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Explosion in mortality in the Amazonian

epicenter of the COVID-19 epidemic

Explosão da mortalidade no epicentro amazônico

da epidemia de COVID-19

Explosión de la mortalidad en el epicentro

amazónico de la epidemia de COVID-19

Jesem Douglas Yamall Orellana 1 Geraldo Marcelo da Cunha 2 Lihsieh Marrero 3

Bernardo Lessa Horta 4 Iuri da Costa Leite 2

Abstract

Manaus, the capital of the Brazilian State of Amazonas, is the current epi-center of the COVID-19 epidemic in Amazonia. The sharp increase in deaths is a huge concern for health system administrators and society. The study aimed to analyze excess overall mortality according to Epidemiological Week (EW) in order to identify changes potentially associated with the epidemic in Manaus. Overall and cause-specific mortality data were obtained from the Central Database of the National Civil Registry and the Mortality Informa-tion System for 2018, 2019, and 2020. The study analyzed age bracket, sex, place of death, EW, calendar year, and causes of death. Ratios were calcu-lated between deaths in 2019/2018 and 2020/2019 to estimate excess deaths, with 5% confidence intervals. No significant excess overall mortality was seen in the ratios for 2019/2018, independently of EW. Meanwhile, the ratios for 2020/2019 increased from 1.0 (95%CI: 0.9-1.3) in EW 12 to 4.6 (95%CI: 3.9-5.3) in EW 17. Excess overall mortality was observed with increasing age, es-pecially in individuals 60 years or older, who accounted for 69.1% (95%CI: 66.8-71.4) of the deaths. The ratios for 2020/2019 for deaths at home or on public byways were 1.1 (95%CI: 0.7-1.8) in EW 12 and 7.8 (95%CI: 5.4-11.2) in EW 17. The explosion in overall mortality in Manaus and the high propor-tion of deaths at home or on public byways reveals the epidemic’s severity in contexts of heavy social inequality and weak effectiveness of government poli-cies, especially policies meant to deal with social inequalities and strengthen the Unified Health System.

COVID-19; Vulnerable Populations; Public Health Surveillance; Mortality

Correspondence

J. D. Y. Orellana

Instituto Leônidas e Maria Deane, Fundação Oswaldo Cruz. Rua Teresina 476, 2o andar, sala 203, Manaus, AM 69057-070, Brasil.

jesem.orellana@fiocruz.br

1 Instituto Leônidas e Maria Deane, Fundação Oswaldo Cruz, Manaus, Brasil.

2 Escola Nacional de Saúde Pública Sergio Arouca, Fundação Oswaldo Cruz, Rio de Janeiro, Brasil.

3 Universidade do Estado do Amazonas, Manaus, Brasil. 4 Centro de Pesquisas Epidemiológicas, Universidade Federal de Pelotas, Pelotas, Brasil.

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Introduction

As of May 20, 2020, two months after the World Health Organization (WHO) declared COVID-19 a pandemic, some five million cases and approximately 320,000 deaths had been reported in 216 coun-tries/areas/territories. Even with strong evidence of underestimation of its official statistics 1, Brazil

is now the third most heavily affected country, with 280,000 cases and 18,000 deaths (World Health Organization. WHO coronavirus disease (COVID-19) dashboard. https://covid19.who.int/, accessed on 20/May/2020).

Distribution of COVID-19 mortality reflects Brazil’s social and geographic heterogeneity, with five states accounting for 81% of the deaths: São Paulo, Rio de Janeiro, Ceará, Pernambuco, and Ama-zonas, the latter having the highest proportion of infected individuals, with 10.6% (95%CI: 8.8-12.1) 2. The State of Amazonas is located in the Brazilian Amazonia, a region occupying approximately 60% of Brazil’s territory and whose population has been exposed historically to poverty and social inequality 3. A study on the Greater Metropolitan Area of Manaus identified extensive inequality in

access to health services 4. This is a common reality for populations living in remote areas and on

indigenous lands 5, whose social and economic vulnerability limits their mobility in the territory, making them more susceptible to the dramatic spread of COVID-19, especially in the more serious forms of the disease.

