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Comment on ‘‘Time-reversal symmetry-breaking superconductivity’’

Sadhan K. Adhikari

Instituto de Fı´sica Teo´rica, Universidade Estadual Paulista, 01.405-900 Sa˜o Paulo, SP, Brazil* and Instituto de Fı´sica, Universidad Nacional Auto´noma de Me´xico, 01.000 Me´xico City, DF, Mexico

~Received 15 July 1999; revised manuscript received 26 September 2000; published 18 May 2001!

It is pointed out that erroneous Bardeen-Cooper-Schrieffer model equations have been used by Haranath Ghosh in his recent treatment of time-reversal symmetry-breaking superconductivity. Consequently, his nu-merical results are misleading, and his conclusions are not to the point.

DOI: 10.1103/PhysRevB.63.226501 PACS number~s!: 74.20.Fg, 74.62.2c, 74.25.Bt

Some recent studies provide increasing evidence that the pairing symmetry of some of the cuprates at low tempera-tures allow an order parameter in a mixed symmetry state. At higher temperatures, below the critical temperature Tc, the symmetry of the order parameter is of the dx22y2 type. At a lower temperature there could be an admixture of a minor component, such asdxy, on the predominantdx22y2

symme-try. This general time-reversal symmetry-breaking order pa-rameter has the form dx22y21exp(iu)dxy, where u is the

mixing angle.

Recently, Ghosh1 presented a theoretical study of super-conductivity for this mixed-symmetry case based on the Bardeen-Cooper-Schrieffer~BCS!equation. In this comment we point out that the coupled equations used by him for the two components of the order parameter are erroneous and present a rederivation of the appropriate equations. This comment also applies to latter investigations where Ghosh further used the erroneous equations in subsequent studies of

~i!superconductors of mixed order parameter symmetry in a Zeeman magnetic field,2and~ii!pairing symmetry and long-range pair potential in a weak-coupling theory of superconductivity.3

We use the two-dimensional tight-binding model as in Ref. 1. The effective interaction, after including the two ap-propriate basis functions, is taken as

Vkq52V1h1kh1q2V2h2kh2q, ~1!

where h1q5cosqx2cosqy corresponds to dx22y2 symmetry andh2q5sinqxsinqycorresponds to dxy symmetry. The or-thogonal functions h1q andh2q are associated with a

one-dimensional irreducible representation of the point group of square latticeC4v ~Ref. 4!and can be considered appropriate

generalizations of the circular harmonics cos(2f) and sin(2f) incorporating the proper lattice symmetry. The or-thogonality condition of these functions is

(

q h1qh2q50. ~2!

This orthogonality relation is readily verified as under the transformation qx→2qx ~or qy→2qy) h2q changes sign

and h1q remains unchanged. Although, the proof could be

slightly different, a similar orthogonality relation exists be-tween the basis functions of states on a square lattice, such as, dx22y2, s (h51), sx21y2(hq5cosqx1cosqy), and

sxy(hq5cosqxcosqy), and the present discussion equally

ap-plies to mixtures involving such orthogonal states. On the continuum the s-wave angular function z1(f)51, and the d-wave circular harmonics z2(f)5cos(2f) and z3(f)

5sin(2f) satisfy the trivial orthogonality relation

E

0 2p

zi~f!zj~f!df50, iÞj. ~3!

One passes from the lattice to the continuum description by replacing ~a! the sum overq by an integral overf and~b!

the functionshqby the circular harmonicsz(f).

Although Ghosh1considered the BCS model at a a finite temperature, we consider its zero-temperature version, which is enough for our purpose:

Dk52

(

q

Vkq Dq

2Eq

, ~4!

with Eq5@(eq2m)2

1uDqu2#1/2, where e

q is the

single-particle energy and m is the chemical potential. The order parameter has the following general anisotropic form:

Dq[D1h1q1CD2h2q, ~5!

where C[exp(iu)5(a1ib) is a complex number of unit modulus uCu2

51 and a[cosu and b[sinu are real num-bers. If we substitute Eqs.~1!and~5!into the BCS equation

~4!, for orthogonal functionsh1qandh2q, one can separate

the resultant equation into the following components:

D15V1

(

q

h1q@D1h1q1~a1ib!D2h2q#

2Eq

, ~6!

~a1ib!D25V2

(

q

h2q@D1h1q1~a1ib!D2h2q#

2Eq

. ~7!

Equations ~6! and ~7! have a solution for real D1 and D2, when the complex parameterCis either purely real or purely imaginary.

