JPediatr(RioJ).2019;95(5):519---530
www.jped.com.br
REVIEW ARTICLE
Analysis of neonatal mortality risk factors in Brazil: a systematic review and meta-analysis of observational studies 夽
Felipe Camilo Santiago Veloso
a, Liliana de Meira Lins Kassar
b,
Michelle Jacintha Cavalcante Oliveira
b,c, Telmo Henrique Barbosa de Lima
a,c, Nassib Bezerra Bueno
d, Ricardo Queiroz Gurgel
e, Samir Buainain Kassar
c,∗aUniversidadeEstadualdeCiênciasdaSaúdedeAlagoas(UNCISAL),CursodeMedicina,Maceió,AL,Brazil
bUniversidadeFederaldeAlagoas(UFAL),FaculdadedeMedicina,Maceió,AL,Brazil
cCentroUniversitárioTiradentes,CursodeMedicina,Maceió,AL,Brazil
dUniversidadeFederaldeAlagoas(UFAL),FaculdadedeNutric¸ão,Maceió,AL,Brazil
eUniversidadeFederaldeSergipe(UFS),FaculdadedeMedicina,Aracaju,SE,Brazil
Received19October2018;accepted18December2018 Availableonline24April2019
KEYWORDS Neonatalmortality;
Riskfactors;
Brazil;
Reviewsystematic;
Meta-analysis
Abstract
Objective: Toidentify,usingasystematicreviewandmeta-analysisofobservationalstudies, whichriskfactorsaresignificantlyassociatedwithneonatalmortalityinBrazil,andtobuilda comprehensivenationalanalysisonneonatalmortality.
Sources: Thisreviewincludedobservationalstudiesonneonatalmortality,performedbetween 2000and2018inBraziliancities.TheMEDLINE,Elsevier,Cochrane,LILACS,SciELO,andOpen- Greydatabaseswereused.Forthequalitativeanalysis,theNewcastle-OttawaScalewasused.
Forthequantitativeanalysis,thenaturallogarithmsoftheriskmeasuresandtheirconfidence intervalswereused,aswellastheDerSimonianandLairdmethodasarandomeffectsmodel, andtheMantel---Haenszelmodelforheterogeneityestimation.Aconfidencelevelof95%was considered.
Summaryoffindings: Thequalitativeanalysisresultedinsixstudiesoflowandfourstudiesof intermediate-lowbiasrisk.Thefollowingexposurefactorsweresignificant:absenceofpartner, maternal age≥35 years, malegender, multiple gestation, inadequateand absentprenatal care, presence ofcomplicationsduring pregnancy,congenital malformation intheassessed pregnancy,Apgar<7atthefifthminute,lowandverylowbirthweight,gestationalage≤37 weeks,andcaesareandelivery.
夽 Pleasecitethisarticleas:VelosoFC,KassarLM,OliveiraMJ,LimaTH,BuenoNB,GurgelRQ,etal.Analysisofneonatalmortalityrisk factorsinBrazil:asystematicreviewandmeta-analysisofobservationalstudies.JPediatr(RioJ).2019;95:519---30.
StudyconductedatUniversidadeEstadualdeCiênciasdaSaúdedeAlagoas,Maceió,AL,Brazil.
∗Correspondingauthor.
E-mail:[email protected](S.B.Kassar).
https://doi.org/10.1016/j.jped.2018.12.014
0021-7557/©2019SociedadeBrasileiradePediatria.PublishedbyElsevierEditoraLtda.ThisisanopenaccessarticleundertheCCBY-NC-ND license(http://creativecommons.org/licenses/by-nc-nd/4.0/).
520 VelosoFCetal.
Conclusion: Themostsignificantriskfactorspresentedinthisstudyaremodifiable,allowing aimingatarealreductioninneonataldeaths,whichremainhighinthecountry.
©2019SociedadeBrasileiradePediatria.PublishedbyElsevierEditoraLtda.Thisisanopen accessarticleundertheCCBY-NC-NDlicense(http://creativecommons.org/licenses/by-nc-nd/
4.0/).
PALAVRAS-CHAVE Mortalidadeneonatal;
Fatoresderisco;
Brasil;
Revisãosistemática;
Metanálise
AnálisedosfatoresderisconamortalidadeneonatalnoBrasil:umarevisão sistemáticaemetanálisedeestudosobservacionais
Resumo
Objetivo: Identificar,atravésdeumarevisãosistemáticaedametanálisedeestudosobserva- cionais,quaisfatoresderiscoassociam-sesignificativamentecomamortalidadeneonatalno Brasileconstruirumaanálisenacionalabrangentesobreamortalidadeneonatal.
Fontes: Foramavaliadososestudosobservacionaissobremortalidadeneonatalrealizadosentre osanos2000e2018emcidadesbrasileiras.Usaram-seasbasesMEDLINE,Elsevier,Cochrane, LILACS,SciELOeOpenGrey.Paraaanálisequalitativa,foiutilizadaaEscalaNewcastle-Ottawa.
