w w w . r b h h . o r g
Revista
Brasileira
de
Hematologia
e
Hemoterapia
Brazilian
Journal
of
Hematology
and
Hemotherapy
Review
article
Thrombin
generation
assays
for
global
evaluation
of
the
hemostatic
system:
perspectives
and
limitations
Rita
Carolina
Figueiredo
Duarte
a,
Cláudia
Natália
Ferreira
a,
Danyelle
Romana
Alves
Rios
b,
Helton
José
dos
Reis
a,
Maria
das
Grac¸as
Carvalho
a,∗ aUniversidadeFederaldeMinasGerais(UFMG),BeloHorizonte,MG,BrazilbUniversidadeFederaldeSãoJoãodel-Rei(UFSJ),Divinópolis,MG,Brazil
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t
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e
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o
Articlehistory:
Received15April2016 Accepted30March2017 Availableonline9May2017
Keywords:
Thrombingeneration CATmethod Hemostasis
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t
Theexistingtechniquestoevaluatehemostasisinclinicallaboratoriesarenotsensitive enoughtodetecthypercoagulableandmildhypocoagulablestates.Underdifferent exper-imental conditions, the thrombin generation test maymeet these requirements. This techniqueevaluatestheoverallbalancebetweenprocoagulantandanticoagulantforcesand hasprovidednewinsightsinourunderstandingofthecoagulationcascade,aswellasof thediagnosisofhypocoagulabilityandhypercoagulabilityconditions.Thrombingenerated inthethrombingenerationtestcanbequantifiedasplatelet-richorplatelet-poorplasma usingthecalibratedautomatedthrombogrammethod,whichmonitorsthecleavageofa fluorogenicsubstratethatissimultaneouslycomparedtotheknownthrombinactivityin anon-clottingplasmasample.Thecalibratedautomatedthrombogrammethodisanopen system,inwhichdifferentantibodies,proteins,enzymesandpeptidescanbeintroducedto answerspecificquestionsregardinghemostaticprocesses.Thethrombingenerationtesthas greatclinicalpotential,suchasinmonitoringpatientstakinganticoagulantsandantiplatelet drugs,screeningforgeneticoracquiredthromboticdisorders,andevaluatingbleedingrisk controlinpatientswithhemophiliausingbypassagentsorreplacementtherapy.Different toconventionalcoagulationtests,thethrombingenerationtestcanbeusedforanoverall evaluationofhemostasis,theresultsofwhichcanthenbeusedtoevaluatespecific char-acteristicsofhemostasis,suchasprothrombintime,activatedpartialthromboplastintime, andlevelsoffibrinogenandothercoagulationfactors.Theintroductionofthismethod willcontributetoabetterunderstandingandevaluationofoverallhemostaticprocesses; however,thismethodstillrequiresstandardizationandclinicalvalidation.
©2017Associac¸ ˜aoBrasileiradeHematologia,HemoterapiaeTerapiaCelular.Published byElsevierEditoraLtda.ThisisanopenaccessarticleundertheCCBY-NC-NDlicense (http://creativecommons.org/licenses/by-nc-nd/4.0/).
∗ Correspondingauthorat:ClinicalandToxicologicalDepartment,UniversidadeFederaldeMinasGerais(UFMG),Av.AntônioCarlos,6627,
31270-910Pampulha,BeloHorizonte,Brazil.
