Brazilian
Journal
of
OTORHINOLARYNGOLOGY
www.bjorl.org
REVIEW
ARTICLE
Systematic
review
of
evidence
on
the
association
between
personality
and
tinnitus
夽
,
夽夽
Samantha
Mucci
a,∗,
Luciana
Geocze
a,
Denise
Caluta
Abranches
a,
Andrés
Eduardo
Aguirre
Antúnez
b,
Norma
de
Oliveira
Penido
caDepartmentofPsychiatry,EscolaPaulistadeMedicina,UniversidadeFederaldeSãoPaulo(UNIFESP-EPM),SãoPaulo,SP,Brazil bInstitutodePsicologiadaUniversidadedeSãoPaulo(USP),SãoPaulo,SP,Brazil
cDepartmentofOtorhinolaryngologyandHeadandNeckSurgery,EscolaPaulistadeMedicina,UniversidadeFederaldeSãoPaulo
(UNIFESP-EPM),SãoPaulo,SP,Brazil
Received5August2013;accepted7November2013 Availableonline4July2014
KEYWORDS Personality; Tinnitus; MMPI; Review
Abstract
Introduction:Thescientificliteraturedemonstratesthatpersonalitytraitsareassociatedwith
theindividual’sadaptationtochronicdiseases,andcanbeanimportantfactorintheetiology
andprognosisofphysicalillness.Some studiesindicatethatpersonalitycharacteristicsmay
influencetheperceptionoftinnitus.
Objective: Toassessthescientificevidenceoftheassociationbetweentinnitusandpersonality.
Methods:A systematicreviewofthefollowingdatabases:PubMed,SciELO,LILACS,andWeb
ofKnowledge.Onlystudiesofpatientsolderthan18yearspublishedinEnglish,Portuguese,or
Spanishthatestablishedanassociationbetweentinnitusandpersonalitywereselected.
Results:Seventeenofthe77articlesfoundwereselected:13cross-sectionalstudies,two
lon-gitudinalstudies,onevalidationstudy,andonebirthcohortstudy.Thesamplesrangedfrom27
to970patients.
Conclusion: Some personality traits, especially neuroticism, psychasthenia, and schizoid
aspects,maybeassociatedwithtinnitusperceptionandwiththeannoyanceduetothis
symp-tom.
© 2014Associac¸ãoBrasileira de Otorrinolaringologiae CirurgiaCérvico-Facial. Publishedby
ElsevierEditoraLtda.Allrightsreserved.
夽 Pleasecitethisarticleas:MucciS,GeoczeL,AbranchesDC,AntúnezAE,PenidoNO.Systematicreviewofevidenceontheassociation
betweenpersonalityandtinnitus.BrazJOtorhinolaryngol.2014;80:441---7.
夽夽
Institution:DepartmentofOtorhinolaryngologyandHeadandNeckSurgery,UniversidadeFederaldeSão Paulo(UNIFESP-EPM),São Paulo,SP,Brazil.
∗Correspondingauthor.
E-mail:sammucci@gmail.com(S.Mucci). http://dx.doi.org/10.1016/j.bjorl.2014.05.031
PALAVRAS-CHAVE Personalidade; Zumbido; MMPI; Revisão
Revisãosistemáticasobreasevidênciasdaassociac¸ãoentrepersonalidadeezumbido
Resumo
Introduc¸ão:Sabe-se,naliteraturacientífica,quecaracterísticasdepersonalidadeestão
associ-adasàadaptac¸ãodoindivíduoadoenc¸ascrônicas,tornando-seumfatorimportantenaetiologia
eprognósticodedoenc¸asfísicas.Algunsestudosapontamquecaracterísticasdepersonalidade
podeminfluenciarnapercepc¸ãodozumbido.
Objetivo:Verificarasevidênciascientíficasdaassociac¸ãoentrezumbidoepersonalidade.
Método: Estudoderevisãosistemáticanasseguintesbasesdedados: Pubmed,Scielo,Lilacs
e Web of knowledge. Foram selecionados apenas os estudos com pacientesmaiores de 18
anos,publicadoseminglês,portuguêsouespanholequeestabeleceramumaassociac¸ãoentre
zumbidoepersonalidade.
Resultados: Dos77artigosencontrados,17foramselecionados:13estudostransversais,dois
estudoslongitudinais,umestudodevalidac¸ãoeumestudodecoortedenascimento.Asamostras
variaramde27a970pacientes.
Conclusão:Algumascaracterísticasdepersonalidade,especialmenteneuroticismo,psicastenia
easpectosesquizoides,podemestarassociadosàpercepc¸ãoeaoincômododozumbido.
