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Comparison between erector spinal plane block and epidural block techniques for postoperative analgesia in open cholecystectomies: a randomized clinical trial

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SCIENTIFIC ARTICLE

Comparison between erector spinal plane block and epidural block techniques for postoperative analgesia in open cholecystectomies: a randomized clinical trial

Thiago Mamoru Sakae

a,b,∗

, Luiz Henrique Ide Yamauchi

a,c,d

, Augusto Key Karazawa Takaschima

a,c,d

, Julio C. Brandão

d

, Roberto Henrique Benedetti

a,b,c,d

aServic¸odeAnestesiologiaSIANEST,Florianópolis,SC,Brazil

bUniversidadedoSuldeSantaCatarina(UNISUL),Florianópolis,SC,Brazil

cHospitalFlorianópolis,Florianópolis,SC,Brazil

dTSASociedadeBrasileiradeAnestesiologia(SBA),RiodeJaneiro,RJ,Brazil

Received15July2019;accepted1December2019 Availableonline10February2020

KEYWORDS Cholecystectomy;

Analgesia;

Regionalanesthesia;

Randomized controlledtrial;

ESPblock;

Epiduralblock

Abstract

Introductionandobjectives: BlockadeoftheErectorSpinalMuscle(ESPBlock)isarelatively new block, initially described for chronic thoracic pain analgesia, but it has already been described for anesthesia and analgesiain thoracicsurgical procedures and, more recently, forhighabdominalsurgeries.Theaimofthestudywastocomparetwotechniques,ESPBlock andEpiduralBlock,withmorphineandlocal anestheticfor postoperative analgesiaofopen cholecystectomysurgeries.

Methods: Controlledsingle-blindrandomizedclinicaltrialwith31patients(ESPBlock,n=15;

Epidural,n=16),ofbothgenders,agesbetween27and77years.TheESPblockwasperformed attheT8levelwithinjectionof20mLof0.5%ropivacainebilaterally.Theepiduralblockwas performedattheT8---T9spacewith20mLof0.5%ropivacaineand1mgofmorphine.

Results: TheESPBlockgrouppresentedhighermean NumericPainScale(NPS)valuesforpain intheupto2hour(p=0.001)andinthe24hour(p=0.001)assessments.TheESPBlockgroup hadathree-foldincreasedrisk(43.7%vs.13.3%)ofrescueopioiduseinthe24postoperative hourswhencomparedtotheepiduralgroup(RR=3.72,95%CI:0.91to15.31,p=0.046).

Conclusion: ESPBlockdidnotprovetobeaneffectivetechniqueforpostoperativeanalgesia ofopencholecystectomy,atthedosesperformedinthisstudy,havingrequiredmore useof rescue opioid,andwithoutdifferencesinNPS. Morecomprehensivestudiesarerequired to assesstheefficacyofESPblockforthevisceralandabdominalsomaticcomponent,considering thespecificblockadelevel.

©2020SociedadeBrasileiradeAnestesiologia.PublishedbyElsevierEditoraLtda.Thisisan openaccessarticleundertheCCBY-NC-NDlicense(http://creativecommons.org/licenses/by- nc-nd/4.0/).

Correspondingauthor.

E-mails:thiago.sakae@unisul.br,thiagosakae@gmail.com(T.M.Sakae).

https://doi.org/10.1016/j.bjane.2020.02.014

©2020SociedadeBrasileiradeAnestesiologia.PublishedbyElsevierEditoraLtda.ThisisanopenaccessarticleundertheCCBY-NC-ND license(http://creativecommons.org/licenses/by-nc-nd/4.0/).

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PALAVRASCHAVE Colecistectomia;

Analgesia;

Anestesiaregional;

Ensaiocontrolado randomizado;

ESPblock;

Bloqueioepidural

Comparac¸ãoentreastécnicasdebloqueiodoplanodomúsculoeretordaespinhae bloqueioepiduralparaanalgesiapós-operatóriaemcolecistectomiasabertas:um ensaioclínicorandomizado

Resumo

Justificativaeobjetivo: OBloqueiodoPlanodoMúsculoEretor daEspinha(ESPblock)éum bloqueio relativamente novo, inicialmente descritopara analgesia de dortorácica crônica, porém jádescritoparaanestesia eanalgesiaem procedimentoscirúrgicostorácicose,mais recentemente,para cirurgiasabdominais altas.Oestudoobjetivoucomparar astécnicasde bloqueio ESP block ebloqueio epiduralcom morfina eanestésico local para analgesia pós- operatóriadecirurgiasdecolecistectomiaaberta.