Paraa análisequantitativa, foramutilizadosos logaritmosnaturais dasmedidas de riscoe deseus intervalosde confianc¸a, ométodode DerSimonianeLairdcomo modelode efeitos aleatórios,eomodelodeMantel-Haenszelparaestimativadaheterogeneidade.Considerou-se níveldeconfianc¸ade95%.
Resumodosachados: Aanálisequalitativaresultouemseisestudosdebaixoequatroestudos deintermediário-baixoriscodeviés.Foramsignificativososseguintesfatores deexposic¸ão:
ausênciadecompanheiro,idadematerna≥35anos,sexomasculino,gestac¸ãomúltipla,pré- natalinadequadoeausente,presenc¸adeintercorrênciasduranteagestac¸ão,demalformac¸ão congênitanagestac¸ãoemestudo,Apgar<7noquintominuto,baixoemuitobaixopesoao nascer,idadegestacional≤37semanasepartocesariano.
Conclusão: Osfatoresderiscomaissignificativosapresentadosnesteestudosãomodificáveis,o quepossibilitaalmejarumareduc¸ãorealdasmortesneonatais,queaindapermanecemelevadas nopaís.
©2019SociedadeBrasileiradePediatria.PublicadoporElsevierEditoraLtda.Este ´eumartigo OpenAccesssobumalicenc¸aCCBY-NC-ND(http://creativecommons.org/licenses/by-nc-nd/4.
0/).
Introduction
Neonataldeathisdefinedasthedeathofanewbornbefore completing28 daysoflife.1,2 In Brazil,the neonatalmor- talityrate in 2016 consistedof eightneonatal deathsper 1000livebirths---asignificantreductionwhencomparedto 1990,whenitwas26neonataldeathsper1000livebirths.3,4 In 2011,the country reached goal four of the Millennium DevelopmentGoals,acommitmentofthemembergovern- mentsoftheUnitedNationstoreduceinfantmortality.3The Brazilianneonatalmortalityrate,despitethisreduction,is stillhighandunevenlydistributedregionally,withthedif- ferencebetweentheNorth/NortheastandSouth/Southeast regionsbeingthemostdiscrepant.5
The reduction of thisrate is a goaltobe pursuedand areality thatcan beachieved,sincepreventablefactors, suchaslow birth weight,prematurity,neonatal asphyxia, and low-quality prenatal care are the main reasons for this high value.6---8 However, the maternal causes consti- tutea complementaryfactor of equalimportance,witha significantcontributiontoneonatalmortalityindeveloping countries.5,8Nevertheless,thereisnosystematicevaluation ofallthesefactorsinBrazilatthistime.
A systematic review with meta-analysis constitutes a real possibility to assess the impact of risk factors on
neonatal mortality in the Brazilian territory, aiding clini- caldecision-makingandtheprofessionals’epidemiological understandingof thesituation,especiallybypublichealth managers inBrazil.9 The studyaimstoidentify,througha systematicreviewandmeta-analysisofobservationalstud- ies, which risk factors are significantly associated with neonatalmortalityinBrazil,andtobuildacomprehensive nationalanalysisonthesubject.
Methods
A PROSPERO protocol (https://www.crd.york.ac.uk/
prospero/)waspublishedunderNo.CRD42018108716.
Studyselection,dataextraction,andriskofbiasanalysis wereindependentlyperformedbytwoauthors.Thediffer- ences were resolved by consensus between the authors;
if there was noconsensus, a third authorwould end the impasse.
Eligibilitycriteria
The inclusion criteria consisted of the following items:
observationalstudiesonneonatalmortality;studiescarried outbetween2000and2018;studiescarriedoutinBrazilian
Neonatalmortality:systematicreview 521 cities; studies that usedadjusted risk measures, together
withtheirconfidenceintervals;studiesthatemployedone ormoreofthefollowingexposurefactors:maternalschool- ing and/or marital status of the mother and/or maternal age(years)and/or gender of thenewbornand/or typeof delivery and/or previous stillbirth and/or type of gesta- tion and/or adequacy of prenatal care and/or maternal complications and/or birth weight (g) and/or gestational age(weeks)and/orcongenitalmalformationand/orApgar atthe5thminuteoflife.
Databases
The main databases used for this study
were MEDLINE, accessed via PubMed
(https://www.ncbi.nlm.nih.gov/pubmed/) and Bireme (http://bvsalud.org/). The secondary database was Else- vier (https://www.sciencedirect.com/). The regional databases were LILACS (http://bvsalud.org/) and SciELO (http://www.scielo.org/php/index.php). The grey litera- turedatabasewasOPENGREY(http://www.opengrey.eu/).
