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REVISTA

PAULISTA

DE

PEDIATRIA

www.rpped.com.br

ORIGINAL

ARTICLE

Incidence

of

community-acquired

infections

of

lower

airways

among

infants

Ana

Luisa

Oenning

Martins

a

,

Deisy

da

Silva

Fernandes

Nascimento

a

,

Ione

Jayce

Ceola

Schneider

b

,

Fabiana

Schuelter-Trevisol

a,c,∗

aUniversidadedoSuldeSantaCatarina(Unisul),Tubarão,SC,Brazil

bUniversidadeFederaldeSantaCatarina(UFSC),Florianópolis,SC,Brazil

cCentrodePesquisasClínicasdoHospitaNossaSenhoradaConceic¸ão,Tubarão,SC,Brazil

Received18June2015;accepted3September2015 Availableonline26October2015

KEYWORDS

Pneumonia; Bronchiolitis; Child; Epidemiology; Riskfactors

Abstract

Objective: Toestimatetheincidenceofcommunity-acquiredinfectionsofthelowerrespiratory tractandtheriskfactorsassociatedwithitsoccurrenceininfants,intheirfirstyearoflife. Methods: Aprospectivecohortstudyofinfantswhowerefollowedupduringthefirst12months oflife.Interviewswereconductedwiththeirmothers,andchildrenwereclinicallymonitored bimonthlytoinvestigatetheoccurrenceoftheincidencedensityofcommunity-acquired infec-tionsofthelowerrespiratorytract.Coxregressionanalysiswasusedtoestimatethecrudeand adjustedrelativeriskofthevariablesassociatedwiththeoutcome.

Results: Themeanageofthemotherswas26years,62%ofthemhadmorethan11yearsof schooling,and23.5wereatriskofsocialexclusionregardingeconomicincome.Theincidence density ofpneumonia and bronchiolitiswere, respectively, 0.51and3.10 episodesper 100 children-months.Childrenwho hadlow birthweight (<2500g)were5.96(95%CI1.75---20.40) timesmorelikelytohavepneumoniathaninfantsweighing2500gorover.

Conclusions: Theincidenceofacutelowerrespiratorytractinfectioninchildren wassimilar tothatfoundinotherstudies.Onlylowbirthweightwasanindependent riskfactorforthe occurrenceofpneumonia.

©2015SociedadedePediatriadeSãoPaulo.PublishedbyElsevierEditoraLtda.Thisisanopen accessarticleundertheCCBYlicense(https://creativecommons.org/licenses/by/4.0/).

PALAVRAS-CHAVE

Pneumonia; Bronquiolite; Crianc¸a;

Incidênciadeinfecc¸õescomunitáriasdeviasaéreasinferioresemcrianc¸as

Resumo

Objetivo: Estimaraincidênciadeinfecc¸õescomunitáriasdeviasaéreasinferioreseosfatores deriscoassociadosàsuaocorrênciaemlactentesemseuprimeiroanodevida.

Correspondingauthor.

E-mail:fastrevisol@gmail.com(F.Schuelter-Trevisol).

http://dx.doi.org/10.1016/j.rppede.2015.10.005

2359-3482/©2015SociedadedePediatriadeSãoPaulo.PublishedbyElsevierEditoraLtda.ThisisanopenaccessarticleundertheCCBY

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Epidemiologia; Fatoresderisco

Métodos: Estudoprospectivode coortecomlactentesqueforamacompanhadosduranteos primeiros12mesesdevida.Foramrealizadasentrevistascomasmãeseascrianc¸asforam clini-camentemonitoradasbimestralmenteparainvestigaraocorrênciadadensidadedeincidência deinfecc¸õescomunitáriasdasviasaéreasinferiores.AanálisederegressãodeCoxfoiutilizada paraestimaroriscorelativobrutoeajustadodasvariáveisassociadascomodesfecho. Resultados: Aidademédiadasmãesfoide26anos,62%tinhammaisde11anosdeescolaridade, e23,5estavamemriscodeexclusãosocialemrelac¸ãoàrenda.Adensidadedeincidênciade pneumoniaebronquioliteforam,respectivamente,0,51e3,10episódiospor100crianc¸as-mês. Crianc¸ascombaixopesoaonascer(2.500gramas)foram5,96vezes(IC95%1,75---20,40)mais propensosaterpneumoniadoquecrianc¸ascompesode2.500gramasoumais.

Conclusões: Aincidênciadainfecc¸ãoagudadasviasaéreasinferioresemcrianc¸asfoi semel-hante àencontrada em outrosestudos. Apenas baixopesoao nascerfoi um fator de risco independenteparaaocorrênciadepneumonia.

