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The

Brazilian

Journal

of

INFECTIOUS

DISEASES

w w w . e l s e v i e r . c o m / l o c a t e / b j i d

Original

article

Risk

factors

for

laboratory-confirmed

bloodstream

infection

in

neonates

undergoing

surgical

procedures

Roberta

Maia

de

Castro

Romanelli

a,b,c,∗

,

Lêni

Márcia

Anchieta

a,b

,

Elaine

Alvarenga

de

Almeida

Carvalho

a

,

Lorena

Ferreira

da

Glória

e

Silva

d

,

Rafael

Viana

Pessoa

Nunes

e

,

Paulo

Henrique

Mourão

c

,

Wanessa

Trindade

Clemente

c,f

,

Maria

Cândida

Ferrarez

Bouzada

a,b

aDepartmentofPediatrics,FaculdadedeMedicina,UniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,MG,Brazil bNeonatalUnitforProgressiveCare,HospitaldasClínicas,UniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,MG,Brazil cHospitalInfectionControlCommittee,HospitaldasClínicas,UniversidadeFederaldeMinasGerais(UFMG),Brazil

dPediatricsInfectiousDiseases,HospitalInfantilJoãoPauloII,Fundac¸ãoHospitalardoEstadodeMinasGerais,BeloHorizonte,MG,

Brazil

eFaculdadedeMedicina,UniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,MG,Brazil

fDepartmentofComplementaryPropedeutics,FaculdadedeMedicina,UniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,

MG,Brazil

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received23September2013

Accepted18December2013

Availableonline29March2014

Keywords:

Newbornintensivecareunits

Infectioncontrol

Surgery Sepsis

a

b

s

t

r

a

c

t

Background:HealthcareAssociatedInfectionsconstituteanimportantproblemin

Neona-talUnitsandinvasivedevicesarefrequentlyinvolved.However,studiesonriskfactorsof

newbornswhoundergosurgicalproceduresarescarce.

Objective:Toidentifyriskfactorsforlaboratory-confirmedbloodstreaminfectioninneonates

undergoingsurgicalprocedures.

Methods:Thiscase–controlstudywasconductedfromJanuary2008toMay2011,inareferral

center.Caseswereof21newbornswhounderwentsurgeryandpresentedthefirstepisode

oflaboratory-confirmedbloodstreaminfection.Controlwas42newbornswhounderwent

surgicalprocedureswithoutnotificationoflaboratory-confirmedbloodstreaminfectionin

thestudyperiod.InformationwasobtainedfromthedatabaseoftheHospitalInfection

Con-trolCommitteeNotificationofinfectionsandrelatedclinicaldataofpatientsthatroutinely

collectedbytrainedprofessionalsandfollowtherecommendationsofAgênciaNacionalde

VigilânciaSanitáriaandanalyzedwithStatisticalPackageforSocialSciences.

Results:Duringthestudyperiod,1141patientswereadmittedtoNeonatalUnitand582

Healthcare AssociatedInfections were reported (incidence-density of 25.75 Healthcare

AssociatedInfections/patient-days).Inthe comparativeanalysis,a higherproportionof

laboratory-confirmedbloodstreaminfectionwasobservedinpreterminfantsundergoing

surgery(p=0.03) anduse ofnon-invasiveventilationwasa protective factor(p=0.048).

Statisticallysignificantdifferencewasalsoobservedformechanicalventilationduration

Correspondingauthorat:AvAlfredoBalena190,1andar,AlaOeste,ComissãodeControledeInfecc¸ãoHospitalar(CCIH),30130-100,

SantaEfigênia,BeloHorizonte,MG,Brazil.

E-mailaddresses:rmcromanelli@ig.com.br,rmcromanelli@unifenas.br(R.M.d.C.Romanelli).

http://dx.doi.org/10.1016/j.bjid.2013.12.003

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(p=0.004),durationofnon-invasiveventilation(p=0.04),andparenteralnutritionduration

(p=0.003).Inmultivariateanalysisdurationofparenteralnutritionremainedsignificantly

associatedwithlaboratory-confirmedbloodstreaminfection(p=0.041).