For more than four weeks, Manaus has shown signs of exhaustion of the public hospital network due to the rapid increase in COVID-19 cases. In the first two weeks of May alone, there were nearly 7,000 new cases, double the number identified until then. In addition, from April 19 to 28, the aver-age daily number of burials in Manaus was 123, four times more than the daily averaver-age in the same period in 2019 6. The average daily number of COVID-19 deaths confirmed by health services during

the same period was only 14, suggesting extensive underreporting, a problem seen elsewhere in the world, especially in places with precarious testing and deficient health services 7,8.

Despite uncertainties on COVID-19-specific mortality 9, indicators of excess deaths are one of the most objective and comparable parameters to assess the epidemic’s impact on mortality 10. This study

thus aimed to analyze excess overall mortality according to Epidemiological Week (EW) in order to identify changes in the risk of death potentially associated with the epidemic.

Methods

Study design and data sources

This was a cross-sectional study with mortality data from the Central Database of the National Civil Registry (National CRC. https://sistema.registrocivil.org.br) and the Mortality Information System (SIM. http://www2.datasus.gov.br).

Due to the pandemic scenario, the National CRC assembled a COVID-19 Registration Panel (Por-tal da Transparência.

https://transparencia.registrocivil.org.br/registral-COVID, accessed

on 10/May/2020)

, aimed at furnishing data on causes of death from Death Certificates recorded

at notary public offices, which represents the totality of natural deaths, treated here as a proxy for general mortality. The data are updated daily and comply with legal guidelines and deadlines. The time between recording of the death and its transfer to the COVID-19 Registration Panel is 14 days or less, after which the data become public.

Working definitions

According to the National CRC criteria, a suspected or confirmed death from COVID-19 is one in which the death certificate mentions the terms COVID-19, coronavirus, or novel coronavirus in sections I (lines a, b, c, d) or II (other preexisting disease conditions not directly related to the death and not recorded in the causal sequence listed in part I). Besides COVID-19, other possible causes were considered based on the National CRC: severe acute respiratory syndrome (SARS); pneumonia; septicemia; and respiratory failure. Deaths not classified in any of the above-mentioned conditions

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were included in the category “other causes”. Finally, “indeterminate” deaths (causes of deaths related to respiratory causes, but inconclusive) accounted for fewer than 1% of the sample and were not pre-sented separately.

The National CRC data were updated on May 19, 2020, 66 days after the start of EW 12 and 24 days after the last day of EW 17. The start of EW 12 corresponds to the two days after confirmation of the first case of COVID-19 and to the 15 days prior to the first death from COVID-19 in Manaus.

For purposes of comparison, we also used data on overall mortality from the SIM, furnished for the EW in question in 2018 in the city of Manaus.

Study variables

The study variables were age bracket, sex, death at home or on public byways, EW, calendar year, and causes of death. Deaths from SARS, pneumonia (PNM), and respiratory failure (RF) were aggregated in a variable called “SARS+PNM+RF”, which excludes the group of deaths suspected or confirmed by COVID-19 and according to the criteria of the National CRC.

Data analysis

We calculated the ratios between deaths in 2019 and 2018 (2019/2018) and in 2020 and 2019 (2020/2019), in EW 12 to 17 in Manaus. We also calculated the ratios between deaths in 2020/2019 in EW 14 to 17, stratified by sex, age bracket, and cause of death. For the mortality ratios, we calculated confidence intervals with 5% significance. The analyses were performed in the R program, version 3.6.1 (http://www.r-project.org).

Results

In 2018, according to the SIM, the mean weekly number of deaths in Manaus was 230, close to the weekly number observed in the first 70 days of 2019 and 2020 according to data from the National CRC, or 225 and 218 deaths, respectively.

As shown in Figure 1, the overall mortality ratio for 2019/2018 is very close to one, independently of EW, while the ratio 2020/2019 only showed a similar pattern (close to one) from EW 12 to 14, with a major increase in the subsequent weeks. In other words, the ratio increased from 1.0 (95%CI: 0.9-1.3) in EW 12 to 4.6 (95%CI: 3.9-5.3) in EW 17.