Searchstrategy
The search strategy was defined based on the PECOS strategy (Patients | Exposure | Comparison | Out- come | Type of study). Therefore, two base strategies were constructed, one in the English language, using MeSH terms (https://www.ncbi.nlm.nih.gov/mesh), and another in the Portuguese language, using DeCS terms (http://decs.bvs.br/),asfollows:
1. (earlyneonatalmortalityORneonatalmortalityORperi- natalmortalityORinfantmortality)AND(riskfactorsOR socioeconomicfactorsORlowbirthweightORperinatal care)AND(BrazilORBrasil)AND(casecontrolstudiesOR cohortstudies);
2. (mortalidade neonatal OR mortalidade perinatal OR mortalidade infantil) AND(fatores de risco OR fatores socioeconômicos OR baixo peso ao nascer) AND(caso- controleORcoorte).
Studyselection
Study selection consisted of three stages: title phase, abstractphase,andfull-articlephase,whichstarted after thesearchesinallthedatabases.Inadditiontothisselec- tion,theinclusionofthearticleswascomplementedbythe searchforhelpfromspecialistsintheareauponfindingstud- iesrelevanttothisreview.Duplicateswereremoved with thehelpofMendeleysoftware(Mendeley,version1.17.1,1 Elsevier---NY,USA).
Dataextraction
Aspreadsheet wascreated usingMicrosoft Excelsoftware (Microsoft,Excelsoftware,version2016,WA,USA)contain- ingthefollowingelements:nameoftheauthorsofthestudy;
city and state of thestudy; year of study; type ofstudy;
totalnumberofstudysubjects;adjustedriskmeasures,and confidenceintervalsoftheincludedexposurefactors.
Factorsofexposureandoutcome
The assessed exposure factors were: ‘‘maternal school- ing,’’‘‘mother’smaritalstatus,’’‘‘maternalage(years),’’
‘‘newborn’sgender,’’‘‘previousstillbirth,’’‘‘typeofpreg- nancy,’’‘‘prenatalcareadequacy,’’‘‘complicationsduring the pregnancy,’’ ‘‘birth weight,’’ ‘‘congenital malforma- tion,’’ ‘‘Apgar at the 5th minute,’’ ‘‘gestational age (weeks),’’and‘‘typeofdelivery.’’Theoutcomewasneona- talmortality.
Riskofbiasinindividualstudies
TheriskofbiaswasbasedontheNewcastle-Ottawa Scale (NOS)10toassessthequalityofnon-randomizedstudiesina meta-analysis.TheNOSevaluatesthebiasregardingthree aspects:the selection of study groups; the comparability ofgroups;thedeterminationofexposurefor case---control studies,ortheoutcomeofinterestforcohortstudies.Amax- imumoffourstarsisgiventothefirstaspect;tothesecond, twostars;and,finally,tothethird,threestars.
Analysisofdata
Thedataanalysiswasbasedonthequantitativestudyofthe variables.Stata12software(StataCorp---CollegeStation--- TX,USA)wasusedforthisinvestigation.Theanalyzeddata werethe adjusted risk measures in each exposure factor analyzed,inadditiontotheirconfidenceintervals.Thenat- urallogarithmsoftheriskmeasuresandoftheirconfidence intervals,theDerSimonian andLaird methodasa random effectsmodel,andtheMantel---Haenszelmodelforestima- tionofheterogeneitywereused.Aconfidencelevelof95%
wasconsidered.
Heterogeneity was considered important when I2 was
>50%.If necessary,the sensitivity analysiswas performed byremovingthestudiesonebyonetoinvestigatetheorigin ofthe divergence.The evaluation ofpublicationbias was performedusingafunnelplot.
Results
Studyselection
The searchin thedatabases identified10,274 articles.Of these,61wereduplicates,resultingin10,203articles.After readingallthetitles,98articleswerechosentobeanalyzed intheabstractphase.Attheendofthisphase,17articles wereselected,ofwhich tenarticles wereincluded inthe study3,6,11---18(Fig.1).Theoverallcharacteristicsoftheten studiesincludedintheanalysisareavailableinTable1and thecharacteristicsrelevanttothequantitativeanalysisare showninTable2.
522 VelosoFCetal.
Articles identified through searches in the databases
(n =10274)
Additional articles identified through other sources
(n =0)
Excluded articles (n =10151)
Selection phase: Abstract (n =45) 1- Did not have neonatal mortality
as the outcome (n =14) 2 - Not a case-control or cohort study
(n =1)
3 - Did not occur in any Brazilian city (n =1)
4- Not performed between 2000 and 2018 (n =14) 5- No analysis of risk factors
(n =6) Excluded articles
(n =42)
1- Did not use adjusted risk measures (n =18) 2- Exclusive study on infant
mortality (n =7) 3- Not a case-control or
cohort study (n =1) 4- Analysis in several countries
(n =1)
5- Exclusive study on perinatal mortality (n =2)
7- Did not study neonatal mortality as an outcome (n =1) 6- Not performed between 2000
and 2018 (n =2)
8- Exclusive study on fetal mortality (n =1) 9- Analyzed neonatal mortality
in a conditional manner (n =7)
Articles after the removal of duplicates (n =10203)
IdentificationScreeningEligibilityInclusion
Article screening (n =10203)
Selection phase: Title (n= 10106)
Selection phase: full articles
Full articles evaluated after the screening
(n =52)
Studies included in the qualitative analysis
(n =10)
Studies included in the quantitative analysis
(meta-analysis) (n =10)
1 - Excluded for having been published before 2000 (n =813) 2 - Excluded because they were not
related to the study in general (n =9293)
Figure1 Flowchartofstudyselection.