Conclusions:Shorteningtimeonparenteralnutritionwheneverpossibleandpreferencefor

non-invasive ventilation in neonates undergoing surgery shouldbe considered in the

assistanceofthesepatients,withthegoalofreducingHealthcareAssociatedInfections,

especiallylaboratory-confirmedbloodstreaminfection.

©2014ElsevierEditoraLtda.Allrightsreserved.

Introduction

HealthcareAssociatedInfections(HAI)constitutean

impor-tant problem in neonatal units and are associated to

highermorbidity,mortalityanddurationofhospitalizationof

newborns.1–3

Ratesofinfectionreportedininternationalstudiesrange

from0.1%innewbornsattermto20%inprematureinfants,

andareinverselyrelatedtobirthweight.4,5 InBrazil,higher

rates are observed – they can reach 69.3% – and

infec-tionaffectsmainlyinfantsweighinglessthan1000g.6–8 The

incidence density (ID) also varies with birth weight, from

approximately12%per1000patient-daysinnewborns

weigh-ingmorethan2500g,to51.9%per1000patient-daysinthose

withlessthan1000g.7–9

Thereareseveralriskfactorsassociatedwithnosocomial

infectionsinneonatalunits,suchasprematurity,

mechani-calventilation(MV)andcentralvenouscatheter(CVC),length

of stay in the unit, as well as parenteral nutrition (PN),

antibiotics, and malformations.2,6,10,11 Surgical procedures

determinesurveillanceofwoundinfectionandsurveillance

recommendationstoinvestigatethisevent.12–14Butrisk

fac-torsforlaboratory-confirmedbloodstreaminfection(LCBI)in

surgicalneonatesarescarcenationallyandinternationally.In

apreviousstudyatthesame NeonatalUnit forProgressive

Care(NUPC)wherethisstudywasconducted,surgery,MV,and

CVCwereidentifiedasindependentriskfactorsforLCBI.15

TheaimofthisstudywastoidentifyriskfactorsforLCBI

inneonatesundergoingsurgicalproceduresataNUPCina

referralhospital.

Patients

and

methods

TheNUPCatHospitaldas Clínicas ofUniversidade Federal

deMinasGeraisisatertiaryreferralcenterforassistanceof

patientswithdiverseclinicalconditions,includinghigh-risk

newborns.Thiscase–controlstudywasconductedfrom

Jan-uary2008toMay2011.

Casedefinition

Newborns(NB)whounderwentsurgeryandpresentedthefirst

episodeofLCBI,definedbythereportingcriteriaofinfection

ininfantsunderoneyear–accordingtotheNationalAgency

forSanitarySurveillance(AgênciaNacionaldeVigilância

San-itária–ANVISA),12aftertheprocedure,werethesubjectof

thisstudy.OnlythefirstepisodeofLCBIwasconsidered;

there-fore,patientswereincludedonlyonce.

Criteriafornotificationofinfectionattributedto

commen-sal microorganisms (e.g. coagulase-negative Staphylococcus)

were notincluded, duetothenecessityofisolationintwo

samplesofbloodcultureassociatedwithclinicalsigns.12,13

Controldefinition

Controlswerenewbornswhounderwentsurgicalprocedures

withoutanysignsorsymptomsofsepsisoranynotification

ofLCBI inthepost-operative period.Two controlspercase

matchedforweightwereselected.

Datacollection

Theinformationwasobtainedfromthedatabaseofthe

Hos-pitalInfectionControlCommittee(HICC)andpatientrecords.

Variablesincludedwere:typeofsurgery,birthweightdivided

byage,prematurity(gestationalagelessthan37weeks),

pres-enceofmalformations,useofinvasivedevices(CVCandMV),

useofnon-invasiveventilation(NIV),useofcontinuous

posi-tiveairwaypressure(CPAP),chestdrain,useofPN,andprior

antibioticuse(ATM).Inaddition,surgicalfastingandfasting

duration,mortality,time(indays)withCVC,MV,NIVinCPAP,

chesttube,PN,ATMandnumberofATMregimenswerealso

evaluated.

