Moreover, in both cases we have
Nlim→∞
1
N Tr[γN] = Z
R3
ρ(x) dx= 1,
and the densities N1ργN converge to ρ weakly in L1(R3) and inL5/3(R3). The same conclusions also hold if γN is replaced by the projectionγ˜N onto theN lowest eigen- vectors of the operator used to define γN.
Proof. The proof of Lemma A.24 also holds mutatis mutandis for this lemma, and we omit the details.
Using the trial states constructed above we can now show the upper bound on the energy.
Proof of Proposition A.22.. Let 0 ≤ ρ ∈ Cc(R3) with R
ρ(x) dx = 1, and take ˜γN
as in either Lemma A.24 or Lemma A.25, depending on the sequence (βN). Since V ∈L5/2loc(R3) and ρ˜γN is supported inside the box CR, we get by weak convergence of N1ργ˜N that
1 N
Z
R3
V(x)ρ˜γN(x) dx−→
Z
CR
V(x)ρ(x) dx
as N tends to infinity. By the Stone-Weierstrass theorem, we may approximate w(x−y)inL52(CR2)by a function of the formw0=Pk
j=1gj⊗hj withgj, hj ∈C(CR).
By a standard approximation argument we conclude that 1
N2 Z Z
R6
w(x−y)ργ˜N(x)ργ˜N(y) dxdy −→
Z Z
CR2
w(x−y)ρ(x)ρ(y) dxdy.
Hence, continuing from (A.52) withγΨ= ˜γN, we find (for instance in the case where βN →β ∈(0,∞))
lim sup
N→∞
E(N, βN)
N ≤ EβMTF(ρ).
If βN →0, orβN → ∞, we obtain analogous bounds by appealing to Lemma A.25.
This concludes the proof since the Thomas-Fermi ground state energy can be ob- tained by minimizing over compactly supported, continuous functions, and ρ ∈ Cc(R3)is arbitrary.
limit. The constructions in this section are only useful for dealing with the case whereβN →β >0. In the case whereβN →0, it is more convenient to use the same semi-classical measures as in [5]. This case is treated in Section A.6.
The first step is to diagonalize the three-dimensional magnetic Laplacian, i.e., we consider
HA= (−i∇+A)2 =HA⊥−∂x23, (A.63) where A⊥(x1, x2) = 12(−x2, x1), andHA⊥ := (−i∇+A⊥)2 acts on L2(R2). Letting F2 denote the partial Fourier transform in the second variable on L2(R2), and T the unitary operator on L2(R2)defined by(T ϕ)(x1, ξ) =ϕ(x1+ξ, ξ), an elementary calculation shows that
HA⊥ei12x1x2F2−1T =ei12x1x2F2−1T
− d2
dx21 +x21
⊗1L2(R)
. (A.64)
It is very well known that the harmonic oscillator admits an orthonormal basis of eigenfunctions (fj)j≥0 for L2(R), with (−dxd22 +x2)fj = (2j + 1)fj and f0(x) = π−14e−12x2. In particular, equation (A.64) means for anyj ≥ 0 and any normalized Schwartz function v on R, thatei12x1x2F2−1T(fj⊗v) is a normalized eigenfunction for HA⊥ with corresponding eigenvalue2j+ 1.
Suppose that ϕ is an eigenfunction for HA⊥ corresponding to 2j + 1. If we scale the magnetic field and instead consider HBA⊥ = (−i∇+BA⊥)2, and denote x×y = x1y2 −x2y1 for x, y ∈ R2, we see for any fixed y ∈ R2 that ϕey,B(x) :=
√Be−iB2y×xuj(√
B(x−y))is an eigenfunction forHBA⊥ corresponding to the eigen- valueB(2j+ 1).
A.4.1 Coherent states
Throughout this subsection,~and bwill denote arbitrary positive numbers, that is, the scaling relations (A.5) will not be needed. Forf ∈L2(R3) we denote by f~ the function
f~(y) =~−
3 4f(~−
1 2y).
