Chapter 8 Sponsors: Premium listing - FCA Handbook

A VJ participant which becomes subject to the Financial Ombudsman Service part way through a financial year must pay a proportion of the annual levy required by ■FEES 5.3and■FEES 5

REC 2 : Recognition Section 2.10 : Financial crime and market requirements abuse 2 UK 2.10.1 UK 2.10.2 G 2.10.3 G 2.10.4 2.10 Financial crime and market abuse Schedule to the

CONC 5C : Overdraft pricing Section 5C.2 : Charges for overdrafts to be interest rates 5C R 5C.2.1 5C.2 Charges for overdrafts to be interest rates 1 A firm must not: a enter into

8 G 8.1.4 7 types of financial promotion, including: a meaning of 'real time financial promotion' see■PERG 8.10.2 G; and b meaning of 'unsolicited real time financial promotion'

2 The following are examples of the consistency and coherence required by the ICARA process: a the potential material harms that the firm identifies under ■MIFIDPRU 7.4.13Rare

2.1B R A firm with potential liability under an excess policy and which satisfies the requirements of 1.1BR must tailor the statement in 2.1R to include ref- erence to the following: 1

Non-exhaustive list of examples of when the FCA may itself appoint a skilled person rather than require a firm to do so Toolkit purpose Purpose for use of tool Examples of reasons for

Where this section applies with respect to a financial conglomerate, the risk management processes referred to in■SYSC 12.1.8R 2or, for a Solvency II firm, the risk management system