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RevistaBrasileiradeFarmacognosia25(2015)513–521

w w w . s b f g n o s i a . o r g . b r / r e v i s t a

Original

Article

Response

Surface

Methodology

IV-Optimal

design

applied

to

the

performance

improvement

of

an

RP-HPLC-UV

method

for

the

quantification

of

phenolic

acids

in

Cecropia

glaziovii

products

André

O.

Beringhs,

Milene

Dalmina,

Tânia

B.

Creczynski-Pasa,

Diva

Sonaglio

DepartamentodeCiênciasFarmacêuticas,CentrodeCiênciasdaSaúde,UniversidadeFederaldeSantaCatarina,Florianópolis,SC,Brazil

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received5May2015 Accepted26May2015 Availableonline19June2015

Keywords:

RP-HPLC-UVmethod ResponseSurfaceMethodology

Cecropiaglaziovii

Vegetalextract Chlorogenicacid Caffeicacid

a

b

s

t

r

a

c

t

ChlorogenicandcaffeicacidsarebioactivephenoliccompoundspresentinCecropiaglazioviiSnethl.,

Urticaceae,productsthathavebeenusedasanalyticalmarkers.Thispaperreportsachemometricstudy

aimedatimprovingchromatographicperformanceforquantificationofthesemarkersbyRP-HPLC.The

organictoaqueouscontentratio,theacidcontentofthemobilephase,andtheelutionmethodwere

ana-lyzedusingaResponseSurfaceMethodologyIV-Optimaldesign.Theresolutionbetweenpeaks,retention

time,tailingandretentionfactors,numberoftheoreticalplatesandpeakwidthswereevaluated.The

opti-mizedconditionsweremathematicallydeterminedas(A)trifluoroaceticacid0.05%(v/v),(B)12%(v/v)

acetonitrileand(C)increasinggradient.Themethodwasconsideredspecific,fast,precise,reliableand

linearintherangesof1.0–200.0and2.5–100.0␮g/mlforthechlorogenicandcaffeicacids,respectively.

TheadequateconditionstoseparateandquantifybothphenolicacidsinC.glazioviiproductswere

demon-strated.Satisfactoryresolutionwasachievedwhencomparedtoapreviouslypublishedchromatographic

methodwhichisunabletoseparatethechlorogenicacidandaninterferingcompoundpresentedunder

certainextractiveconditions,demonstratingtheimportanceofsystematicstudies,specificallywhen

analyzingcomplexplantmatrices.

©2015SociedadeBrasileiradeFarmacognosia.PublishedbyElsevierEditoraLtda.Allrightsreserved.

Introduction

Cecropia glaziovii Snethl., Urticaceae, a plant species

popu-larlyknownas“embaúba”,iswidelydistributedintheBrazilian AtlanticForest, andhasbeenused infolk medicineasan anti-hyperlipidemicandhypotensiveagent(LorenziandMatos,2008; Silvaetal.,2010).Overthepastfewyears,ithasbeenverifiedthat

C.glazioviihasactivityasahypotensive(Ninahuamanetal.,2007), antiasthmatic (Delarcina Jr. et al., 2007), anxiolytic-like (Rocha et al.,2002)and antidepressant-like(Rochaet al.,2007)agent. Duetotheseoutstandingbiologicalactivities,researcheshavebeen carriedouttargetingatthedevelopmentofproductscontaining standardizedextractsofC.glazioviiforpharmaceuticalpurposes (Arendetal.,2011;Beringhsetal.,2013;Santos,2012).This grow-inginterestisassociatedwithanincreasingneed,intheacademic andindustrialareas,foranalyticalmethodstoquantifytheactive compoundspresentinpharmaceuticalsderivedfromC.glaziovii.

Correspondingauthor.

E-mail:[email protected](D.Sonaglio).

