tr✐❛ ❞♦ ♣❛ss♦ ❞❛ ♠♦♥t❛♥❤❛✳ ■st♦ ♥♦s ❞á ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ✱ ❛ q✉❛❧ ♠♦str❛r❡♠♦s s❡r ❧✐♠✐t❛❞❛ ♥♦ ❧❡♠❛ s❡❣✉✐♥t❡✱ ♦ ▲❡♠❛ ✸✳✷✳ ❆ ♣❛rt✐r ❞❛í✱ ♣r♦❝❡❞❡♠♦s ❛♥❛❧♦✲ ❣❛♠❡♥t❡ ❛♦ ❚❡♦r❡♠❛ ✷✳✶ ❡ ♦❜t❡r❡♠♦s ✉♠❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛ ❝♦♠ ❡♥❡r❣✐❛ ♣♦s✐t✈❛✳ P❛r❛ ♦❜t❡r♠♦s ✉♠❛ ♦✉tr❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛✱ ♠❛s ❝♦♠ ❡♥❡r❣✐❛ ♥❡❣❛t✐✈❛✱ ♣r♦❝❡❞❡♠♦s ❞❡ ♠❛✲ ♥❡✐r❛ ❛♥á❧♦❣❛ ❛♦ ❚❡♦r❡♠❛ ✷✳✷✱ ✉t✐❧✐③❛♥❞♦ ♦ ♣r✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✳ ◆♦ t❡♦r❡♠❛ s❡❣✉✐♥t❡✱ ♦ ❚❡♦r❡♠❛ ✸✳✷✱ ✈❛♠♦s ♦❜t❡r ✉♠❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛ ❝♦♠ ❡♥❡r❣✐❛ ♣♦s✐t✐✈❛✱ ♠❛s ❛♥❛❧✐s❛♥❞♦ ♦ ❝❛s♦ ♦♥❞❡ ❛ ❢✉♥çã♦ h é ♥ã♦✲♥❡❣❛t✐✈❛✳ P❛r❛ t❛❧✱ ❞❡s❝❛rt❛♠♦s ❛❧❣✉♠❛s ❤✐♣ó✲ t❡s❡s ❡♥✈♦❧✈❡♥❞♦ h❡f(x, s)✉t✐❧✐③❛❞❛s ♥♦ ❚❡♦r❡♠❛ ✸✳✷ ❡ ❛❝r❡s❝❡♥t❛♠♦s ♠♦♥♦t♦♥✐❝✐❞❛❞❡ à
❢✉♥çã♦ f(x, s)✳ ❆ ❞❡♠♦♥str❛çã♦ é ❛♥á❧♦❣❛✳
◆♦ ❈❛♣ít✉❧♦ ✹✱ ❝♦♠♦ ❛♣❧✐❝❛çã♦✱ ❛♥❛❧✐s❛r❡♠♦s ✉♠ ❝❛s♦ ♣❛rt✐❝✉❧❛r ❞♦ ♣r♦❜❧❡♠❛ ✭✶✮❀ ❛ s❛❜❡r✱ ♦ ❝❛s♦ ❡s♣❡❝✐❛❧ ♦♥❞❡ f(x, u) é ❣❧♦❜❛❧♠❡♥t❡ ❧✐♥❡❛r ❡♠ r❡❧❛çã♦ ❛ u✱ ✐st♦ é✱ f(x, u) =
λu✳ ❙❡rã♦ ❡♥✉♥❝✐❛❞♦s ❡ ❞❡♠♦♥str❛❞♦s ❞♦✐s t❡♦r❡♠❛s✳ ◆♦ ♣r✐♠❡✐r♦ ❞❡❧❡s✱ ♦ ❚❡♦r❡♠❛ ✹✳✶✱ s✉♣♦♥❞♦ q✉❡ ❛ ❢✉♥çã♦ h s❡❥❛ ♥ã♦✲♥❡❣❛t✐✈❛ ✈❛♠♦s ♣r♦✈❛r ❡①✐stê♥❝✐❛ ❡ ♥ã♦ ❡①✐stê♥❝✐❛ ❞❡ s♦❧✉çõ❡s ♣♦s✐t✐✈❛s✱ ❛♥❛❧✐s❛♥❞♦ s❡♣❛r❛❞❛♠❡♥t❡ ♦s ❝❛s♦s ♦♥❞❡ λ ≥ λ1 ❡ λ < λ1✳ ❱❛♠♦s
♠♦str❛r q✉❡ ♦ ❢✉♥❝✐♦♥❛❧ ❡♥❡r❣✐❛J ❛ss♦❝✐❛❞♦ ❛♦ ♣r♦❜❧❡♠❛ s❛t✐s❢❛③ ❛ ❣❡♦♠❡tr✐❛ ❞♦ ♣❛ss♦ ❞❛ ♠♦♥t❛♥❤❛ ❡ ❛ss✐♠ ♦ r❡st❛♥t❡ ❞❛ ❞❡♠♦♥str❛çã♦ s❡rá ❛♥á❧♦❣❛ ❛ ❞❡♠♦♥str❛çã♦ ❞♦ ❚❡♦r❡♠❛ ✷✳✶✱ ♥♦ ❝❛s♦ λ < λ1✳ ◆♦ t❡♦r❡♠❛ s❡❣✉✐♥t❡✱ ♦ ❚❡♦r❡♠❛ ✹✳✷✱ s✉♣♦♥❞♦ q✉❡ h s❡❥❛ ♥ã♦✲
♣♦s✐t✐✈❛ ✈❛♠♦s ♥♦✈❛♠❡♥t❡ ♣r♦✈❛r ❡①✐stê♥❝✐❛ ❡ ♥ã♦✲❡①✐stê♥❝✐❛ ❞❡ s♦❧✉çõ❡s ♣♦s✐t✐✈❛s ♣❛r❛ ❡st❡ ♣r♦❜❧❡♠❛✱ ❛♥❛❧✐s❛♥❞♦ s❡♣❛r❛❞❛♠❡♥t❡ ♦s ❝❛s♦s ♦♥❞❡λ > λ1 ❡λ≤λ1✳ ❆❧é♠ ❞✐ss♦✱ s❡rá
❞❛❞❛ ✉♠❛ ❝❛r❛❝t❡r✐③❛çã♦ ♣❛r❛ s♦❧✉çõ❡s ♣♦s✐t✐✈❛s ❞❡st❡ ♣r♦❜❧❡♠❛✱ s❡ h ❢♦r ✐❞❡♥t✐❝❛♠❡♥t❡ ♥✉❧❛ ❡ λ =λ1✳
❋✐♥❛❧♠❡♥t❡✱ ♥♦ ❆♣ê♥❞✐❝❡ ✈❛♠♦s ❞❡♠♦♥str❛r ❛❧❣✉♥s r❡s✉❧t❛❞♦s ❞❡ r❡❣✉❧❛r✐❞❛❞❡ ❞♦s ❢✉♥❝✐♦♥❛✐s ❡♥❡r❣✐❛ ✉t✐❧✐③❛❞♦s✱ s❡rã♦ ❡♥✉♥❝✐❛❞♦s ❛❧❣✉♥s r❡s✉❧t❛❞♦s ❞❡ ❆♥á❧✐s❡ ❋✉♥❝✐♦♥❛❧ ❡ ♦✉tr♦s ❡♥✈♦❧✈❡♥❞♦ ♦s ❛✉t♦✈❛❧♦r❡s ❞♦ ▲❛♣❧❛❝✐❛♥♦✳ ❊st❡s r❡s✉❧t❛❞♦s s❡rã♦ ✉t✐❧✐③❛❞♦s ♥♦
❯♠ t❡♦r❡♠❛ ❞♦ t✐♣♦ ♠❛①✲♠✐♥ ❡ ♦
♣r✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞
◆❡st❡ ❝❛♣ít✉❧♦✱ ❛♣r❡s❡♥t❛r❡♠♦s ✉♠ ❚❡♦r❡♠❛ ❞♦ t✐♣♦ ♠❛①✲♠✐♥ ❞❡✈✐❞♦ ❛ ▼✳ ❙❝❤❡❝❤t❡r ❡♠ ❬✶✷❪ ❜❡♠ ❝♦♠♦ ♦ ❡♥✉♥❝✐❛❞♦ ❡ ❛ ♣r♦✈❛ ❞♦ ♣r✐♥❝í♣✐♦ ❱❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✳ P❛r❛ ♣r♦✈❛r ♦ ❚❡♦r❡♠❛ ♠❛①✲♠✐♥✱ ♣r❡❝✐s❛♠♦s ❞❡✜♥✐r ❡ ❝♦♥str✉✐r ✉♠ ❝❛♠♣♦ ✈❡t♦r✐❛❧ Ps❡✉❞♦✲●r❛❞✐❡♥t❡✱ ♦ q✉❛❧ ❡stá ✐♥❝❧✉s♦ ♥❛ ♣ró①✐♠❛ s❡çã♦✳
✶✳✶ ❖ ❝❛♠♣♦ ♣s❡✉❞♦✲❣r❛❞✐❡♥t❡
❉❡✜♥✐çã♦ ✶ ❙❡❥❛ I : E → R ✉♠ ❢✉♥❝✐♦♥❛❧ ❞❡ ❝❧❛ss❡ C1 ❞❡✜♥✐❞♦ ❡♠ ✉♠ ❡s♣❛ç♦ ❞❡ ❇❛♥❛❝❤ E✳ ❯♠ ❝❛♠♣♦ ♣s❡✉❞♦✲❣r❛❞✐❡♥t❡ ♣❛r❛ I é ✉♠❛ ❛♣❧✐❝❛çã♦ ❧♦❝❛❧♠❡♥t❡ ❧✐♣s❝❤✐t③✐❛♥❛ γ :Ee→E t❛❧ q✉❡✱ ♣❛r❛ t♦❞♦ α∈(0,1)✱ t❡♠♦s✿
kγ(w)k ≤1, αkI′(w)k ≤I′(w)γ(w), ∀w∈E,e ♦♥❞❡ Ee={u∈E;I′(u)6= 0}✳
▲❡♠❛ ✶✳✶ ❊①✐st❡ ✉♠ ❝❛♠♣♦ ✈❡t♦r✐❛❧ ♣s❡✉❞♦✲❣r❛❞✐❡♥t❡ ♣❛r❛ ♦ ❢✉♥❝✐♦♥❛❧ I✳ ❉❡♠♦♥str❛çã♦✿ P❛r❛ ❝❛❞❛ u∈Ee✱ ❝♦♠♦I′(u)é ❝♦♥tí♥✉❛✱ t❡♠♦s
kI′(u)k= sup
kwk=1
I′(u)w. ❙❡❥❛α1 ∈(α,1)✳ ❊①✐st❡ w(u)∈E t❛❧ q✉❡
α1kI′(u)k ≤I′(u)w(u)
❝♦♠
kw(u)k= 1. P❡❧❛ ❝♦♥t✐♥✉✐❞❛❞❡ ❞❡ I′✱ ❡①✐st❡ ✉♠❛ ✈✐③✐♥❤❛♥ç❛ V
u ❞❡u t❛❧ q✉❡
αkI′(v)k ≤I′(v)w(u), ∀v ∈Vu.