Biasriskassessmentofincludedstudies
The ten studies included in the present analysis were qualitatively assessed using the Newcastle-Ottawa Scale.
Four studies3,13,16,17 obtained a high classification, i.e., theyshowlowriskofbias.However,sixstudies6,11,12,14,15,18
obtainedan intermediate-highclassification,thusshowing anintermediate-lowrisk(Table3).
Analysisofdataoftheincludedstudies
Fig.2shows theoverallassociation betweentheanalyzed factorsandtheassociation withneonatalmortality,repre- sentedintheimagebythefinaladjustedoddsratios(faOR) andtheirrespectiveconfidenceintervals.Theresultofeach exposurefactorcanbeseenbelow,separately.
Maternalschooling
Maternal schooling could only be analyzed in two ways:
completeelementaryschool(8---11yearsof schooling)and incomplete elementary school (4---7 years of schooling).
Complete elementary school did not show a significant association with neonatal mortality (faOR=1.853; 95%
CI: [0.417---8.241]; p=0.418; I2=87.4%; p=0.005). The same was observed for incomplete elementary school (faOR=1.727, 95% CI: [0.466---6.400], p=0.414, I2=84.8%, p=0.010).
Mother’smaritalstatus
The pregnancy of mothers who did not have a partner showed a significantly higher chance of neonatal mortal- ity(faOR=2.236,95%CI:[1.630---3.068],p<0.001,I2=0.0%, p=0.344).
Maternalage
The pregnancy of mothers aged 35 years or older showed a significantly higher chance of neonatal mortal- ity(faOR=1.568,95%CI:[1.141---2.154],p=0.006,I2=0.0%, p=0.882).
Neonatalmortality:systematicreview 523 Table1 Overallcharacteristicsofincludedstudies.
Analyzedstudies Year City/State Studytype NumberofsubjectsAnalyzedvariables I Lanskyetal.3 2014 Severalcitiesin
thefiveBrazilian macro-regions
Cohort 24,329 Maternalschooling|
Maternalmaritalstatus| Maternalage|Newborn’s gender|Previousstillbirth
|Typeofpregnancy| Adequacyofprenatalcare| Complicationsduring pregnancy|Birthweight| Congenitalmalformation| Apgaratthe5thminute
II Limaetal.17 2012 Serra/ES Cohort 32,275 Maternalschooling|
Maternalage|Typeof pregnancy|Adequacyof prenatalcare|Birthweight
|Typeofdelivery III Zaninietal.13 2011 35
micro-regions/RS
Cohort 138,407 Previousstillbirth|Birth weight|Congenital malformation|Apgarinthe 5thminute|Gestational age|Typeofdelivery IV Garciaetal.16 2019 Florianópolis/SC Cohort 15,879 Adequacyofprenatalcare|
Birthweight|Congenital malformation|Apgarinthe 5thminute|Typeof delivery|Gestationalage V Almeidaand
Barros12
2004 Campinas/SP Case---control 351 Birthweight|Gestational age
VI Nascimento etal.11
2012 Fortaleza/CE Case---control 396 Newborn’sgender|
Adequacyofprenatalcare| Birthweight|Gestational age
VII Kassaretal.6 2013 Maceió/AL Case---control 408 Adequacyofprenatalcare| Birthweight
VIII Schoepsetal.14 2007 SãoPaulo/SP Case---control 459 Maternalmaritalstatus| Adequacyofprenatalcare| Complicationsduring pregnancy|Birthweight| Gestationalage
IX Paulucciand Nascimento15
2007 Taubaté/SP Case---control 392 Birthweight|Congenital malformation
X Mendesetal.18 2006 CaxiasdoSul/RS Case---control 354 Adequacyofprenatalcare| Birthweight|Typeof delivery|Gestationalage
Newborn’sgender
Malenewbornshadasignificantlyhigherchanceofneona- talmortality(faOR=1.591,95%CI:[1.193---2.121],p=0.002, I2=0.0%,p=0.362).
Previousstillbirth
Thepregnancyofmotherswhohadapreviousstillbirthdid notshow a significant association withneonatalmortality (faOR=2.090, 95% CI:[0.762---5.733], p=0.152, I2=90.6%, p=0.001).
Typeofpregnancy
Amultiple pregnancyshowedasignificantlyhigherchance ofneonatalmortality(faOR=3.361,95%CI:[1.612---7.009], p=0.001,I2=48.7%,p=0.163).