E-mailaddress:mgcarvalho@farmacia.ufmg.br(M.G.Carvalho). http://dx.doi.org/10.1016/j.bjhh.2017.03.009
Introduction
Different aspects of hemostasis can be studied using the methods that are currently available to researchers and clinicallaboratories.These includecoagulometryand chro-mogenic methods, which assess separate aspects of the hemostaticprocess.However,thesemethodsdonotprovide anoverall evaluationof hemostasis.1 The method of
eval-uation is chosen depending on the patient’s clinical data, andmayseparatelyprovideimportantinformationabout pri-mary,secondaryandtertiaryphasesofhemostasis,inaddition tonatural inhibitors such asprotein C (PC)protein S (PS), antithrombin(AT)andtissuefactorpathwayinhibitor(TFPI). Molecular methods also contribute to the investigation of hemostaticdisorders,inparticular,incasesofgenetic resis-tancetoactivatedPC(aPC),whichisprimarilycausedbyfactor VLeidenand other uncommonmutations,and incasesof hyperprothrombinemiacausedbytheG20210Aprothrombin mutation.2Despitethediversityoflaboratorymethodsused
toevaluatehemostaticprocesses,noneofthecurrently avail-ablemethodsisabletoassessallthephasesofhemostasis. Thus,theresultsobtainedusingtheseconventionalmethods arenotalwaysassociatedwithclinicalmanifestations.2
Traditionallyusedmethodshavesatisfactorysensitivityfor moderateandseverehypocoagulability,butnotfor hyperco-agulableormildhypocoagulablestates.Suchmethodsonly provideinformationaboutthebeginning ofthecoagulation process, and therefore, the resultof the test is not repre-sentativeoftheentireclotformationprocess,asmeasured using the total thrombin generation capacity.2–4 The
typi-calcoagulometricmeasurements,suchasprothrombintime (PT)andactivatedpartialthromboplastintime(aPTT), mea-sure onlythe clottingtime corresponding to the initiation phaseofthecoagulationprocess.Furthermore,theend-point ofthesetestsoccursaftertheformationofonly5%oftotal thrombin.2,4 Therefore, PTand aPTTreflectonlythe initial
coagulation process while the formation of thrombin and fibrin isstill occurring.2,5 A greater amount ofthrombin is
generatedduringtheamplificationandpropagationphases, resulting in an exponential increase in thrombin, which becomesinactivatedbyphysiologicalanticoagulantssuchas alpha-2-macroglobulin,AT,PCandPS.1,2 Therefore,
conven-tionaltestsdonotprovideinformationabouttheamplification andpropagationphasesofthehemostaticsystem.1,2
Theintroductionofamethodabletoevaluatetheentire coagulation process is highly desirable, as this could bet-ter reflect bleeding and thrombotic risks. Many attempts havebeen madeto achieve this goal,which would ideally accuratelyreflectallcomponentsandconditionsofthe hemo-staticprocess,includingplatelets,coagulationfactors,natural inhibitors, theendotheliumand its interactions,aswell as fibrinolysisandbloodflow.Severalauthorshavesuggestedthe needtointroduceinvitromethodsrepresentativeofthemain physiologicalaspectsofhemostasisasapossiblesolution.3,6–8
Attemptstodevelopamethodtocomprehensivelyevaluate hemostasisbeganseveraldecadesago.In1953,MacFarlane and Biggs9 were the first toreport thrombin generation in
thebloodusingalaboriousandtime-consumingtechnique, whichrendereditinapplicableforuseintheclinicalpractice.
Inthesameyear,PitneyandDacie10reportedthe
measure-ment of thrombin generation inplasma. Many years later, convincedoftheneedforacomprehensivetestforthebroader assessmentofhemostasis,theillustriousProfessorCoenraad Hemkeretal.attheUniversityofMaastricht(Netherlands)1,11
improvedandsemi-automatedthethrombingeneration tech-nique,initiallyemployingachromogenicmethod,andlatera fluorogenicmethod.12Thisimprovementcontributedgreatly
tothesuccessfuluseofthistechniqueinnumerousstudies. Duetothelackofinformationaboutglobaltestsof throm-bingeneration,wepresentashortdiscussionofthistechnique withemphasisonthecalibratedautomatedthrombogram® (CAT) method. Inthis concise review,we present method-ological aspectsofthe thrombin generation test(TGT), the evaluationofhemostaticcomponentsundersomeanalytical conditions,theuseofthetestinexperimentalstudies, poten-tialclinicalapplicationsasaglobalcoagulationtest,aswellas itslimitationsandfutureperspectives.