❖❜s❡r✈❡ q✉❡ ❛ ❢❛♠í❧✐❛ {Vu;u ∈ Ee} ❢♦r♠❛ ✉♠❛ ❝♦❜❡rt✉r❛ ♣❛r❛ Ee✳ ❈♦♠♦ Ee ⊂ E
é ♠❡tr✐③á✈❡❧ ❡ ♣♦rt❛♥t♦ ♣❛r❛❝♦♠♣❛❝t♦✱ ❡①✐st❡ ✉♠❛ ❝♦❜❡rt✉r❛ ❧♦❝❛❧♠❡♥t❡ ✜♥✐t❛ {Vi}i∈J
❡ ✉♠❛ ♣❛rt✐çã♦ ❞❛ ✉♥✐❞❛❞❡ {λi}i∈J ❧♦❝❛❧♠❡♥t❡ ▲✐♣s❝❤✐t③ ❝♦♥tí♥✉❛ s✉❜♦r❞✐♥❛❞❛ à ❡st❛
❝♦❜❡rt✉r❛✱ ♦♥❞❡ ♣♦❞❡♠♦s s✉♣♦r q✉❡ J ={1,2, ..., n0}✳ ❈♦♠ ✐ss♦✱ ♣❛r❛ ❝❛❞❛ i ∈ J t❡♠♦s
Vi ⊂Vui✳ ❆ss✐♠✱ ❝♦♥s✐❞❡r❡♠♦s ❛ ❢✉♥çã♦ γ :Ee →E ❞❡✜♥✐❞❛ ♣♦r
γ(v) =
n0
X
i=1
λi(v)w(ui).
▲♦❣♦✱ ❝♦♠♦ ❝❛❞❛ λi é ❧♦❝❛❧♠❡♥t❡ ▲✐♣s❝❤✐t③ ❝♦♥tí♥✉❛✱ ❡ ✉♠❛ s♦♠❛ ✜♥✐t❛ ❞❡ ❛♣❧✐❝❛çõ❡s
❧♦❝❛❧♠❡♥t❡ ▲✐♣s❝❤✐t③ t❛♠❜é♠ ♦ é✱ t❡♠♦s q✉❡ γ é ❧♦❝❛❧♠❡♥t❡ ▲✐♣s❝❤✐t③ ❝♦♥tí♥✉❛✳ ❆ss✐♠✱
kγ(v)k ≤
n0
X
i=1
λi(v) = 1.
❆❧é♠ ❞✐ss♦✱ t❡♠♦s
I′(v)γ(v)≥α
n0
X
i=1
λi(v)kI′(v)k=αkI′(v)k,
♦ q✉❡ ♣r♦✈❛ ♦ r❡s✉❧t❛❞♦✳
✶✳✷ ❖ ❚❡♦r❡♠❛ ❞♦ P❛ss♦ ❞❛ ▼♦♥t❛♥❤❛
■♥✐❝✐❛❧♠❡♥t❡✱ ❞❡♥♦t❡♠♦s ♦ s❡❣✉✐♥t❡ ❝♦♥❥✉♥t♦✿
Ψ ={ψ : (0,+∞)→R, ψ é ♥ã♦ ❝r❡s❝❡♥t❡ ❡
Z +∞
1
ψ(r)dr = +∞}. ❈♦♥s✐❞❡r❡ ♦ s❡❣✉✐♥t❡ ❡①❡♠♣❧♦✳
❊①❡♠♣❧♦✿ ❆ ❢✉♥çã♦ ψ : (0,+∞)→R ❞❡✜♥✐❞❛ ♣♦r
ψ(s) = 1
1 +s, s >0 ❝❧❛r❛♠❡♥t❡ ♣❡rt❡♥❝❡ ❛ Ψ✳
❚❡♦r❡♠❛ ✶✳✶ ✭❙❝❤❡❝❤t❡r✱ ❬✶✷❪✮ ❙❡❥❛ I : E → R ✉♠ ❢✉♥❝✐♦♥❛❧ ❞❡✜♥✐❞♦ ❡♠ ✉♠ ❡s♣❛ç♦ ❞❡ ❇❛♥❛❝❤ E ❡ ✉♠ ❡❧❡♠❡♥t♦ e ∈ E ❝♦♠ e 6= 0✳ ❙❡❥❛ Λ ♦ ❝♦♥❥✉♥t♦ ❞❡ t♦❞♦s ♦s ❛❜❡rt♦s
❧✐♠✐t❛❞♦s N ⊂ E t❛✐s q✉❡ 0 ∈N ❝♦♠ e /∈N✳ ❙✉♣♦♥❤❛ q✉❡ ❛s s❡❣✉✐♥t❡s ❝♦♥❞✐çõ❡s s❡❥❛♠ s❛t✐s❢❡✐t❛s✿
✭✐✮ I ∈C1(E,R)
✭✐✐✮ ❊①✐st❡ N0 ∈Λ ❡ η∈R t❛❧ q✉❡ max{I(0), I(e)} ≤η ❡
I(u)≥η, ∀u∈∂N0. ✭✶✳✶✮
❙❡❥❛ b≥η ❞❡✜♥✐❞♦ ♣♦r
b = sup
N∈Λ
inf
u∈∂NI(u), ✭✶✳✷✮
❡♥tã♦✱ ♣❛r❛ t♦❞♦ ψ ∈Ψ ❡①✐st❡ ✉♠❛ s❡q✉ê♥❝✐❛ (un) ❡♠ E t❛❧ q✉❡
I(un)→b, q✉❛♥❞♦ n →+∞,
❡
kI′(u
n)k
ψ(kunk) →
0, q✉❛♥❞♦ n→+∞.
❉❡♠♦♥str❛çã♦✿ ❖❜s❡r✈❡ ♥❛ ❋✐❣✉r❛ ✶✳✶ ❛ s❡❣✉✐r ♦ ❝❛s♦ ♣❛rt✐❝✉❧❛r ❞❡ ✉♠ ❢✉♥❝✐♦♥❛❧ I s❛t✐s❢❛③❡♥❞♦ ❛s ❝♦♥❞✐çõ❡s ✭✐✮ ❡ ✭✐✐✮✿
❋✐❣✉r❛ ✶✳✶✿
■♥✐❝✐❛❧♠❡♥t❡✱ s✉♣♦♥❤❛♠♦s q✉❡ b > η✳ ❙✉♣♦♥❤❛ ♣♦r ❝♦♥tr❛❞✐çã♦ q✉❡ ❛ ❝♦♥❝❧✉sã♦ ❞❡st❡ t❡♦r❡♠❛ ♥ã♦ s❡❥❛ ✈❡r❞❛❞❡✐r❛✳ ❆ss✐♠✱ ❡①✐st❡ ε >0❡ ψ ∈Ψt❛❧ q✉❡
kI′(u)k ≥ψ(kuk), ✭✶✳✸✮ ♣❛r❛ t♦❞♦ u∈E s❛t✐s❢❛③❡♥❞♦
|I(u)−b| ≤3ε. ✭✶✳✹✮
❙❡ ♥❡❝❡ssár✐♦✱ ♣♦❞❡♠♦s t♦♠❛r ε >0 s✉✜❝✐❡♥t❡♠❡♥t❡ ♣❡q✉❡♥♦ t❛❧ q✉❡
3ε < b−η. ❉❡✜♥✐♠♦s ♦s s❡❣✉✐♥t❡s ❝♦♥❥✉♥t♦s✿
Q={u∈E,|I(u)−b| ≤2ε}, Q1 ={u∈E;|I(u)−b| ≤ε},
Q2 =E\Q.
❙❡❥❛ g :E →R❞❡✜♥✐❞❛ ❞❛ s❡❣✉✐♥t❡ ❢♦r♠❛
g(u) = d(u, Q2)
d(u, Q1) +d(u, Q2)
.
❆✜r♠❛♠♦s q✉❡ g é ✉♠❛ ❛♣❧✐❝❛çã♦ ❧♦❝❛❧♠❡♥t❡ ❧✐♣s❝❤✐t③✐❛♥❛ ❡ s❛t✐s❢❛③
g(u) =
1, u∈Q1,
0, u∈Q2
✭✶✳✺✮
❡
0< g(u)<1, ❝❛s♦ ❝♦♥trár✐♦. ❉❡ ❢❛t♦✱ ✈❛♠♦s ❞❡♥♦t❛r g1 ❡g2 ❞❛ s❡❣✉✐♥t❡ ❢♦r♠❛
g1(u) = d(u, Q1) ❡ g2(u) =d(u, Q2).