Of the compounds which can be extracted from C. glaziovii

leaves,phenolicsconstitutethemajorbiologicallyactive compo-nents. The chlorogenic (3-caffeoylquinic acid; CGA) and caffeic (3,4-dihydroxycinnamicacid;CFA)acidsarepresentinsignificant quantitiesinCecropiagenusextracts(Arendetal.,2011),andare involved in severalbiological activitiesattributedtoC. glaziovii

(Bouayedetal.,2007;Choetal.,2010;Ongetal.,2013;Takeda etal.,2002).Forthisreason,CGAandCFAhavebeenwidelyused aschemicalmarkersforthisspecies.However,duetotheir chemi-calsimilarity,thesephenoliccompoundscommonlyeluteinclose proximity(Arendetal.,2011),whichcreatesdifficultiesin devel-opingchromatographicmethods.Inaddition,severalsubstances extractedconcurrentlymayalsointerfereinthequantificationof CGAandCFA.Forthisreason,specialattentionshouldbegivento productsofplantoriginduetotheirchemicalcomplexity.Arend etal.(2011)describedthedevelopmentofanRP-HPLCmethodfor thequantificationofthesechemicalmarkers.However,werecently noticedthepresenceofaninterferingcompoundundernew extrac-tiveconditions,andthismethodhasprovedtobeunabletoseparate itfromCGA.Asresult,itcouldleadtoanoverestimated quantifica-tionofCGA.Forthisreason,amultivariateapproachtoimproving

http://dx.doi.org/10.1016/j.bjp.2015.05.007

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theperformanceofchromatographicmethodswasadoptedinthis study.

TheResponseSurfaceMethodology(RSM)(Antony,2014;Myers etal.,2009)experimentaldesignusingtheIV-Optimalalgorithm wasappliedasachemometrictooltodeterminetheinfluenceof chromatographicconditionsonvariousqualityparameters.RSMis amultivariatetechniquethatusesasetofmathematicaland statis-ticaltoolstodeterminehowdifferentfactorsinfluenceresponses onadataset.Thistechniqueallowsthefittingofapolynomial equa-tiontotheexperimentaldata(Myersetal.,2009).Italsoenablesthe extrapolationofamathematicalmodeltoperformpredictionsand detectwhichfactors,andtheirpossibleinteractions,mayinfluence thedifferentexperimentalresponses.

Materialsandmethods

Materialsandchemicalreagents

The materials were obtained from the following sources: chlorogenic(CGA; 3-caffeoylquinicacid)and caffeicacids (CFA; 3,4-dihydroxycinnamic acid) (Sigma–Aldrich, USA), HPLC-grade methanol and acetonitrile (J.T. Baker, USA), trifluoracetic acid (Vetec,Brazil),andethanol(Labsynth,Brazil).

Rawplantmaterial

DriedleavesofCecropiaglazioviiSnethl.,Urticaceae,were pur-chasedfromthePluridisciplinaryCenterofChemical,Biologicaland AgronomicStudies(CPQBA)attheUniversidadeEstadualde Cam-pinas,Brazil.ThevoucherspecimenwasdepositedattheCPQBA herbarium,undernumber 78.Also, C.glazioviileaveswere ran-domlycollected from six different geographic locations within SouthAmerica,asfollows:S1(Florianópolis–Brazil;27◦4233.7′′S

48◦3335.6′′W),S2(GaropabaBrazil;280118.3′′S484155.8′′

W),S3(Itanhaém–Brazil;28◦0118.3′′S484155.8′′W),S4(São

Paulo–Brazil;23◦2630.2′′S463915.1′′W),S5(RiodeJaneiro

Brazil;22◦5454.9′′S432010.6′′W)andS6(MisionesArgentina;

26◦1635.5′′S534300.5′′W).Theplantmaterialwasgroundina

knifemill(3.0mmmash;Macmont)priortouse.

Chromatographicconditions

ThechromatographicanalysiswasperformedonaPerkinElmer highperformanceliquidchromatographysystemcomprisingthe followingmodules:Series200Autosampler,binarypumpand vac-uumdegasserandSeries600LINKinterface.TheUV–Visdetector (Series200) wasusedas themain detector due toits reduced costwhen comparedwiththephotodiodearraydetector (PDA) (Flexar).Unlessotherwisespecified,thedetectorwavelengthwas setat330nm(highestabsorbancesignalofCGAandCFA concomi-tantly).Thestationary phasewasa LunaC18(2) column(5␮m, 150.0×4.6mm,100 ˚A;Phenomenex,USA).Theinjectionvolume was20.0␮landtheflowrateofthemobilephasewas1.0ml/min. Allanalyseswereperformedintriplicate.

