An Introduction to Out(F
n) Part I (Relative) Train Track Maps
Michael Handel
Lehman College
Sao Paolo, April 2014
Disclaimer
Emphasize aspects that are most accessible to a dynamics audience.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Fn
Finite alphabet{A,B, . . .}
A¯ =A−1, B¯ =B−1, . . .
Fn= reduced finite words in{A,A,¯ B,B, . . .}¯
IdentifyFnwithπ1(Rn,∗).
Each element is represented by a closedpathbased at∗.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
AutomorphismsΦ :Fn→Fnare represented by homotopy equivalences ofRnthat fix the basepoint.
Example:Φ :F2→F2
A7→ABA B7→ABABA represented byf :R2→R2with the same description.
Aut(Fn)↔
homotopy equivalence ofRnpreserving∗/ homotopy rel∗
Out(Fn) =Aut(Fn)/Inn(Fn)
Out(Fn)- forget∗
Out(Fn)↔homotopy equivalence ofRn/ homotopy
This is too restrictive.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Example:Φ :F2→F2
A7→B¯ B7→AB¯ has period 3
A7→B¯ 7→BA¯ 7→ABB¯ =A
B7→AB¯ 7→BB¯ A¯ = ¯A7→B butf :R2→R2is not periodic.
Amarked graphis a core graph equipped with a homotopy equivalenceρ:Rn→G
ρ A7→XY¯ B7→ZY¯
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
The markingρidentifiesπ1(G)withπ1(R) =Fn(up to inner automorphism) and so
Out(Fn)↔homotopy equivalence ofG/ homotopy
Continuing Example: Φ : A7→B¯ B7→AB¯ f :G→Gdefined by
X 7→Y 7→Z 7→X representsφ.
Automorphisms act on elements and subgroups ofFn.
Outer automorphisms act on conjugacy classes of elements and subgroups ofFn.
f :G→Grepresentsφ∈Out(Fn)if it induces the same action on conjugacy classes of elements.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Other spaces withπ1(X) =Fn.
Example: A surfaceSwith connected non-empty∂S MCG(S) =Homeo(S)/ isotopy = Homeo(S)/ homotopy
Homeo(S)→Out(π1(S)) =Out(Fn) induces
MCG(S),→Out(Fn)
Thurston classification theorem Assumeχ(S)<0 and not a pair of pants.
Definition 1
µ∈MCG(S)isreducibleif it preserves a non-emptymulticurve C.
In that case eachµ|Si is a well defined element ofMCG(Si)
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Theorem 1 (Thurston)
Ifµis irreducible thenµis represented by apseudo-Anosov homemorphism.
The reducible case is handled by recursion.
There is a canonicalµ-invariant multicurveSwith the minimal number of complementary components such that eachµ|Si is either trivial or irreducible.
What is the analogue for Out(Fn)?
What properties off :G→Gdo we want?
We are often interested in the action ofφon conjugacy classes [a]ofFn.
conjugacy classes[a] ↔circuitsσ ⊂G
f(σ)can be tightenedto a circuitf#(σ)and similarly for a path with endpoints at vertices.
We want to minimize tightening.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
f :G→Gis atrain track mapiffk restricts to an immersion on each edgeE ofGfor allk ≥1.
In other words, no tightening is necessary when iterating edges.
Example 2
Positive Automorphism
A7→ABA B7→ABABA
Directionsat∗
A B A¯ B¯
A turnis an unordered pair of directions with a common basepoint.
The edge pathAABA¯ . . .takes the turns(¯A,A),(¯A,B),¯ (B,A)¯ . . .
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Nondegenerate turns
(A,B) (A,A)¯ (A,B)¯ (B,A)¯ (B,B)¯ (¯A,B)¯ Degenerate turns
(A,A) (B,B) (¯A,A)¯ ( ¯B,B)¯ An edge path is immersed if and only if it that makes only non-degenerate turns.
Assuming thatf is an immersion on each edge there is an induced mapDf on directions and turns
A7→A B7→A A¯ 7→A¯ B¯ 7→A¯
Aturn is illegalif it is mapped by some iterate to a degenerate path.
Illegal turns
(A,B)7→(A,A) (¯A,B)¯ 7→(¯A,A)¯ Note: Legal turns are mapped to legal turns.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
Apath is legalif it takes only legal turns.
The following are equivalent.
1 f(E)is a legal path for each edgeE.
2 f maps legal paths to legal paths.
3 fk|E is an immersion for eachk ≥1 and each edgeE.
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
To eachf :G→Gthere is atransition matrixM(f).
Example 3
A7→ABA B7→ABABA
M(f) =
2 3
1 2
Iff :G→Gis a train track map then(M(f))k =M(fk)
There is also atransition graphΓ(f) Example 4
A7→BA B 7→A C 7→DBC D7→C E 7→EA G1= (A,B) G2= (A,B,C,D) G3=G
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
I am going to assume that each vertex inΓ(f)is contained in at least one cycle.
Γ(f)determines afiltration
∅=G0⊂G1⊂. . .⊂GN =G
by invariant subgraphs built up by starting with an invariant subgraph and then addingstrata
Hi =Gi −Gi−1
Strata correspond to equivalence classes of vertices inΓ(f).
Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps
There are two types of strata forrotationlessφ AnNEG stratumHi has one edgeEi and
f(Ei) =uiEivi for pathsui,vi ⊂Gi−1
AnEG stratumHr has multiple edges and its transition
submatrix has a positive iterate (and so a PF eigenvalue>1).