❉❛❞♦su2, u2 ∈E✱ t❡♠♦s
g(u1)−g(u2) =
g2(u1)
g1(u1) +g2(u1) −
g2(u2)
g1(u2) +g2(u2)
.
❉❛í✱
g(u1)−g(u2) =
g1(u2)g2(u1) +g2(u2)g2(u1)−g1(u1)g2(u2)−g2(u1)g2(u2)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]
.
❈♦♠ ✐ss♦✱ t❡♠♦s
g(u1)−g(u2) =
g1(u2)g2(u1)−g1(u1)g2(u2)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]
.
❆ss✐♠✱
g(u1)−g(u2) =
g1(u2)g2(u1)−g2(u1)g1(u1) +g2(u1)g1(u1)−g1(u1)g2(u2)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]
.
❈♦♥s❡q✉❡♥t❡♠❡♥t❡✱
|g(u1)−g(u2)| ≤
g2(u1)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]|
g1(u2)−g1(u1)|
+ g1(u1)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]|
g2(u1)−g2(u2)|.
❈♦♠♦ g1 ❡ g2 sã♦ ❢✉♥çõ❡s ❧✐♣s❝❤✐t③✐❛♥❛s✱ ❡①✐st❡♠ c1 >0 ❡ c2 >0 t❛✐s q✉❡
|g(u1)−g(u2)| ≤
g2(u1)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]
c1|u2−u1|
+ g1(u1)
[g1(u1) +g2(u1)][g1(u2) +g2(u2)]
c2|u1 −u2|.
❈♦♠♦ g1(u1) +g2(u1)>0✱ ❡①✐st❡♠a >0 ❡ ✉♠❛ ✈✐③✐♥❤❛♥ç❛ W ❞❡u1 t❛❧ q✉❡
g1(u) +g2(u)> a >0 ∀u∈W.
❆❧é♠ ❞✐ss♦✱ ❝♦♠♦
g2(u1)
g1(u2) +g2(u2) ≤
1, ❡
g1(u1)
g1(u2) +g2(u2) ≤
1, t❡♠♦s q✉❡
|g(u)−g(v)| ≤ c1+c2
a ku−vk ∀u, v ∈W, ❞♦♥❞❡ ♦❜t❡♠♦s q✉❡ g é ❧♦❝❛❧♠❡♥t❡ ❧✐♣s❝❤✐t③✐❛♥❛✳
❙❡❥❛γ ✉♠ ❝❛♠♣♦ ♣s❡✉❞♦✲❣r❛❞✐❡♥t❡ ♣❛r❛ I✱ ✐st♦ é✱ ✉♠❛ ❛♣❧✐❝❛çã♦γ :E →E t❛❧ q✉❡
I′(u)γ(u)≥αkI′(u)k, ❝♦♠ kγ(u)k ≤1, ✭✶✳✻✮ ♣❛r❛ ❛❧❣✉♠α >0✳ ❙❡❥❛ ϕ:E →E ❛ ❛♣❧✐❝❛çã♦ ❞❡✜♥✐❞❛ ♣♦rϕ(u) = g(u)γ(u)✳ ❆ss✐♠✱ ϕ é ❧♦❝❛❧♠❡♥t❡ ▲✐♣s❝❤✐t③ ❝♦♥tí♥✉❛ ❝♦♠
❈♦♥s✐❞❡r❡ ♦ s❡❣✉✐♥t❡ ♣r♦❜❧❡♠❛ ❞❡ ✈❛❧♦r ✐♥✐❝✐❛❧✿
d
dtσ(t, u) =ϕ(σ(t, u)), σ(0, u) =u.
✭✶✳✽✮
❈♦♠♦ϕé ❧♦❝❛❧♠❡♥t❡ ❧✐♣s❝❤✐t③✐❛♥❛ ❡ ❧✐♠✐t❛❞❛✱ ❡①✐st❡ ✉♠❛ ú♥✐❝❛ s♦❧✉çã♦ ♣❛r❛ ✭✶✳✽✮ ❞❡✜♥✐❞❛ ❡♠ ✉♠ ✐♥t❡r✈❛❧♦ ♠❛①✐♠❛❧(t−(u), t+(u))✳ ❆✜r♠❛♠♦s q✉❡ t−(u) = −∞❡t+(u) = +∞✳ ❉❡
❢❛t♦✱ s✉♣♦♥❤❛♠♦s ♣♦r ❝♦♥tr❛❞✐çã♦ q✉❡ t+(u) <∞✳ ❙❡❥❛ ✉♠❛ s❡q✉ê♥❝✐❛ (t
n) ♥♦ ✐♥t❡r✈❛❧♦
(−∞, t+(u))t❛❧ q✉❡ t
n→t+(u)✳ ❆ss✐♠✱ t❡♠♦s
kσ(tm, u)−σ(tn, u)k=
Z tm
tn
d
dτ(σ(τ, u))dτ
=
Z tm
tn
ϕ(σ(τ, u))dτ
≤
Z tm
tn
kϕ(σ(τ, u))kdτ
≤ ktm−tnk.
❆ss✐♠✱ ❝♦♠♦ (tn) é ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❛✉❝❤②✱ ♣♦✐s é ❝♦♥✈❡r❣❡♥t❡ ❡♠ R✱ t❡♠♦s q✉❡ ❛
s❡q✉ê♥❝✐❛ (σ(tn, u)) ⊂ E t❛♠❜é♠ é ❞❡ ❈❛✉❝❤②✳ ▲♦❣♦✱ (σ(tn, u)) ❝♦♥✈❡r❣❡ ♣❛r❛ ❛❧❣✉♠
♣♦♥t♦v ∈E✱ ❞❡s❞❡ q✉❡ tn →t+(u)✳ ❆❣♦r❛✱ ❝♦♥s✐❞❡r❡ ♦ s❡❣✉✐♥t❡ ♣r♦❜❧❡♠❛ ❞❡ ✈❛❧♦r ✐♥✐❝✐❛❧
d
dtσ(t, u) =ϕ(σ(t, u)), σ(t+(u), u) =v.
■st♦ ♥♦s ❞á ✉♠❛ ❡①t❡♥sã♦ ❞❡ σ(t, u)♥♦ ✐♥t❡r✈❛❧♦ [t−(u)−δ, t+(u) +δ]✱ ♣❛r❛ ❛❧❣✉♠ δ >0✳
■st♦ é ✉♠❛ ❝♦♥tr❛❞✐çã♦✱ ♣♦✐s ♣♦r ❤✐♣ót❡s❡ t❡♠♦s q✉❡(t−(u), t+(u))é ✉♠ ✐♥t❡r✈❛❧♦ ♠❛①✐♠❛❧✳
❉❡ ♠❛♥❡✐r❛ ❛♥á❧♦❣❛✱ ♣r♦✈❛♠♦s q✉❡ t−(u) = −∞✳ P♦r ✭✶✳✼✮ t❡♠♦s
kσ(t, u)−uk ≤t. ✭✶✳✾✮
❆❧é♠ ❞✐ss♦✱ ♣♦r ✭✶✳✻✮ ❡ ✭✶✳✽✮ t❡♠♦s d
dt(I(σ(t, u)) =I
′(σ(t, u))ϕ(σ(t, u))
≥αg(σ(t, u))kI′(σ(t, u))k
>0.
✭✶✳✶✵✮
■st♦ ✐♠♣❧✐❝❛ q✉❡ I(σ(., u)) é ♥ã♦✲❞❡❝r❡s❝❡♥t❡✱ ♦✉ s❡❥❛✱
I(σ(t1, u))≤I(σ(t2, u)) 0< t1 < t2. ✭✶✳✶✶✮
P♦r ✭✶✳✷✮ ❡①✐st❡ N ∈Λ t❛❧ q✉❡
I(u)> b−ε, u∈∂N. ✭✶✳✶✷✮ ❙❡❥❛
M = sup
u∈∂Nk
uk, ✭✶✳✶✸✮
❡ s❡❥❛ T t❛❧ q✉❡
2ε < α
Z T+M M
ψ(t)dt. ✭✶✳✶✹✮
P♦r ✭✶✳✶✶✮ ❡ ✭✶✳✶✷✮✱ t❡♠♦s
I(σ(t, u))> b−ε, u∈∂N, t≥0. ✭✶✳✶✺✮ ❆ss✐♠
σ(t, u)6= 0, σ(t, u)6=e, u∈∂N, t≥0, ✭✶✳✶✻✮ ♣♦✐s t❡♠♦s η < b−3ε✳ ❙❡ u∈∂N✱ ❝♦♠ u /∈Q1✱ t❡♠♦s
I(u)> b+ε, ✭✶✳✶✼✮ ♣♦✐s ♥ã♦ ♣♦❞❡♠♦s t❡r✱ ♣♦r ✭✶✳✶✷✮✱ ❛ s❡❣✉✐♥t❡ ❞❡s✐❣✉❛❧❞❛❞❡
I(u)< b−ε. ✭✶✳✶✽✮ ❆ss✐♠✱ ♣♦r ✭✶✳✶✶✮ t❡♠♦s
I(σ(t, u))≥I(u)> b+ε, u∈∂N, u /∈Q1,0≤t ≤T. ✭✶✳✶✾✮
P♦r ♦✉tr♦ ❧❛❞♦✱ s❡ u∈∂N ∩Q1✱ s❡❥❛t1 ♦ ♠❛✐♦r ♥ú♠❡r♦ ♣♦ssí✈❡❧ t❛❧ q✉❡ t1 ≤T ❡
σ(t, u)∈Q1
♣❛r❛ 0≤t≤t1✳ ❙❡ t1 < T✱ ❡♥tã♦ ♣❛r❛ δ >0s✉✜❝✐❡♥t❡♠❡♥t❡ ♣❡q✉❡♥♦✱ t❡♠♦s
I(σ(t1+δ, u))≥I(σ(t1, u))≥b−ε.