Designofexperiments

A Response Surface Methodology (RSM) IV-Optimal design wassetuptominimizetheintegratedpredictionvarianceacross thedesign space(Myersetal.,2009).Atotal of22experiments werecarriedoutandtheresponseswerecollectedbasedonthe chromatogramsobtained.Thefactorsanalyzedweretheacid con-centrationintheaqueousportionofthemobilephase,theorganic to aqueous solvent ratio in the mobile phase, and the elution methods. The binary mobile phases were comprised of differ-entproportionsoftrifluoraceticacid(TFA)aqueoussolution,an

Table1

Experimentaldomaininvestigated(factorsandrespectivelevels).

Levels Numericcontinuousfactors Categoricnominalfactor

A–TFA concentration (%;v/v)

B–ACN: TFA

C–elutionmethod

Low(−1) 0.01 12:88 Isocratic(ISO)

Centerpoint(0) 0.05 14:86 Increasinggradient(IG)

High(+1) 0.10 16:84 Decreasinggradient(DG)

acidifieragent at severaldifferent concentrations, and acetoni-trile(ACN).Theelutionmethodwasevaluatedasisocratic(ISO), increasinggradient(IG)ordecreasinggradient(DG).The experi-mentaldomainisdescribed inTable1.Theelutionmethodwas onlyemployedduringthefirst12minaftersampleinjection.Next,a cleansinggradientwasusedtoelutetheremainingsubstances.The baselineprogramwasan11:89ACN:TFAratioforallexperiments. Regressionanalysisofthedatawascarriedout(Design-Expert®, Version8.0.7.1,StatEaseInc.,USA).Analysisofvariance(ANOVA) wasperformedtoidentifythesignificanceofsinglefactors,binary interactionsandquadratictermsinrelationtotheirinfluenceon theresponsesanalyzed.Eachfactorwasconsideredtobesignificant whenthepvaluewas<0.05.

Chromatographicsystemsuitabilityparameters

Theresponsesanalyzedinthisstudywereretentiontime(RT), numberoftheoreticalplates(NTP),tailingfactor(TF),peakwidth (W)andretentionfactor(k′)forbothCGAandCFA,aswellasthe

resolutionbetweenCGAandtheinterferingpeak(RsCGA-I).Allthese suitabilityparameterswerecalculatedandinterpretedaccordingto theUSFoodandDrugAdministration(FDA)guidelines(FDA,1994; Neue,2005).

Chemometricoptimizationofthechromatographicmethod

Theoptimumconditionsweredeterminedbythedesirability function(Myersetal.,2009),andexperimentswereperformedto confirmtherobustnessofthepredictedmodelunderoptimal con-ditions.Thesimultaneousobjectivefunctionisageometricmean ofalltransformedresponses,andiscalculatedasfollows(Antony, 2014):

D=(d1×d2×...×dn)1/n=

n

i=1di

1

/n

(1)

whereDisthedesirabilityfunction,diisthedesirabilityrangesfor eachresponse,andnisthenumberofresponsesinthe measure-ment.

Validationofthechromatographicmethod

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A.O.Beringhsetal./RevistaBrasileiradeFarmacognosia25(2015)513–521 515

Table2

Meanresponsesobtainedforchlorogenicandcaffeicacidsfromtheexperimentaldesignforretentiontime(RT),retention(k′)andtailingfactors(TF),peakwidth(W),number oftheoreticalplates(NTP),andresolutionbetweenCGAandinterferingpeak(RsCGA-I).

Run Factors Responses

A–TFA (%;v/v)

B–ACN (%;v/v)

C–elution method

Chlorogenicacid(CGA) Caffeicacid(CFA)