Thrombin
generation
assays
and
the
calibrated
automated
thrombogram
method
Thrombinisakeyproteininvolvedintheregulationof hemo-staticprocesses;ithasbothprocoagulantandanticoagulant properties.13Whileinvivothrombingenerationcanbe
evalu-atedbymeasuringthethrombin-antithrombincomplex(TAT) andprothrombinfragments1+2(F1+2),exvivoTGTaimsto evaluatetheendogenouscapacityoftheoverallhemostatic potential.Therefore,whilehighlevelsofTATandF1+2 rep-resent thepathological activation ofin vivocoagulation,ex vivo thrombin generation reflects the endogenous capacity ofthe hemostaticsystem, and canbeindicative of throm-botic or hemorrhagic risk. TGTcontinuouslymeasures the proteolyticactivityofthrombinformedinplasmausing chro-mogenic or fluorogenic substrates following the activation ofclottingusingatriggeringagent,aswascomprehensively shownbyLecutetal.1Thesyntheticsubstrate,whichis
cou-pledtoachromogenorfluorophore,isselectivelycleavedby thrombin,releasingthechromogenorfluorophore.The out-putsignaliscontinuouslymeasured,andisproportionalto theamountofthrombinpresentinthereaction,thekinetics ofwhichcomprisetwostages.Thefirst,theinitiationstage, correspondingtothecoagulationtimemeasuredusingtests suchasPTandaPTT,canbeinhibitedbyTFPI.Thesecond,the amplification/propagation stage,isfollowedbyaresolution phaseresultingfromtheactionofvariousinhibitorspresent inplasma,suchasaPC,ATandalpha-2-macroglobulin.
TheCAT method,developed byHemkeret al.12 enables
thequantificationofthrombinconcentrationsinplatelet-rich (PRP) or platelet-poor plasma (PPP) bymonitoring the sep-aration ofafluorogenic substrate,whichis simultaneously compared to known thrombin activity in a non-clotting plasmasample.12Thisthrombincalibratorcontainsaknown
Plasma (PPP/PRP)
Thrombin
Cleavage of the fluorescent substrate (Z-Gly-Gly-Arg-7-amino-4methylcoumarin)
Reading of the fluorescence intensity Releasing of
fluorophore
TF + phospholipids + calcium
Figure1–Schematicofthethrombinformationreaction andcleavageofthefluorescentsubstrate.
(TF),phospholipids(amplifytheeffectofTF)andcalciumin theplasma,resultsincoagulationactivationandsubsequent generation of thrombin. Thrombin cleaves the fluorescent substrate(Z-Gly-Gly-Arg7-amino-4-methylcoumarin)thatis addedtothereactioninalaterstep,releasingafluorophore whosefluorescenceintensityovertimeisproportionaltothe concentrationofthrombinformed(Figure1).12,14
Aftermeasurementsaretakenina96-wellplateusinga fluorimeter(Fluoroscan,ThermoScientific),Thrombinoscope BVsoftwareisusedtoconvertfluorescenceunits(RFU)into thrombin concentrations(nM).Thesoftwarealsocalculates thrombogramparameterssuchaspeakandendogen throm-bin potential(ETP) from the area under the curve and the peakthrombinconcentration,respectively.Thefluorescence intensityisconvertedtothrombinconcentration(nM)usinga referencecurvepreparedbymeasuringtheconversionrateof thesubstratewithaknownconcentrationofthrombin.12,14,15
Comparisonofthetwosignals(testandcalibrationsamples) allows a calculation of the thrombin concentration in the plasma(Figure2).
Well (sample)
Fluca
Fluca
PPP HNBSA
Low/High TF
10 min
37ºC 10 min
37ºC Plasma
Plasma
PPP HNBSA
Well (calibrator)
Calibrator
400 700
600 500 400 300 200
Fluorescence (RFU) Fluorescence (RFU) 100
0 300
200
100
0
0 10
Time (min)
Thrombin (nM)
Thrombin generation curve
Time (min)
0 5 10 15 20 25
20
250
200
Peak time
Peak
Leg time
ETP
150
100
50
0
30 40 0 10
Time (min)
20 30 40
Peak
ETP Lag time
0 100
Thrombin (nM)
200 300
10 20
Time (min)
30
Figure3–Parametersofthethrombingenerationcurve usingthecalibratedautomatedthrombogram(CAT) method.