Método: Estudoclínicorandomizadocontrolado,unicegocom31pacientes(ESPblock,n=15;

Epidural,n=16),de ambosossexos, idadesentre27e77 anos. OESP blockfoi realizado nonível deT8cominjec¸ãode20mLderopivacaína0,5%bilateral. ObloqueioEpiduralfoi realizadonoespac¸oT8---T9com20mLderopivacaína0,5%e1mgdemorfina.

Resultados: OgrupoESPblockapresentouvaloresmédiosdedorpelaEscalaVisualNumérica (EVN)maioresnasavaliac¸õesaté2horas(p=0,001)eem24horas(p=0,001).OgrupoESP blockapresentouumriscotrêsvezesmaior---43,7%vs.13,3%---deusodeopioidederesgatenas 24horaspós-operatóriasdoqueogrupoepidural(RR=3,72;95%IC0,91a15,31;p=0,046).

Conclusão: Nasdosesrealizadasnesseestudo,oESPblocknãosemostrouumatécnicaefetiva paraanalgesiapós-operatóriadecolecistectomiaaberta,commaisusodeopioidederesgatee semdiferenc¸as naescalavisual numéricadedor.Necessita-sedeestudos maisabrangentes avaliando aeficácia do ESP block para o componente viscerale somático abdominal, con- siderandooníveldobloqueioespecífico.

©2020SociedadeBrasileiradeAnestesiologia.PublicadoporElsevierEditoraLtda.Este ´eum artigo OpenAccess sobumalicenc¸aCCBY-NC-ND(http://creativecommons.org/licenses/by- nc-nd/4.0/).

Introduction

Post-operativeanalgesiaformediumandlargethoracicand upper abdominal surgeries stillpose a challenge to mod- ernanesthesiology.1,2 Neuraxialblocktechniques(thoracic epiduralblock,spinallumbaranesthesia)forthisregionare usuallyassociatedwithgeneralanesthesia.Adjuvantsaimto extendpostoperativeanalgesiatimeandpromoteimproved qualitytoanesthesia,inadditiontodecreasingconsumption ofanestheticsandofopioids(intraandpost-operative),with allthepositiveconsequences,includingearlymobilization andreductionintheincidenceandextensionofatelectasis intheimmediatepost-operativeperiod.1,2

Multipleultrasoundguided (USG)procedureshavebeen described as single or associated techniques, and also for treating chronic thoracic and abdominalpain.Erector Spinae Plane Block (ESP) is a relatively new ultrasound- guidedtechnique,originallydescribed tomanagethoracic painwhenperformedattheT5vertebralevel,3,4butithas alsobeen successfully usedfor abdominalanalgesia when performedatthelowerT8---10levels.5,6

ESPhasalsobeendescribedasrelativelyeasiertoper- formwhencomparedtootherconventionalblocks,suchas epiduralanesthesiaandparavertebralblock.5---7

Clinical findings of previous studies3---7 have been sup- portedby studiesin cadaversthathave shownthe spread oftheanestheticsolutioninjectedinthedeepinterfascial planeoftheerectorspinaemuscle,neartheintervertebral foramen,surroundingthedorsalandventralbranchesofthe thoracicspinenerveroots.8---10

Thepost-operativepainthatfollowsacholecystectomy using a Kocher incision has both a somatic and visceral component.Morerecently,theerectorspinaemuscleplane block(ESP)hasproveditseffectivenessbyprovidingample thoracic,1,2,7,10 high abdominal5,6,8,9 somatic and visceral analgesia,whenperformedatthelevelofT5---T6,inaddition toanalgesiaforvertebralspineprocedures.11---13Therefore, bilateralESPblockonthetransverseprocessofT8maypro- videeffective post-cholecystectomy analgesiaand reduce the incidence of excessive opioid use-associated adverse effects.6---9

Theeffectivenessoftheblockhasbeenshowninseveral studies,and thishas made thesame pattern ofblocks to beperformedinthelumbarandevencervicalregions.11---13 ESPblockisexpectedtoresultinlesscomplications,such asnerve paralysis, hematoma, pulmonary lesions, among others,given the injection target in the ESP block is the transverse process of the vertebra, which is not close to morevulnerableanatomicalstructures.3

The comparisonwithwell-established techniques,such as the epidural block, is mandatory. The epidural block, due to possible counterindications, opens the possibility to other safe alternatives that provide appropriate anal- gesia, without approaching the neuroaxis and decreasing likelihood of epidural anesthesia-associated sympathetic blocks.8,14,15

Theobjectiveofthepresentstudywastocompareerec- tor spinae plane block and epidural block techniques in relation to post-operative analgesia in open cholecystec- tomies.