Adequacyofprenatalcare
Itwasonlypossibletoanalyzetheinadequacyandabsence ofprenatalcare.Inadequateprenatalcareshowedasigni- ficantlyhigherchanceofneonatalmortality(faOR=2.182, 95% CI:[1.761---2.703], p<0.001, I2=0.0%, p=0.771). The same was observed with the absence of prenatal care (faOR=6.799,95%CI:[1.534---30.147],p=0.012,I2=78.8%, p=0.030).
524VelosoFCetal.
Table2 Characteristicsofthestudiesincludedinthequantitativeanalysis.
Analyzedvariables Factors Analyzedstudies AdjustedOR 95%CI
Maternalschooling CompleteElementarySchool(8---11years) (3)
(17)
4.24 0.92
[1.61---11.16]
[0.59---1.41]
IncompleteElementarySchool(4---7years) (3) (17)
3.60 0.94
[1.43---9.07]
[0.60---1.47]
Maternalmaritalstatus Motherwithoutapartner (3)
(14)
2.49 1.80
[1.69---3.66]
[1.00---3.00]
Maternalage Maternalage≥35years (3)
(17)
1.62 1.54
[0.95---2.78]
[1.04---2.29]
Newborn’sgender Malegender (3)
(11)
1.49 2.09
[1.08---2.05]
[1.09---4.03]
Previousstillbirth Presenceofpreviousstillbirth (3)
(13)
3.62 1.29
[2.05---6.41]
[1.01---1.65]
Typeofpregnancy Multiplepregnancy (3)
(17)
4.79 2.26
[2.37---9.68]
[1.03---4.96]
Adequacyof prenatalcare
Inadequateprenatalcare (3)
(11) (6) (14) (16) (18)
2.84 2.03 2.49 2.00 3.04 1.45
[1.44---5.62]
[1.03---3.99]
[1.14---5.40]
[2.00---3.50]
[1.61---5.97]
[0.44---4.77]
Absenceofprenatalcare (14)
(17)
16.10 3.48
[4.70---55.40]
[1.86---6.49]
Complicationsduring pregnancy
Presenceofcomplicationsduringpregnancy (3) (14)
6.07 8.20
[3.85---9.55]
[5.00---13.50]
Birthweight Birthweightbetween1500and2499g (3)
(17) (13)
5.19 2.36 5.46
[2.44---11.04]
[1.46---3.83]
[4.07---7.31]
Birthweightlessthan1500g (3)
(17) (13)
32.27 5.49 41.15
[12.65---82.35]
[2.52---11.96]
[29.25---57.87]
Birthweightlessthan2500g (12)
(11) (6) (14) (15) (16) (18)
3.84 14.75 2.57 17.30 22.80 9.46 34.60
[1.18---12.50]
[5.26---41.35]
[1.16---5.72]
[8.40---35.60]
[7.52---69.12]
[4.06---23.60]
[3.84---311.50]
Congenitalmalformation Presenceofcongenitalmalformation (3)
(13) (15) (16)
16.55 14.79 12.91 6.12
[6.47---42.38]
[11.18---19.59]
[2.13---78.38]
[2.14---15.67]
Neonatalmortality:systematicreview525
Table2(Continued)
Analyzedvariables Factors Analyzedstudies AdjustedOR 95%CI
Apgaratthe5thminute PresenceofApgarscore<7atthe5thminute (3) (13) (16)
15.79 11.39 19.08
[6.54---38.14]
[8.51---15.25]
[8.78---42.92]
Gestationalage Gestationalage<37weeks (12)
(11) (14) (13) (16) (18)
5.37 3.41 8.80 1.84 6.09 43.46
[1.83---17.98]
[1.09---4.03]
[4.30---17.80]
[1.42---2.39]
[2.58---15.23]
[10.26---83.97]
Typeofdelivery Caesareandelivery (17)
(13) (18)
1.52 0.80 2.36
[1.17---1.97]
[0.68---0.93]
[0.70---7.61]
526 VelosoFCetal.
Table3 Biasriskassessmentofincludedstudies.
Analyzedstudies Selection Comparability Outcome Total Classification
Cohort
(3) *** * *** 7*/9* Highquality
(17) *** * *** 7*/9* Highquality
(13) *** * *** 7*/9* Highquality
(16) *** * *** 7*/9* Highquality
Case---control
(12) *** * ** 6*/9* Intermediate-highquality
(11) *** * ** 6*/9* Intermediate-highquality
(6) *** * ** 6*/9* Intermediate-highquality
(14) *** * ** 6*/9* Intermediate-highquality
(15) *** * *** 7*/9* Highquality
(18) *** * *** 7*/9* Highquality
Mother finished elementary school (8 to 11 years) Exposure factors
Mother did not finish elementary school (4 to 7 years) Mother without a partner
Maternal age ≥ 35 years Male newborn
Previous stillbirth in prior gestation Multiple pregnancy
Inadequate prenatal care Absence of prenatal care
Presence of complications during the pregnancy Birth weight between 1,500 and 2,499 grams Birth weight < 1,500 grams
Birth weight < 2,500 grams
Apgar score < 7 at the 5th minute Gestational age < 37 weeks
1.23(0.69, 2.21) 5.74 (2.59, 12.72) 12.40 (9.55, 16.10) 14.03 (10.85, 18.13) 9.88 (4.92, 19.83) 19.75 (5.56, 70.22) 4.04 (2.26, 7.24) 6.96 (4.98, 9.73) 6.80 (1.53, 30.15) 2.18 (1.76, 2.70) 3.36 (1.61, 7.01) 2.09 (0.76, 5.73) 1.59 (1.19, 2.12) 1.57 (1.14, 2.15) 2.24 (1.63, 3.07) 1.73 (0.47, 6.40) 1.85 (0.42, 8.24) OR (95% CI)
Caesarean delivery
Presence of congenital malformation in the assessed pregnancy
Figure2 Overallviewoffactorsassociatedwithneonatalmortality.Abbreviations:OR,oddsratio;CI,confidenceinterval.