Thethrombingenerationcurve(Figure3)ischaracterized byaninitiationphase (lag-time) followedbythe formation oflargeamountsofthrombin(propagation),culminatingina peakthrombinconcentration,andfinallyinhibitionof throm-bin generation by natural anticoagulants.15 The ETP (area
underthecurve),representstheamountofthrombinformed over60min.11Clotformationisknowntooccurattheendof
thelag-time,therefore,thedurationofthisparameter corre-spondstotheclottingtime.14 Thecoagulationstatecanbe
inferredfromanalysisoftheseparametersfromthe throm-bingeneration curve.A prolongedlag-time and reductions inbothETP andpeak valuesindicate astate of hypocoag-ulability,characterizedbylessthrombin generation.Onthe otherhand,higherthrombingenerationischaracterizedby reducedlag-time,andincreasedETPandpeakvalues, indicat-ingahypercoagulablestate.1
Asmentionedpreviously,theCATmethodisbasedonthe useofasyntheticfluorogenicsubstrate that issensitive to theactionofthrombin.16 However,this syntheticsubstrate
canbecleavednotonlybyfreethrombin,butalsoby throm-binboundtoalpha-2-macroglobulin,potentiallyresultingin highervaluesforthrombingeneration.Toaccountforthis, theCATmethodusesanalgorithmthatnullifiestheactivity ofthrombinlinkedtoalpha-2-macroglobulin.12Similartothe
CATmethod,thereagentsforthisareavailablefrom Diagnos-ticaStago(France).Severalversionsofthistestarecurrently commerciallyavailableforchromogenic(Innovance Endoge-nousThrombinPotential assay,Siemens; Pefakit Thrombin Dynamics Test,Pentapharm, Switzerland) and fluorimetric (TechnothrombinTGA,Germany)techniques.Theadvantages anddisadvantagesofthesemethods,aswellascomparisons, includingthereagentconcentrationsanduseoffluorogenic orchromogenicsubstrates,havebeenreportedelsewhere.1,17
AnadvantageofTGTisthattheoperationmodesarevery flexible, and the experimentalconditions are designed for specificpurposes.Theflexibilityofthismethodallows numer-ous investigations using various types and concentrations ofreagents thatactivatecoagulation,withandwithoutthe additionofdifferentsubstances(e.g.,aPCand thrombomodu-lin),cells(e.g.,platelets)ordifferentbuffers.Anadvantageof thefluorogenicmethodoverthechromogenicmethodisthat
fibrinogendoesnotinfluencetheresults.Asinvivoactivation ofcoagulationoccursinthepresenceofbloodcells,therehas beenmuchresearchintothedevelopmentofthistechnique forusewithwholeblood.18
As mentioned by Lipets and Ataullakhanov,5 although
otherstimulicanbeused,thethrombingenerationreaction isgenerallytriggeredbytheadditionofloworhigh picomo-lar (pM)concentrations ofTF, inaddition to phospholipids andCa2+ions,inordertomeasurethebleedingorthrombotic
potential.Dependingontheintendedpurposeofthetest,the amountofTFaddedmaybetterreflectparticularaspectsofthe hemostaticmechanism.Forexample,whenhighamountsof TF(≥10pM)areadded,thereactionisveryfastwithreduced
sensitivityforfactorsoftheintrinsicpathway.However,atTF concentrationsbetween2and5pM,thereactionismore sen-sitivetodeficienciesoffactor(F)VIII,FIXandFXI.19Therefore,
inPPPsamples,the CATmethodissufficientlysensitiveto detectalldeficienciesofcoagulationfactors(withthe excep-tion ofFXIII)andthe effectofallanticoagulants, including vitaminKantagonists,heparinoids,and directinhibitorsof FXa and thrombin, as previously reported by Brinkman.20
WithPRPsamples,thismethodissensitiveforcasesofvon Willebranddisease,andisabletoshowtheeffectofplatelet inhibitorssuchasaspirinandabciximab.Furthermore, throm-bin generation may beinhibited bythe addition ofaPC or thrombomodulin,reflectingcongenitaloracquireddisorders oftheaPC/PSpathway.12,17,21
Application
of
the
thrombin
generation
test
as
a
potential
tool
for
experimental
and
clinical
studies
Manythrombingenerationassayshavebeencreatedto eval-uatetheclinicalpotentialofthistechnique,particularlythe correlationbetweenTGTparametersandriskofbleeding,and venous andarterialthrombosis.1,18 Ofall thethrombogram
parameters, ETPappearstobe themostwidely used,as it is bettercorrelated tothe clinical phenotype, as described byLipetsandAtaullakhanov.5Anumberofpotentialclinical
applicationsofTGThavebeen identified,suchastoassess treatmentfailureofpatientswhohavethromboticdisorders and are receiving oralanticoagulants, heparin, antiplatelet drugsoracombinationofsuchdrugsandtocomprehensively evaluatethethromboticorhemorrhagicstatusofat-risk indi-viduals.Someofthemostimportantreportsarepresented inTable1.Inthe researchfield,TGThasbeenwidelyused in various parts of the world. Briefly, TGT has been used to help elucidate new hemostatic mechanisms by explor-ing variousplasmacomponents, suchasthosereportedby Peraramelli et al.,22 Spronk et al.,23 Omarova et al.24 and
Zamolodchikovetal.25Thesestudieshaveexploredtherole
ofPSinTFPIactivity,22providednewinsightsintothrombin
formation23 and reporteda novelmechanism forthe
inhi-bitionofthrombin-mediatedFVactivationbythefibrinogen
␥′ peptide.24 Furthermorestudieshaveinvestigatedtherole
Table1–Potentialclinicalapplicationsofthethrombingenerationtest.