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Methods

A single-blind, non-inferiority, randomized clinical trial was performed after approval by the Research Ethics Committee of Universidade do Sul de Santa Catarina (CAAE 96216918.7.0000.5369) and registration on the BrazilianClinicalTrialRegistry(ReBEC---RegistrodeEnsaios Clínicos Brasileiros) registry RBR-29r8nr http://www.

ensaiosclinicos.gov.br/rg/RBR-29r8nr/.

Samplesizewascalculatedaccordingtonon-inferiority trials,16 theparametersadoptedwere0.05alfa,0.20beta, 7.9z2errors,measurementstandarddeviationof3.0,anda clinicallyimportant difference onthe Numeric Pain Scale (NPS) for pain over 4 points. Thus, the number required fornon-inferioritybetweentheepiduralblockanderector spinaeplaneblockgroupswas15patientspergroup.

Patientsover18yearsofage,bothsexes,ASAIandII,sub- mittedtoopencholecystectomysurgeryandelectiveKocher incision were included. Patients with urgent/emergency indicationcholecystectomy,intraoperativecholangiography orposteriorbiliarytracthandling,ASAIIIorhigher,history of allergy to any study medication, use of anticoagu- lants,blockfailure,useofanticonvulsantsorpostoperative cognitive deficit that prevented the patient from under- standing/answeringthequestionnairewereexcluded.

Surveyors inthepostoperative wereblindtothegroup towhichpatientsbelongedandtointraoperative manage- mentandcomplications (hypotension,bradycardia, useof vasoactivedrugs).

Patientswerechosenrandomlybyrandomnumberdraw oftheEpiinfo6softwareEpitablefunction,forgroupsam- ples:1---‘‘Positivecontrol’’groupwithepiduralanesthesia;

and2--- InterventiongroupwithErectorSpinaePlaneBlock (ESPblock).

Variables assessed were sex, age, BMI, ASA classifica- tion, 0 to 10 (2 hours and 24 hours) Numeric Pain Scale (NPS),intraoperativecomplications(bradycardia,hypoten- sion,vasoactivedrug required),postoperativenauseaand vomitingandadversereactions(pruritus,urinaryretention).

Urinaryretentionwasdefinedasrequiringurethralcatheter in24hours.

Both block groups (epidural --- Group 1 or ESP block --- Group2)weresubmittedtoaseptictechnique,aftervenous access,monitoring (pulseoximetry, cardioscopy and non- invasivepressure)andlightsedation(1to5mgmidazolam and25 to75 mcgintravenousfentanyl), receivingoxygen supplementation and duly positioned withthe help of an assistant.

The positive control group was submitted to epidural anesthesiawith20mL 0.5%ropivacaineand1mgof mor- phine.EpiduralanesthesiawasperformedwithaTuohy18G medianneedle,T8---T9level,inadditiontoadministrationof 2%lidocainewithvasoconstrictor,4mLgivenastest-dose.

Theinterventiongroupwassubmittedtobilateralerector spinaeplaneblock(ESPblock).TheESPblockwasperformed withpatientsitting,andahighfrequency,5---13MHzlinear transducer(LOGIQe;GEHealthcare)wasusedinthelongi- tudinalparasagittaldirectiontoidentifytheT8transverse process,countingthefirsttoeighthrib.Thedevicewasthen pulledmedially untilthe tip of the transverse process of T8 wasidentified. The 22G 5 cm needle (BBraun, Stimu-

Table1 Clinicalcharacteristics.

Variable ESPblock group

Epidural group

p

Sex

0.886

Male 6(40%) 6(37.5%)

Female 9(60%) 10(53.5%)

Age(mean;SD) 56.40(16,21) 57.38(11.69) 0.848 BMI(kg.m-2)

0.803 18---24 4(26.7%) 5(31.2%)

25---29 10(66.7%) 10(62.5%)

>30 1(6.7%) 1(6.2%)

ASA

0.902

I 5(33.3%) 5(31.2%)

II 10(66.7%) 11(68.8%)

BMI,BodyMassIndex;ASA,AmericanSocietyofAnesthesiology classification;p,p-value.

plex A50,22G) wasinserted into the plane, craniocaudal direction,goingthroughskin,subcutaneousandmusclelay- ers(trapezemuscle,greaterdorsalmusclefasciaandspinal erectormuscle)untilthetipwasbetweentheanteriorfas- ciaofthespinal erectormuscleandtransverse processof T8.Theplane wascheckedwithdispersionof0.5to1mL salinesolutionandvisualizationoflineardispersionoffluid inthespinalerectormuscleplane,followedbyinjectionof 20mLof0.5%ropivacaine.Thetechniquewasbilateral.