The overall mortality ratios for 2020/2019 according to age bracket were not statistically signifi-cant in males under 40 years of age or females under 30 years of age, revealing the excess mortality from those age brackets upwards in 2020, especially in males (Table 1).

When comparing the 2020/2019 mortality ratio according to groups of causes of death, the data showed a gradual increase over the weeks, especially starting in EW 15, for deaths from “SARS+PNM+RF” (Figure 2). In the group of “other causes”, the mortality ratio remained close to one until EW 14, when it increased, reaching a ratio of 3 by EW 17.

As for the distribution of deaths across age brackets, 69.1% of the deaths occurred in individu-als 60 years or older (95%CI: 66.8-71.4). The ratio of deaths occurring at home or on public byways (43/38) in EW 12 was 1.1 (95%CI: 0.7-1.8). This same ratio (268/33) reached 8.1 (95%CI: 5.7-11.7) in EW 17 (data not shown).

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Table 1

Overall mortality and respective ratios and confidence intervals for Epidemiological Weeks (EW) 14 to 17, according to age bracket and sex. Manaus, Amazonas State, Brazil.

Sex/Age bracket (years) 2020 (n) 2019 (n) Ratio 95%CI

Male 0-9 51 61 0.84 0.58-1.21 10-19 9 6 1.50 0.53-4.21 20-29 35 27 1.30 0.78-2.14 30-39 54 37 1.46 0.96-2.22 40-49 110 38 2.89 2.00-4.19 50-59 195 42 4.64 3.33-6.48 60-69 315 87 3.62 2.86-4.59 70-79 332 91 3.65 2.89-4.60 80 and over 317 89 3.56 2.82-4.50 All 1,418 478 2.97 2.67-3.29 Figure 1

Overall mortality ratios for the years 2019/2018 and 2020/2019 by Epidemiological Week (EW). Manaus, Amazonas State, Brazil.

Sources: Civil Registry National Database (National CRC. https://sistema.registrocivil.org.br) and Mortality Information System (SIM. http://www2.datasus.gov.br).

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Table 1 (continued)

Sex/Age bracket (years) 2020 (n) 2019 (n) Ratio 95%CI

Figure 2

Mortality ratios by specific groups of causes for the years 2020/2019 by Epidemiological Week (EW). Manaus, Amazonas State, Brazil.

SARS+PNM+RF: severe acute respiratory syndrome + pneumonia + respiratory failure.

Sources: Civil Registry National Database (National CRC. https://sistema.registrocivil.org.br) and Mortality Information System (SIM. http://www2.datasus.gov.br).

Female 0-9 48 48 1.00 0.67-1.49 10-19 3 8 0.38 0.10-1.41 20-29 15 11 1.36 0.63-2.97 30-39 30 12 2.50 1.28-4.89 40-49 65 28 2.32 1.50-3.62 50-59 94 38 2.47 1.69-3.61 60-69 175 47 3.72 2.70-5.14 70-79 185 79 2.34 1.80-3.05 80 and over 263 108 2.44 1.95-3.04 All 878 379 2.32 2.05-2.61 Both sexes 0-9 99 109 0.91 0.69-1.19 10-19 12 14 0.86 0.40-1.85 20-29 50 38 1.32 0.86-2.01 30-39 84 49 1.71 1.21-2.43 40-49 175 66 2.65 1.99-3.50 50-59 289 80 3.61 2.82-4.63 60-69 490 134 3.66 3.02-4.43 70-79 517 170 3.04 2.56-3.62 80 and over 580 197 2.94 2.50-3.46 All 2,296 857 2.68 2.48-2.90

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Discussion

According to the results, total deaths reported in 2019 were similar to 2018, comparing EW 12 through 17 in those two years. However, the comparison between total deaths in 2020 and 2019 revealed excess mortality starting in the 15th EW of 2020, with the ratio exploding in EW 17, when the number of deaths was 200% higher than in 2019.