©2014Associac¸ãoBrasileira deOtorrinolaringologiaeCirurgiaCérvico-Facial.Publicadopor
ElsevierEditoraLtda.Todososdireitosreservados.
Introduction
Tinnitus is defined as a perception of sound in the absence of an external sound source.1,2 It is a
symp-tom that may be related to a number of biological, pharmacological,nutritional,and psychologicaletiologies, and most often multiple etiologic factors are involved.3
Pavan4 reported that approximately 20% of the
gen-eral population suffers from some form of tinnitus. Other studies have reported incidences of 10---32% of the population.1,5
Inmost cases,tinnitusis asymptom perceived onlyby thepatient,anditisnotpossibletomeasureitobjectively. Thediscomfortfromtinnitusissubjectiveandvariablewith respect to intensity and frequency, and can significantly impactthepatient’s lifeandcauseadversepersonal, pro-fessional,social,andfamilyconsequences.Twentypercent ofpatientswithchronictinnitusreportittobesevereand disabling.1,6
Tinnitusisasymptomthathasphysicalandpsychological dimensionsandacomprehensive approachrequiresa mul-tidisciplinaryteamtoprovide appropriateassessmentand treatmentfortheaffectedpatients.7,8
Manyresearcherssuggest that psychological character-istics may be related to the impact of tinnitus on the lives of patients. Patients with severe tinnitus may have hystericaldefenses,depressiveand/or anxietysymptoms, stress, irritability, difficulty concentrating and sleeping, negative effects in mood, and impairment in performing dailyactivities.7---11
Personality can be defined asan aggregate of charac-teristics that distinguish one individual from all others. Some theorists consider that personality is the essence of the human condition.12 Personality involves the
total-ity of psychic dynamics, and its formation evolves from theinteractionofgenetic,physiological,emotional, cogni-tive,social,andculturalfactors.Itisthepersonalitythat
determinesthinking,attitudes,beliefs,thewayof perceiv-ing the world and relating to other people, and it also hasan impactonhealthand diseaseprocesses.13,14 In the
realm of personality, conscious and unconscious aspects, behaviors, affective-emotional experiences, intrapsychic conflicts, thoughts, and feelings are all considered. The structureofpersonalityisrelativelystableandpredictable, andthedynamicsofpersonalitydeterminehowthe individ-ualrelatestotheenvironment.
The assessment of personality can be conducted by mentalhealthprofessionalsbymeansofstructuredor semi-structuredclinical interviews based onDSM-IV-TR,15 or by
psychologists using psychological assessment instruments. Thereareavarietyofpsychologicalassessmentinstruments abletoassesspersonalitystructureanddynamics;thesecan beobjectiveinstruments(evenself-administered)or projec-tiveexpressivemethods.16,17 The useoftheseinstruments
isrestrictedtopsychologists.18,19
Inthescientificliterature,therearemanyarticles study-ing the association of personality to health and disease process.Thearticlesdescribethecharacteristicsof person-ality asan important factor in theetiology and prognosis of physicalillnesses whenassociatedwithother factors.20
Welch andDawes21 comment thatpersonality
characteris-ticsmayinfluencetheperceptionoftinnitus.Thereisscant literatureregardingstudiesof thepersonality characteris-ticsoftinnituspatients.Todate,noresearchonthesubject hasbeenpublishedinBrazil.
Theobjective ofthis studywastoassess the scientific evidenceoftheassociationbetweentinnitusand personal-ity.
Method
TheinclusioncriteriawerestudiespublishedinEnglish, Portuguese,or Spanishuntil2013 withpatientsolder than 18 yearsthat established an association between tinnitus andpersonality.Studiesthatcorrelatedsymptomsofanxiety and/ordepressivesymptomswithtinnitus,studieson per-sonalitycharacteristicsinpatientswithdizzinessorchronic disease,letterstotheeditor,andtheoreticalstudieswere excluded.
In the search strategy for PubMed, descriptors of the MedicalSubjectHeadings(MeSHterms)wereusedandthe strategychosen wasasfollows:Tinnitus [Mesh]AND ( Per-sonality [Mesh]OR Personality Disorders [Mesh]OR MMPI
[Mesh])AND(English[lang]ORSpanish[lang]ORPortuguese
[lang])ANDadult[MeSHTerms].
In the Web of Knowledge database, the strategy was (TS=(personality) AND TS=(Tinnitus)) AND Lan-guage=(EnglishORPortugueseORSpanish)ANDDocument Types=(ArticleORReview)Databases=SCI-EXPANDED,SSCI, A&HCI,CPCI-S,CPCI-SSHTimespan=Allyears.