©2015SociedadedePediatriadeSãoPaulo.PublicadoporElsevierEditoraLtda.Esteéumartigo OpenAccesssobalicençaCCBY(https://creativecommons.org/licenses/by/4.0/deed.pt).

Introduction

Acuterespiratorytractinfections(ARIs)arealeadingcause ofmorbidityandmortalityamongchildren.In2010, infec-tiousdiseasescaused58%ofdeathsgloballyamongchildren younger than 5 years. Pneumonia, diarrhea and malaria accountedforone-thirdofdeathsinthisagegroup.1InLatin

America, respiratory infections were responsible for over

80,000deathsofchildren peryear,40%ofwhichoccurred

inBrazil.2The WorldHealthOrganization (WHO)considers

that bronchiolitis and pneumonia arethe most important

epidemiologicalcomponentsofARIsinearlychildhood.3

Bronchiolitis is an acute infection of the small

air-waysthatprimarilyaffectsyounginfants,oftenthoseaged

between2 and24months.The diseasefollowsa seasonal

pattern, with peaks during the winter in temperate

cli-mates, and during the rainy season in tropicalclimates.4

Pneumonia is a leading cause of morbidity and mortality

amongchildrenyoungerthanfiveyears,with95%ofcases

occurring in developing countries.3 Previous studies have

listed therisk factors for acquiringrespiratoryinfections,

among which are socioeconomic factors (low household

income,poorparentaleducation,andhighnumberof

per-sonsper household),earlycessationofbreastfeeding,low

birth weight, malnutrition, passive smoking, and daycare

attendance.5,6

Inthiscontext,theaimofthisstudywastoestimatethe

incidence of community-acquired lower respiratory tract

infections, and the risk factors associated withits

occur-rence in infants up to one year old in Tubarão, southern

Brazil.

Method

ThisstudywasapprovedbytheResearchEthicsCommittee oftheUniversityofSouthernSantaCatarina(codenumber 12.035.4.01III)onApril27,2012.

This is aprospective cohort study.The municipality of Tubarão is home to 96,284 residents. According to the InformationTechnologyDepartmentoftheNationalHealth System(DATASUS),around2000childrenareborninTubarão yearly(averageforthelast10years),above80%peryear,

onaverage,inthematernityofHospitalNossaSenhora da Conceic¸ão (HNSC).The HNSCis referencecenter andit is theonly hospitalthat provides neonatalintensive care in theregion.Itisa‘‘Baby-friendlyhospital’’since2001.

Itisestimatedthatone-thirdofinfantshaveatleastone episodeoflowerrespiratorytractinfectionintheirfirstyear oflife.7Thesamplesizecalculationconsideredthe

follow-ing:exclusivebreastfeedingisthemainprotectivefactorfor

reducinglowerrespiratory tractinfections (LRTIs);

reduc-tionof LRTIprovided by exclusive breastfeeding in about

65%8;powerof80%;alphaerrorof5%;and95%significance

level.A20%additionwasmadetocoverpossiblelossesto

follow-up,totalingaminimumsamplesizeof106subjects.

Data were collected between June 2012 and

Septem-ber2013frommothersof newbornbabiesat theHospital

NossaSenhora daConceic¸ão.After gettinga written

con-sentform,theparticipantswereinterviewedtocollectdata

regardingprenatalcare,deliverydetails,anddemographic

and socioeconomic characteristics of the family. Mothers

whoagreedtoparticipateweregivenahealthdiarytomake

weeklynotes about their child’sclinical data. The health

diaries werecollected at each medical appointment,and

newoneswerehanded out.Childcarewasprovidedtoall

children included in the study,with bimonthly scheduled

medicalappointments fora one-yearperiod.Duringthese

visits,clinicalfollow-updatawerecollected,and

confirma-tionofdataprovidedbymothersinthehealthdiarieswas

made.Sixmedicalappointmentswereprovidedtoeachchild

overaone-yearperiod.Thechildrenwereseenbyphysicians

whowerepediatriciansandprofessorsatthemedicalschool

attwooutpatientclinicsrunbytheUniversityofSouthern

SantaCatarina.

Inthisstudy,pneumoniaandbronchiolitiswerediagnosed

byaphysicianwhenthebaby’smothersoughthealthcare.

Symptoms associated with pneumonia were cough, fever,

andradiographicchangestoconfirmthediagnosis,whereas

symptoms associated with bronchiolitis were tachypnea,

coughandwheezingwithpresenceorabsenceoffeverand

coryza.Thedatawerecollectedduringthepediatricvisits

andreportedbythemothers.