The increase in deaths started in EW 15, approximately 15 days after confirmation of the first 30 cases of COVID-19 in Manaus. In EW 17, the anomalous number of deaths coincided with the col-lapse in the public hospital system. During this period, the mean number of burials per day tripled. Deaths at home or on public byways also increased, as did COVID-19 cases in neighboring munici-palities. This set of events probably resulted from a major acceleration in the epidemic in Manaus 11

in the previous weeks.

The fragility of the healthcare network in Manaus and in neighboring municipalities 4,

com-bined with extensive social inequality 3, help explain the critical situation with the COVID-19

epi-demic. Excess mortality in the pandemic is not limited to low- and middle-income countries, but has also appeared in New York City, United States, and in the provinces of Bergamo and Brescia in northern Italy 9,12,13.

In relation to age, nearly 70% of the deaths occurred in persons 60 years or older, consistent with studies in other countries 9,12,13,14. In this age bracket, comorbidities are more prevalent and have been

associated with worse prognosis in cases of hospitalization for COVID-19 15.

Another key aspect involves gender differences, with a higher risk of mortality among men, cor-roborating findings from other studies 16,17. Lower case-fatality may be associated with women’s

heightened perception of the symptoms and search for health services, whereas men would only tend to turn to health services in the more serious stages of COVID-19, when therapeutic possibilities are more limited. However, Zeng et al. 18 argued that higher IgG antibody levels in women could partially

explain the relatively higher case-fatality in men.

There was an explosive increase in mortality from respiratory problems (SARS+PNM+RF), com-mon complications of COVID-19 14, during the COVID-19 pandemic. There was also a significant

increase in mortality from other causes, possibly resulting from factors such as: the patient’s post-ponement of treatment in order to avoid exposure to the virus in hospitals, health services’ prioritiza-tion of care for COVID-19 patients 19.

One strength of this study was the use of the overall mortality indicator to estimate excess deaths, which appears to be a useful resource for rapid and low-cost evaluations, besides serving as a more robust and comparable indicator in a pandemic scenario 10. Unlike COVID-19-specific mortality,

overall mortality does not depend on testing strategies, health systems’ organization and financing, demographic structure, or the choice of denominator, which can make the case-fatality estimates vary widely 9. However, the interpretation of this study’s results should take some limitations into account,

such as the lack of standardization or review of the causes of death on the death certificates and a pos-sible under-recording of deaths on the digital platform of the National CRC, especially in 2019, which could overestimate the ratios between total deaths in 2020 and 2019, for example. However, judging by the comparisons between total deaths in 2019 and 2018, where the ratios were always close to one, this distortion may possibly be small.

The analytical strategy adopted in this study unequivocally reveals the high excess mortality in Manaus and the epidemic’s severity in contexts of great social inequality, weak effectiveness of public policies, and fragility in health services. Efforts must be stepped up by administrators at the municipal, state, and federal levels to contain or mitigate the harmful effects of COVID-19, especially in more vulnerable areas where the pandemic tends to have a heavier impact on mortality.

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Contributors

J. D. Y. Orellana, G. M. Cunha and I. C. Leite partici-pated in the study’s conception, interpretation, and final drafting of the manuscript. L. Marrero and B. L. Horta participated in the interpretation and final drafting of the manuscript.

Additional informations

ORCID: Jesem Douglas Yamall Orellana (0000-0002-5607-2615); Geraldo Marcelo da Cunha 0001-7128-933X); Lihsieh Marrero 0002-2856-5682); Bernardo Lessa Horta (0000-0001-9843-412X); Iuri da Costa Leite (0000-0002-9136-8948).

References

1. The Lancet. COVID-19 in Brazil: “so what?”. Lancet 2020; 395:1461.

2. Mellan TA, Hoeltgebaum HH, Mishra S, Whit-taker C, Schnekenberg RP, Gandy A, et al. Es-timating COVID-19 cases and reproduction number in Brazil. London: Imperial College London; 2020. (Report 21).

3. Waisbich LT, Shankland A, Bloom G, Coelho VSP. Introduction. The accountability poli-tics of reducing health inequalities: learning from Brazil and Mozambique. Novos Estudos CEBRAP 2019; 38:271-89.