❆❧é♠ ❞✐ss♦✱ ❝♦♠♦ σ(t1+δ, u)∈/ Q1 t❡♠♦s
I(σ(t1+δ, u))> b+ε.
❈♦♥s❡q✉❡♥t❡♠❡♥t❡
I(σ(T, u))> b+ε. ✭✶✳✷✵✮ ❙❡ t1 =T✱ ❡♥tã♦ ♣♦r ✭✶✳✶✵✮✱ ✭✶✳✺✮✱ ✭✶✳✸✮✱ ✭✶✳✾✮✱ ✭✶✳✶✸✮ ❡ ✭✶✳✶✹✮✱ t❡♠♦s
I(σ(T, u))−I(u)≥α
Z T
0 k
I′(σ(t, u))kdt
≥α
Z T
0
ψ(k(σ(t, u))k)dt
≥α
Z T
0
ψ(kuk+t)dt
≥α
Z T
0
ψ(M +t)dt
=α
Z T+M M
ψ(τ)dτ >2ε.
❆ss✐♠✱ ❛ ❞❡s✐❣✉❛❧❞❛❞❡ ✭✶✳✷✵✮ s❡❣✉❡ ❞❡ ✭✶✳✶✷✮✳ P♦rt❛♥t♦✱ ❛ ❞❡s✐❣✉❛❧❞❛❞❡ ✭✶✳✷✵✮ é ✈á❧✐❞❛ ♣❛r❛ t♦❞♦ u∈∂N✳ ❉❡✜♥✐♠♦s ♦s s❡❣✉✐♥t❡s ❝♦♥❥✉♥t♦s
NT ={σ(T, u);u∈N},
❡
∂NT ={σ(T, u);u∈∂N}.
P♦r ✭✶✳✼✮ ❡ ♣❡❧❛ ❞❡♣❡♥❞ê♥❝✐❛ ❝♦♥tí♥✉❛ ❞❡σ(T, u)❡♠ut❡♠♦s q✉❡NT é ✉♠ ❝♦♥❥✉♥t♦ ❛❜❡rt♦
❧✐♠✐t❛❞♦ ❡♠ E✳ ❈♦♠♦0, e∈Q2 ❡ g ≡0❡♠Q2✱ ♣❡❧❛ ✉♥✐❝✐❞❛❞❡ ❞❡ s♦❧✉çõ❡s ❞❡ ✭✶✳✽✮ t❡♠♦s
q✉❡ σ(T,0) = 0✱ σ(T, e) = e✳ ❈♦♠♦ σ(T,0) ∈ NT ❡ σ(T, e) ∈/ NT✱ t❡♠♦s q✉❡ 0 ∈ NT ❡
e /∈NT✳ ❆ss✐♠✱ NT ∈Λ ❡✱ ♣♦r ✭✶✳✷✵✮
I(u)> b+ε, u∈∂NT. ✭✶✳✷✶✮
▼❛s ✐st♦ ❝♦♥tr❛❞✐③ ✭✶✳✷✮✳ ❆ss✐♠✱ ♦ t❡♦r❡♠❛ ❡stá ♣r♦✈❛❞♦ ♣❛r❛ ♦ ❝❛s♦ η < b✳ ❆❣♦r❛✱ s✉♣♦♥❤❛ q✉❡ η=b✳ ❊♥tã♦✱ ♣♦r ✭✶✳✶✮✱ t❡♠♦s
I(u)≥b, u∈∂N0. ✭✶✳✷✷✮
❙❡❥❛
T = 1
2min[d(0, ∂N0), d(e, ∂N0)]. ✭✶✳✷✸✮
❊s❝♦❧❤❛ ε >0 s✉✜❝✐❡♥t❡♠❡♥t❡ ♣❡q✉❡♥♦ t❛❧ q✉❡ ✭✶✳✶✹✮ s❡❥❛ ✈❡r❞❛❞❡✐r♦✳ ❊♥tã♦✱ ♣r♦❝❡❞❡♥❞♦
❞❡ ♠❛♥❡✐r❛ ❛♥á❧♦❣❛ ❝♦♠ N0 ❡♠ ✈❡③ ❞❡ N s✉❜st✐t✉í♠♦s ✭✶✳✶✷✮ ♣♦r ✭✶✳✷✷✮✳ P❛r❛ ♦❜t❡r♠♦s
✭✶✳✶✻✮✱ ♣♦r ✭✶✳✾✮ ❡ ✭✶✳✷✸✮ t❡♠♦s ❛ s❡❣✉✐♥t❡ ❞❡s✐❣✉❛❧❞❛❞❡
k(σ(t, u)−uk ≤t≤T.
■st♦ ✐♠♣❧✐❝❛ q✉❡ ✭✶✳✶✻✮ é ✈❡r❞❛❞❡✐r♦ ♣❛r❛ t♦❞♦ u ∈ ∂N0 ❡ 0 ≤ t ≤ T✳ P❛r❛ ♦❜t❡r ✭✶✳✷✶✮
♣r♦❝❡❞❡♠♦s ❛♥❛❧♦❣❛♠❡♥t❡ ❝♦♥tr❛❞✐③❡♥❞♦ ♠❛✐s ✉♠❛ ✈❡③ ✭✶✳✷✮✳ ❆ss✐♠✱ ❡stá ❝♦♥❝❧✉í❞♦ ♦ t❡♦r❡♠❛✳
❆❣♦r❛✱ ✈❛♠♦s r❡❧❡♠❜r❛r ❛ ❝♦♥❞✐çã♦ ❞❡ ❈❡r❛♠✐✿
❉❡✜♥✐çã♦ ✷ ❙❡❥❛ E ✉♠ ❡s♣❛ç♦ ❞❡ ❇❛♥❛❝❤ r❡❛❧ ❡I ∈C1(E,R)✳ ❯♠❛ s❡q✉ê♥❝✐❛(u
n)⊂E
é ❞✐t❛ ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ♥♦ ♥í✈❡❧ c∈R q✉❛♥❞♦
I(un)→c ❡ (1 +kunk)kI′(un)kE∗ →0. ✭✶✳✷✹✮
❈♦♠♦ ❛♣❧✐❝❛çã♦ ❞♦ ❚❡♦r❡♠❛ ✶✳✶✱ t❡♠♦s ❛ s❡❣✉✐t❡ ✈❛r✐❛çã♦ ❞♦ ❚❡♦r❡♠❛ ❞♦ ♣❛ss♦ ❞❛ ▼♦♥t❛♥❤❛✳
❚❡♦r❡♠❛ ✶✳✷ ❙❡❥❛ E ✉♠ ❡s♣❛ç♦ ❞❡ ❇❛♥❛❝❤ r❡❛❧ ❝♦♠ s❡✉ ❡s♣❛ç♦ ❞✉❛❧ E∗ ❡ s✉♣♦♥❤❛ q✉❡
I ∈C1(E,R) s❛t✐s❢❛③ ❛ ❝♦♥❞✐çã♦
max{I(0), I(e)} ≤0< η ≤ inf
kuk=ρI(u)
♣❛r❛ ❛❧❣✉♠ 0< η✱ ρ >0 ❡ e∈E ❝♦♠ kek> ρ✳ ❙❡ cé ❞❡✜♥✐❞♦ ♣♦r
c= sup
N∈Λ
inf
u∈∂N0
I(u),
♦♥❞❡ N0 = Bρ(0) ❡ Λ = {N ⊂ E;N é ❛❜❡rt♦ ❡ ❧✐♠✐t❛❞♦}✱ ❡♥tã♦ c > 0 ❡ ❡①✐st❡ ✉♠❛
s❡q✉ê♥❝✐❛ (un)⊂E q✉❡ s❛t✐s❢❛③ ❛ ❝♦♥❞✐çã♦ ❞❡ ❈❡r❛♠✐✱ ♦✉ s❡❥❛✱
I(un)→c ❡ I′(un)(1 +kunk) = 0.
❉❡♠♦♥str❛çã♦✿ ❖❜s❡r✈❡ q✉❡ c > 0✳ ❉❡ ❢❛t♦✱
c= sup
N∈Λ
inf
u∈∂N0
I(u)≥ inf
u∈∂N0
I(u)≥η >0.
❉❡s❞❡ q✉❡ ψ(s) = 1+1s ∈Ψ✱ ♣❡❧♦ ❚❡♦r❡♠❛ ✶✳✶✱ ♦❜t❡♠♦s ♦ r❡s✉❧t❛❞♦ ❞❡s❡❥❛❞♦✳
✶✳✸ ❖ ♣r✐♥❝í♣✐♦ ✈❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞
❖ s❡❣✉✐♥t❡ ♣r✐♥❝í♣✐♦ ❞❡✈✐❞♦ ❛ ■✳ ❊❦❡❧❛♥❞ ❬✼❪ s❡rá ❞❡ ❢✉♥❞❛♠❡♥t❛❧ ✐♠♣♦rtâ♥❝✐❛ ♣❛r❛ ♦❜t❡r♠♦s s♦❧✉çõ❡s ❝♦♠ ❡♥❡r❣✐❛ ♥❡❣❛t✐✈❛ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ❛ s❡r ❡st✉❞❛❞♦✳
❚❡♦r❡♠❛ ✶✳✸ ✭Pr✐♥❝í♣✐♦ ❱❛r✐❛❝✐♦♥❛❧ ❞❡ ❊❦❡❧❛♥❞✮ ❙❡❥❛ V ✉♠ ❡s♣❛ç♦ ♠étr✐❝♦ ❝♦♠✲ ♣❧❡t♦ ❡ F :V →R∪ {+∞} ✉♠❛ ❢✉♥çã♦ s❡♠✐❝♦♥tí♥✉❛ ✐♥❢❡r✐♦r♠❡♥t❡ ❡ ❧✐♠✐t❛❞❛ ✐♥❢❡r✐♦r✲ ♠❡♥t❡✳ ❊♥tã♦✱ ♣❛r❛ t♦❞♦ ε >0 ❡①✐st❡ v ∈V t❛❧ q✉❡✿
F(v)≤ inf
v∈V F(v) +ε e F(w)≥F(v) − εd(v, w) para todo w∈V.
