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Chest physiotherapy effectiveness to

reduce hospitalization and mechanical

ventilation length of stay, pulmonary

infection rate and mortality in ICU patients

Antonio A.M. Castro

a,b,c,d,

*

,e

, Suleima Ramos Calil

a,e

, Su

´si Andre

´a Freitas

a,e

,

Alexandre B. Oliveira

a,e

, Elias Ferreira Porto

a,b,e

a

Physical Therapy Department of the Adventist University (Unasp), Sa˜o Paulo, Brazil

bRespiratory Diseases of the Federal University of Sa˜o Paulo (Unifesp), Sa˜o Paulo, Brazil c

Heart Institute, Sa˜o Paulo Medical School, Sa˜o Paulo, Brazil

dFederal University of Pampa (Unipampa), Rio Grande do Sul, Brazil

Received 27 June 2012; accepted 25 September 2012 Available online 22 October 2012

KEYWORDS

Chest physiotherapy; Hospital stay; Weaning;

Pulmonary infection; Mortality;

Intensive care unit patients

Summary

Introduction:Although physiotherapy is an integral part of the multiprofessional team in most ICUs there is only limited evidence concerning the effectiveness of its procedures. The objectives of this study were to verify if physiotherapy care provided within 24 h/day for hospitalized patients in the ICU reduce the length of stay, mechanical ventilation support, pulmonary infection and mortality compared to a physiotherapy care provided within 6 h/day.

Methods:A cohort study was designed to assess differences between one hospital where

patients were given physiotherapy care for 24 h/day and another hospital with only 6 h/ day. We considered the following as outcome measurements: clinical diagnosis, medication in use, presence of associated diseases, APACHE II and SOFA scores, ICU and mechanical ventilation length of stay, development of pulmonary infections and survival.

Results:One hundred and forty-six patients were enrolled. Patients admitted in the service A presented a lower length of stay in mechanical ventilation (p <0.0001), ICU stay

(pZ0.0003), respiratory infections (pZ0.0043) than patients admitted in service B. No

difference was found for APACHE II score (pZ0.8) and SOFA scores (pZ0.2) between

groups. The mortality risk was OR 1.3 (1.01e2.33) (pZ0.04) for patients in the service B.

* Corresponding author. Rua Coˆnego Eugeˆnio Leite, 632 apt 132, Pinheiros, 05414000 Sa˜o Paulo, SP, Brazil. Tel.:þ55 11 30627606. E-mail addresses:[email protected](A.A.M. Castro),[email protected](S.R. Calil),[email protected] (S.A. Freitas),[email protected](A.B. Oliveira),[email protected](E.F. Porto).

ePresent address: Estrada de Itapecerica, 5859 Jardim IAE, Sa˜o Paulo/SP

e05858-001, Brazil.

0954-6111/$ - see front matterª2012 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.rmed.2012.09.016

Available online atwww.sciencedirect.com

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Conclusion:The presence of a physiotherapist in the intensive care unit contributes deci-sively to the early recovery of the patient, reducing mechanical ventilation support need, number of hospitalization days, incidence of respiratory infection and risk of mortality.

ª2012 Elsevier Ltd. All rights reserved.

Introduction

Advances in the management of intensive care unit (ICU) patients have improved outcomes and survival rates for this population. However, as patients survive acute illness, long-term complications are more apparent.1 A feasible

approach to obtain complications decrease is the use of physical therapy techniques in these critically ill patients.2

Physiotherapists in an ICU setting have focused to treat functional impairment especially in the patient on mechanical ventilation support. The physiotherapeutic care begins with a detailed assessment and scheduling goals of treatment. This care involves the use of techniques such as endotracheal suction of bronquial secretions, mobiliza-tion and posimobiliza-tioning of the patient. The physiotherapy treatment is addressed to prevent and reduce potential pulmonary complications such as hypoventilation, hypox-emia and infection in order to restore muscular and pulmonary function as fast as possible.2,3

Stiller et al. showed that although physiotherapy is seen as an integral part of the multidisciplinary team in most ICUs, there is only limited evidence concerning the effec-tiveness of physiotherapy mainly due to the variability of data reported in preceding studies.4 On the other hand,

Burtin et al.3 showed that physiotherapy care for ICU patients promotes early recovery, reduction of hospitali-zation length and costs.

However, the occurrence of complications can be influ-enced by the quality of care provided as well as to the amount of care given for ICU patients.4,5In a study conducted in 460 ICUs from 17 countries of the developed Europe, Norremberg and Vincent5found considerable variation in the role phys-iotherapist played in the ICU. The authors showed that only 35% of services had physiotherapists working 24 h per day in ICU. Chaboyer et al.6studied 77 public hospitals of Australia.