After being submitted to epidural anesthesia or ESP block, bothgroups were submittedtogeneralanesthesia, and anesthesia induction wasperformed with3 mcg.kg1 offentanyl,0.4mg.kg1ofatracuriumand1to2mg.kg1 propofol.Allpatientsreceivedprophylacticantibioticswith 2 g cefazoline, analgesiawith 100 mg ketoprofen, 10 mg dexamethasoneand8mgondansetronintraoperativelyfor prophylaxisofpostoperativenauseaandvomiting.

Mean, median and standard-deviation for continuous variablesandproportionsforcategoricalvariableswerecal- culated. Pearson Chi-Square test or Fisher exact test to checkassociationamongcategoricalvariableswereused,as appropriate.Fortheassociationofnumericalvariables,Kol- gomorovSmirnovorWilcoxontestswereused.Thelevelof significanceadoptedwas95%.Cut-offpointsofindependent variables were based on conceptual models. Data stored wereanalyzedontheSPSS20.0program.

Results

The study included 31 patients submitted to open chole- cystectomy,ofwhich15patientsintheinterventiongroup (ESP block) and 16 patients in the positive control group (epidural)(Fig.1).Meanagerangedbetween27and77years (mean:57.23years),withaslightpredominanceofwomen (61.3%).BMIranged between18and 38kg.m2,withpre- dominanceofBMIbetween25---29(64.5%).ASAclassification waspredominantlyASA2(67.7%)(Table1).

Therewerestatisticallysignificantdifferencesbetween thegroupsinthepost-surgicaluptotwo-hourand24-hour assessmentsontheNumericPainScale(NPS).Theinterven- tion grouphad mean painNPS valueshigher in the upto

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Assessed for eligibility (n=33)

Excluded (n=2)

Do not meet inclusion criteria (n=0)

ESP failure (n= 1)

♦ Epidural Failure (n= 1)

Analyzed (n=15)

♦ Excluded from analysis (give reasons) (n=0) Lost to follow-up (give reasons)(n=0) Discontinued intervention (give reasons) (n=0) Allocated to Epidural intervention (n=15)

♦ Received allocated intervention (n=15)

Lost to follow-up (give reasons) (n=0) Discontinued intervention (give reasons) (n=0)

Allocated to ESP intervention (n=16)

Received allocated intervention (n=16)

(n=16) Analyzed

Excluded from analysis (give reasons) (n=0) Allocation

Analysis Follow-Up

Randomized (n=31) Enrollment

Figure1 Studyflowchart(CONSORTstandard).

Table2 Comparisonofnumericpainscalebetweengroups.

Group Pain2hours p Pain24hours p

ESPblock

Mean:6.00

0.001

Mean:3.69

0.001

Median:5.50 Median:3.00

Standard-deviation:1.89 Standard-deviation:2.44 Epidural

Mean:3.00 Mean:0.53

Median:3.00 Median:0.00

Standard-deviation:2.29 Standard-deviation:1.23

two-hour(p =0.001)and 24-hour(p =0.001) assessments (Table2).

The useof opioid required in the post-anesthetic care unit wasseven-foldhigher in the intervention group(ESP block) (RR = 7.87; 95% IC: 1.08 to 57.25; p = 0.026).

Regardingrescueopioiduseinpost-operative24hours,the interventiongrouphadathree-foldhigherrisk---43.7%vs.

13.3%---thantheepiduralgroup(RR=3.72;95%IC:0.91to 15.31;p=0.046).The mostfrequentlyusedopioidamong thesepatientswastramadol,atadoseof100mg(18.1%of patients),followedbymorphine(9.1%ofpatients).

There were no statistically significant differences in theincidenceof intraoperativecomplications (p= 0.277), adversereactions (p= 0.381)orpostoperativenauseaand vomiting(p=0.531).

Discussion

TheresultsofthepresentstudyshowinferiorityofESPblock associated analgesic plane, when compared to the group submittedtoepiduralanesthesia.