The Open Source Epidemiologic Statistics for Public

Health (OpenEpi), version 2.3.1 was used to calculate

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First level

• Chid’s gender • Per capita income • Maternal age and education

• Low birth weight • Breastfeeding

• Crowding • Daycare attendance • Passive smoking Second level

Third level

Figure1 Descriptionofhierarchicalanalysisforacute respi-ratorytractinfections.

EpiDataprogramversion3.1(EpiDataAssociation,Odense, Denmark),andstatisticalanalysiswasperformedusingthe StatisticalProductandServiceSolutionssoftware(SPSS)for Windows,version20(IBMSPSSStatistics,Chicago,IL,USA). Theoutcomeincidencewascalculatedasincidencedensity rate,expressedasthenumber ofeventsper person-time. Coxregressionanalysiswasusedtocalculatethecrudeand adjusted relative risk for outcome variables. The signifi-cancelevelwassetat5%.Multivariateanalysiswasusedfor adjustmentofconfoundingfactors,accordingtothe hierar-chicalmodelproposedbyVictoraetal.,9asshowninFig.1.

Results

Between June 2012 and September 2013, 210 interviews were conducted with nursing mothers. Fig. 2 shows a

flowchartdemonstratingtheselectionofstudyparticipants.

The sample with complete data consisted of 187 infants

(89.0%),ofwhom87(46.5%)weremale.The mean

mater-nal agewas26 years(range, 14---45years). Regardingthe

socioeconomic status, the median household income was

BRL 1866.00, whereas calculating 60% of the median per

capita income, which is a parameter used by the

Brazil-ianInstituteofGeographyandStatistics(IBGE)toindicate

relativepoverty,resultedinBRL248.80.Withregardto

edu-cation,62.0%(95%CI:54.5---69.0)ofthenursingmothershad

morethan11yearsofschoolattendance,and65.8%(95%CI:

59.1---72.6)ofthe respondentslivedwithmorethan three

people in the same home. Only 27 (14.4%) infants were

exclusivelybreastfeduntilsixmonthsofage.

Duringthe study period,therewere 11cases of

pneu-monia (6.5%, corresponding to 0.51 episodes per 100

children-month) and71cases of bronchiolitis(42.3%,

cor-respondingto3.10episodesper100children-month).Only

1infanthadpneumoniaontwooccasions,ateightandten

monthsofage.Regardingbronchiolitis,14childrenhadone

recurrentepisode,4children hadtworecurrentepisodes,

and1childhadfourepisodesofbronchiolitisduringthefirst

yearoflife. OfallchildrenwhowerediagnosedwithARI,

only1washospitalizedforpneumoniainthefirstmonthof

life.Table1presentsthedataregardingtheexposuretoARIs

andperinatalriskfactors(Fig.1).

UsingCoxregressionanalysis,lowbirthweightwas

asso-ciated with the occurrence of pneumonia. Children who

Excluded

15 admitted to the ICU 220 non-residents at the study site

140 decline to participate

Baseline clinical assessment: 210

22 Lost to follow-up 1 Dead

Clinical follow-up: 187 children 585 newborns between June and

September 2012

Lost to follow-up: 3 with 6 months 6 with 8 months 4 with 12 months

Analyzed: 187 children (person-time)

Figure2 Flowchartofstudyparticipants.

werebornweighinglessthan2500gwere5.83timesmore likely to develop pneumonia than normal birth weight infants.Nosignificantassociationwasfoundbetween pneu-monia and breastfeeding, daycare attendance, passive smoking, and other studied variables. No significant asso-ciationsbetweenbronchiolitisandthestudyvariableswere found.Table2showstherelativeriskofthevariable

adjust-mentsusingahierarchicalmodel.

None of the maternal risk factors (household income,

age,educationlevel,andnumberofpersonsperhousehold)

wereassociatedwithARIsinthepresentstudy.

After relative risk adjustments according to the

hier-archical model, lowbirth weight wasassociated withthe

occurrenceof pneumonia.Childrenwhowereborn

weigh-inglessthan2500gwere5.96(95%CI1.75---20.4)timesmore

likelytodeveloppneumoniacomparedwiththoseweighing

2500gormore.

Table1 Perinatalriskfactorsandexposuretoacute respi-ratorytractinfections(n=187).

n % 95%CIa

Birthweight<2500g 17 9.1 5.4---13.4

GenderMale 87 46.5 39.6---53.5

Passivesmoking 53 28.3 21.9---34.8 Daycareattendance 28 15.0 10.2---20.9 Exclusivebreastfeeding

<6months

89 47.6 40.6---54.5

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Table2 Relativerisk ofvariablesregardingpneumonia andbronchiolitisadjustedaccordingtothehierarchicalmodel for estimatingincidencedensity.

