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www.bjorl.org

Brazilian

Journal

of

OTORHINOLARYNGOLOGY

ORIGINAL

ARTICLE

Predictive

factors

of

occult

neck

metastasis

in

patients

with

oral

squamous

cell

carcinoma

Renato

Fortes

Bittar

,

Homero

Penha

Ferraro,

Marcelo

Haddad

Ribas,

Carlos

Neutzling

Lehn

HospitaldoServidorPúblicoEstadual(IAMSPE),SãoPaulo,SP,Brazil

Received30June2015;accepted18September2015 Availableonline17December2015

KEYWORDS

Headandneck neoplasms; Oralneoplasms; Survivaloutcomes; Lymphnode metastasis; Prognosis; Squamouscell carcinoma

Abstract

Introduction:Itiswellestablishedthatcervicallymphnodemetastasisisthemostimportant prognostic factor inpatients withoral squamous cellcarcinomaofthe upperaerodigestive tract.Thedefinitionofparametersandclassificationsthatcouldseparatepatientsingroupsof low,intermediateandhigh-riskisbeingattemptedforseveralyears.

Objective: Theobjectiveofthisstudywastodeterminepossiblepredictivefactorsrelatedto theoccurrenceofoccultcervicallymphnodemetastasisthroughtheanalysisof histopatholog-icalreportsofsurgicalspecimensobtainedafteroralsquamouscellcarcinomaresectionand selectiveneckdissectionsofpatientsinitiallyclassifiedasN0.

Methods:Thiswasaprimary,retrospective,observational,case---controlstudy. Histopatholog-ical reportswere reviewedtodetermineif somefindingswere relatedtotheoccurrenceof occultlymphnodemetastasis.Theeventsanalyzedwereoralcavitysubsites,pT-stage, mus-cularinfiltration, desmoplasia, vascularemboli,perineuralinfiltration, tumor thickness and compromisedmargins.

Results:Occult cervicalmetastasisaccounted for 19.10percent ofthecases. Desmoplasia, perineuralinfiltration,tumor thicknessandpT4astage arepredictivefactorsofoccultneck metastasis(p-value=0.0488,0.0326,0.0395,0.0488,respectively).

Conclusion: Theaccuratedefinitionofpredictivefactorsofoccultcervicalmetastasismayguide the selectionofpatients thatshouldbe referred toradiotherapy,avoiding theunnecessary exposureoflow-riskpatientstoradiationandallowingabetterregionalcontrolofthedisease inthoseofmoderateorhighrisk.

© 2015 Associac¸˜ao Brasileira de Otorrinolaringologia e Cirurgia C´ervico-Facial. Published by Elsevier Editora Ltda. This is an open access article under the CC BY license (http:// creativecommons.org/licenses/by/4.0/).

Pleasecitethisarticleas:BittarRF,FerraroHP,RibasMH,LehnCN.Predictivefactorsofoccultneckmetastasisinpatientswithoral squamouscellcarcinoma.BrazJOtorhinolaryngol.2016;82:543---7.

Correspondingauthor.

E-mails:renatobittar@yahoo.com,rfbittar@gmail.com(R.F.Bittar).

http://dx.doi.org/10.1016/j.bjorl.2015.09.005

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PALAVRAS-CHAVE

Neoplasiasdecabec¸a epescoc¸o;

Neoplasiasorais; Resultadosde sobrevida;

Metástaselinfática; Prognóstico; Carcinoma espinocelular

Fatorespreditivosdemetástasescervicaisocultasempacientescomcarcinoma epidermóidedeboca

Resumo

Introduc¸ão:Já ébemestabelecido queametástase oculta em linfonodo cervicalé ofator prognósticomaisimportanteempacientescomCarcinomaepidermóidedeboca(CEB)dotrato aerodigestivosuperior.Háanospesquisadorestentamdefinirparâmetroseclassificac¸õesque poderiamsepararospacientesemgruposdebaixo,médioealtorisco.