❉❡♠♦♥str❛çã♦✿ ❙❡❥❛ u0 ∈V t❛❧ q✉❡
F(u0)≤ inf
v∈V F(v) +ε.
❉❡✜♥✐r❡♠♦s ❛ s❡❣✉✐r ✐♥❞✉t✐✈❛♠❡♥t❡ ✉♠❛ s❡q✉ê♥❝✐❛ (un) ❝✉❥♦ ♣r✐♠❡✐r♦ ❡❧❡♠❡♥t♦ s❡❥❛ u0✳
❊s❝♦❧❤❛♠♦s ✉♠ ❡❧❡♠❡♥t♦ un ∈V✳ ❊♥tã♦ ♣♦❞❡♠♦s t❡r ✉♠ ❞♦s s❡❣✉✐♥t❡s ❝❛s♦s✿
✭❛✮ F(w)> F(un)−εd(un, w), ∀w6=un❀
✭❜✮ ❡①✐st❡ w6=un t❛❧ q✉❡ F(w)≤F(un)−εd(un, w)✳
❙✉♣♦♥❞♦ q✉❡ ✭❛✮ s❡❥❛ ✈❡r❞❛❞❡✐r♦✱ ❞❡✜♥✐♠♦s un+1 =un✳ ❈❛s♦ ❝♦♥trár✐♦✱ s❡ ✭❜✮ ❢♦r ✈❡r❞❛✲
❞❡✐r♦✱ ❡♥tã♦ ❞❡✜♥✐♠♦s un+1 ❞❛ s❡❣✉✐♥t❡ ❢♦r♠❛✿
❙❡❥❛Sn ♦ ❝♦♥❥✉♥t♦ ❞♦s ❡❧❡♠❡♥t♦s w∈V s❛t✐s❢❛③❡♥❞♦ ❛ ❝♦♥❞✐çã♦ ✭❜✮✳ ❆ss✐♠✱ ❡s❝♦❧❤❛
un+1 ∈Sn t❛❧ q✉❡
F((un+1)− inf
u∈Sn
F(u)≤ 1 2
F(un)− inf u∈Sn
F(u)
.
❆✜r♠❛♠♦s q✉❡ ❛ s❡q✉ê♥❝✐❛ (un) é ❞❡ ❈❛✉❝❤②✳ ❉❡ ❢❛t♦✱ s❡ ✭❛✮ ❢♦r ✈❡r❞❛❞❡✐r♦✱ ❡♥tã♦ ❛
s❡q✉ê♥❝✐❛ é ❝♦♥✈❡r❣❡♥t❡ ❡ ♣♦rt❛♥t♦ ❞❡ ❈❛✉❝❤②✳ ❈❛s♦ ❝♦♥trár✐♦✱ s❡ ♦ ✐t❡♠ ✭❜✮ ❢♦r ✈❡r❞❛❞❡✐r♦✱ t❡♠♦s s❛t✐s❢❡✐t❛ ❛ s❡❣✉✐♥t❡ ❞❡s✐❣✉❛❧❞❛❞❡✿
εd(un, un+1)≤F(un)−F(un+1), ∀n ∈N. ✭✶✳✷✺✮
❘❡♦r❞❡♥❛♥❞♦ ♦s t❡r♠♦s ❞❛ s❡q✉ê♥❝✐❛✱ t❡♠♦s
εd(un, up)≤F(un)−F(up), ∀n≤p. ✭✶✳✷✻✮
❆ss✐♠✱ F(un)é ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡❝r❡s❝❡♥t❡ ❡ ❧✐♠✐t❛❞❛✳ ❉❡ ❢❛t♦✱
F(un)≥εd(un, un+1) +F(un+1)≥F(un+1).
❆ss✐♠✱ F(un) é ❧✐♠✐t❛❞❛ ✐♥❢❡r✐♦r♠❡♥t❡ ❡ ❞❡❝r❡s❝❡♥t❡✱ ❧♦❣♦ é ❧✐♠✐t❛❞❛✳ P♦rt❛♥t♦✱ é ❝♦♥✲
✈❡r❣❡♥t❡✳ ❆ss✐♠✱ ❢❛③❡♥❞♦ n, p → +∞ ♦❜t❡♠♦s ❝❧❛r❛♠❡♥t❡ q✉❡ (un) é ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡
❈❛✉❝❤②✳ ❈♦♠♦ V é ✉♠ ❡s♣❛ç♦ ♠étr✐❝♦ ❝♦♠♣❧❡t♦✱(un) ❝♦♥✈❡r❣❡ ♣❛r❛ ❛❧❣✉♠ ♣♦♥t♦ v ∈V✳
❯s❛♥❞♦ ♦ ❢❛t♦ ❞❡ q✉❡ F é s❡♠✐❝♦♥tí♥✉❛ ✐♥❢❡r✐♦r♠❡♥t❡✱ t❡♠♦s F(v)≤lim
n F(un).
❆❧é♠ ❞✐ss♦✱ ❝♦♠♦ F(un)é ❞❡❝r❡s❝❡♥t❡✱ ❞❛❞♦ q✉❛❧q✉❡r u∈V✱ t❡♠♦s
F(v)≤lim
n F(un)≤F(u)≤vinf∈V F(v) +ε,
❞♦♥❞❡ ♦❜t❡♠♦s ❛ ♣r✐♠❡✐r❛ ❞❡s✐❣✉❛❧❞❛❞❡ ❞♦ t❡♦r❡♠❛✳
P❛r❛ ❞❡♠♦♥str❛r♠♦s ❛ ♦✉tr❛ ❞❡s✐❣✉❛❧❞❛❞❡ ❞♦ t❡♦r❡♠❛✱ s✉♣♦♥❤❛♠♦s q✉❡ ❡❧❛ ♥ã♦ s❡❥❛ ✈❡r❞❛❞❡✐r❛✱ ♦✉ s❡❥❛✱ s✉♣♦♥❤❛♠♦s q✉❡ ❡①✐st❡ w∈V t❛❧ q✉❡
F(w)< F(v)−εd(v, w). ✭✶✳✷✼✮ ❋❛③❡♥❞♦ p→+∞ ♥❛ ❡q✉❛çã♦ ✭✶✳✷✻✮ ♦❜t❡♠♦s
F(w)≤limF(up)≤F(un)−εd(un, w).
P♦rt❛♥t♦✱ w∈Sn, ∀ n ∈N✳ P♦r ♦✉tr♦ ❧❛❞♦✱ ♣♦❞❡♠♦s ❡s❝r❡✈❡r ✭✶✳✷✺✮ ❞❛ s❡❣✉✐♥t❡ ❢♦r♠❛✿
2F(un+1)−F(un)≤ inf u∈Sn
F(u)≤F(w). ✭✶✳✷✽✮ ❉❡s❞❡ q✉❡
F(un)→l,
t♦♠❛♥❞♦ ♦ ❧✐♠✐t❡ ❡♠ ✭✶✳✷✽✮✱ t❡♠♦s
l ≤F(w). ❈♦♠♦ F é s❡♠✐❝♦♥tí♥✉❛ ✐♥❢❡r✐♦r♠❡♥t❡✱ t❡♠♦s
F(v)≤l≤F(w, ♦ q✉❡ ❝♦♥tr❛❞✐③ ✭✶✳✷✼✮✳ ▲♦❣♦✱ ❞❡✈❡♠♦s t❡r
F(w)≥F(v)−εd(v, w).
❯♠ ♣r♦❜❧❡♠❛ ❛ss✐♥t♦t✐❝❛♠❡♥t❡ ❧✐♥❡❛r
◆❡st❡ ❝❛♣ít✉❧♦✱ ❜❛s❡❛❞♦ ♥♦ ❛rt✐❣♦ ❞❡ ▲✐✲❲✉✲❩❤♦✉ ❬✶✵❪✱ ✈❛♠♦s ❡st✉❞❛r ♦ ♣r♦❜❧❡♠❛
−∆u=h(x)uq+f(x, u) ❡♠ Ω
u≥0 ❡♠ Ω
u= 0 s♦❜r❡ ∂Ω,
✭✷✳✶✮
♦♥❞❡ Ω é ✉♠ ❞♦♠í♥✐♦ s✉❛✈❡ ❡ ❧✐♠✐t❛❞♦ ❡♠ RN (N ≥1)✱0< q <1✳
❙❡❥❛λ1 >0 ♦ ♣r✐♠❡✐r♦ ❛✉t♦✈❛❧♦r ✭✈❡❥❛ ❆♣ê♥❞✐❝❡✮ ❞❡−∆ ❡♠ H01(Ω)✱ ✐st♦ é✱
−∆u=λ1u ❡♠ Ω
u= 0 s♦❜r❡ ∂Ω. ❙❛❜❡♠♦s q✉❡λ1 é ❝❛r❛❝t❡r✐③❛❞♦ ♣♦r
λ1 = inf
R
Ω|∇u| 2dx
R
Ωu2dx
:u∈H01(Ω), u6= 0
.