Statisticalanalysis

The softwareused foranalysis wasthe Statistical Package

forSocial Sciences (SPSS),version 13.0. Thedistributionof

patients by birth weight (used for matching) and type of

surgerywasconsideredonlyinthedescriptiveanalysis.For

thecomparativeanalysisbetweengroups(casevs.control),

2 test was usedfor categoricalvariables. For quantitative

variables,Student’s ttest orMann–Whitney testwas used,

according to analysisof variance testevaluated by Levine.

Statistical significance was considered at 5%. Multivariate

analysiswasperformedbybinarylogisticregression,

consid-eringthedependentvariabletheoccurrenceofLCBI,andas

predictors the risk factors significantly (p<0.05) associated

with LCBIin univariateanalysis. Individualcontributionof

eachriskfactorwastested(Waldchi-square),thereby

elim-inatingtheoverlapbetweenthepredictors.Thisstudyispart

ofthe activitiesofSurveillance and ControlofInfectionin

Neonatology,anditwasapprovedbytheInstitutionalReview

(3)

Table1–Distributionofnewbornsaccordingtoweight rangeandincidencedensityofhealthcareassociated infections(HAI),NeonatalUnitforProgressiveCare, HC/UFMG,January2008toApril2011.

Birthweight Patients atrisk

HAI Patient-day IDofHAIa

Until750g 22 45 1113 40.4 751–1000g 69 95 3575 26.6 1001–1500g 165 115 4951 23.2 1501–2500g 466 197 7636 25.8 >2500g 439 130 5323 24.4 Total 1161 582 22,598 25.8

a IDofHAIincidencedensityofhealthcareassociatedinfections.

Table2–Birthweightdistributionofnewbornswho underwentsurgicalprocedures,NeonatalUnitfor ProgressiveCare,HC/UFMG,January2008–April2011.

Birthweight Cases Controls Total

n(%) n(%) n(%) Until750g 2(9.52) 1(2.38) 3(4.76) 751–1000g 4(19.05) 10(23.81) 14(22.22) 1001–1500g 3(14.29) 6(14.28) 9(14.29) 1501–2500g 9(42.85) 17(40.48) 26(41.27) >2500g 3(14.29) 8(19.05) 11(17.46) Total 21(100) 42(100) 63(100)

Results

Duringthestudyperiod,1141patientswereadmittedtoNUPC, with22,598patient-days.Atotalof582HAIwerereportedwith anIDof25.75/1000patient-days.From theseinfections,126 wereLCBIwithIDHAIof5.58/1000patient-days(Table1).

Amonghigh-riskpatientsadmittedintheperiod,we

iden-tified21casesofsurgicalpatientswithnotificationofLCBI,

whowerematchedto42neonatesundergoingsurgical

proce-dures,butwithoutLCBI.Birthweightdistributionofcasesand

controlsisshowninTable2,withhigherfrequencyofpatients

intheweightrange1501–2500g(41.27%),followedbypatients

weighingbetween751and1000g(22.22%).

Preterm infants undergoing surgery had 3.75 greater

chanceofLCBIthantermbabies.Althoughstatisticalanalisis

presentedp=0,048forNIV,itwasnotsignificantconsidering

that95%CIincluded1(Table3).Forcontinuousvariables,

sta-tisticallysignificantdifferencewasobservedforMVduration

(greaterincases),durationofNIV(greaterincontrols),andPN

duration(greaterincases)(Table4).