They showed that 90% of institutions maintain physiothera-pists in their ICU from Monday to Friday, only 25% remains rounding in weekend and 10% every day of the week. Prob-ably, the lack of techniques standardization as well as the amount of the care provided are possibly the main factors for the negative outcome reported in most systematic reviews related to this topic.4,7

We hypothesized that 24 h/day of physiotherapy care provided for ICU admitted patients is associated to a reduced length of hospitalization and required mechan-ical ventilation support as well as to a lower incidence of pulmonary infection and mortality. We aimed to assess if a 24 h/day physiotherapy care provided for ICU admitted patients would reduce the length of hospitalization and the required mechanical ventilation support, as well as to pulmonary infection and mortality, as compared to a 6 h/ day physiotherapy care service.

Materials and methods

Study subjects

This was a cohort study which evaluated all hospitalized patients admitted to ICUs of two public hospitals in the city of Sa˜o Paulo, Brazil. The protocol was sent to the research committee of the Adventist University and data assessment and analysis only begun after its approval (Adventist University ethics institutional research committee; approval number: 407). All family members agreed and signed an informed consent.

Study design

In one hospital, physiotherapy care was given in a 24 h/day basis while in the other hospital the care was provided for only 6 h/day. The enrolled patients were divided into two groups according their hospitalization admittance (service Ae24 h/day; service Be 6 h/day). The physical therapy

care protocol was similar for both services prioritizing the motor and respiratory therapy to each ICU admitted patient. Physical therapy treatment protocol in both hospitals consisted in mucus removal techniques (endotra-cheal suctioning and manual thorax percussion) and general mobilization (upper and lower limbs). Number of repeti-tions and time spent for each technique as well as the time spent for each visit were similar in both hospitals. In order to assure that the same physical therapy techniques were being used in both hospitals we have observed each service for a week prior to the initiation of the study protocol.

Twenty-four hour/day physical therapy treatment was related to the period hospital had available the physical therapy assistance. Usually, a 24-hour/day care consisted of at least four visits (morning, afternoon, evening and night) of the physical therapist for patient’s treatment. However, if any additional visit was to be necessary a physical therapist was available (24 h/day) to provide the needed care. On the other hand, the 6 h/day physical therapy consisted in only one visit regardless of the patient’s individual need for this care.

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patients diagnosed with terminal phase cancer and patients with clinically proven brain death on the first day of hospitalization.

The technological devices such as mechanical ventila-tion and monitoring equipment, patient’s exams, drugs use, number of doctors and nurses per bed were similar in both hospitals. All patients were evaluated by a medical specialist according to each diagnosis, however, the refer-ring doctor responsible for the treatment durefer-ring the ICU stay was an intensive care specialist in both hospitals. The only end-point that differed between one hospital to another was the physiotherapy care given into two manners: 24 h per day in the first hospital (service A) and 6 h per day in the second hospital (service B).

Protocol

Patients were evaluated on the first day of his/her ICU admittance and daily during their stay. We considered the following evaluation parameters: clinical diagnosis, time of diagnosis, medication in use and current drug introduced in the ICU period, presence of associated diseases, need of mechanical ventilation support, previous surgeries, duration of antibiotics use, severity of disease analysis of patients by means of the APACHE II score, incidence and severity of organ dysfunction analysis by means of the SOFA score (Sequential Evaluation of failure of organs), the Glasgow coma scale (for patients without sedation) and sedation scale of Ramsay (for sedated patients). Data were collected daily through the patient’s medical records and the laboratory tests taken.

The mechanical ventilation (MV) time which the patient was submitted to was measured in days and it was considered from the moment of the tracheal intubation to the moment of extubation. Noninvasive ventilation period was not considered mechanical ventilation length of stay. Respira-tory infection occurred after patients were admitted into each hospital. Therefore, ventilator-associated pneumonia (VAP) was characterized by the definitions as follows: 1) Pneumonia occurring>48 h after endotracheal intubation; 2)

Risk factors for multidrug-resistant (MDR) bacteria causing VAP. Additionally, nosocomial pneumonia was also assessed by the worsening of the patient’s radiological pattern on a chest radiogram prior to ICU hospitalization as well as to the increase in the white blood cells count.

Survival and mortality were considered to be major outcome variables. Patients who were discharged from the ICU to another clinical ward of the hospital, to an outpa-tient or home-care system were considered to have survived the ICU period. Mortality was considered in those cases where death occurred within the ICU hospitalization period. The duration of ICU stay was measured in days.