IntheSciELOandLILACSdatabases,indexeddescriptors in theHealthSciences Descriptors Headings (MeSHterms) were used, and the following strategy was implemented:
tinnitusANDpersonalityORpersonalitydeterminationOR
personality disorders ORpersonality tests OR MMPI (Min-nesotaMultiphasicPersonalityInventory).
Results
Accesstothearticleswasperformedbyonlinedistribution viatheCAPESPortal;andbytheattendanceofresearchers to BIREME to access printed journals and purchase items fromthepublichealthlibrary.
In all, 43 studies in PubMed and 45 studies in Webof Knowledgewere found; 11 articleswere commontoboth databases.NostudieswerefoundintheLILACSandSciELO databases.Intotal,77articleswerecollectedfortheperiod 1968---2012.
The selection of papers to be included in the review was performed by two reviewers after reading the 77 articles; 1721---37 articles that met the inclusion criteria
were selected, and 60 articles were excluded. Articles wereexcludedbecausetheydidnotpresentanassociation betweenpersonalityandtinnitus.Mostofthemassociated psychopathologicalsymptoms(suchasanxietyand depres-sion)totinnitus.Tenarticleswereexcludedbecausethey studied an association among personalityor psychological characteristics and non-otologic chronic diseases or oto-logicdiseasesexcepttinnitus;andonearticlewasexcluded becauseitwasatheoreticalstudy,notdealingwithscientific research(Fig.1).
Tworeviewers tabulateddataofselectedarticlesusing the following information: authors, year of publication, studytype,samplesize,instrumentsforpersonality assess-ment used, and main results of the association between tinnitusandpersonality(Table1).
The 17 selected articles included 13 cross-sectional studies,22---24,26---30,32,33,35---37 two prospective
longitudi-nal studies,25,34 one validation study,31 and one birth
cohort study.21 These studies21---37 demonstrate that
there are associations between some personality char-acteristics and tinnitus perception and the annoyance
77 Articles found
PubMed = 43 Web of knowledge
= 45 SciELO = 0
Repeated articles = 11
Excluded after reading the article
= 60
Articles selected after reading = 17
LILACS = 0
Figure1 Results.
caused by this symptom. The samples ranged from27 to 970patients.
Studies have demonstrated that there is a pre-dominance of certain personality characteristics in patients with tinnitus, such as neuroticism22,24,27---31,34,35,37
(neurotic triad: hysteria,22,27,33 hypochondria,23,33 and
depression),23,25---27,32,35---37psychasthenia,25,26,33andschizoid
features.22,25,33,34
Neuroticisminvolvesa broadrangeofnegative person-alitycharacteristics due to the presence of psychological distress, anxiety, and behavioral cognitive impairment.38
The affected subjects are anxious, prone to emotional instability and mood swings, and have a tendency to self-deprecation and exaggerated concerns, especially in relationtobodyandhealth,whotendtooverreacttomany differenttypesofstimuliandtointerpret situationsmore seriouslythantheyare;theyarelikelytoexhibitphysical symptoms with no organic etiology, devitalization, and a tendencytowarddepression.13,38
Psychastheniaisassociatedwiththepresenceofintense anxietyandasignificantnervousbreakdown.Psychasthenic peopleexhibitimpulsive,obsessive,andphobictendencies, mentalruminationbehavior,psychomotoragitation,diffuse orsystematic fear,anxiety associatedwithphysical symp-toms,andatendencytoexperiencedistressingfeelings.13,39
Individuals with a high score of schizophrenia refer to thepresenceofschizoidaspectsoftheirpersonality.They aresolitarypeoplewithemotionalvulnerability,whoavoid socialcontact,feel threatenedand persecuted,and have difficultydistinguishingfantasyfromreality,haveanaffinity forstrangeandunusualthings,andatendencytohostility andwickedness.13
Themostwidelyusedinstrumentforassessing personal-itytraitsistheMinnesotaMultiphasicPersonalityInventory (MMPI)22---26,29,32(sevenstudies);thisisapsychological test
Table1 Descriptionofpapersshowinganassociationbetweenpersonalityandtinnitusregardingtheinstrumentsused.
Authorsandyear Studytype Sample Personalityassessment
instruments
Majoroutcomesassociated
withtinnituspatientsand
conclusion
ReichGEandJonhsonRM,
1984.
Transversal 146 MMPI168(Minnesota
MultiphasicPersonality
Inventory---168short
version)
Highscoresofneuroticism
(hysteria,hypochondria,and
depression)andinthescalesof
schizophreniaandparanoia.