Definition A.26. We fix a normalized f ∈L2(R3), and for eachj ∈N0 we choose any normalized eigenfunction ϕj in thej’th Landau level of HA⊥. For fixedx∈R2, u∈R3,p∈R, and~, b >0, we define functionsϕ~,bx,j onR2 andfx,u,p,j~,b onR3 by
ϕ~x,j,b(y⊥) =~−
1
2b12e−i2b~x×y⊥ϕj(~−
1
2b12(y⊥−x)), (A.65) and
fx,u,p,j~,b (y) =ϕ~x,j,b(y⊥)f~(y−u)eipy~3, (A.66) wherey⊥ = (y1, y2)denotes the part of y orthogonal to the magnetic field.
Note thatϕ~x,j,b is an eigenfunction for the operatorH~−1bA⊥ corresponding to the eigenvalue ~−1b(2j+ 1). Later we will put further assumptions on the function f, but for now it can be any normalized L2-function.
We will use (A.65) and (A.66) to build Landau level projections and some reso- lutions of the identity. Recall that for any normalized functionv∈L2(R) we have a resolution of the identity
1 2π
Z
R2
|vx,pihvx,p|dxdp=1L2(R), (A.67) where vx,p(y) =v(y−x)eipy,x, p∈R. We will use shortly that ifu ∈L2(R) is any other function, then
1 2π
Z
R2
hψ, vx,pihux,p, ψidxdp
= 1 2π
Z
R2
hu, ψ−x,−pihψ−x,−p, vidxdp=hu, vikψk2. (A.68) Lemma A.27. Let Π(2)j denote the projection onto the j’th Landau level of the op- erator H~−1bA⊥. We have that
b 2π~
∞
X
j=0
Z
R2
|ϕ~x,j,bihϕ~x,j,b|dx=1L2(R2), (A.69) and
b 2π~
Z
R2
|ϕ~x,j,bihϕ~x,j,b|dx= Π(2)j . (A.70) Proof. For ϕ ∈ L2(R2) we denote ϕex(y) = e−2ix×yϕ(y−x), and recalling the iso- morphism (A.64), we furthermore define a unitary operator U := T∗F2e−i12(·)1(·)2. Utilizing the usual properties of the Fourier transform, we have for any function ϕ that
F2
e−i2(·)1(·)2ϕex
(y1, ξ)
=e−2ix1x2F2
e−2i((·)1+x1)((·)2−x2)ϕ(· −x) (y1, ξ)
=e−2ix1x2e−ix2ξF2
e−2i((·)1+x1)(·)2ϕ((·)1−x1,(·)2) (y1, ξ)
=e−2ix1x2e−ix2ξF2
e−2i(·)1(·)2ϕ
(y1−x1, ξ+x1), and so
(Uϕex)(y1, ξ) =e−2ix1x2e−ix2ξ(U ϕ)(y1, ξ+x1). (A.71) Introducing the parameterα:=b/~and denoting byVαthe unitary operator given by (Vαψ)(y) :=√
αψ(√
αy), thenϕ~x,j,b(y) = (Vαϕ1,1√αx,j)(y). SinceU ϕj is an eigenvector
corresponding to the j’th eigenvalue of (− d2
dx21 +x21)⊗1L2(R), we can write U ϕj =
∞
X
k=1
ckfj⊗vk, where(vk)is any orthonormal basis ofL2(R), andP
k|ck|2= 1. Combining this with (A.71) and using (A.68), we obtain
b 2π~
Z
R2
ϕ~−x,j,b , ψ
2dx
= α 2π
Z
R2
U ϕj((·)1,(·)2−√ αx1)ei
√αx2(·)2, U Vα∗ψ
2dx
= 1 2π
Z
R2
X
`,k
c`ck
fj⊗(v`)x1,x2, U Vα∗ψ
U Vα∗ψ, fj⊗(vk)x1,x2
dx
=X
`,k
c`ck
U Vα∗ψ,(|fjihfj| ⊗ hv`, vki1L2(R))U Vα∗ψ
=
U Vα∗ψ,(|fjihfj| ⊗1L2(R))U Vα∗ψ .
This actually shows (A.70), sinceΠ(2)j =VαU∗(|fjihfj| ⊗1L2(R))U Vα∗ by the unitary equivalence (A.64). Summing over allj, we also get
b 2π~
∞
X
j=0
Z
R2
ϕ~,bx,j, ψ
2dx=kU Vα∗ψk2=kψk2, concluding the proof.