4. GalvãoTF, Tiguman GMB, Caicedo RM, Silva MT. Inequity in utilizing health services in the Brazilian Amazon: a population-based sur-vey, 2015. Int J Health Plann Manage 2019; 34:e1846-53.

5. Ferrante L, Fearnside PM. Protect indige-nous peoples from COVID-19. Science 2020; 368:251.

6. Prefeitura de Manaus. Manaus registra quase 2,5 mil sepultamentos em abril. http://www. manaus.am.gov.br/noticia/manaus-registra-quase-25-mil-sepultamentos-em-abril/ (ac-cessed on 10/May/2020).

7. Ji Y, Ma Z, Peppelenbosch MP, Pan Q. Poten-tial association between COVID-19 mortality and health-care resource availability. Lancet Glob Health 2020; 8:e480.

8. Castro MC, Carvalho LR, Chin T, Kahn R, Franca GV, Macario EM, et al. Demand for hospitalization services for COVID-19 pa-tients in Brazil. medRxiv 2020; 1 apr. https:// www.medrxiv.org/content/10.1101/2020.03. 30.20047662v1.

9. Onder G, Rezza G, Brusaferro S. Case-fatality rate and characteristics of patients dying in re-lation to COVID-19 in Italy. JAMA 2020; [On-line ahead of print].

10. Leon DA, Shkolnikov VM, Smeeth L, Magnus P, Pechholdová M, Jarvis CI. COVID-19: a need for real-time monitoring of weekly ex-cess deaths. Lancet 2020; 395:e81.

11. Programa de Pós-graduação em Ciências do Ambiente e Sustentabilidade na Amazônia, Universidade Federal do Amazonas. Atlas dos objetivos de desenvolvimento sustentável no Amazonas. (Especial COVID-19, 2). https:// edoc.ufam.edu.br/handle/123456789/3198/ (accessed on 03/May/2020).

12. Weinberger D, Cohen T, Crawford F, Mosta-shari F, Olson D, Pitzer VE, et al. Estimating the early death toll of COVID-19 in the United States. medRxiv 2020; 29 apr. https://www. medrxiv.org/content/10.1101/2020.04.15.200 66431v2.

13. Ghislandi S, Muttarak R, Sauerberg M, Scotti B. News from the front: excess mortality and life expectancy in two major epicentres of the COVID-19 pandemic in Italy. medRxiv 2020; 13 may. https://www.medrxiv.org/content/10 .1101/2020.04.29.20084335v2.

14. Shi S, Qin M, Shen B, Cai Y, Liu T, Yang F, et al. Association of cardiac injury with mortal-ity in hospitalized patients with COVID-19 in Wuhan, China. JAMA Cardiol 2020; e200950. 15. Dietz W, Santos-Burgoa C. Obesity and its

im-plications for COVID-19 mortality. Obesity (Silver Spring) 2020; 28:1005.

16. Ciminelli G, Garcia-Mandicó S. COVID-19 in Italy: an analysis of death registry data. VOX 2020; 22 apr. https://voxeu.org/article/ covid-19-italy-analysis-death-registry-data. 17. Huang C, Wang Y, Li X, Ren L, Zhao J, Hu Y,

et al. Clinical features of patients infected with 2019 novel coronavirus in Wuhan, China. Lan-cet 2020; 395:497-506.

18. Zeng F, Dai C, Cai P, Wang J, Xu L, Li J, et al. A comparison study of SARS-COV-2 IgG anti-body between male and female COVID-19 pa-tients: a possible reason underlying difference outcome between gender. medRxiv 2020; 27 mar. https://www.medrxiv.org/content/10.11 01/2020.03.26.20040709v1.

19. Vandoros S. Excess mortality during the COV-ID-19 pandemic: early evidence from England and Wales. medRxiv 2020; 17 may. https:// www.medrxiv.org/content/10.1101/2020.04. 14.20065706v6.