Variablesincludedinthe multivariatelogisticregression

model were prematurity (yes or no), duration of MV, NIV,

andPN(numberofdays).Themodelincreasedthepredictive

valueof66.7–84.1%,correctlyidentifying13 ofthe21 cases

ofLCBI(61.9%) and40 of42 controls(95.2%).LengthofPN

wastheonlyriskfactorthatremainedindependently

asso-ciatedwithLCBI(p=0.041).EachdayonPNincreasedby9%

(95%CIOR:1.00–1.17)the probabilityofLCBI.Althoughnot

statisticallysignificant,durationofNIVtendedtobea

pro-tectivefactor(p=0.071),aseachdayonNIVwasassociated

withadecreaseintheprobabilityofLCBIby29%(95%CIOR:

0.49–1.03).Prematurity and timeon MVwere not

indepen-dently associatedwithLCBI inthe finalmodel(p=0.29 and

p=0.22,respectively)(Table5).

Discussion

Inneonatesundergoingsurgery,prematurity,durationofMV

andPNusewereidentifiedasriskfactorsforprogressionto

LCBI, but onlyduration of PN use has remained

indepen-dentlyassociated(p=0.041)inthemultivariateanalysis.Many

reportsininternational10,16–18andnational2,6literaturedefine

thesevariablesaspredictorsofsepsis.However,noneofthe

studiesweredesignedtoassessriskfactorsforLCBIin

new-bornswhounderwentsurgicalprocedures.

Inapreviousstudy15surgicalprocedureitselfwasfoundto

beanindependentriskfactorforLCBIinnewborns.Mokaddas

et al.19 evaluatedpatients withsuspectedsepsisina

Pedi-atricSurgicalUnitand2.3%ofthemhadLCBI.Ofallsurgical

pediatricpatients,82%hadcongenitalabnormalitiesand87%

requiredsurgicalinterventions.Bhattacharyyaetal.20

identi-fieda6.2%rateofinfectionreportedamongsurgicalpatients

evaluated, although the authors have not included

infec-tionsotherthanLCBI.Higherprevalenceofinfectioninthese

childrenwasassociatedtonutritionalstatus(p<0.0001)and

several surgicalinterventions(p<0.0001).Besides,the

stud-ieswereconductedinthePediatricIntensiveCareUnitand

wasnotrestrictedtonewborns.Nonetheless,neonateswere

atincreasedriskofsepsiswhencomparedtootherchildren

(4.2%<0.05).

Itshouldbeconsideredthatpatientswhoundergosurgical

proceduresarevulnerabletocomplications(suchas

extuba-tionfailureanddietintolerance)andtheyneedprolongedPN,

asidentifiedinthepresentstudyasriskfactorforLCBI.They

alsohavelongerlengthofstayintheNeonatalIntensiveCare

Unitwithfrequentuseinvasivedevices,suchasMV,

associ-atedwithLCBIinunivariateanalysis.

Zakariyaetal.21studiedonlyinfantswhodevelopedLCBI

andalsoidentifiedMVasariskfactorinthelogistic

regres-sionmodelwithanOR=3.59(CI95%=1.16–11.07).However,

theauthorsincludedallneonates,notonlythoseundergoing

surgery.

AstudybySuetal.18includedonlyneonatesandidentified

ahigherproportionofnosocomialinfectioninpatients

under-going surgicalprocedures(13%comparedto6.9%; p<0001).

Inmultivariateanalysis,MVandPNremainedindependently

associatedwithinfection,increasingtheriskby21%and30%,

respectively.

Another study in the same city conducted in a private

NeonatalIntensiveCareUnit,2whichincludednotonly

new-borns undergoing surgery, alsodemonstrated that invasive

deviceswereassociatedwithHAIinthispopulation.In

multi-variateanalysis,theuseandlengthofMVwasalsoassociated

withBSInotassociatedwithCVC.Otherriskfactorsforsepsis

innewbornsdescribedintheliterature–suchasprematurity,

congenitalanomalies,lengthofantibiotictherapy,anduseof

CVC2,10,17,18didnotturnouttobeassociatedwithLCBIinthis

study,although prematuritywassignificantlyassociatedin

univariateanalysisandpreterminfantspresented3.75greater

(4)

Table3–Associationofriskfactorswithlaboratoryconfirmedbloodstreaminfectioninneonatesundergoingsurgery. NeonatalUnitforProgressiveCare.HC/UFMG.January2008–April2011.

