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An Introduction to Out(Fn

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An Introduction to Out(F

n

) Part I (Relative) Train Track Maps

Michael Handel

Lehman College

Sao Paolo, April 2014

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Disclaimer

Emphasize aspects that are most accessible to a dynamics audience.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Fn

Finite alphabet{A,B, . . .}

A¯ =A−1, B¯ =B−1, . . .

Fn= reduced finite words in{A,A,¯ B,B, . . .}¯

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IdentifyFnwithπ1(Rn,∗).

Each element is represented by a closedpathbased at∗.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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AutomorphismsΦ :Fn→Fnare represented by homotopy equivalences ofRnthat fix the basepoint.

Example:Φ :F2→F2

A7→ABA B7→ABABA represented byf :R2→R2with the same description.

Aut(Fn)↔

homotopy equivalence ofRnpreserving∗/ homotopy rel∗

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Out(Fn) =Aut(Fn)/Inn(Fn)

Out(Fn)- forget∗

Out(Fn)↔homotopy equivalence ofRn/ homotopy

This is too restrictive.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Example:Φ :F2→F2

A7→B¯ B7→AB¯ has period 3

A7→B¯ 7→BA¯ 7→ABB¯ =A

B7→AB¯ 7→BB¯ A¯ = ¯A7→B butf :R2→R2is not periodic.

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Amarked graphis a core graph equipped with a homotopy equivalenceρ:Rn→G

ρ A7→XY¯ B7→ZY¯

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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The markingρidentifiesπ1(G)withπ1(R) =Fn(up to inner automorphism) and so

Out(Fn)↔homotopy equivalence ofG/ homotopy

Continuing Example: Φ : A7→B¯ B7→AB¯ f :G→Gdefined by

X 7→Y 7→Z 7→X representsφ.

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Automorphisms act on elements and subgroups ofFn.

Outer automorphisms act on conjugacy classes of elements and subgroups ofFn.

f :G→Grepresentsφ∈Out(Fn)if it induces the same action on conjugacy classes of elements.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Other spaces withπ1(X) =Fn.

Example: A surfaceSwith connected non-empty∂S MCG(S) =Homeo(S)/ isotopy = Homeo(S)/ homotopy

Homeo(S)→Out(π1(S)) =Out(Fn) induces

MCG(S),→Out(Fn)

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Thurston classification theorem Assumeχ(S)<0 and not a pair of pants.

Definition 1

µ∈MCG(S)isreducibleif it preserves a non-emptymulticurve C.

In that case eachµ|Si is a well defined element ofMCG(Si)

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Theorem 1 (Thurston)

Ifµis irreducible thenµis represented by apseudo-Anosov homemorphism.

The reducible case is handled by recursion.

There is a canonicalµ-invariant multicurveSwith the minimal number of complementary components such that eachµ|Si is either trivial or irreducible.

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What is the analogue for Out(Fn)?

What properties off :G→Gdo we want?

We are often interested in the action ofφon conjugacy classes [a]ofFn.

conjugacy classes[a] ↔circuitsσ ⊂G

f(σ)can be tightenedto a circuitf#(σ)and similarly for a path with endpoints at vertices.

We want to minimize tightening.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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f :G→Gis atrain track mapiffk restricts to an immersion on each edgeE ofGfor allk ≥1.

In other words, no tightening is necessary when iterating edges.

Example 2

Positive Automorphism

A7→ABA B7→ABABA

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Directionsat∗

A B A¯ B¯

A turnis an unordered pair of directions with a common basepoint.

The edge pathAABA¯ . . .takes the turns(¯A,A),(¯A,B),¯ (B,A)¯ . . .

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Nondegenerate turns

(A,B) (A,A)¯ (A,B)¯ (B,A)¯ (B,B)¯ (¯A,B)¯ Degenerate turns

(A,A) (B,B) (¯A,A)¯ ( ¯B,B)¯ An edge path is immersed if and only if it that makes only non-degenerate turns.

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Assuming thatf is an immersion on each edge there is an induced mapDf on directions and turns

A7→A B7→A A¯ 7→A¯ B¯ 7→A¯

Aturn is illegalif it is mapped by some iterate to a degenerate path.

Illegal turns

(A,B)7→(A,A) (¯A,B)¯ 7→(¯A,A)¯ Note: Legal turns are mapped to legal turns.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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Apath is legalif it takes only legal turns.

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The following are equivalent.

1 f(E)is a legal path for each edgeE.

2 f maps legal paths to legal paths.

3 fk|E is an immersion for eachk ≥1 and each edgeE.

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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To eachf :G→Gthere is atransition matrixM(f).

Example 3

A7→ABA B7→ABABA

M(f) =

2 3

1 2

Iff :G→Gis a train track map then(M(f))k =M(fk)

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There is also atransition graphΓ(f) Example 4

A7→BA B 7→A C 7→DBC D7→C E 7→EA G1= (A,B) G2= (A,B,C,D) G3=G

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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I am going to assume that each vertex inΓ(f)is contained in at least one cycle.

Γ(f)determines afiltration

∅=G0⊂G1⊂. . .⊂GN =G

by invariant subgraphs built up by starting with an invariant subgraph and then addingstrata

Hi =Gi −Gi−1

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Strata correspond to equivalence classes of vertices inΓ(f).

Michael Handel An Introduction to Out(Fn)PartI(Relative) Train Track Maps

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There are two types of strata forrotationlessφ AnNEG stratumHi has one edgeEi and

f(Ei) =uiEivi for pathsui,vi ⊂Gi−1

AnEG stratumHr has multiple edges and its transition

submatrix has a positive iterate (and so a PF eigenvalue>1).

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