◆❡st❡ ❝❛♣ít✉❧♦ ✈❛♠♦s ❛ss✉♠✐r q✉❡ h(x) s❛t✐s❢❛③ ❛s s❡❣✉✐♥t❡s ❝♦♥❞✐çõ❡s✿
(h1) h(x)∈L∞(Ω) ❡ h(x)6= 0❀
(h2) ❡①✐st❡ v ∈H01(Ω) t❛❧ q✉❡
R
Ωh(x)(v
+)q+1dx >0.
❚❡♠♦s ❝♦♠♦ ♣r✐♥❝✐♣❛❧ ♦❜❥❡t✐✈♦ ❡♥❝♦♥tr❛r s♦❧✉çõ❡s ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ q✉❛♥❞♦f(x, s)
t❡♠ ❝r❡s❝✐♠❡♥t♦ ❛ss✐♥t♦t✐❝❛♠❡♥t❡ ❧✐♥❡❛r ♥♦ ✐♥✜♥✐t♦✳ ▼❛✐s ♣r❡❝✐s❛♠❡♥t❡✿
(f1) f(x, s)∈C( ¯Ω×R,R)❀ f(x,0)≡0;f(x, s)≥(6≡)0 ♣❛r❛ t♦❞♦s ≥0✱ x∈Ω.
s ∈ ∞ ∈
P❛r❛ ✈✐s✉❛❧✐③❛r ❣❡♦♠❡tr✐❝❛♠❡♥t❡ ❛s ❝♦♥❞✐çõ❡s(f1)✱(f2) ❡(f3)✱ ♦❜s❡r✈❡ ❛ ❋✐❣✉r❛ ✷✳✶✿
❋✐❣✉r❛ ✷✳✶✿
❊①❡♠♣❧♦✿ ❙❡ α >0❡ ℓ > λ1✱ ❡♥tã♦ ❛ ❢✉♥çã♦ ❞❡✜♥✐❞❛ ♣♦r
f(x, s) :=
ℓsα
1 +sα, s❡ s≥0
0, s❡ s≤0, s❛t✐s❢❛③ ❛s ❤✐♣ót❡s❡s (f1)✱ (f2) ❡ (f3)✳
❉❡✜♥✐çã♦ ✸ ❉✐③❡♠♦s q✉❡ u∈H1
0(Ω) é ✉♠❛ s♦❧✉çã♦ ❢r❛❝❛ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ s❡
Z
Ω∇
u∇ϕdx=
Z
Ω
h(x)(u+)qϕdx+
Z
Ω
f(x, u+)ϕdx, ♣❛r❛ t♦❞♦ϕ ∈H1
0(Ω). ✭✷✳✷✮
◆♦t❡ q✉❡ ♦ ❢✉♥❝✐♦♥❛❧ ❡♥❡r❣✐❛ ❛ss♦❝✐❛❞♦ ❛♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ é ❞❛❞♦ ♣♦r✭✈❡❥❛ ❆♣ê♥❞✐❝❡✮ I(u) = 1
2
Z
Ω|∇
u|2dx− 1 q+ 1
Z
Ω
h(x)(u+)q+1dx−
Z
Ω
F(x, u+)dx. ✭✷✳✸✮ P❡❧❛ Pr♦♣♦s✐çã♦ ❆✳✶ t❡♠♦s q✉❡ I ∈ C1(H1
0(Ω),R)✳ ❆❧é♠ ❞✐ss♦✱ ♣❛r❛ t♦❞♦ ϕ ∈ H01(Ω)
t❡♠♦s
I′(u)ϕ =
Z
Ω∇
u∇ϕdx−
Z
Ω
h(x)(u+)qϕdx−
Z
Ω
f(x, u+)ϕdx. ✭✷✳✹✮ ❙❡ u∈H1
0(Ω) é ✉♠ ♣♦♥t♦ ❝rít✐❝♦ ❞❡ I✱ ❡s❝♦❧❤❡♥❞♦ϕ =u− ❡♠ ✭✷✳✹✮✱ ♦❜t❡♠♦s
−
Z
Ω|∇
u−|2 =
Z
Ω
h(x)(u+)qu−dx+
Z
Ω
f(x, u+)u−dx= 0.
▲♦❣♦✱ u=u+ ❡ ❛ss✐♠ ♣♦♥t♦s ❝rít✐❝♦s ❞❡ I sã♦ s♦❧✉çõ❡s ❢r❛❝❛s ♥ã♦✲♥❡❣❛t✐✈❛s ❞❡ ✭✷✳✶✮✳
❖❜s❡r✈❛çã♦ ✷✳✶ ❙✉♣♦♥❤❛ q✉❡ h(x) ≥ 0✳ ❊♥tã♦✱ ♣❡❧♦ Pr✐♥❝í♣✐♦ ❞♦ ▼á①✐♠♦ ❋♦rt❡✱ ♦
q✉❛❧ ♣♦❞❡ s❡r ❡♥❝♦♥tr❛❞♦ ❡♠ ❬✽❪✱ ♦s ♣♦♥t♦s ❝rít✐❝♦s ♥ã♦✲♥✉❧♦s ❞❡ ✭✷✳✸✮ sã♦ s♦❧✉çõ❡s ❢r❛❝❛s ♣♦s✐t✐✈❛s ❞♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮✳
◆♦ t❡♦r❡♠❛ ❛ s❡❣✉✐r✱ s♦❜ ❛s ❤✐♣ót❡s❡s ❛♥t❡r✐♦r❡s✱ ❝♦♠ ❡①❝❡çã♦ ❞❛ ❤✐♣ót❡s❡(h2)✱ ❡♥❝♦♥✲
tr❛r❡♠♦s ✉♠❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛ ❝♦♠ ❡♥❡r❣✐❛ ♣♦s✐t✐✈❛ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ q✉❛♥❞♦ ❛ ♥♦r♠❛ khk∞ é ♣❡q✉❡♥❛✳
❚❡♦r❡♠❛ ✷✳✶ ❙✉♣♦♥❤❛ q✉❡ ❛s ❢✉♥çõ❡s h ❡f(x, s)s❛t✐s❢❛ç❛♠ ❛s ❤✐♣ót❡s❡s (h1)✱ (f1)✱ (f2)
❡ (f3)✳ ❊♥tã♦ ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡ m > 0 t❛❧ q✉❡ s❡ khk∞ < m✱ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ t❡♠
✉♠❛ s♦❧✉çã♦ ❢r❛❝❛ ♥ã♦✲♥❡❣❛t✐✈❛✱ u1 ∈ H01(Ω)✱ ❝♦♠ I(u1) > 0✳ ❆❧é♠ ❞✐ss♦✱ s❡ h(x) ≥ 0
❡♥tã♦ u1 >0✳
❆ss✉♠✐♥❞♦ ✉♠❛ ❤✐♣ót❡s❡ ❛❞✐❝✐♦♥❛❧✱ ❛❧é♠ ❞❛ s♦❧✉çã♦ ♦❜t✐❞❛ ♥♦ ❚❡♦r❡♠❛ ✷✳✶✱ ♦❜t❡♠♦s ✉♠❛ ♦✉tr❛ s♦❧✉çã♦ ♥ã♦✲♥❡❣❛t✐✈❛ u2 ❝♦♠ ❡♥❡r❣✐❛ ♥❡❣❛t✐✈❛✳ ▼❛✐s ♣r❡❝✐s❛♠❡♥t❡✱ t❡♠♦s
❚❡♦r❡♠❛ ✷✳✷ ❙✉♣♦♥❤❛ q✉❡ ❛s ❢✉♥çõ❡s h ❡ f(x, s) s❛t✐s❢❛♠ ❛s ❤✐♣ót❡s❡s (h1)✱ (h2)✱ (f1)✱
(f2)❡(f3)✳ ❊♥tã♦ ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡m >0t❛❧ q✉❡ s❡khk∞ < m✱ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮ t❡♠
♣❡❧♦ ♠❡♥♦s ❞✉❛s s♦❧✉çõ❡s ❢r❛❝❛s ♥ã♦✲♥❡❣❛t✐✈❛s u1, u2 ∈H01(Ω) t❛✐s q✉❡I(u1)<0< I(u2)✳
❆❧é♠ ❞✐ss♦✱ s❡ h(x)≥0 ❞❡✈❡♠♦s t❡r u1 >0 ❡ u2 >0✳
✷✳✶ Pr♦✈❛ ❞♦ ❚❡♦r❡♠❛ ✷✳✶
P❛r❛ ❞❡♠♦♥str❛r ♦ ❚❡♦r❡♠❛ ✷✳✶✱ ✉s❛r❡♠♦s ♦ ❚❡♦r❡♠❛ ✶✳✷✳ ❆ s❡❣✉✐r✱ s❡rã♦ ❡♥✉♥❝✐❛❞♦s ❡ ❞❡♠♦♥str❛❞♦s ❛❧❣✉♥s ❧❡♠❛s ✐♠♣♦rt❛♥t❡s ✉t✐❧✐③❛❞♦s ♥❛ ❞❡♠♦♥str❛çã♦ ❞❡st❡ t❡♦r❡♠❛✳ ■♥✐✲ ❝✐❛♠♦s ❡st❛ s❡çã♦ ❝♦♠ ♦ ▲❡♠❛ ✷✳✶✱ ♦ q✉❛❧ tr❛t❛ ❛ ❣❡♦♠❡tr✐❛ ❞♦ ❚❡♦r❡♠❛ ✶✳✷✳ ❊st❡ ❧❡♠❛ é ❞❡ ❢✉♥❞❛♠❡♥t❛❧ ✐♠♣♦rtâ♥❝✐❛ ♣❛r❛ ❣❛r❛♥t✐r✱ ❥✉♥t❛♠❡♥t❡ ❝♦♠ ♦ ❚❡♦r❡♠❛ ✶✳✷✱ ❛ ❡①✐stê♥❝✐❛ ❞❡ ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ♥♦ ♥í✈❡❧ ♠❛①✲♠✐♥ c >0✳
▲❡♠❛ ✷✳✶ ❙✉♣♦♥❤❛ q✉❡ ❛s ❢✉♥çõ❡s h ❡ f(x, s)s❛❛t✐s❢❛ç❛♠ ❛s ❤✐♣ót❡s❡s (h1)✱ (f1)✱ (f2) ❡
(f3)✳ ❊♥tã♦ ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡ m >0 t❛❧ q✉❡ s❡ khk∞< m✱ t❡♠♦s✿
✐✮ ❊①✐st❡♠ ρ >0✱ η >0 t❛✐s q✉❡
✐✐✮ ❊①✐st❡ e∈H1
0(Ω) ❝♦♠ kek> ρ t❛❧ q✉❡ I(e)<0✳
❉❡♠♦♥str❛çã♦✿ Pr♦✈❛ ❞♦ ✐t❡♠ ✐✮✳ ■♥✐❝✐❛❧♠❡♥t❡✱ ✈❛♠♦s ♣r♦✈❛r ❛s s❡❣✉✐♥t❡s ❛✜r♠❛çõ❡s✿ ❆✜r♠❛çã♦ ✶ ❉❛❞♦ ε >0 ❡①✐st❡ Cε=Cε(ε, f,Ω, k) t❛❧ q✉❡✿
F(x, s)≤ (µ+ε) 2 s
2+C
εsk+1, ∀s≥0, x∈Ω, ✭✷✳✺✮
♦♥❞❡ k é ✉♠❛ ❝♦♥st❛♥t❡ t❛❧ q✉❡ s❡ N ≥ 3✱ ❡♥tã♦ 1 < k < N+2
N−2✳ ❙❡ N = 1,2 ❡♥tã♦
1< k <+∞✳
P❡❧❛ ❤✐♣ót❡s❡ (f3) t❡♠♦s
lim
s→+∞
f(x, s)
sk = 0, ✉♥✐❢♦r♠❡♠❡♥t❡ ❡♠ x∈Ω. ✭✷✳✻✮
❉❡ ❢❛t♦✱
lim
s→+∞
f(x, s)
sk =
lim
s→+∞
f(x, s)
s s→lim+∞
1
sk−1
=ℓ.0 = 0.