Laboratoryconfirmedbloodstreaminfection Univariateanalysis

Cases Controls p OR 95%CI n=21 n=42 Sex Malen(%) 13(61.91) 18(42.86) 0.15a Femalen(%) 8(38.09) 24(57.14) Prematurity Non(%) 4(19.05) 20(47.62) 0.032a 3.86 1.1–13.4 Yesn(%) 17(80.95) 22(52.38) Malformation Non(%) 1(4.76) 6(14.29) 0.41a Yesn(%) 20(95.24) 36(85.71) CVC Non(%) 0 2(4.76) 0.55a Yesn(%) 21(100) 40(95.24) MV Non(%) 0 5(11.90) 0.16a Yesn(%) 21(100) 37(88.10) NIV Non(%) 20(95.24) 31(73.81) 0.048a 0.14 0.017–1.18 Yesn(%) 1(4.76) 11(26.19) CPAP Non(%) 12(57.14) 23(54.76) 0.86a Yesn(%) 9(42.86) 19(45.24) Chestdrain Non(%) 17(80.95) 36(85.71) 0.72a Yesn(%) 4(19.05) 6(14.29) Parenteralnutrition Non(%) 1(4.76) 7(16.67) 0.25a Yesn(%) 20(95.24) 35(83.33) PreviousATM Non(%) 0 1(2.38) 1.00a Yesn(%) 21(100) 41(97.62) Surgicalfasting Non(%) 1(4.76) 1(2.38) 0.99a Yesn(%) 20(95.24) 41(97.62) Death Non(%) 14(66.67) 35(83.33) 0.20a Yesn(%) 7(33.33) 7(16.67)

OR,oddsratio;CI,confidenceinterval;CVC,centralvenouscatheter;MV,mechanicalventilation;NIV,noninvasiveventilation;CPAP,continuous positiveairwaypressure;ATM,antimicrobials;SD,standarddeviation.

a 2.

prematurityisdirectlyrelatedtohigherratesofsepsis,but

moststudiesfocusonbirthweight,whichisinversely

asso-ciatedtoinfection.1,2,10,18LCBIratesof50%wereobservedin

newbornsunder750g,4aswellasIDof37per1000

patient-days.15

Stoll et al.22 studied extremepreterm infantsaccording

to gestational age and also found high mortalityin these

patients, inaddition torates ofinfection of33–38%. Auriti

etal.23alsoidentifieddifferentriskfactorsfornewborns

clas-sifiedasverylowbirthweight(VLBW),consideringcumulative

probabilityofhavinginfectionmoreprevalentinthisgroup.

Riskfactorsincludedgestationalage<28weeksandCPAPuse.

Invasiveprocedureswereassociatedwithhigherriskastheir

durationincreased,withthehighestriskassociatedwithMV

for sevendays or more (RR:3.82; 95% CI 2.83–5.17). These

authorsalsoreportedasriskfactorsforinfectiontheuseofPN

(OR:8.1;95%CI3.2–20.5)andmalformations(OR:2.1;95%CI

1.5–3.5),especiallyforheaviernewborns,whichisconfounded

bytheneedforsurgicalprocedures.

In the present study infection was notassociated with

CPAP.However,theuseofNIVmighthavebeenaprotective

factorforLCBI(1casecomparedto11controls),reducingthe

chance ofLCBI by86%. AlthoughOR was0.14, the 95% CI

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Table4–Continuousvariablesassociatedwithlaboratoryconfirmedbloodstreaminfectioninneonatesundergoing surgery.NeonatalUnitforProgressiveCare.HC/UFMG.January2008–April2011.