GerberK,NehemkisAM,
CharterRA,JonesHC,
1985---1986.
Transversal 45 MinnesotaMultiphasic
PersonalityInventory
(MMPI)
Pathologicallevelsinthe
scalesofhypochondriaand
depression.
O’ConnorS,HawthorneMR,
BrittenSR,WebberP,
1987.
Transversal 105 EysenckPersonality
Questionnaire(EPQ)
9.5%hadhighneuroticism
scores,butnosignificant
correlationwithseveretinnitus
annoyance.
ColletL,MoussuMF,
DubreuilC,DisantF,
AhamiT,ChanalJM,
MorgonA,1987.
Longitudinal prospective
27 MMPI Therewerestatistically
significantdifferences
associatedtoscalesof
depression,schizophrenia,and
psychasthenia.
ColletL,MoussuMF,Disant
F,AhamiT,MorgonA,
1990.
Transversal 100 MMPI Menshowedhighlevelsonthe
depressionscale.
Psychastheniaisassociated
withhearingloss,and
hypochondriaisassociated
withalongsymptomatic
period.
MckeeGJ,StephensSDG,
1992.
Transversal 37 Crown-CrispExperiential
Index
Highscoresofneuroticism.
RussoJ,KatonW,Sullivan
M,ClarkM,BuchwaldD,
1994.
Transversal 224 StructuredPsychiatric
DiagnosticInterview
Schedulebasedon
DSM-III-R;Cloninger’s
Tridimensional Personality.
Higherscoresofpessimism,
worry,impulsivity,neuroticism,
andnegativeaffectivity.
MericC,GartnerM,Collet
L,
Chéry-CrozeS,1998.
Transversal 281 MMPI Scoresofneuroticismstandout
RutterDR,SteinMJ,1999. Transversal 248 EPQ Higherscoresforneuroticism,
butnotstatisticallysignificant
whencomparedtopatients
withchronicdiseases.
ZachariaeR,MirzF,
JohansenLY,AndersenSE,
BjerringP,PedersenCB,
2000.
Validation 50 EPQ Highscoresofneuroticism.
VallianatouNG,
ChristodoulouP,Nestoros
JN,HelidonisE,2001.
Transversal 80 MMPI Scoreswithinaverage.Onlythe
depressionscalewashigher.
BayarN,OguztürkO,Koc¸C,
2002.
Transversal 56 MMPI Highscoresonpsychasthenia
scale.Womenalsohadhigher
scoresonhypochondria,
hysteria,schizophrenia,and
socialintroversionscales.
LagenbachM,OlderogM,
MichelO,AlbusC,Köhle
K,2005.
Longitudinal prospective
48 SymptomChecklist
90-Revised(SCL-90-R),
Freibürger
Persönlichkeitsinventar (FPI-R)
Statisticallysignificant
differencesinscoresof
somatization,anxiety,and
somaticcomplaints;and
psychoticism,excitability,and
Table1(Continued)
Authorsandyear Studytype Sample Personalityassessment
instruments
Majoroutcomesassociated
withtinnituspatientsand
conclusion
LangguthB,KleinjungT,
FischerB,HajakG,
EichhammerP,SandPG,
2007.
Transversal 72 NEO-FiveFactor
Inventory(NEO-FFI),
Thetraitsofanxietyand
neuroticismareassociated
withthepresenceof
depressivesymptomsandthe
severityoftinnitus.
WelshD,DawesPJD,2008. Cohort
Longitudinal prospective
970 MPQ(Multidimensional
Personality Questionnaire)
Personalitytraitsmaybe
associatedwithtinnitus.
BartelsH,PedersenSS,Van
derLaanBF,StaalMJ,
AlbersFW,MiddelB,
2010.
Transversal 265 DS-14(TypeDScale-14) Theprevalenceofpatients
withapessimisticpersonality
(typeDpersonality)was35.5%.
BartelsH,MiddelB,
PedersenSS,StaalMJ,
AlbersFWJ,2010.
Transversal 530 EPQ,DS-14,
FFPI(Five-Factor
PersonalityInventory).
Thepersonalitytraitsof
neuroticismandpessimism
(typeD)areprevalentin
patientswithtinnitus.
instruments used were as follows: Eysenck Personality Questionnaire24,30,31,37(EPQ,fourstudies),TypeDScale36,37
(twostudies),StructuredPsychiatricDiagnosticInterview28
(one study), NEO Five-Factor Inventory35 (one study),
Five-Factor Personality Inventory 37 (one study), Multidi-mensional Personality Questionnaire21 (MPQ, one study),
Freibürger Persönlichkeitsinventar34 (one study),
Crown-Crisp Experiential Index27 (one study), and Cloninger’s
Tridimensional Personality Questionnaire28 (one study),
associating audiological and otological assessments with detailedquestionnairesabouttinnitus.