Riskfactors AdjustedRR(95%CI) p-value AdjustedRR(95%CI) p-value

Pneumonia Bronchiolitis

Firstlevel

Gender 0.454 0.332

Male 1.58(0.49---5.22) 0.78(0.47---1.29)

Percapitaincomea 0.452 0.606

<BRL248.80 0.44(0.05---3.68) 1.16(0.65---2.07)

Schoolattendance 0.139 0.640

0---11years 0.20(0.02---1.67) 0.88(0.51---1.51)

Maternalage 0.913 0.907

<20years 1.01(0.90---1.12) 1.00(0.96---1.04)

Secondlevel

Birthweight 0.006 0.592

<2500g 5.96(1.75---20.4) 0.78(0.31---1.94)

Exclusivebreastfeeding 0.234 0.859

<6months 0.45(0.12---1.68) 1.06(0.54---2.07)

Thirdlevel

Personsperhousehold 0.212 0.448

>3 3.73(0.47---29.4) 0.83(0.51---1.34)

Daycareattendance 0.643 0.143

Yes 1.38(0.35---5.49) 1.52(0.87---2.65)

Passivesmoking 0.960 0.779

Yes 0.93(0.56---1.54) 1.08(0.65---1.78)

a Cut-offpoint:60%ofmedianincome.

Discussion

Inthepresentstudy,therewasahighcumulativeincidence ofbronchiolitis(42.3%)andpneumonia(6.5%),which high-lightstherelevanceoftheserespiratorymorbiditiesamong children. These findings areconsistent withseveral other studiesthatconsiderARIsascommoneventsduringinfancy and childhood.However,publishedstudies show variation inthe incidenceofpneumonia andbronchiolitis,probably duetodifferentcriteriafordefiningtheincidenceofthese occurrences.Inastudyconductedon936children,Aldous

etal.10 reportedthat32%ofthestudyparticipantshadat

leastoneepisodeofARIinthefirstyearoflife.Flaherman

etal.11carriedoutaretrospectivecohortstudyon123,264

children inCalifornia andreportedthat 16.7% ofchildren

developed bronchiolitis before the second year of life. A

recentstudyconductedinSouthAfricafoundthat87.4%of

children under5yearsof agehadat least oneepisodeof

bronchiolitisorpneumoniainan18-monthperiod.Ofthese

children,10.5% hadtwoARIepisodes,and1.7%hadthree

episodes.12 Bates et al.13 reported that 49.5% of infants

whoparticipated in their studyin Nepal had bronchiolitis

orpneumonia.

The incidencedensity ofbronchiolitis(3.1episodesper

100 children-months) and pneumonia (0.51 episodes per

100children-months)inthepresentstudycanbecompared

withfindingsfromdifferentauthors.Inarecentsystematic

review, Rudanetal.14 found a mean incidencedensity of

pneumonia(1.83 episodesper100children-month) among

childrenunderfiveyearsofageinlowandmiddleincome

countries. In another study conducted on children under

fiveyearsofage,anincidencedensityofpneumoniaof2.4

episodesper 100children-month wasfound in developing

countries.3Weberetal.15reportedthattheincidence

den-sity of bronchiolitis in Gambia was 7.3 episodes per 100

children-month among children aged 19---25 months. In a

cohortstudyconductedonchildrenfrombirthtothreeyears

old,Brooretal.16reportedthattheincidencedensityofARIs

was4.5episodesper 100 children-monthin infantsunder

oneyearofage,withoutdiscriminatingbetween

bronchioli-tisandpneumonia.

Inthe currentstudy,low birth weightwasan

indepen-dentriskfactorfortheoccurrenceofpneumonia.Children

whowereborn weighing less than2500g were5.96 times

more likelyto get pneumonia than those weighing 2500g

ormore.Prietschetal.2found thattheprevalenceof ARI

was10%higherinchildrenwithlowbirthweightcompared

withnormalbirthweightinfants.Lowbirthweighthasbeen

associated with severe pneumonia and increased risk of

mortalityinseveralstudies.17,18Usingacase-controlstudy,

Nascimentoetal.19 foundthat lowbirth weightincreased

twicetheriskof hospitalizationforpneumonia. Thesame

authorexplains that children with low birth weight have

decreasedimmuneresponseandimpairedpulmonary

func-tiondue tothe smallerdiameterofthelarge airwaysand

easier obstruction of peripheral airway than normal birth

weightinfants.20However,thecausalrelationshipbetween

lowbirthweightandtheoccurrenceofpneumoniais

com-plex, representing a cumulative effect of a number of

nutritionalandnon-nutritionalprenatalexposure.21

Severalstudies have shown that breastfeedingreduces

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ameta-analysisconductedonupto2-year-oldchildrenin