Technically,basedonanatomicalstudiesonfreshcadav- ers, the likely site of action of the ESP block covers an extensive area after the injection of local anesthetics, spreadboth throughthedorsal andventralregions ofthe thoracicspinal bundles andnervebranches.2,3,15---18 There- fore, the effective block of the ventral branch and the sympatheticfibersconcomitantlyisexpectedtooccur,and maypromote effective anesthesiaand analgesia,control- lingsomaticandvisceralpain.Inpracticalterms,however, we have perceived this satisfactory analgesia response in

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thoracicandsomeabdominalwallsurgeries,withstillsome limitedevidenceintheliteratureonthevariableresponse astothecontrolofabdominalvisceralandsomaticpain.15---19 Aftertheinjectionofefficaciousconcentrationsandvol- umes of local anesthetics using ESP, although there have beenreports showingreliefof visceralandsomaticpains, thereisstillsomevariabilityinthemanagementofvisceral pain,withoutseemingtobeaconsensusestablishedonthe control of this kind of pain when anesthesia with ESP is performed.8,19,20Somestudiesperformedoncadavershave shownthatspreadoflocalanestheticsinjectedthroughESP toventralbranchesatmultiplelevels,totheneuralforamen andtoepiduralspaceswerenotwellestablished.19,20

InastudybyYangetal.,21 thereachoflocalanesthet- icswas limited only toventral branches when performed at multiple levelsand hardly spread to the thoracic par- avertebralspace.TherearestudiesreportingthattheESP blockwasmorelimitedtodorsalbranchesandonlyroughly 10%involvedtheventralbranchordorsalrootganglion,18,20 corroboratingthefindingsofourstudy.

AstudyincadaversdesignedtosimulateESPbyIvanusik etal.18 documentedanextensivecraniocaudalandmedial- lateralspread of dye, both deepand superficial tospinal erectormuscles.However,therewasnospreadofthedye anteriortotheparavertebralspacewhereitsurroundsthe ventralanddorsaloriginsofthoracicspinalnervebranches.

Theinvolvementofthedorsalbranchwasmostlyposteriorto thecostotransverseforamen. Therewaspotentialinvolve- mentofthelateralcutaneous branchesandofthelateral intercostalnervesattheangleoftheipsilateralribs.18,21

Among the limitations of the study, the choice of the volume of ropivacaine, 20 mL instead of the higher vol- umes used in other studies may have interfered in wider spreadoftheanestheticandinfluencedtheblock levelin theESPgroup.Intheory,thevolumeof3mLtoblockeach dermatome17 wouldprovideappropriatedispersionforthe volumeadoptedin thepresent study.The impossibilityto controlmoredorsalorcaudaldispersioncouldalsoinfluence results. Moreover,using adjuvants (corticosteroids, alfa 2 agonists,ketamine),alreadywell-establishedinothertypes ofblock,hasnotbeendescribedfortheESPblockyet,and couldimprovethepotentialoftheblocktocontrolvisceral painthatapparentlydidnotoccurinthepresentstudy.

The small sample size, with characteristics of non- inferiorityclinicaltrials,andthelowstatisticalpowerofthe study,mayrevealmajordifferencesbetweentreatmentsin whichthenullhypothesisisnotrejected,duetotheinsuf- ficientnumberofpatientsortotheovervariabilityofdata.

ThismayleadtoamorelikelytypeIIerror(notfindingadif- ferencewherethereactuallyis),oneofthecharacteristics includedinthe currentstudy,notbeingable,however,to finddifferenceswherethereactuallyare,whichwouldbe moreharmfulfromthescientificandethicalpointofview.

Thisinferenceerrorhasbeen,frequently,underscoredwith theexpression‘‘Theabsenceofevidenceisnotanevidence ofabsence’’.16

Thiscanexplainstatisticallysignificantdifferencesbeing foundbetweengroupsforadversereactions,complications andpostoperativenauseaandvomiting.

Conclusions

The fact that ESP does not seem to block the visceral abdominalcomponent well maybe effectivelyone of the limitationsforusingESPforsometypesofabdominalsurg- eries,unlikewhatisperceivedforthoracic,breastsurgeries andothersurgeriesofthethoracicandabdominalwallsand evenhiparthroplasties, dependingonthelevel wherethe blockisperformed.

Morecomprehensive studies arerequired toassess the efficacyofESPforthevisceralandsomaticabdominalcom- ponent,consideringthespecificblocklevel.

Conflicts of interest

Theauthorsdeclarenoconflictsofinterest.

References

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