The instruments used for assessing the patient were: APACHE II and SOFA score to assess the severity of the disease8,9; the Glasgow coma scale, which assesses the

level of consciousness and neurological status10; and the

Ramsay scale, which assesses the level of sedation.11

Statistical analysis

Data are expressed in mean and standard deviation. Man-neWhitney U test was used to determine differences

between the baseline data obtained by the patient’s medical records, laboratory tests, APACHE II, SOFA, Glas-gow and Ramsay scores. The proportion of individuals with different ages, length of hospitalization and mechanical ventilation time and survival was analyzed by the Kaplan Mayer method. We used a regression model and the odds ratio analysis to assess the chance of mortality in both services. Statistical significance was set at p < 0.05. We

used the SigmaStat

software in order to analyze our data. A minimum sample of 64 patients per group was calculated by the formula E/S (the expected effect/standard devia-tion of the sample) as necessary for an a Z 0.05 and

a b Z 0.80, as the minimal clinical difference.4,7

There-fore, to ensure the statistical power we analyzed 73 patients in each group.

Results

Seventy-three out of 146 patients were selected from the hospital which had 24 h/day of physiotherapy care (service A), and the remaining 73 patients from the hospital which had 6 h/day of physiotherapy care (service B). In both services the male gender was prevalent and patients mean age was 54.5118.4 and 50.2518.9 for service A and B, respectively (Table 1).

Patients’ heart rate (88.8518.7 vs. 89.0324.3 bpm;

p Z 0.78), respiratory rate (18.34 5.1 vs.

16.487.2 rpm;pZ0.08), leukocytes count (13.846.4

vs. 12.37 5.2 mm3; p

Z 0.09), plasmatic sodium

(137.70 6.3 vs. 136.37 11.4 mEq/L; pZ 0.08),

plas-matic potassium (4.42 0.6 vs. 4.22 0.8 mEq/L;

p Z 0.72), creatinine (1.74 0.7 vs. 1.04 0.5 mg/dL;

p Z 0.41), initial and 48 h after admission C-reactive

protein (70.1810.6 vs. 65.7112.1 mg/L;pZ0.40), pH

(7.360.1 vs. 7.370.1;pZ0.91), SpO2(93.1410.9 vs.

95.0112.8%;pZ0.10), FiO2(0.470.2 vs. 0.480.2%;

pZ0.53) and alveolar arterial oxygen (305.57105.1 vs.

312.99121.5;pZ0.53) were similar between service A

and B, respectively. In addition, the Glasgow score, number of organs with dysfunction, APACHE II score and SOFA score were also similar in both hospitals (Table 1).

Table 1 Baseline characteristic of the 146 studied patients in both services.

Variables Service A (24 h)

Service B (6 h)

p

Sex (Female/Male) 27/46 25/48 e Age (years) 54.5118.4 50.2518.9 0.16 Ramsay score 4.660.7 5.480.6 0.01 Glasgow score 13.053.1 11.194.1 0.08 APACHE II score 19.9012.2 20.407.7 0.76 SOFA score 7.970.8 8.370.9 0.76 Number of

dysfunctional organs

1.610.7 1.870.8 0.05

Overall time of chest physical therapy (h)

52.82 21.61.5 0.001

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We found that the body temperature (36.45 0.7 vs. 36.82 0.6

C; p Z 0.01), mean arterial pressure

(90.84 20.1 vs. 99.86 22.6 mmHg;p Z 0.03),

bicar-bonate (18.80 5.1 vs. 21.48 5.3 mEq/L; p Z 0.04),

Ramsay score (4.660.7 vs. 5.480.6;pZ0.01), arterial

oxygen pressure (110.96 34.1 vs. 95.12 32.3 mmHg;

pZ 0.02), and hematocrit (32.955.7 vs. 29.96 5.1%;

pZ0.01), were different for patients hospitalized in the

service A (24 h/day) as compared to service B (6 h/day), respectively. As expected, the physical therapy treatment overall time given throughout patients ICU stay was higher in the service A as compared to B (pZ0.001) (Table 1).

Among 73 patients hospitalized in the service A, 52 had two or more associated diseases while in the service B 43 individuals presented associated conditions. The most frequent diagnoses for both groups are listed inTable 2.