Objetivo:Oobjetivodesteestudofoideterminarpossíveisfatorespreditivosrelacionadoscom aocorrênciademetástaseocultaemlinfonodocervical,pormeiodaanálisedelaudos histopa-tológicos de espécimescirúrgicos obtidos após ressecc¸ão de CEBe dissecc¸ões seletivas do pescoc¸oempacientesinicialmenteclassificadoscomoN0.

Método: Estefoiumestudoprimário,retrospectivo,observacionaledecaso-controle.Laudos histopatológicosforamrevisadospara determinarsealgunsresultadosestavamrelacionados comaocorrência de metástases em linfonodosoculto. Oseventosanalisados foram: subsí-tiosdentrodacavidadeoral,estágio-pT,infiltrac¸ãomuscular,desmoplasia,emboliavascular, infiltrac¸ãoperineural,espessuradotumoremargenscomprometidas.

Resultados: Metástasescervicaisocultasforamresponsáveispor19,10%doscasos.Desmoplasia, infiltrac¸ãoperineural,espessuradotumoreestágiopT4aforamfatorespreditivosdemetástase cervicaloculta(p=0,0488,0,0326,0,0395,0,0488,respectivamente).

Conclusão:A definic¸ãoprecisadosfatorespreditivos demetástasecervicalocultapode ori-entaraselec¸ãodepacientesquedevemsersubmetidosaradioterapia,evitandoaexposic¸ão desnecessáriadospacientesdebaixoriscoàradiac¸ão,emelhorarocontroleregionaldadoenc¸a empessoasderiscomoderadooualto.

© 2015 Associac¸˜ao Brasileira de Otorrinolaringologia e Cirurgia C´ervico-Facial. Publicado por Elsevier Editora Ltda. Este ´e um artigo Open Access sob uma licenc¸a CC BY (http:// creativecommons.org/licenses/by/4.0/).

Introduction

Itiswellestablishedthatcervicallymphnodemetastasisis themostimportantprognosticfactor inpatientswithoral squamouscellcarcinoma(OSCC)oftheupperaerodigestive tract.1---4

Thereisadistinctrelationshipbetweenthenumberand levelofcervicalnodescompromised,capsularruptureand positivemarginswithfive-yearsurvival.1---5

Neck palpation during clinical exam still has great value; however, it has been shown that this may result in a false-negative rate of around 28.9 percent.2

Pal-pation sensitivity was estimated at 75 percent, and specificity at 83 percent, against 81 percent of sensi-tivity and 83 percent of specificity shown by computed tomography. Other authors demonstrated palpation sen-sitivity at 82 percent and specificity at 80 percent and found no significant differences comparing with cervical ultrasound.6,7

Neckdissectioniswellacceptedfordefinedevidenceof cervicallymphnodemetastasis;however,thereisstillgreat controversyaboutthetypeandextensionofnecktreatment inclinicallynegativecervicaldisease.2---5

The definition of parameters and classifications that couldseparatepatientsingroupsoflow,intermediateand highriskisbeingattemptedforseveralyears.Studieshave impliedfactorssuchashistologicgrade,muscular infiltra-tion,desmoplasia, vascularemboli,perineuralinfiltration, tumorthicknessandcompromisedmargins.5,8---11

Thepresence ofthesemultiple variablesofrecurrence wasapreciseindicatorofpoorprognosis.5,12,13Other

stud-ies have shown that lymphatic or vascular invasion is an independentriskfactor.14,15

Theobjectiveofthisstudywastodeterminepossible pre-dictivefactorsrelatedtotheoccurrenceofoccultcervical lymphnodemetastasis throughtheanalysisof histopatho-logical reports of surgical specimens obtainedafter OSCC resectionandselectiveneckdissectionsofpatientsinitially classifiedasN0.

Methods

This was a primary, retrospective, observational, case---controlstudy.

Datawasobtainedfromasingleinstitution.Theresearch wasperformedfrom1995to2014.