Author Mainobjectivesofthestudy
Kesselsetal.,26Arachchillageetal.27and
Zabczyketal.28
Tomonitortreatmentwithoralanticoagulantsandantiplateletdrugs.
AlDierietal.29 ToassessbleedingriskinpatientswithvonWillebranddisease.
Simionietal.,30Castoldietal.,31Alhenc-Gelas
etal.32andCastoldiatal.33
ToevaluatehypercoagulablestatesinpatientswiththeprothrombinG20210A mutation,factorVLeiden,andantithrombinorproteinSdeficiency. Tripodietal.34andHronetal.35 Tousethethrombingenerationtesttopredicttherecurrenceofvenous
thromboembolism.
Lewisetal.36andMatsumotoetal.37 ToestimatebleedingriskinpatientswithhemophiliausingfactorVIIIorfactorVIIa.
vanHylckamaetal.38 Toassessriskofdeepvenousthrombosis.
Brummel-Ziedinsetal.39 Todiscriminatebetweenacuteandstablecoronaryarterydisease.
Segersetal.40 Tousethethrombingenerationtesttoidentifynovelgeneticriskfactorsforvenous
thromboembolism.
Carcaillonetal.41 Tocorrelatethrombingenerationwithcoronaryheartdiseaseandacuteischemic
strokeintheelderly.
Tchaikovskietal.42 Toinvestigatechangesanddeterminantsofthrombingenerationandactivatedprotein
Cresistanceinthefirst16weeksofgestationinwomenwithahistoryofpreeclampsia. Boschetal.43 Toevaluatepatientsundergoingcardiacsurgery.
Orsietal.44 Toevaluatepossiblepathophysiologicalmechanismsthatmaycontributetothe
bleedingtendencyobservedinpatientswithdenguefever. Kamphuisenetal.45 Toevaluatecardiovascularriskinpatientswithhemophilia.
Gouldetal.46 Toassessprocoagulantpotentialofintactneutrophilextracellulartrapsreleasedfrom
activatedneutrophils.
Picoli-Quainoetal.47 Toinvestigatehypercoagulabilityduringtheveryearlyphasesofthehostresponseto
aninfectionovertheclinicalcourseofsepsisandsepticshock.
Loeffenetal.48 Toevaluatethehypercoagulableprofileofpatientswithstentthrombosis.
Ziaetal.49andGlintborgetal.50 Toevaluatehypercoagulabilityinwomenusingoralcontraceptives.
Dargaudetal.51 Toidentifyanautosomaldominantbleedingdisorderinafamily,causedbya
thrombomodulinmutation.
Barcoetal.52andHonickeletal.53 Toevaluatetheeffectofprothrombincomplexconcentrateinreversingthe
anticoagulanteffectofrivaroxabananddabigatran.
contributedtoourunderstandingofhemostaticmechanisms, howeverthesearebeyondthescopeofthisreport.