Definition A.28. Using the functions from (A.66), we define operators onL2(R3) by
Pu,p,j~,b :=
Z
R2
|fx,u,p,j~,b ihfx,u,p,j~,b |dx. (A.72) Applying the lemma above and using (A.67), it is easy to show the following Lemma A.29. The Pu,p,j~,b yield a resolution of the identity on L2(R3), i.e.,
b (2π~)2
∞
X
j=0
Z
R
Z
R3
Pu,p,j~,b dudp=1L2(R3). Furthermore, Pu,p,j~,b is a trace class operator withTr(Pu,p,j~,b ) = 1.
Proof. Recall that for y ∈R3 we denote byy⊥ = (y1, y2)∈R2 the coordinates of y orthogonal to the magnetic field. Let ψ∈L2(R3) and define an auxiliary function
gu,p~ (y⊥) :=
f~(y⊥−u⊥, · −u3)eip~(·), ψ(y⊥, ·)
L2(R)
=√ 2πF3
f~(· −u)ψ y⊥,p
~
, (A.73)
withF3being the partial Fourier transform in the third variable. Using LemmaA.27, we calculate
hψ, Pu,p,j~,b ψi= Z
R2
fx,u,p,j~,b , ψ
2dx
= Z
R2
ϕ~,bx,j, gu,p~
2dx= 2π~
b
g~u,p,Π(2)j gu,p~
, (A.74)
implying that b (2π~)2
∞
X
j=0
Z
R
Z
R3
ψ, Pu,p,j~,b ψ dudp
= 1 2π~
∞
X
j=0
Z
R
Z
R3
gu,p~ ,Π(2)j gu,p~ dudp
= 1
~ Z
R
Z
R3
Z
R2
F3
f~(· −u)ψ y⊥,p
~
2dy⊥dudp
= Z
R3
Z
R3
|f~(y−u)ψ(y)|2dydu=hψ, ψi.
To calculate the trace of Pu,p,j~,b , we take an arbitrary orthonormal basis (ψ`) of L2(R3) and use the definition of the coherent states (A.65) and (A.66)
Tr(Pu,p,j~,b ) =
∞
X
`=1
ψ`, Pu,p,j~,b ψ`
= Z
R2
fx,u,p,j~,b
2 2dx
= Z
R2
Z
R3
b
~
|ϕj(~−12b12(y⊥−x))|2|f~(y−u)|2dydx= 1.
A.4.2 Semi-classical measures on phase space
Let P±1 denote the projections onto the spin-up and spin-down components in C2, that is,
P1= 1 0
0 0
, P−1= 0 0
0 1
.
We recall that the phase space is Ω = R3×R×N0× {±1}, and that we use the notational convention (A.9). We define k-particle semi-classical measures as follows.
Definition A.30.For ΨN ∈ VN
L2(R3;C2) normalized and 1 ≤ k ≤ N, the k- particle semi-classical measure on Ωk is the measure with density
m(k)f,Ψ
N(ξ) = N!
(N −k)!
D
ΨN,Ok
`=1
Pu~,b
`,p`,j`Ps`
⊗1N−kΨNE
L2(R3N;C2N), where1N−k is the identity acting on the lastN −k components ofΨN.
The semi-classical measures have the following basic properties. The upper bound in (A.75) below is a manifestation of the Pauli exclusion principle.
Lemma A.31. The function m(k)f,Ψ
N is symmetric on Ωk and satisfies 0≤m(k)f,Ψ
N ≤1, (A.75)
bk (2π~)2k
Z
Ωk
m(k)f,Ψ
N(ξ) dξ= N!
(N −k)!, (A.76)
and for k≥2, b (2π~)2
Z
Ω
m(k)f,Ψ
N(ξ1, . . . , ξk) dξk= (N−k+ 1)m(k−1)f,Ψ
N(ξ1, . . . , ξk−1). (A.77) Proof. We will start out by proving (A.75), and we will concentrate on the case k = 1, since the proof easily generalizes to k ≥ 2. Note that 0 ≤ m(k)f,Ψ
N obviously holds, as the Pu,p,j~,b ’s are positive operators. Since Pu,p,j~,b is trace class, we may write Pu,p,j~,b =P
kλk|ψkihψk|, where theψkconstitute an orthonormal basis ofL2(R3), and P
kλk= Tr(Pu,p,j~,b ) = 1. Note that for any ψ∈L2(R3) we can rewrite, as operators acting on VN
L2(R3;C2),
N(|ψihψ|Ps⊗1N−1) =
N
X
k=1
1k−1⊗ |ψihψ|Ps⊗1N−k, where
XN
k=1
1k−1⊗ |ψihψ|Ps⊗1N−k
2
=
N
X
k=1
1k−1⊗ |ψihψ|Ps⊗1N−k
+ 2 X
1≤k<`≤N
1k−1⊗ |ψihψ|Ps⊗1`−k−1⊗ |ψihψ|Ps⊗1N−`.