Complicationsduringpregnancy
The presence of complications during pregnancy showed a significantly higher chance of neonatal mortality (faOR=6.961, 95% CI: [4.979---9.733], p<0.001, I2=0.0%, p=0.381).
Birthweight
Itwasonlypossible toanalyzebirthweightbetween1500 and2499g(faOR=4.044, 95%CI:[2.260---7.238],p<0.001, I2=77.0%,p=0.013),lowerthan1500g(faOR=19.752;95%
CI: [5.556---70.223]; p<0.001; I2=90.7%; p<0.001), and lower than 2500g (faOR=9.876; 95% CI: [4.920---19.826];
p<0.001;I2=69.4%;p=0.003).Afterthesensitivityanaly- sis,birthweightbetween1500and2499g(faOR=5.424,95%
CI:[4.128---7.126],p<0.001,I2=0.0%,p=0.902),lowerthan 1500g (faOR=39.995, 95% CI: [29.026---55.109], p<0.001, I2=0.0%, p=0.633), andlowerthan 2500g (faOR=15.519, 95% CI: [9.997---24,092]; p<0.001, I2=0.0%, p=0.684)
continuedtoshowasignificantlyhigherchanceofneonatal mortality after removal of one study in the first and the second described situations,17 and after the removal of anothertwointhethirdsituation.6,12
Congenitalmalformation
Newbornswithacongenitalmalformationshowedasignifi- cantlyhigherchance ofneonatalmortality(faOR=14.025, 95%CI:[10.849---18.132],p<0.001,I2=0.0%,p=0.402).
Apgarscoreatthe5thminute
ThepresenceofanApgarscorelessthan7atthe5thminute showedasignificantlyhigherchance ofneonatalmortality (faOR=12.397,95%CI:[9.545---16.102],p<0.001,I2=0.0%, p=0.417).
Neonatalmortality:systematicreview 527
1.55 (1.20, 2.00) 7.13 (4.33, 11.74) 12.40 (9.55, 16.10) 14.03 (10.85, 18.13) 15.52 (10.00, 24.09) 39.99 (29.03, 55.11) 5.42 (4.13, 7.13) 6.96 (4.98, 9.73) 6.80 (1.53, 30.15) 2.18 (1.76, 2.70) 3.36 (1.61, 7.01) 2.09 (0.76, 5.73) 1.59 (1.19, 2.12) 1.57 (1.14, 2.15) 2.24 (1.63, 3.07) 1.73 (0.47, 6.40) 1.85 (0.42, 8.24) OR (95% CI)
Mother finished elementary school (8 to 11 years) Exposure factors
Mother did not finish elementary school (4 to 7 years) Mother without a partner
Maternal age ≥ 35 years Male newborn
Previous stillbirth in prior gestation Multiple pregnancy
Inadequate prenatal care Absence of prenatal care
Presence of complications during the pregnancy Birth weight between 1,500 and 2,499 grams Birth weight < 1,500 grams
Birth weight < 2,500 grams
Presence of congenital malformation in the assessed pregnancy Apgar score < 7 at the 5th minute
Gestational age < 37 weeks Caesarean delivery
Figure3 Finalassociationofthefactorsassociatedwithneonatalmortalityaftertheheterogeneityanalysis.Abbreviations:OR, oddsratio;CI,confidenceinterval.
Gestationalage
A gestational age <37 weeks showed a significantly higherchanceof neonatalmortality(faOR=5.738,95%CI:
[2.589---12.716], p<0.001, I2=86.9%, p<0.001). After the sensitivity analysis, it continued to show a significantly higher chance of neonatal mortalityafter the removalof threestudies11,13,18 (faOR=7.130; 95% CI:[4.329---11.742];
p<0.001;I2=0.0%;p=0.706).
Typeofdelivery
Caesarean delivery did not show a significant asso- ciation with neonatal mortality (faOR=1.233, 95% CI:
[0.688---2.210],p=0.483,I2=89.7%,p<0.001).Whenexplor- ingheterogeneity,therewasasignificantlygreaterchance of neonatal mortality after a study was removed17 (faOR=1.551, 95% CI: 1.202---2.000, p=0.001, I2=0.0%, p=0.480).