Histopathological data was obtained using chart num-bers. No intervention was performed and no attempt to contactpatientstoobtainanykindofinformationwasmade. Patient’snamesor anyother meansofidentification were notused.Thisstudywasinaccordancewithallprinciplesof theHelsinkiDeclaration.

The search started with the gathering of all records involving oral cancer.After eliminatingalldoubleentries, wereviewedallpatients’chartsandselectedeverypatient thatwasinitiallyclassifiedasN0.

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refusedsurgicaltreatment,patientswhohadtheneck stag-ing changed at the pre-operative period, patients with tumorssmallerthan1cmwhowerenotsubmittedto elec-tiveneckdissection.

Patientswerethendistributedintotwogroups:

GroupA:patientsN0whoweresubmittedtooralcancer resectionwithelectiveneckdissection(levelsI,IIandIII) andtheabsenceofoccultlymphnodemetastasis. GroupB:patientsN0whoweresubmittedtooralcancer resectionwithelectiveneckdissection(levelsI,IIandIII) andthepresenceofoccultlymphnodemetastasis.

Histopathologicalreports werethenaccessed to deter-mine if some findings were related to the occurrence of occult lymph node metastasis. The events analyzed were oral cavity subsites, pT-stage, muscular infiltration, desmoplasia,vascularemboli,perineuralinfiltration,tumor thickness and compromised margins. These were individ-ually analyzed to determine whether those events could be relatedto occult lymph node metastasis with statisti-calsignificance,andifitcouldbeusedaspredictivefactor todetermine thepresenceofnodemetastasis inclinically negativenecks.

Results

Initially, we retrieved 183 patients, and after the exclu-sion criteria remained with 157 patients. One hundred and twenty-seven patients did not present with occult lymphnodemetastasis andwereincluded ingroupA.The remaining30patientswereincludedingroupB.Occult cer-vicalmetastasis accounted for 19.10 percentofthe cases (30/157).

IngroupA,theaverageagewas65.4years(47---88years old).Maleswere104,andfemales23.IngroupB,the aver-ageage was63.7 years(44---91yearsold).Maleswere 26, andfemales4.

Thecompromisedoralcavitysubsitesweretongue54.14 percent(68casesingroupAand17ingroupB),floor29.93 percent(39casesingroupAand8ingroupB), retromolar area11.46percent(15casesingroupAand3ingroupB),and buccal mucosa/lipswithextension tobuccal mucosa 4.45 percent(5 cases in group Aand 2 in group B). All of the casesinthegingivaweresmallerthan1cmandsubmitted tolocalresectionwithsafetymarginswithoutelectiveneck dissection---therefore,werenotincluded(Table1).

Oddsratio,confidenceintervalandp-valueaccordingto oralcavitysubsitesareshowninTable2.

The analysis of the compromised levels revealed that levelIwaspositivein23.33percent(7/30),levelIIin53.3 percent(16/30),andlevelIIIin23.33percent(7/30).Five patients were submitted to bilateral dissections of levels I,II, III becausethe tumor had alreadycrossedthe facial midline.

Oftheeventsanalyzed,muscularinfiltrationwaspresent in49.04percentofthecases,desmoplasiain7.64percent, vascularemboliin12.73percent,perineuralinfiltrationin 27.38percent,tumorthickness(≥4mm)in66.87percent,

compromised marginsin 20.38percent,pT1 in 17.19 per-cent,pT2in34.39percent,pT3in40.76percent,andpT4a

Table1 Demographicsandoccurrencesubsites.

GroupA GroupB

Gender

Male/female 104/23 26/4

Age

Average(range) 64.4(47---88) 63.7(44---91)

Oralcavitysubsite

Tongue 68 17

Floor 39 8

Retromolararea 15 3

Buccalmucosa/lipswith extensiontobuccal mucosa

5 2

Table 2 Odds ratio, confidence interval and p-value accordingtooralcavitysubsites.