Each term in the last sum acts as zero on anti-symmetric functions, implying for any ψ∈L2(R3) thatN|ψihψ|Ps⊗1N−1 is an orthogonal projection onVNL2(R3;C2).
We arrive at the conclusion that m(1)f,Ψ
N(u, p, j, s) =
∞
X
k=0
λkN
ΨN,(|ψkihψk|Ps⊗1N−1)ΨN
≤1.
The result for general k follows by applying what we have just shown k times, so (A.75) holds.
The compatibility relation (A.77) follows by applying LemmaA.29:
b (2π~)2
Z
Ω
m(k)f,Ψ
N(ξ1, . . . , ξk) dξk
= N! (N−k)!
X
sk=±1
D ΨN,
Ok−1
`=1
Pu~,b
`,p`,j`Ps`
⊗ Psk⊗1N−kΨN
E
= (N −k+ 1)m(k−1)f,Ψ
N(ξ1, . . . , ξk−1).
Finally, (A.76) is obtained by repeating thisk−1 more times.
The next two lemmas assert some particularly nice properties of the semi-classical measures, which will prove to be of great importance later. The first one states that the position densities of the measures are like the position densities (A.21) of the wave function ΨN.
Lemma A.32 (Position densities). Let Ψ ∈ VNL2(R3;C2) be any normalized wave function, and suppose that that f is a real, L2-normalized and even function, we have for 1≤k≤N that
bk (2π~)2k
X
j∈(N0)k
Z
Rk
m(k)f,Ψ(u, p, j, s) dp=k! ρeΨ(k)∗(|f~|2)⊗k
(u, s), (A.78)
where the convolution in the right hand side is the ordinary position space convolution in each spin component of ρeΨ(k).
Proof. For notational convenience we introduce an arbitrary Φ∈L2(R3N). Think of Φ as being one of the spin components ofΨ. Note first that
Pu~,b
1,p1,j1 ⊗ · · · ⊗Pu~,b
k,pk,jk = Z
R2k
|⊗k`=1fx~,b
`,u`,p`,j`ih⊗k`=1fx~,b
`,u`,p`,j`|dx, and that for each fixed y∈R3(N−k) we have as in (A.73) that
⊗k`=1fx~,b
`,u`,p`,j`,Φ(·, y)
L2(R3k)
= (2π)k2
⊗k`=1ϕ~x,b
`,j`,F3⊗k
(f~)⊗k(· −u)Φ(·, y) (·,~−
1 2p)
L2(R2k). Combining these observations and using Lemma A.27, we get
1 (2π)k
X
j∈(N0)k
Z
Rk
Φ,(Pu~,b1,p1,j1⊗ · · · ⊗Pu~,b
k,pk,jk)⊗1N−kΦ dp
= 1
(2π)k X
j∈(N0)k
Z
Rk
Z
R3(N−k)
Z
R2k
⊗k`=1fx~,b
`,u`,p`,j`,Φ(·, y)
2dxdydp
= (2π~)k bk
Z
Rk
Z
R3(N−k)
F3⊗k
(f~)⊗k(· −u)Φ(·, y) (·,~−
1 2p)
2
L2(R2k)dydp
= (2π)k~2k bk
Z
R3(N−k)
(f~)⊗k(· −u)Φ(·, y)
2
L2(R3k)dy.
Applying this toΨ and using thatf is even, we obtain X
j∈(N0)k
Z
Rk
m(k)f,Ψ(u, p, j, s) dp
= X
r∈{±1}N
X
j∈(N0)k
Z
Rk
N! (N −k)!