It wasnotpossible toperform asensitivity analysison thefollowingfactors:completeelementaryschool,incom- pleteelementaryschool,presenceofpreviousstillbirth,and absenceofprenatalcare,sincetheseanalyzesconsistedof onlytwostudies.Fig.3shows thefinaloverallassociation afterthesensitivityanalysis.
Regarding the publication bias, it was not possible to evaluateitdue tothe numberofstudiesincluded ineach analysis.Table4showsafinalsummary-tableoftheresults obtainedinthequantitativeanalysis.
Discussion
The study showed that factors related to the mother (absence of partner, age≥35 years, multiple pregnancy, absence or inadequacy of prenatal care, presence of complicationsduringgestation,andCaesareandelivery)and to the newborn (male gender, congenital malformation,
perinatalasphyxia,lowbirthweight,andprematurity)are risksassociatedtoneonatalmortalityinBrazil.
Themain factortobeconsidered inthiscontextislow birth weight and, more precisely, very low birth weight.
Inaprospectivecohortstudy,inwhich neonatalmortality wasanalyzed in very low birth weight preterm infants in northeasternBrazil,it wasobserved that 76% diedwithin the first 24h of life.19 This fact was also observed in anotherprospectivecohort carriedoutin Brazil,basedon theanalysisofbirthsin20publicuniversitycentres,which resulted in a death rate of 30%,20 thus showing that low birthweight is adeterminant factor in theoccurrence of neonatalmortalityinBrazil,representingitsmainisolated predictor.3,6,11---19,21---23Lowbirthweightisconsideredoneof the main risk factors for neonatal mortality in numerous locationsand services, asobserved in the studies carried outin Mexico,24 Jordan,25 Trinidad&Tobago,26 theUnited States,27 andChina.28
Similarlytolow birth weight,otherfactors aremodifi- able,suchasperinatalasphyxia,prematurity,complications during pregnancy, prenatal care, caesarean delivery, older maternal age, and absence of a partner at home.3,6,11,14,17,19,21,22,29---33 Inthiscontext,itis worthhigh- lightingtheprenatalcare,which,whenproperlyperformed, contributesto the reduction of other modifiable factors, mainly prematurity and low birth weight.3,6,11,14,16---18 This importancecanbe verifiedin a cross-sectionalstudy car- riedoutinamunicipalityintheSoutheastregionofBrazil, whichshowedthat26.8%ofthedeathscouldhavebeenpre- ventedifanadequateprenatalcarehadbeenperformed.34 Asimilarexample canbefound inanothercross-sectional studyconductedinseveralmunicipalitiesinastate inthe BrazilianSoutheastregion,whichshowedthat47%ofdeaths couldhavebeenpreventedthroughtheimplementationof earlyprevention,diagnosis,andtreatmentactions.35These ratesindicate problemsin thecare giventothepregnant
528VelosoFCetal.
Table4 Summaryoftheresultsobtainedinthequantitativeanalysis.
FACTORS Studiesincludedintheanalysis Totalnumberofanalyzedsubjects FinaladjustedOR Final(95%)CI p I2 p
Completeelementaryschool(8---11years) (3)(17) 56,604 1.853 [0.417---8.241] 0.005 87.4% 0.418
Incompleteelementaryschool(4---7years) (3)(17) 56,604 1.727 [0.466---6.400] 0.010 84.8% 0.414
Motherwithoutpartnerb (3)(14) 24,788 2.236 [1.630---3.068] 0.344 0.0% <0.001
Maternalage≥35yearsb (3)(17) 56,604 1.568 [1.141---2.154] 0.882 0.0% 0.006
Malegenderb (3)(11) 24,725 1.591 [1.193---2.121] 0.362 0.0% 0.002
Presenceofpreviousstillbirth (3)(13) 162,736 2.090 [0.762---5.733] 0.001 90.6% 0.152
Multiplepregnancyb (3)(17) 56,604 3.361 [1.612---7.009] 0.163 48.7% 0.001
Inadequateprenatalcareb (3)(11)(6)(14)(16)(18) 41,825 2.182 [1.761---2.703] 0.771 0.0% <0.001
Absenceofprenatalcareb (14)(17) 32,734 6.799 [1.534---30.147] 0.030 78.8% 0.012
Presenceofcomplicationsduringpregnancyb (3)(14) 24,788 6.961 [4.979---9.733] 0.381 0.0% <0.001
Birthweightbetween1500and2499g (3)(17)a(13) 195,011 5.424 [4.128---7.126] 0.902 0.0% <0.001
Birthweight<1500gb (3)(17)a(13) 195,011 39.995 [29.026---55.109] 0.603 0.0% <0.001
Birthweight<2500gb (12)a(3)(6)a(14)(15)(16)(18) 18,239 15.519 [9.997---24.092] 0.684 0.0% <0.001
Presenceofcongenitalmalformationb (3)(13)(15)(16) 179,007 14.025 [10.849---18.132] 0.402 0.0% <0.001
PresenceofApgarscore<7atthe5thminuteb (3)(13)(16) 178,615 12.397 [9.545---16.102] 0.417 0.0% <0.001 Gestationalage<37weeksb (12)(11)a(14)(13)a(16)(18)a 155,846 7.130 [4.329---11.742] 0.706 0.0% <0.001
Caesareandeliveryb (17)a(13)(18) 171,036 1.551 [1.202---2.000] 0.480 0.0% 0.001
a Indicatesstudiesthatwereasourceofheterogeneityineachanalysis.
b Indicatessignificantfactor(s).