Discussion
The majority of studies selected were cross-sectional.22---24,26---30,32,33,35---37 Cross-sectional and validation
studies cannot establish predictive relationships between personality characteristics found in groups of tinnitus patients;however,theywereabletodetectthatthegroups ofpatientswithtinnituspresentmorepersonalitydisorders suchas neuroticism,psychasthenia, and schizoid features thanthegeneralpopulation.21---37Thesecharacteristicsmay
influencepatients’perceptionoftinnitus,theirdiscomfort, and the meaning that they assign to this annoyance, therebymakingitdifficulttolivewithchronictinnitusand worseningitsimpactontheirlives.
Allindividualsareexposedtothedemandsandpressures imposedbytheeventsofordinarylifeand,tocopewith anxi-etyandconcerns,utilizetheiremotionalresources.Patients withtinnitushavefewerresourcestocopewithanxietyand affectivedistress,andtendtoexperiencetheirdistressing emotionsmore intensely.These patients have a personal-itystructurelessadaptedandmoresusceptibletophysical manifestationsoftheirsuffering,andanexacerbated con-cernabout thebodyandthediscomfortoftinnitus.These characteristicsmaybeassociatedwiththefactthat tinni-tuscancausethepatienttosufferemotionaloverloadand intenseanxiety,justasoccursinotherchronicdiseases.
The mostrelevantretrievedstudies weretwo prospec-tivelongitudinalstudies25,34andonestudyofbirthcohort.21
Studies indicate some personality characteristics as pre-dictorsof increasedsuffering oftinnitus andpoorpatient compliancetotheirsymptoms,definingtheimpactof tinni-tusintheirlife,itsseverity,andannoyance.21,25,34Patients
who report severe annoyance with tinnitus have specific personality traits and psychopathological symptoms that combinetolowerthepatients’satisfactionwiththeirlife and hinder their adaptation to chronic tinnitus.25,34 The
cohort study of Welsh and Dawes,21 with 970 patients,
assessed the personality characteristics of patients at 32 yearsof age,and found an association amongpersonality characteristicsandthepresenceoftinnitus.Thesedata sug-gestthatthetreatmentforthesepatientsmustrelyonthe helpof mental health professionals, alleviating their psy-chologicaldistress,theanxiety,andemotional,social,and relationalinjuriesthatcertainpersonalitytraitsmaycause. Onlyone study usedastructured clinicalinterview for thediagnosis ofthepersonality structureanddynamics.28
Theremainingstudiesusedobjectivepsychologicalteststo evaluatepersonality.22---27,29---37Projectivepsychologicaltests
werenotused.Thisfactmayberelatedtothepracticality ofuseandeaseofapplicationofobjectivetests.However, therearesomelimitationsintheuseofobjectivetestsof personality,inassociationwiththedependenceonhowthe individualreallyperceiveshimself/herself;whetherhe/she isansweringtowhatreally matcheshis/herwayofbeing, orinstead inrelation towhathe/she wouldlike ittobe. Anotherimportantlimitationofthesetestsisthatobjective testscanassessthegeneraltendencyofpatientstorespond totheenvironmentwheretheylive,butcannotdistinguish betweenthestructuralfeaturesandthedynamic character-isticsofpersonality.Carlson40manifestedhisconcernabout
Itisimportanttomentionthatitisimpossibleto estab-lishaspecificpersonality profileof tinnituspatients;only thepresence ofcertain personalitycharacteristics canbe detectedinthis population;thesefeaturesarealsofound in patients with chronic diseases, suchas chronic pain,41
headache,42,43 fibromyalgia,43 and asthma.44 Some studies
show that patients withcomplaints of physical symptoms havehigherneuroticismscoresthanhealthyindividuals.45---47
Conclusion
Moststudiesshowasignificantassociationbetween person-alitycharacteristicsandtinnitus.Thesecharacteristicsmay beassociatedwiththeperceptionandannoyanceof tinni-tus,andcontributetothedifficultyofpatients’adaptation tothechronicsymptom.
There is a need for further research using more com-prehensive personality assessment instruments that can contributetoabetterunderstandingofthisphenomenon.
Conflicts
of
interest
Theauthorsdeclarenoconflictsofinterest.
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