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Resumo

Manaus, capital do estado brasileiro do Amazonas, é o atual epicentro da epidemia na Amazônia com um aumento repentino de mortes que preocupa gestores e sociedade. O objetivo do estudo foi ana-lisar o excesso na mortalidade geral, segundo Se-manas Epidemiológicas (SE), visando a identificar mudanças potencialmente associadas à epidemia em Manaus. Dados de mortalidade geral e grupos de causas foram obtidos na Central de Informa-ções do Registro Civil Nacional e no Sistema de Informações sobre Mortalidade, para 2018, 2019 e 2020. Analisou-se faixa etária, sexo, local de ocor-rência do óbito, SE, ano-calendário e causas de morte. Calcularam-se razões entre as mortes ocor-ridas em 2019/2018 e 2020/2019 para avaliar o excesso de mortes, com intervalos de confiança no nível de 5%. Não observou-se excesso de mortali-dade geral significativo nas razões 2019/2018, in-dependentemente da SE. Já as razões de 2020/2019 passaram de 1,0 (IC95%: 0,9-1,3) na SE 12 para 4,6 (IC95%: 3,9-5,3) na SE 17. Observou-se exces-so de mortalidade geral com a progressão da idade, especialmente em indivíduos com 60 anos e mais, os quais concentraram 69,1% (IC95%: 66,8-71,4) das mortes. A razão 2020/2019 para óbitos em domicílio/via pública foi de 1,1 (IC95%: 0,7-1,8) na SE 12 e de 7,8 (IC95%: 5,4-11,2) na SE 17. A explosão da mortalidade geral em Manaus e a ele-vada proporção de óbitos em domicílio/via pública expõe a gravidade da epidemia em contextos de grande desigualdade social e fraca efetividade de ações governamentais, em especial aquelas volta-das ao enfrentamento volta-das desigualdades sociais e para a garantia e fortalecimento do Sistema Único de Saúde.

COVID-19; Populações Vulneráveis; Vigilância em Saúde Pública; Mortalidade

Resumen

Manaus, capital del estado brasileño del Amazo-nas, es el actual epicentro de la epidemia en Ama-zonia y el aumento repentino de muertes preocupa a gestores y a la sociedad. El objetivo del estudio fue analizar el exceso en la mortalidad general, se-gún Semanas Epidemiológicas (SE), con el objetivo de identificar cambios potencialmente asociados a la epidemia en Manaus. Los datos de mortali-dad general y grupos de causas se obtuvieron en la Central de Información del Registro Civil Na-cional y en el Sistema de Información sobre Mor-talidad, referentes a 2018, 2019 y 2020. Se ana-lizó franja de edad, sexo, lugar donde se produjo el fallecimiento, SE, año-calendario y causas de muerte. Se calcularon las causas entre las muertes acaecidas en 2019/2018 y 2020/2019 para eva-luar el exceso de muertes, con intervalos de con-fianza en el nivel de 5%. No se observó un exceso de mortalidad general significativo en las cau-sas 2019/2018, independientemente de la SE. Ya las causas de 2020/2019 pasaron de 1,0 (IC95%: 0,9-1,3) en la SE 12 a 4,6 (IC95%: 3,9-5,3) en la SE 17. Se observó un exceso de mortalidad gene-ral con la progresión de la edad, especialmente en individuos con 60 años y más, quienes concentra-ron un 69,1% (IC95%: 66,8-71,4) de las muertes. La razón 2020/2019 para óbitos en domicilio/vía pública fue de 1,1 (IC95%: 0,7-1,8) en la SE 12 y de 7,8 (IC95%: 5,4-11,2) en la SE 17. La explosión de la mortalidad general en Manaus y la elevada proporción de óbitos en domicilio/vía pública ex-pone la gravedad de la epidemia en contextos de gran desigualdad social y débil efectividad de las acciones gubernamentales, en especial aquellas dirigidas al combate de las desigualdades sociales y para la garantía y fortalecimiento del Sistema Único de Salud.

COVID-19; Poblaciones Vulnerables; Vigilancia en Salud Pública; Mortalidad

Submitted on 12/May/2020

Final version resubmitted on 21/May/2020 Approved on 23/May/2020

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