❆ss✐♠✱ ♣❡❧❛s ❤✐♣ót❡s❡s (f1),(f2) ❡ (f3) ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡ Cε = C(ε, k, f,Ω) > 0 t❛❧
q✉❡
f(x, s)≤(µ+ε)s+Cεsk, ♣❛r❛ t♦❞♦s≥0, x∈Ω. ✭✷✳✼✮
❉❡ ❢❛t♦✱ ♣❡❧❛ ❤✐♣ót❡s❡ (f2)❡①✐st❡ s0 >0t❛❧ q✉❡
f(x, s)≤(µ+ε)s, s❡0< s≤s0, x∈Ω. ✭✷✳✽✮
P♦r ✭✷✳✻✮✱ ❡①✐st❡♠ ❝♦♥st❛♥t❡s s1 >0❡ C1 >0 t❛✐s q✉❡
f(x, s)≤C1sk, ♣❛r❛ t♦❞♦s≥s1, x∈Ω. ✭✷✳✾✮
P❡❧❛ ❤✐♣ót❡s❡ (f1)✱ ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡ C2 >0 t❛❧ q✉❡
f(x, s)≤C2 =C2
sk
sk ≤C2
sk
s0
=C3sk, s❡s∈[s0, s1], x∈Ω. ✭✷✳✶✵✮
❉❛s ❞❡s✐❣✉❛❧❞❛❞❡s ✭✷✳✽✮✲✭✷✳✾✮✲✭✷✳✶✵✮ ♦❜t❡♠♦s ♦❜t❡♠♦s ❛ ❞❡s✐❣✉❛❧❞❛❞❡ ✭✷✳✼✮✳ ■♥t❡❣r❛♥❞♦ ❛ ❞❡s✐❣✉❛❧❞❛❞❡ ✭✷✳✼✮✱ ♦❜t❡♠♦s✿
Z s
0
f(x, t)dt ≤
Z s
0
(µ+ε)tdt+
Z s
0
Cεtkdt,
♦ q✉❡ ♣r♦✈❛ ✭✷✳✺✮✳ ❆❧é♠ ❞✐ss♦✱ t❡♠♦s
h(x)≤ |h(x)| ≤ khk∞, q✳t✳♣✳ ❡♠ Ω.
❆❣♦r❛ ✜①❡♠♦s ε0 > 0 t❛❧ q✉❡ µ+ε0 < λ1✳ P❡❧❛ ❝❛r❛❝t❡r✐③❛çã♦ ❞♦ ♣r✐♠❡✐r♦ ❛✉t♦✈❛❧♦r
t❡♠♦s
(µ+ε0)
2
Z
Ω
u2 ≤ (µ+ε0)
2λ1
Z
Ω|∇
u|2dx.
P❡❧❛ ❞❡✜♥✐çã♦ ❞❡I ❞❛❞❛ ❡♠ ✭✷✳✸✮✱ s❡❣✉❡ ❞❡ ✭✷✳✺✮ ❡ ❞❛ ✐♠❡rsã♦ ❞❡ ❙♦❜♦❧❡✈H1
0(Ω)֒→Lp(Ω)
q✉❡
I(u)≥ 1 2
Z
Ω|∇
u|2dx− 1 q+ 1
Z
Ωk
hk∞(u+)q+1dx−
Z
Ω
[(µ+ε0) 2 u
2+C
ε|u|k+1]dx
≥(1 2−
(µ+ε0)
2λ1
)kuk2−khk∞ q+ 1
Z
Ω
(u+)q+1dx−Cε
Z
Ω|
u|k+1dx
≥ C1kuk2 −C2khk∞kukq+1−C3kukk+1.
❆ss✐♠✱
I(u)≥[C1− khk∞C2kukq−1−C3kukk−1]kuk2. ✭✷✳✶✶✮
❈♦♥s✐❞❡r❡ ❛ ❢✉♥çã♦ ❞❡✜♥✐❞❛ ♣♦r✿
g(t) =C2khk∞tq−1+C3tk−1,
♦♥❞❡ t ≥0✱ q ∈(0,1) ❡k ∈[1,NN+2−2)s❡ N ≥3✱ ♦✉k ∈ [1,+∞) s❡1 ≤N <3✳ ❉❡r✐✈❛♥❞♦
g ❡♠ r❡❧❛çã♦ ❛ t✱ t❡♠♦s
g′(t) =C2(q−1)khk∞tq−2+C3(k−1)tk−2.
❙❡ t0 >0é t❛❧ q✉❡ g′(t0) = 0✱ ❡♥tã♦
C3(k−1)tk0−q+C2(q−1)khk∞= 0,
♦ q✉❡ ✐♠♣❧✐❝❛
t0 =
(1−q)C2
C3(k−1)k
hk∞
1/(k−q)
, 0< q <1< k. ❱❛♠♦s ❞❡♥♦t❛r C4 = C(13−(kq)−C1)2✳ ❆ss✐♠✱
g(t0) =C2khk∞(C4khk∞)
q−1
k−q +C
3(C4khk∞)
k−1
k−q =C 5khk
k−1
k−q
∞ ,
♦♥❞❡C5 =C2C q−1
k−q
4 +C3C k−1
k−q
4 ✱ ❡ kk−−1q >0✱ ♣♦✐s0< q <1< k✳ ❆ss✐♠✱ ❡①✐st❡m= ( C1
C5)
k−q k−1 >
0✱ t❛❧ q✉❡g(t0)< C1 s❡khk∞ < m✳ ❊♥tã♦✱ s❡khk∞< m ❡ ρ=t0✱ ♣♦r ✭✷✳✶✶✮ ❡ ♣❛r❛ t♦❞♦
u∈H1
0(Ω) t❛❧ q✉❡ kuk=ρ✱ t❡♠♦s
I(u)≥(C1−g(t0))t20 =η >0,
❞♦♥❞❡ ♦❜t❡♠♦s ✐✮✳
Pr♦✈❛ ❞♦ ✐t❡♠ ✐✐✮✳ ❙❡❣✉❡ ❞❛ ❤✐♣ót❡s❡(f3)q✉❡
lim
s→+∞
F(x, s)
s2 =
ℓ
2, ✉♥✐❢♦r♠❡♠❡♥t❡ ❡♠ x∈Ω. ✭✷✳✶✷✮
❉❡ ❢❛t♦✱ ❞❛❞♦ ε >0✱ ❡①✐st❡ M > 0 t❛❧ q✉❡
ℓ−ε≤ f(x, s)
s ≤ℓ+ε, ♣❛r❛ t♦❞♦s≥M. ❆ss✐♠✱ ✐♥t❡❣r❛♥❞♦ ❞❡ 0 ❛s ❛ ❞❡s✐❣✉❛❧❞❛❞❡ ❛❝✐♠❛✱ t❡♠♦s
Z s
0
(ℓ−ε)tdt≤
Z s
0
f(x, t)dt ≤
Z s
0
(ℓ+ε)tdt, ♣❛r❛ t♦❞♦ s≥M. ▲♦❣♦✱
(ℓ−ε) 2 ≤
F(x, s)
s2 ≤
(ℓ+ε)
2 , ♣❛r❛ t♦❞♦s≥M.