D
Ψ(·;r), Ok−1
`=1
Pu~,b
`,p`,j`Ps`
Ψ(·;r) E
dp
= (2π~)2kN!
bk(N−k)!
X
r∈{±1}N−k
Z
R3(N−k)
(f~)⊗k(· −u)Ψ(·, y;s, r)
2
L2(R3k)dy
= (2π~)2k
bk k! ρeΨ(k)∗(|f~|2)⊗k (u, s), concluding the proof.
Lemma A.33 (Kinetic energy). Let Ψ∈VN
L2(R3;C2) be normalized, and sup- pose that f ∈Cc∞(R3) is real-valued,L2-normalized and even. Then we have
D Ψ,
N
X
j=1
(σ·(−i~∇j+bA(xj)))2ΨE
=−~N Z
R3
(∇f(u))2du
+ b
(2π~)2 X
s=±1
∞
X
j=0
Z
R
Z
R3
(p2+~b(2j+ 1 +s))m(1)f,Ψ(u, p, j, s) dudp. (A.79)
Proof. The assumption thatf is both smooth and compactly supported is far from optimal, but it will be sufficient for our purposes. The assertion of the lemma will hold as long as f~ satisfies the following version of the IMS localization formula [20, equation (3.18)]
ψ, f~(−i~∇+bA)2f~ψ
=
ψ,(f~)2(−i~∇+bA)2ψ +~2
ψ,(∇f~)2ψ
(A.80) for any ψ in the domain of (−i~∇+bA)2. Since f is normalized, the IMS formula yields
ψ,(−i~∇+bA)2ψ
= Z
R3
ψ, f~(· −u)2(−i~∇+bA)2ψ du
= Z
R3
ψ, f~(· −u)(−i~∇+bA)2f~(· −u)ψ du
−~kψk22 Z
R3
(∇f(u))2du. (A.81)
Returning to the semi-classical measures, note by (A.73) and (A.74) that b
(2π~)2
∞
X
j=0
Z
R
Z
R3
p2
ψ, Pu,p,j~,b ψ
dudp= 1 2π~
Z
R
Z
R3
p2
g~u,p, gu,p~ dudp
= 1
~ Z
R
Z
R3
Z
R2
p2 F3
f~(· −u)ψ
(y,~−1p)
2dydudp
=~2 Z
R
Z
R3
Z
R2
F3
∂32(f~(· −u)ψ) (y, p)
2dydudp
= Z
R3
f~(· −u)ψ,−~2∂32(f~(· −u)ψ) du.
Similarly, also using (A.73) and (A.74), and recalling (A.63), we get b
(2π~)2
∞
X
j=0
Z
R
Z
R3
~b(2j+ 1)
ψ, Pu,p,j~,b ψ dudp
= ~ 2π
∞
X
j=0
Z
R
Z
R3
g~u,p, H~−1bA⊥Π(2)j gu,p~ dudp
= ~ 2π
Z
R
Z
R3
gu,p~ , H~−1bA⊥g~u,p dudp
= Z
R3
f~(· −u)ψ,~2(H~−1bA⊥⊗1L2(R))(f~(· −u)ψ) du.
Since (−i~∇+bA)2=~2(H~−1bA⊥−∂32), combining these with (A.81) yields ψ,(−i~∇+bA)2ψ
=−~kψk22 Z
R3
(∇f(u))2du
+ b
(2π~)2
∞
X
j=0
Z
R
Z
R3
(p2+~b(2j+ 1))
ψ, Pu,p,j~,b ψ dudp.
Now, since(σ·(−i~∇+bA))2 = (−i~∇+bA)21C2+~bσ3, we get forΦ∈L2(R3;C2), Φ,(σ·(−i~∇+bA))2Φ
= b
(2π~)2
∞
X
j=0
Z
R
Z
R3
(p2+~b(2j+ 1))
Φ, Pu,p,j~,b 1C2Φ +~b
Φ, Pu,p,j~,b σ3Φ dudp
−~kΦk2L2(R3;C2)
Z
R3
(∇f(u))2du
= b
(2π~)2 X
s=±1
∞
X
j=0
Z
R
Z
R3
(p2+~b(2j+ 1 +s))
Φ, Pu,p,j~,b PsΦ dudp
−~kΦk2L2(R3;C2)
Z
R3
(∇f(u))2du.