DurationofCVC(days) Mean(SD) 30.67(16.58) 22.29(18.82) 0.09a DurationofMV(days) Median(range) 18.0(28.5) 7.0(16.25) 0.004b

DurationofNIV(days) Median(range)

0.0(0.00) 0.0(2.25) 0.040b

DurationofCPAP(days) Médian(SD)

2.24(4.49) 3.10(5.13) 0.52a

DurationofChestDrain Median(range)

0.00(0.00) 0.0(0.00) 0.51b

DurationofPN Median(range)

17.0(21.00) 11.0(11.5) 0.003b

Durationoffasting(days) Median(range)

3.80(5.82) 4.4(5.49) 0.36b

SchemesofATM Median(SD)

1.71(1.45) 1.48(1.37) 0.52a

CVC,centralvenouscatheter;MV,mechanicalventilation;NIV,noninvasiveventilation;CPAP,continuouspositiveairwaypressure;ATM, antimicrobials;SD,standarddeviation.

a Ttest. b Mann–Whitney.

Table5–Logisticregressionmodelforpredictinglaboratory-confirmedbloodstreaminfectioninneonatesundergoing surgicalprocedures.NeonatalUnitforProgressiveCare.HC/UFMG.January2008–April2011.

Predictor B Wald p OR(95%CI)

Prematurity 0.793 1.140 0.286 2.21(0.52–9.47)

DaysofMV 0.029 1.498 0.221 1.03(0.98–1.08)

DaysofNIV −0.344 3.252 0.071 0.71(0.49–1.03)

DaysofPN 0.081 4.193 0.041 1.09(1.00–1.17)

B,slopefromlogisticregressionequation;Wald,Waldchi-square;OR,oddsratiopredictedbythemodel;CI,confidenceinterval;MV,mechanical ventilation;NIV,non-invasiveventilation;PN,parenteralnutrition.

workofbreathinginnewbornsundergoingNIV,comparedto thosewhousedContinuousPositivePressureAirway,without presenting complications, suchas necrotizing enterocolitis and gastrointestinalperforations. However,it wasnot con-sideredforriskfactoranalysis.24–26 Itshouldbepointedout

thatNVIisalessinvasiveventilatorysupport,thusreducing

severalrisksofMV.

There are significant variations in predictors of HAI

among neonatal Intensive Care Units, predominating

sep-sis.Ratesofinfectioninnewbornsvarybetween4.7%16and

69.3%.1–10,21,27–30Despitemostofthereferredstudieshaving

notusedindexbypatient-days,theirresultsareinlinewith

theoveralldensityofinfectionsfoundinthisstudy–25.75per

1000patient-days.However,whenconsideringonlyLCBI,the

IDwas5.58/1000patient-days,whichmayraisetheissueof

notificationforclinicallysuspectedsepsis,whichisnolonger

recommendedbytheNHSNcriteria.13

The limitation of this study was the small number of

patients and the difficulty of matching newbornswho did

notundergosurgicalprocedures:hospitalizationandweight

rangewerenotconsidered,onlypatientsundergoingsurgery

withoutLCBIduringthestudyperiod.However,therearefew

studiesintheliteraturethatwerecarriedoninneonatalunits

withpatientsundergoingsurgicalproceduresandtheydidnot

includeonlypatientswithLCBIascase.

Duetothelackofspecificsignsandsymptomsof

neona-tal sepsis, so that other diagnoses could be ruled out, we

have chosentoincludeonlyneonateswithLCBI,

consider-ing that adequate blood cultures are not always obtained,

owingtotechnicaldifficultiesofcollectingsamplesininfants.

Theexclusionofpatientswithsepsiscausedbycommensal

microorganismscancreateaselectionbias,underestimating

thenumberofcases,sincemoststudies6–9 reportcoagulase

negativeStaphylococcusasthemainagentofneonatalsepsis.

However,thegoalofthisstudywastoincreasethespecificity

ofdiagnosisandavoidinclusionofcasesdiagnosedbyonly

onebloodcultureoftheseagents.

Whenpossible,shorteningthetimeonparenteralnutrition

withprogressionofenteraldietandpreferencefor

noninva-siveventilationinneonatesundergoingsurgeryadmittedto

theIntensiveCareUnitshouldbeconsideredinthecareof

thesepatients,withthegoalofreducingHAI,especiallyLCBI.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

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