The number of patients on mechanical ventilation was 57 in the service A and 59 in service B. Twenty patients admitted in service A died while 26 patients died in service B. We found that patients in the service A presented lower length of stay in mechanical ventilation than patients in the service B (10 20 and 15 12 days, A and B service,

respectively,p<0.0001).Fig. 1show that this difference

occurred from the 5th day on, which represented 80% and 95% of patients on mechanical ventilation in the service A and B, respectively. After 31 days of mechanical ventilation the service A had no patients in mechanical ventilatory support while 22% of patients in the service B still required mechanical ventilation (p<0.0001). The regression

anal-ysis showed a longer mechanical ventilation length of stay probability for service B (OR Z3.8, 95% CI, 1.65 to 9.12,

pZ 0.0001) (Fig. 1). There were no significant difference

for APACHE II (pZ0.8) and SOFA (pZ0.2) scores for both

groups.

The ICU length of stay was 13.212.6 and 21.617.8 in the service A and B, respectively (p Z 0.0003). This

difference was first found from the 13th day of ICU hospi-talization and on. At the end of 30 days the service A had already discharged all patients while 40% of patients in the service B remained hospitalized in the ICU (pZ 0.0003)

(Fig. 2). Also, the regression analysis showed a longer ICU length of stay probability for service B (ORZ 3.1, 95% CI,

1.45e6.88,pZ0.0003) (Fig. 2).

The index of respiratory system infection was calculated by the number of patients who presented respiratory infection divided by the total number of admitted patients. We found the respiratory infection index to be 0.356 and 0.616 in service A and B, respectively (pZ0.0043) (Fig. 3).

Mortality was found to be 15% lower in service A than B. Also, the regression analysis showed a likely mortality probability for service B (OR 1.3 95%, IC 1.08e2.33,

pZ0.04) (Fig. 4). Twenty patients died in service A (27.3%)

and 26 in service B (35.5%). This specific group of patients showed no difference in the APACHE II score for service A and B (26.016.1 and 25.36.6, respectively,pZ0.8),

and in the SOFA score for service A and B (8.1 2.6 and 10.02.2, respectively,pZ0.180).

Discussion

The novel finding of this study is that full-time 24 h/day physiotherapy care is associated with reduction of hospi-talization and mechanical ventilation length of stay, and lower incidence of respiratory infection and mortality in general ICU admitted patients.

We showed that the groups were similar among most variables (Table 1). However, the service B (6 h/day)

Table 2 Diagnosis number of the admitted ICU patients in both services.

Variables Service A

(24 h/day)

Service B (6 h/day)

Cerebral infarction 8 11

Brain trauma 4 24

Diabetes 7 11

Tumor of any kind 7 3

Renal failure 16 8

Respiratory failure 10 13

Systemic arterial hipertension

20 20

Chronic heart failure 9 6

Pneumonia 13 21

COPD exacerbations 4 5

Figure 1 Days patients remained on mechanical ventilation support in services A (24 h/day of physiotherapy care) and B (6 h/day of physiotherapy care). OR Z odds ratio;

CIZconfidence interval.

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showed that the body temperature, mean arterial pressure, bicarbonate, and Ramsay were higher than service A (24 h/ day). While in service A (24 h/day) the arterial oxygen pressure and hematocrit were higher. These findings were considered irrelevant due to the common variability these variables present while a physiotherapy procedure is per-formed as reported previously.12Jones et al.13showed that

physiotherapy techniques reduces intrapulmonary shunt and increases compliance of the respiratory system. That mechanism is the main responsible for the increased heart rate, systolic blood pressure, mean blood pressure, oxygen consumption and production of carbon dioxide most patients present in a physiotherapy treatment session. Nevertheless, the baseline of the APACHE II and SOFA scores were similar between patients in both hospitals.

Additionally, we have reported that the rate of neuro-logical patients and pneumonia is more frequent in the low physiotherapy group (29% and 17%, respectively). Despite the differences found in the diseases etiology between the two hospitals our results were not influenced by any of these confounding factors. One reason for this is that early and adequate mobilization and weaning were accomplished in both hospitals however with less (6 h/day) or more (24 h/ day) intensity. We have controlled the techniques used by physiotherapists in both hospitals, as well as the medical and nurse treatment, leaving only the amount of physical therapy given for each patient as the outcome variable. As expected, we could not control the amount of specific diseases enrolled in the protocol since we meant to

simulate the characteristics of a general ICU unit. Also, we intently choose a convenience sample recruiting model once selected the hospitals to perform the protocol. Nevertheless, we can assure that despite the differences found it did not influence the main outcome due to the fact that Glasgow coma scale, APACHE II and SOFA scores were the same for both hospitals.

