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Council for Licensed Conveyancers Internal Governance Rules 2019 Certificate of Compliance July 2020

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Council for Licensed Conveyancers Internal Governance Rules 2019 Certificate of Compliance July 2020

As responsible Director I Simon Blandy have checked that the necessary steps have been taken to enable the certificate to be signed.

On behalf of the Council for Licensed Conveyancers, as Chair of the Council, I Dame Janet Paraskeva certify that the obligations are understood and that the Council for Licensed Conveyancers is in compliance with the Internal Governance Rules 2019 made under Section 30 of the Legal Services Act 2007.

Each rule is initialled to certify compliance.

Rule 1 The overarching duty DJP

Rule 2 Duty to delegate N/A ]

Rule 3 Provision of assurance to approved regulator N/A

Rule 4 Regulatory Autonomy N/A

Rule 5 Prohibition on dual roles N/A

Rule 6 Individual conduct DJP

Rule 7 Governance: lay composition DJP

Rule 8 The regulatory board: appointments and terminations N/A

Rule 9 Regulatory resources DJP

Rule 10 Regulatory body budget N/A

Rule 11 Shared services N/A

Rule 12 Communication by persons involved in regulation DJP

Rule 13 Candour about compliance DJP

Rule 14 Disputes and referrals for clarification (except rule 14(2)) DJP

Rule 15 Guidance Noted

Rule 16 Saving provisions (except rule 16(1)(a)) DJP

Rule 17 Exemptions Noted

This certificate is accompanied by an explanation of the actions taken by the Council for Licensed Conveyancers (CLC) to ensure compliance. (Annex A)

This certificate is accompanied by a copy of the Board minute recording the decision taken to certify compliance (Annex B)

On behalf of the Board of the Council for Licensed Conveyancers

Signed: Dated: 23 July 2020

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