Limitations
and
perspectives
AlthoughTGThasmany potentialclinicalapplicationsand considerableadvantagesoveralmostallothertechniques,it alsohassomelimitationsthatneedtobeovercomebeforeits useinclinicallaboratories.Althoughthis techniquecanbe performedusingPPPorPRP,thisinvolvesatime-consuming process,whichpreventsitsuseforrapiddiagnosis.Anideal technique would be performed using whole blood sam-plescontaining all blood cells,whichwould reproduce the
invivoconditionsbetter.18Itshouldbenotedthatthereare
other teststhat can beused forthe overall assessmentof hemostasis, such as thromboelastography (TEG® systems, Haemonetics Corporation,Braintree, MA, USA) and throm-boelastometry (ROTEM®-Analyser, Tem Innovations GmbH, Munich,Germany),bothofwhichareperformedusingwhole blood. Thromboelastography, a global test widely used in the management ofacute hemorrhages, is alsocapable of detecting hypercoagulable states.54 However, according to
Lancé,13thismethoddoesnotfullyreflecttheeffectsofusing
low-molecular-weightheparinorthedirectuseoforal antico-agulants,northeeffectsofinheritedordrug-inducedplatelet dysfunction.TGTpresents awider rangeofpotential clini-calapplicationscomparedtothromboelastography.Thus,the applicationofTGTonwholeblood(containingallbloodcells)
mayoutweightheadvantagesofTGTonplasma,asthisassay maybetterreflecttheinvivoconditions.
ThelackofreferencevaluesforspecificTGTconditions, suchasthetypeandconcentrationofthetriggeringagent, orwhether ornotacontactinhibitorfactor isused,makes theuseofTGTdifficultinclinicallaboratories,asitrequires appropriateinterpretationoftheresults.AsstatedbySpronk etal.,55thereisnoconsensusastowhetheracontact
path-wayactivationinhibitorshouldbeused,forexample,whether corn trypsin inhibitor is required. These reference values shouldideallybeestablishedforeachcenteraccordingtothe adoptedprotocol,andwouldrequireidenticalconditionsfor patientandcontrolsamples,includingbloodcollection, sam-plepreparationandstorage.Anotherimportantlimitationof TGTisthelackofsensitivitytochangesintheendothelium. Althoughitisincreasinglybeingrecognizedasamoreprecise testthatreplicatestheinvivohemostaticconditions,TGTstill lacksofficialstandardization,despiteseveralstudieshaving beenconducted.55–57Therefore,itismandatoryto
characteristics andconditions toensurethereproducibility and accuracyofTGTare required.54 Inline withthis,
Dar-gaudetal.8evaluatedastandardizedprotocolformeasuring
thrombin generation usingthe CATmethod inan interna-tionalmulti-centerstudy.Theseauthorsdemonstratedthat theuseofstandardconditions,suchasidenticalequipment, standardizedreagents,referenceplasmaforthe normaliza-tionofresults,andthesametestprocedure,showedagreat reductionin assay variability comparedto previously pub-lisheddata.Their datademonstrated thatthestandardized TGTmethodologyevaluatedinthisreporteffectivelyreduces thevariabilityofthisassaytoacceptablelimits.
Inshort,weagreewithOthman58ontheneedfora
stan-dardized global test that can reliably detect, predict and monitorhemostaticstatusforcliniciansandresearchers,in bothclinicalandexperimentalstudies.
Conclusions
Basedonthecurrent literatureTGTaimstogloballyassess hemostasis,providinginformationabouttheinitiation, ampli-fication/propagationandresolutionphases.Theresultsfrom thistestare morerepresentativeofthephysiological state, whichmaybetterreflectthehemostaticphenotypecompared toroutinetests,andhasgreatpotentialfortheevaluationof therisksofbleedingandthrombosis.However,TGTisnotyet availableforclinicaluse,asitstillrequiresstandardizationand validation.Theuseofastandardizedmethodmayreducethe variabilityofthisassaytoacceptablelimits.Finally,anideal coagulationtestdoes notexistyet. However,new develop-mentsarecontinuouslyemergingaimedatimprovingexisting testsinordertogloballyassesshemostasis,particularlyTGT usingtheCATmethod.
Conflicts
of
interest
Theauthorsdeclarenoconflictsofinterest.
Acknowledgements
WethanktheBrazilianagenciesFAPEMIG/SESandMS/CNPq forfundingthisstudy.
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