Applying this to the first component of the wave functionΨwhile keeping all other variables fixed, we finally obtain
D Ψ,
N
X
j=1
(σ·(−i~∇j+bA(xj)))2Ψ E
=N Z
(R3×{±1})N−1
Ψ(·, z),(σ·(−i~∇+bA))2Ψ(·, z)
L2(R3;C2)dz
= b
(2π~)2 X
s=±1
∞
X
j=0
Z
R
Z
R3
(p2+~b(2j+ 1 +s))N
Ψ, Pu,p,j~,b PsΨ dudp
−~N Z
R3
(∇f(u))2du, finishing the proof.
A.4.3 Limiting measures, strong magnetic fields
We now fix a real-valued, even and normalized function f ∈ L2(R3), along with a sequence (ΨN)N≥1 of normalized functions with ΨN ∈ VN
L2(R3;C2) for each N. We investigate the measures m(k)f,Ψ
N in the limit as N tends to infinity, when βN is a sequence with βN → β, 0 < β ≤ ∞. This corresponds to the regime where the distance between the Landau bands of the Pauli operator remains bounded from below.
Lemma A.34. For each k ≥ 1 there is a symmetric function m(k)f ∈ L1(Ωk)∩ L∞(Ωk) with 0 ≤m(k)f ≤1 such that, along a common (not displayed) subsequence in N,
Z
Ωk
m(k)f,Ψ
N(ξ)ϕ(ξ) dξ −→
Z
Ωk
m(k)f (ξ)ϕ(ξ) dξ (A.82) for all ϕ∈L1(Ωk) +L∞ε (Ωk), as N tends to infinity.
The proof of this lemma is a standard exercise in functional analysis, using the boundedness of the sequence (m(k)f,Ψ
N)N≥k both in L1(Ωk) and in L∞(Ωk), and we leave the details to the reader.
If the sequence of measures(m(k)f,Ψ
N)N≥k istight, that is, if
R→∞lim lim sup
N→∞
Z
|ξ1|+···+|ξk|≥R
m(k)f,Ψ
N(ξ) dξ = 0.
then all the properties of the measures in Lemma A.31carry over to the limit, and the weak convergence in LemmaA.34is strengthened. We collect these observations in the lemma below, but the proof (which is elementary) will be omitted. The key ingredient for the proof is the fact that
Z
|ξ|≤R
m(k)f,Ψ
N(ξ) dξ −−−−→R→∞
Z
Ωk
m(k)f,Ψ
N(ξ) dξ= (2π~)2k bk
N! (N−k)!
uniformly inN asR tends to infinity, whenever(m(k)f,Ψ
N)N≥k is tight.
Lemma A.35. Suppose that (m(1)f,Ψ
N)N∈N is a tight sequence. Then we have (1) (m(k)f,Ψ
N)N≥k is also tight for each k≥1.
(2) The limit measures m(k)f are probability measures. More precisely, 1
(2π)2k βk (1 +β)k
Z
Ωk
m(k)f (ξ) dξ = 1. (A.83) (3) The compatibility relation (A.77) is preserved in the limit, that is, for k ≥ 2
and almost every ξ∈Ωk−1, 1 (2π)2
β 1 +β
Z
Ω
m(k)f (ξ, ξk) dξk=m(k−1)f (ξ). (A.84) (4) The convergence in (A.82) holds on all of L1(Ωk) +L∞(Ωk).
We now formulate the de Finetti theorem which serves as the main abstract tool in our proof of the lower bound of the energy in Theorem A.5. The version of the theorem below is essentially [5, Theorem 2.6] For some additional details, see e.g.
[24].
Theorem A.36 (de Finetti). Let M ⊆Ωbe a locally compact subset, and m(k)∈ L1(Mk) a family of symmetric positive densities satisfying for some c > 0 and all k≥1 that 0≤m(k)≤1, and
c Z
M
m(k)(ξ1, . . . , ξk) dξk=m(k−1)(ξ1, . . . , ξk−1)
with m(0) = 1. Then there exists a unique Borel probability measure P on the set S =
µ∈L1(M)
0≤µ≤1, c Z
M
µ(ξ) dξ= 1 such that for all k≥1, in the sense of measures,
m(k)= Z
S
µ⊗kdP(µ). (A.85)