Ventilator-associated pneumonia (VAP) diagnosis was characterized by its recognized definitions which was: 1) Pneumonia occurring>48 h after endotracheal intubation;

2) Risk factors for multidrug-resistant (MDR) bacteria causing VAP.28We found that pneumonia rate was higher in

the low physical therapy group than in the 24 h group. However, this difference did not alter the final outcome since the severity of diseases (APACHE II and SOFA scores) and treatment used (medical, physical therapy and nursing) were the same within both group. Also, we had only few patients that developed the critical illness polineuropathy for service A and B (3% and 5%, respectively) accounting no additional confounding factor to our study outcome.

Some authors have shown the effectiveness of physio-therapy for patients undergoing mechanical ventilation in ICU, especially concerning the improvement of pulmonary function and hemodynamic, reducing the incidence of pulmonary complications.14,15But still randomized studies

to evidence the reduction of hospitalization and mechan-ical ventilation length of stay are required.16e18

Our study showed that the service A had 57 patients in mechanical ventilation and the service B had 59 patients. We found that the mechanical ventilation length of stay in service A was significantly lower than in the service B (Fig. 1). As in our study, others authors19,20 showed

a reduction of mechanical ventilation length of stay with chest physiotherapy care. Many studies reports that weaning and early mobilization are priority outcomes to be achieved in order to promote mechanical ventilation and hospitalization length of stay reduction.21e24

On the other hand, there are several studies that shows the benefits of chest physiotherapy in ICU patients,25e28

however, none of them regards the prevention of pulmo-nary complications with the use of chest physiotherapy. In our study we found significant reduction of time ICU length of stay in the service A as to the service B (Fig. 2). We believe that this was related to the intensity of the given physiotherapy care offered for the patient. Safety and intensive physiotherapy care29promotes not only reduction

of costs but also a reduction in the incidence of respiratory infection (Fig. 3).

We found that mortality was 15% higher in the service B that provided less physiotherapy care than in the service A that provided full-time physiotherapy. Most studies do not show that association. Ali et al.30showed that patients with acquired muscle weakness are more likely of death, however, no study ever pointed out if any physiotherapy techniques are effective to recover such patient.31

Stiller4stated that the physiotherapy effects are

exclu-sively short-term and therefore there is no evidence that chest physiotherapy reduce complications and mortality in an ICU setting. However, it can not be assumed that phys-iotherapy techniques in the ICU are ineffective as the literature presents not enough evidence regarding that matter. We are the first to show that patients with a

full-Figure 3 Respiratory infection index of intensive care unit patients in services A (24 h/day of physiotherapy care) and B (6 h/day of physiotherapy care).

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time physiotherapy care are less likely of death. We found that patients with less physiotherapy care present at least 30% more chance of death than patients with full-time physiotherapy care (Fig. 4).

The limitation of this study was the fact that the service B presented more patients diagnosed with brain trauma than in the service A (Table 2). Since we designed our study as a cohort we did not control the recruitment in order to avoid a bias. However, this does not invalidate our results since the severity of the disease was similar between patients of both services.

Conclusions

We conclude that the presence of the chest physiotherapist in the intensive care unit contributes to the early recovery of the patient, reducing length of stay on mechanical ventilation and hospitalization as well as the incidence of respiratory infection and mortality.

Key message

Chest physical therapy care given in a 24 h basis can reduce mechanical ventilation and hospitalization length of stay as well as the incidence of respiratory infections and mortality.

Acknowledgments

The authors would like to acknowledge the partnership we had with both hospitals while in subject enrollment.

Authors’ contributions

Antonio A.M. Castro; Suleima Ramos Calil; Su´si Andre´a Freitas; Alexandre B. Oliveira, Elias Ferreira Porto: for assistance in subject recruitment, data collection, data analysis and manuscript preparation.

Antonio A.M. Castro and Elias Ferreira Porto: Statistical analysis and guidance.

Conflict of interest statement

The protocol was submitted and approved by the Ethic’s Committee of our University and all family members gave written signed consent. This material has not been entirely or in part published and it is not being considered for publication elsewhere. All authors wish to state that no company has provided grants, gifts, equipments and or any drugs to this study or any participant. Also, any tobacco company has not funded any part of this manuscript. Any unexpected adverse effects or changes in protocols have been disclosed. All authors have made significant contri-butions to the study and have read and approved the manuscript. All authors agreed with the statements above and gave away the editorial rights of this manuscript. Also, as the main author I had access to the entire manuscript

and by that means I take responsibility for the integrity and accuracy of the data.

References

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