Neonatalmortality:systematicreview 529 woman, due tothe lack of professionalqualification or a
deficientstructure.21,32,33,36---39
As with prenatalcare, caesarean delivery,if correctly indicated,reducestheoccurrenceofprematurity,lowbirth weight,andperinatalasphyxia.3,6,7,11---18Oneofthebigprob- lemsistheincorrectindicationandexcessivenumberofthis typeofdelivery.The rateofcaesareandeliveriesin Brazil is56%,wellabovetherecommendedrate,whichis15%.40 Inamulticenter,observational,hospital-basedstudycarried outintheNortheastregionofBrazil,itwasobservedthat 13.7%ofneonataldeathswererelatedtocaesareandelivery inhigh-riskneonatalunits.41
Congenital malformation, multiple pregnancy, and the newborn’s malegender werefound tobedeterminantsof neonatalmortalityinBrazilinthepresent study,butthey arenotmodifiable factors.3,6,7,11---18,32 Of these,congenital malformationisthe mostimportantfactor, beingthesec- ond most decisivefactor for neonatalmortality in Brazil.
Across-sectionalobservationalstudycarriedoutinseveral municipalities of astate in the BrazilianSoutheast region showed that 42.8% of infant deaths were caused by this factor.35 Thesametrendcanbeobserved inaprospective cohort carried out in a Mexican city, which showed in a neonatalmortalityrateof32%.24
The knowledge of risk factors is essential for the prevention of neonatal mortality in Brazil, since health professionals and managers, when aware of these con- ditions, can find ways to prevent clinical and structural complications.21,32,33,36---39Thus,preventionconsistsoftrain- ingprofessionalsandprovidingadequate structurefor the birth, as well as offering an individualized care to the pregnancies, paying individualized attention to the preg- nancies, while taking intoaccount thespecificity of each condition.32,33,38,39Thisindividualizationhasbecomeworld- wide trend since 2015,42 which has resulted in a 5.4%
reduction in global neonatal deaths between 2015 and 2017.43
The present study consisted of six articles with low biasriskandfourarticleswithintermediate-lowbiasrisk, thus increasingthedegree of reliabilityof thisstudy.The reason for the intermediate classification is due to the non-randomizationof theinterviewersinthreestudies,in additiontotheinequalitybetweenthelossesofthecaseand controlgroupsin anotherstudy.The formercanbesolved by performingrandomizationandensuring blinddata col- lection,whileequalityoflossesbetweengroupswouldsolve thesecondimpasse.
The cohortstudies were able toequally represent the population,inadditiontomatchingthecontrolgroupinan equivalentmanner. Oneof the studies3 useda structured interview,differingfromtheotherthree,13,16,17whichused datafromofficialdatabases.Regardingthefinalevaluation, allofthemusedlinkageanalysiswiththeofficialdatabases, inadditiontoestablishingasufficientfollow-upperiodfor theanalysis.Duringfollow-up,oneofthestudies17 showed alossoflessthan10%oftheindividuals,differingfromthe otherstudies,whichdidnotshowanyloss.
The case---controlstudies, in turn, used linkage to the official database to adapt and represent cases, as well as to select and define controls. At the final evaluation, three studies14,15,18 used linkage analysis with data from official databases, while the other three6,11,12 performed
interviews without the blinding procedure. One of the studies14 showed an unequal loss between the case and controlgroups, butbecauseitwaslessthan10%,thefinal effect was not harmed. However, despite this statistical effect,theNewcastle-OttawaScaledoesnotscorethisfact inthecase---controlstudies.Inrelationtotheotherstudies, therateswerethesameinbothgroups.
Theoverallresultofthisstudyshowstheimportanceof theseriskfactorsforneonatalmortalityinBrazil,highlight- ing,inthiscontext,thepowerthatstructural,behavioural, andmedicalchangeshaveinreducingtheserates.
Themostsignificantriskfactorsshowninthisstudyare modifiable,makingitpossibletoachievearealreductionin neonataldeaths,whichremainhighinBrazil.
Funding
ThisworkwasfundedbytheConselhoNacionaldePesquisae DesenvolvimentoCientíficoeTecnológico(No.129015/2017- 2).
Conflicts of interest
Theauthorsdeclarenoconflictsofinterest.
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