P♦rt❛♥t♦✱
lim
s→+∞
F(x, s)
s2 =
ℓ
2, ✉♥✐❢♦r♠❡♠❡♥t❡ ❡♠ x∈Ω.
❆❣♦r❛✱ ✉s❛♥❞♦ q✉❡ℓ > λ1✱ ❡①✐st❡ τ >0t❛❧ q✉❡✱ ♣❛r❛s >0s✉✜❝✐❡♥t❡♠❡♥t❡ ❣r❛♥❞❡✱ t❡♠♦s
F(x, s)
s2 ≥
ℓ−τ
2 >
λ1
2 , ✉♥✐❢♦r♠❡♠❡♥t❡ ❡♠ x∈Ω. ✭✷✳✶✸✮
❙❡❥❛ ϕ1 >0 ❛ ❛✉t♦❢✉♥çã♦ ❛ss♦❝✐❛❞❛ ❛♦ ❛✉t♦✈❛❧♦r λ1✳ ❙❛❜❡♠♦s q✉❡
kϕ1k2 =λ1kϕ1k2L2(Ω).
❆ss✐♠ t❡♠♦s
I(tϕ1) =
t2
2kϕ1k
2
− t
q+1
q+ 1
Z
Ω
h(x)ϕq1+1dx−
Z
Ω
F(x, tϕ1)dx
≤ t
2
2kϕ1k
2
− t
q+1
q+ 1
Z
Ω
h(x)ϕq1+1dx−
t2
2
Z
Ω
(ℓ−τ)ϕ21dx
= t
2
2
Z
Ω
(λ1−ℓ+τ)ϕ21dx−
tq+1
q+ 1
Z
Ω
h(x)ϕq1+1dx
= t
2
2
Z
Ω
(λ1 −ℓ+τ)ϕ21dx−
tq−1
q+ 1
Z
Ω
h(x)ϕq1+1dx
.
❈♦♠♦
0< q <1 ❡ λ1−ℓ+τ <0,
t❡♠♦s
lim
t→+∞
tq−1
q+ 1
Z
Ω
h(x)ϕq1+1dx= 0 ❡
Z
Ω
(λ1−ℓ+τ)ϕ21dx <0.
❊s❝♦❧❤❡♥❞♦ t0 s✉✜❝✐❡♥t❡♠❡♥t❡ ❣r❛♥❞❡ t❛❧ q✉❡
kt0ϕ1k> ρ,
t❡♠♦s
I(t0ϕ1)<0.
▲♦❣♦✱ ❡s❝♦❧❤❡♥❞♦ e=t0ϕ1✱ ♦❜t❡♠♦s ✐✐✮ ❡ ✐st♦ ❝♦♠♣❧❡t❛ ❛ ♣r♦✈❛ ❞♦ ❧❡♠❛✳
▲❡♠❛ ✷✳✷ ❙❡❥❛ Ω ⊂ Rn ✉♠ ❛❜❡rt♦ ❧✐♠✐t❛❞♦ ❡ (un) ⊂ H1
0(Ω) ✉♠❛ s❡q✉ê♥❝✐❛ t❛❧ q✉❡
un ⇀ u ❡♠ H01(Ω)✳ ❊♥tã♦ u+n ⇀ u+ ❡ u−n ⇀ u−✳
❉❡♠♦♥str❛çã♦✿ P❡❧❛ ❝♦♥✈❡r❣ê♥❝✐❛ ❢r❛❝❛ ❞❡(un)❡♠H01(Ω)✱ ❡①✐st❡ ✉♠❛ ❝♦♥st❛♥t❡C > 0
t❛❧ q✉❡ kunk ≤C.❆❧é♠ ❞✐ss♦✱ ❝♦♠♦ un =u+n +u−n✱ t❡♠♦s
kunk2 =
Z
Ω|∇
un|2dx
=
Z
Ω|∇
(u+n +u−n)|2dx
=
Z
Ω|∇
u+n|2dx+ 2
Z
Ω∇
u+n∇u−ndx+
Z
Ω|∇
u−n|2dx
=
Z
Ω|∇
u+n|2dx+
Z
Ω|∇
u−n|2dx
=ku+nk2+ku−nk2. ▲♦❣♦ (u+
n) é ❧✐♠✐t❛❞❛ ❡♠ H01(Ω)✳ ❆ss✐♠✱ ❡①✐st❡ v ∈H01(Ω) t❛❧ q✉❡
u+n ⇀ v ❡♠ H01(Ω),
u+n →v ❡♠ Lp(Ω) 1≤p <2∗, u+n(x)→v(x) q✳t✳♣ ❡♠ Ω.
✭✷✳✶✹✮
❉❡s❞❡ q✉❡ ❛ ✐♠❡rsã♦ H1
0(Ω)֒→Lp(Ω) é ❝♦♠♣❛❝t❛ t❡♠♦s
un→u, ❡♠ Lp(Ω) 1≤p < 2∗,
un(x)→u(x) q✳t✳♣ ❡♠Ω.
✭✷✳✶✺✮
P♦r ♦✉tr♦ ❧❛❞♦✱ s❛❜❡♠♦s q✉❡
u+
n =
un+|un|
2 ❡ u
+ = u+|u|
2 .
❆ss✐♠✱ s❡❣✉❡ ❞❡ ✭✷✳✶✺✮ q✉❡
▲♦❣♦✱ ♣❡❧❛ ✉♥✐❝✐❞❛❞❡ ❞♦ ❧✐♠✐t❡✱ s❡❣✉❡ ❞❡ ✭✷✳✶✹✮ q✉❡ v =u+✳ P♦rt❛♥t♦✱
u+n ⇀ u+.
❆♥❛❧♦❣❛♠❡♥t❡✱ ❝♦♥❝❧✉✐✲s❡ q✉❡ u−
n ⇀ u−,❡ ✐st♦ ❝♦♥❝❧✉✐ ❛ ♣r♦✈❛ ❞♦ ❧❡♠❛✳
▲❡♠❛ ✷✳✸ ❙❡❥❛ Ω⊂Rn ✉♠ ❛❜❡rt♦ ❧✐♠✐t❛❞♦ ❡(fn)⊂L2(Ω) ✉♠❛ s❡q✉ê♥❝✐❛ t❛❧ q✉❡fn ⇀ f ❡♠ L2(Ω) ❡ f
n≥0✱ ♣❛r❛ t♦❞♦ n✳ ❊♥tã♦ t❡♠♦s q✉❡ f ≥0 q✳t✳♣ ❡♠ Ω✳
❉❡♠♦♥str❛çã♦✿ P❡❧♦ ❚❡♦r❡♠❛ ❞❛ ❘❡♣r❡s❡♥t❛çã♦ ❞❡ ❘✐❡s③ ❡♠ L2(Ω)✱ t❡♠♦s
lim
n→+∞
Z
Ω
fnϕdx=
Z
Ω
f ϕdx ♣❛r❛ t♦❞♦ ϕ∈L2(Ω). ❋❛③❡♥❞♦ ❛ s✉❜st✐t✉✐çã♦ ϕ =f−✱ t❡♠♦s
0≤ lim
n→+∞
Z
Ω
fnf−dx
=
Z
Ω
f f−dx
=
Z
Ω
(f+−f−)f−dx
=−
Z
Ω
(f−)2dx.
▲♦❣♦✱
f−= 0 q✳t✳♣ ❡♠ Ω. P♦rt❛♥t♦✱
f ≥0 q✳t✳♣ ❡♠ Ω, ❡ ✐st♦ ❝♦♥❝❧✉✐ ♦ ❧❡♠❛✳
❖ ❧❡♠❛ ❛ s❡❣✉✐r✱ ❥✉♥t❛♠❡♥t❡ ❝♦♠ ❛ ✐♠❡rsã♦ ❝♦♠♣❛❝t❛ H1
0(Ω) ֒→ Lp(Ω)✱ s❡rá ✐♠♣♦r✲
t❛♥t❡ ♣❛r❛ ♦❜t❡r♠♦s ❞❡ ♠❛♥❡✐r❛ ❞✐r❡t❛ ✉♠❛ s♦❧✉çã♦ ♣❛r❛ ♦ ♣r♦❜❧❡♠❛ ✭✷✳✶✮✳ ❊st❡ ❧❡♠❛ ♥♦s ❞✐③ q✉❡✱ s♦❜ ❛s ❝♦♥❞✐çõ❡s ❞❛❞❛s ♥♦ ✐♥í❝✐♦ ❞♦ ❝❛♣ít✉❧♦ s♦❜r❡ ❛s ❢✉♥çõ❡sf(x, s)❡h✱ q✉❛❧q✉❡r
s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ é ❧✐♠✐t❛❞❛✳ ▼❛✐s ♣r❡❝✐s❛♠❡♥t❡✱ t❡♠♦s
▲❡♠❛ ✷✳✹ ❙✉♣♦♥❤❛ q✉❡ ❛s ❢✉♥çõ❡s f(x, s) ❡ h(x) s❛t✐s❢❛③❡♠ ❛s ❝♦♥❞✐çõ❡s (h1),(f1),(f2)
❡ (f3)✳ ❊♥tã♦ t♦❞❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ (un) ♣❛r❛ ♦ ❢✉♥❝✐♦♥❛❧ I é ❧✐♠✐t❛❞❛✳
❉❡♠♦♥str❛çã♦✿ ❙❡❥❛ (un)⊂H01(Ω) ✉♠❛ s❡q✉ê♥❝✐❛ ❞❡ ❈❡r❛♠✐ ♥♦ ♥í✈❡❧ c >0✱ ♦✉ s❡❥❛✱
I(un) =
1 2kunk
2
− 1
q+ 1
Z
Ω
h(x)(u+
n)q+1dx−
Z
Ω
F(x, u+
n)dx=c+o(1) ✭✷✳✶✻✮