Chapter 8 Financial promotion and related ... - FCA Handbook

<br/>This indicator is based on Combined Nomenclature updated annually, so the release of data in the most disaggregated level (CN8) lead to a conception of a

FCA 2019/89 Page 7 of 32 Supplemental requirement for MiFID investment firms 15.16.4 R Where: 1 a person becomes a member of the management body of a MiFID investment firm; and

[Note: articles 13, 14, 163, 242 and 412 of MiFID] A TP firm and a Gibraltar-based firm must also comply with the provisions in ■PROD 1.3and■PROD 3in relation to a pathway investment,

[Note: recital 2 to the IDD POG Regulation] In addition to, and/or by way of elaboration of, the factors set out in ■PROD 4.2.3G, for a non-investment insurance product a firm should