Equations~6!and~7!can be substantially simplified for a purely imaginary C, e.g., for C5i or a50 and b51 (u 5p/2). In this case for real componentsD1 andD2, the real and imaginary parts of Eqs.~6!and~7!become, respectively,

D15V1

(

q

h12qD 1 2Eq

, ~8!

PHYSICAL REVIEW B, VOLUME 63, 226501

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D25V2

(

q

h22qD 2 2Eq

. ~9!

Here we have used the identity

(

q h1qh2q

2Eq 5

0, ~10!

which holds in this case as Eq[@(eq2m)21D12h1q

2

1D22h22q#1/2 is invariant under transformation q

x→2qx or under qy→2qy, whereas under either of these transforma-tions h2qchanges sign and h1q remains unchanged. Hence

using the integration of q, one can establish identity ~10!. Equations ~8! and ~9! have been used in the study of the mixed-symmetry states of types dx22y21idxy and dx22y2 1is.5

Equations ~6! and ~7! also lead to a simple form for a purely real C, e.g., for C51 or fora51 andb50(u50). However, in this case Eq[@(eq2m)21(D1h1q 1D2h2q)2#1/2contains cross terms of the typeh1qh2q, and is not invariant under the transformation qx→2qx or under qy→2qy. Consequently, Eq. ~10! is not satisfied and coupled angular terms will be present in the BCS equation. In this case for realD1 andD2, Eqs.~6!and~7!become the following set of coupled equations, respectively,

D15V1

(

q

h1q@D1h1q1D2h2q#

2Eq

, ~11!

D25V2

(

q

h2q@D1h1q1D2h2q#

2Eq

. ~12!

In the case of a general mixture, e.g.,aÞ0 andbÞ0, Eq.

~10!is not valid. However, for realD1andD2, one can break up Eqs. ~6!and~7!into their real and imaginary parts, e.g., into four coupled equations for two unknowns, D1 and D2. As Eq. ~10! does not hold in this general case, the four

coupled equations are consistent only if D250, or D150, which corresponds to no coupling between the two compo-nents. Hence the permissible values for the mixing angle u are 0, p/2, p, and 3p/2.

In his study, Ghosh1 implicitly assumed Eq. ~10! to be valid in all the cases discussed above, including~i!the case of a general C with aÞ0 and bÞ0, and ~ii! the case with a51 andb50. Consequently, he arrived at the wrong Eqs.

~8!and~9! for a generalC, which he used in his numerical treatment, specifically for mixing anglesu50, andp/4@see Eq.~9!of Ref. 1, Eq.~6!of Ref. 2, and Eq.~5!of Ref. 3#. For u50 he used inappropriate equations and foru5p/4 there should not be any mixing.

It is interesting to recall that using the orthogonality rela-tion~3!on the continuum, Musaelianet al.6derived the BCS equations for the mixed-symmetry states s1d ands1id. In agreement with the present comment and in contradiction with the investigation by Ghosh1–3 they ~a! confirmed the existence of mixed-symmetry states for the mixing angles u50 and p/2 only, and ~b! reported the BCS equation for thes1d state, which is structurally quite similar to Eqs.~11!

and~12!above. As the study of Musaelianet al.6referred to the continuum, in that work the discrete sum over q was replaced by the integral overfand the functionsh replaced by the circular harmonics z.

Recently, we used the correct Eqs. ~11! and ~12! for a description of thedx22y21dxy symmetry case,7which corre-sponds to u50 above. The qualitative feature of the tem-perature dependence of theD’s in that study is quite distinct from the erroneous results obtained by Ghosh1,2by using the inappropriate equations.

The author thanks Dr. Manuel de Llano, Dr. Mauricio Fortes, and Dr. Miguel Angel Solı´s for very kind hospitality at the Universidad Nacional Auto´noma de Me´xico. Partial support from UNAM-DGAPA-PAPIIT and CONACyT

~Me´xico!, and CNPq and FAPESP ~Brazil! is gratefully ac-knowledged.

*Permanent address. 1H. Ghosh, Phys. Rev. B

59, 3357~1999!. 2H. Ghosh, Phys. Rev. B60, 3538~1999!. 3H. Ghosh, Phys. Rev. B60, 6814~1999!.

4R. Fehrenbacher and M.R. Norman, Phys. Rev. Lett.

74, 3884

~1995!.

5A. Ghosh and S.K. Adhikari, Physica C

309, 251~1998!;322, 37

~1999!.

6K.A. Musaelian, J. Betouras, A.V. Chubukov, and R. Joynt, Phys.

Rev. B53, 3598~1996!.

7A. Ghosh and S.K. Adhikari, Phys. Rev. B

60, 10 401~1999!.

COMMENTS PHYSICAL REVIEW B63226501

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