OR 95%CI p-Value

Tongue 1.1346 0.5088---2.5300 0.7576 Floor 0.8205 0.3360---2.0035 0.6641 Retromolararea 0.8296 0.2241---3.0714 0.7797 Buccalmucosa/lips

withextensionto buccalmucosa

1.7429 0.3214---9.4502 0.5195

in7.64percentofthecases.AllpT4bcaseswereamongthe excludedones.

Ofthesevariables,desmoplasia, perineuralinfiltration, tumorthickness(≥4mm),andpT4presentedwithapositive

associationwithoccultcervicalmetastasis,withstatistical significance(p<0.05)(Table3).

Discussion

Thiscase---controlstudywascomposedof157patientswith oralsquamouscellcarcinomawhowereinitiallydiagnosed asN0.Thesamplewasgatheredfrom1995to2014.

Ourprimaryconcernwastotrytodetermineany predic-tivefactorsinhistopathologicalreportsthathadapositive relationshipwiththeoccurrenceofoccultcervical metasta-sis.

The estimated rateof occult lymphnode metastasis is around15---34 percent, according to some studies.16---18 In

ourstudy,of the157 patients,we have found 30 tohave occultcervicalmetastasisaftersurgery,whichcorresponds to19.10percent.

Itwasacomprehensivestudywithasignificantnumber ofcasesoforalcancerandwithmultivariateanalysis.

Mosttumorswerelocatedatthetongueandfloorofthe mouth,andaccordingtoliteraturethesesubsitesaremore relatedtoahigherriskofoccultcervicalmetastasis; how-ever,ouranalysis,showninTable2,doesnotallowtheclear indicationofaparticularoralcavitysubsiteasapredictive factorwithstatisticalsignificance.

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Table3 Theincidenceofthestudiedfactorsinbothgroups,oddsratio,confidenceintervalandp-value.

n=157 GroupA(127) GroupB(30) OR 95%CI p-Value

Muscularinfiltration 60 17 1.4603 0.6550---3.2556 0.3547

Desmoplasia 7 5 3.4286 1.0063---11.6818 0.0488

Vascularemboli 13 7 2.6689 0.9602---7.4182 0.0598

Perineuralinfiltration 30 13 2.4725 1.0780---5.6712 0.0326

Tumorthicknessa 80 25 2.9375 1.0534---8.1915 0.0395

Compromisedmargins 27 5 0.7407 0.2592---2.1170 0.5754

pT1 25 2 0.2914 0.0650---1.3058 1.611

pT2 48 6 0.4115 0.1569---1.0787 1.806

pT3 47 17 2.2259 0.9932---4.9885 0.0520

pT4a 07 5 3.4286 1.0063---11.6818 0.0488

a4mm.

B.The calculatedoddsratio(1.4603---CI:0.6550---3.2556) doesnotallowtodetermineitasariskfactorforoccultneck metastasis(p>0.005).Asamatteroffact,muscular infiltra-tionremainsanunclearfactor,withsomeauthorsdiscussing anincreasedriskwhentheinvasionexceeds4mm.2,11,19,20

Desmoplasiaandvascularemboliwererelatedwiththe presence of cervical metastasis by some authors. In this study,desmoplasia occurred in seven patients in group A and five in group B, with an odds ratio of 3.4286 (CI: 1.0063---11.6818) being a risk factor for occult cervical metastasiswithstatisticalsignificance(p=0.0488).10,11

Brandwein-Gensler etal. didnot findstatistical signif-icancewith vascular invasion.We have found 13 cases in groupA andseven casesin groupB withan oddsratioof 2.6689(CI:0.9602---7.4182),buta p-valueof 0.0598---not statisticallysignificant,butwithalikelytendencytoit.21

Regarding perineural infiltration, several studies have shownit asan independentrisk factorfor theoccurrence ofoccultcervical metastasis.21---23 We havefound 30cases

ingroup A and13 at group B.Odds ratio was2.4725 (CI: 1.0780---5.6712),withap-valueof0.0326---therefore,with statistical significance and in concordance with previous studies.