developed countries, Bachrach et al.7 found that

breast-feedingwasaprotectivefactor:exclusivebreastfeedingfor

morethanfourmonthscanreduce by70%theriskof

hos-pitalizationfor respiratory diseases. In thecurrent study,

noassociation between breastfeedingand theoccurrence

ofARIswasobserved.InstudiesconductedbyNascimento

et al.19 and by Pavi´c et al.,24 breastfeeding also showed

no protective effect against these infections. A possible

explanationfortheseconflictingresultsisthat

breastfeed-ingreducesthediseaseseverityandriskofhospitalization

forARIs,butitdoesnoteliminatetheoccurrenceofthese

infections.

Only 15% of children who participated in this study

attendeddaycare centers,andtheyhadnogreaterriskof

ARIsthanthosewhodidnotattend,accordingtothe

anal-yses performed. In a case---control study, Macedo et al.22

found no significant association between daycare

atten-danceandincreasedhospitalizationfor ARI. Theseresults

areindisagreementwithmostofthestudiesthatassociate

daycareattendancewithasignificantincreasein the

inci-denceandprevalence of ARIs.25,26 Possibly, theyattended

daycare centers with adequate ventilation, hygiene, and

careconditions,whichprovidedsimilarconditionstothose

athome. Moreover,the resultsmay havebeen influenced

bythelow percentageof childrenattendingdaycare

cen-ters.Inaddition,thelengthofdaycareattendancewasnot

investigated,whichcouldalsoexplainthelackofassociation

betweenthesevariables.

Regarding passive smoking, 28.3% of children were

exposedtosecondhandsmokeforlivingwithsmokersinthis

study.However,thisvariablewasnotasignificantrisk

fac-torforARI,whichcontradictsmoststudiesthatlinksmoking

withtheoccurrenceof bronchiolitis.27---29 Welliveretal.,30

however,foundnoassociationbetweenpassivesmokingand

acutebronchiolitis,butwithsubsequentrecurrent

wheez-ing.Withregardtopneumonia,manystudieshavealsofound

noassociationbetweenpassivesmokingandtheoccurrence

of the disease.19,23,26 In addition, this study has neither

quantifiedthechildren’stobaccointakenormeasuredthe

frequencyof exposuretotobacco,which mayexplainthe

lackofassociation.Noneofthematernalriskfactors

(house-holdincome, age,educationlevel,andnumberofpersons

per household) were associated with ARIs in the present

study.The high percentageofmothers withmorethan11

years of school attendance (62%) may have favored the

absenceofassociationbetweenpooreducationand

occur-renceofoutcomesinthiscohort.

This study has some limitations thatshould bekept in

mindwhen interpreting the results. The follow-up period

wasrathershorttoexaminewhether theresults had

sta-tistical significance. The lack of environmental quality

assessmentof theairwasanotherlimitationof thestudy.

Itiswellknownthatairpollutionisanimportantriskfactor

forthedevelopmentofARIs,butchildrenwhoparticipated

inthisstudylivedincitieswhere therewasnosystematic

monitoringofairqualityandexposureassessment.Itshould

alsobementionedthatthereisanotherprivatematernity

hospitalinthemunicipalityforthosewhocanaffordtopay

foritorhaveahealthcareplan.Thus,thesampleincluded

inthisstudymayhavepresentedahomogeneous

socioeco-nomicstatus,which couldhave influencedtheabsenceof

association between familyincomeandtheoccurrence of

outcomes.

The incidence density of pneumonia and bronchiolitis

were 0.51 and 3.10 episodes per 100 children-months,

respectively. Therewasnosignificantcorrelation between

theoccurrenceofbronchiolitisandthevariablestested.

Basedontheresultsfromthisstudy,itcanbeconcluded

thatchildrenwhowerebornweighinglessthan2500ghave

higherriskofpneumoniathannormalbirthweightinfants,

whichhighlightstheneedforfurtherstudiestoidentify

fac-torsrelatedtolowbirthweightandpreventivemechanisms

topreventtheoccurrenceofthedisease.

Funding

Thisstudydidnotreceivefunding.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

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Imagem

Figure 1 Description of hierarchical analysis for acute respi- respi-ratory tract infections.
Table 2 Relative risk of variables regarding pneumonia and bronchiolitis adjusted according to the hierarchical model for estimating incidence density.

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