Anotherwell-studied factoristumorthickness.Itisnot welldefinedwhatshouldbethecorrectparameterto con-sider. Different measures can be found in the literature, somewithacut-offof3mm,others,4mm.23---25

Weadoptedthe4mmparametersinceitisthemostused inthecurrentliterature.Wehaveobserved80casesingroup Aand25ingroupB.Thecalculatedoddsratiowas2.9375(CI: 1.0534---8.1915),witha p-value of0.0395, andthat result seemstoberatherintuitivetoexplainitsrelationshipwith occultcervicalmetastasis.

TumorlengthwasalsoanalyzedbasedonthepTNMscale, andpT4apresented asariskfactor, withanoddsratioof 3.4286(CI:1.0063---11.6818) anda p-value of0.0488. The otherstagesdidnotdemonstrateapositiveassociationwith occultneckmetastases;however,itisworthmentioningthat pT3 with an odds ratioof 2.2259 (CI:0.9932---4.9885), p-value0.0520, showedapossible tendency toitaswell as vascularinvasion,aspreviouslymentioned.

Atlast,wehaveanalyzedifmarginswerecompromised. Wehavefound27casesingroupAandfivepatientsingroup B.Theestimatedoddsratiowas0.7407(CI:0.2592---2.1170), andap-valueof0.5754.

The constant evolution of the treatment of oral squa-mous cell carcinoma has made possible to better select patientswhowillundergoelectiveneckdissections.When correctlyindicated,surgicaltreatmentoffersgreatoutcome in five-yearsurvival. However,thisoperation evolves pos-siblemajorcomplications, suchasspinal nervelesionand significantestheticcompromise.

Theuseofthesentinellymphnodemappingisone tech-niquethatisbeingstudiedinheadandneckcancersfor a longtime.Ithasprovenitsvalueinmelanomasandbreast cancers, and several centers around the globe are using itwithsatisfactoryresults.26,27 Inourservice,none ofthe

caseswassubmittedtothistechnique.

ElectiveneckdissectionevolvedlevelsI,II andIII.This type of neck treatment is the standard procedure in our service,withitseffectivenessprovenintheliterature.28---30

We found that levels I and III were equally compromised with 23.33 percent of the cases. Level II was positive in 53.3 percent of the cases. These cases were posteriorly referredtotherapeuticnecktreatmentwithmodified radi-calneckdissectionorradiochemotherapyinthecaseswhere patients refused to undergo another surgery or did not presentthemselveswithclinicalconditionsforasecondary surgery(5/30).

The present study focused only at the histopatholog-ical analysis to determine possible predictive factors for occultneckmetastasis;therefore, someinformation,such asalcoholandtobaccoconsumption,wasnotevaluated,and neitherwasoverall survival rate.We considerthatfuture prospective studies correlating all of these variables are extremelynecessary,consideringthatthevastmajority of studiesinthisfieldareretrospectiveones.

Ontheotherhand,theaccuratedefinitionofpredictive factors for occult cervical metastasis may also guide the selection of patients who shouldbe referred to radiothe-rapy,avoidingtheunnecessaryexposureoflow-riskpatients toradiation and allowing abetter regionalcontrol of the diseaseinthoseofmoderateorhighrisk.

Conclusion

In thisstudy,we have found that desmoplasia, perineural infiltration, pT4a stage and tumor thickness(≥4mm) are

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Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

References

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den Ende PL, Wijers OB, et al. Multicenter validation of recursivepartitioninganalysisclassificationfor patientswith squamouscellheadandneckcarcinomatreatedwithsurgery andpostoperativeradiotherapy.IntJRadiatOncol BiolPhys. 2007;68:119---25.

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Table 1 Demographics and occurrence subsites.
Table 3 The incidence of the studied factors in both groups, odds ratio, confidence interval and p-value.

Referências

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