RT(min) k′ TF W NTP Rs

CGA-I RT(min) k′ TF W NTP

#1 0.06 13.0 DG 7.488 2.200 1.051 0.700 1830 1.409 11.451 3.839 1.022 0.646 5027

#2 0.01 12.0 IG 7.363 1.821 0.995 0.677 1892 1.605 11.473 3.395 0.795 0.720 4063

#3 0.02 12.0 DG 7.559 1.852 0.935 1.070 798 1.434 11.459 3.324 0.970 0.683 4504

#4 0.01 14.0 ISO 6.205 1.332 0.831 0.590 1769 1.097 8.994 2.381 1.021 0.580 3847

#5 0.10 16.0 IG 8.603 2.162 1.194 0.867 1575 1.490 11.864 3.361 1.075 0.643 5447

#6 0.06 14.0 IG 8.254 2.161 1.085 0.864 1460 1.629 12.238 3.688 1.067 0.700 4890

#7 0.10 14.0 ISO 6.083 1.244 1.351 0.500 2368 1.045 8.665 2.197 1.037 0.699 2459

#8 0.06 12.0 ISO 8.002 2.031 1.285 0.769 1732 1.542 12.132 3.595 1.072 0.654 5506

#9 0.05 16.0 ISO 6.175 1.356 0.938 0.424 3393 0.946 8.740 2.335 1.128 0.601 3395

#10 0.01 16.0 IG 7.976 1.932 0.954 1.279 622 1.371 12.359 3.543 0.935 0.503 9659

#11 0.10 14.0 ISO 6.223 1.384 1.304 0.420 3512 0.946 8.802 2.372 1.059 0.678 2696

#12 0.06 15.0 DG 6.355 1.407 0.914 0.450 3190 1.276 9.358 2.544 1.098 0.415 8135

#13 0.06 14.0 IG 8.365 2.008 1.130 0.920 1322 1.449 12.435 3.473 1.100 0.726 4694

#14 0.10 12.0 DG 7.052 1.500 1.133 0.655 1854 1.364 10.631 2.769 0.904 0.508 7007

#15 0.01 14.0 ISO 6.223 1.357 0.821 0.580 1841 1.108 8.996 2.407 1.016 0.520 4789

#16 0.10 16.0 DG 5.664 1.420 0.794 0.305 5517 0.910 7.797 2.332 0.896 0.398 6141

#17 0.06 12.0 ISO 7.843 2.051 1.256 0.817 1474 1.440 12.082 3.701 1.021 0.678 5081

#18 0.06 14.0 IG 8.749 2.326 1.144 0.849 1699 1.680 12.670 3.817 1.096 0.673 5670

#19 0.06 12.0 IG 8.012 1.861 1.136 0.659 2365 1.956 12.012 3.290 0.959 0.744 4171

#20 0.01 16.0 ISO 5.299 1.061 0.741 0.497 1818 0.811 7.301 1.840 1.106 0.458 4066

#21 0.01 15.0 DG 6.029 1.318 0.854 0.485 2472 0.870 8.759 2.367 1.051 0.450 6058

#22 0.10 12.0 IG 6.749 1.884 1.239 0.451 3582 1.166 9.386 3.011 0.982 0.546 4728

ofthesameconcentrations(2.5,50and100␮g/ml)over3days,and

theresultswerealsoexpressedaspercentagesandRSD.The recov-eryandselectivity(FDA,1994,2003)wereascertainedasindicated inthenextsubsection.

PreparationofC.glazioviidryextracts

QuantificationofthephenolicsCGAandCFAwasperformedfor differentC.glazioviidriedproducts.Recoverywasdeterminedby addingmeasuredamountsofCGAandCFAtotheC.glazioviiextracts withknownconcentrationsofeachchemicalmarkeranditwas calculatedasthepercentageoftheextraamountofCGAandCFA foundinthesamples,comparedtotheamountadded.

The extractive solution #1 was prepared by a maceration method (Beringhs et al., 2013). The CPQBA plantmaterial was maceratedatroomtemperatureforthreedays(18gofplant mate-rialper100mlof27◦GLethanol).Thesuspensionwasfilteredto

obtainliquid extractive solution#1.Theextractive solution#2 waspreparedbytheshearextractionmethod,usingahigh per-formancedisperserdevice(Ultra-Turrax®T-25,IKA,USA)coupled toadispersingtool (S20-25NK-19G,IKA,Germany)at6500rpm for10min(statordiameter=19.0mm;rotordiameter=12.7mm; gapbetweenrotorandstator=0.3mm).Inthiscase,CPQBAplant material(5.0g)wassubmergedin100mlofa80◦GLethanol

solu-tionandsubmittedtotheultra-homogenizationprocess,andthe resultingsuspensionwasfilteredunderreducedpressuretoobtain liquidextractivesolution#2.

Resultingextractivesolutions(#1and#2)wereconcentrated undervacuum(MA-120,Marconi,Brazil)andfreeze-driedfor48h (LD1500,Terroni,Brazil)togivethedriedextractsDE#1andDE#2, respectively.ThepreparationoftheextractsamplesforHPLC anal-ysisconsistedofthedissolutionofknownamountsofeachDEina methanolsolutioninwater(1:1ratio;v/v).Inordertodemonstrate theabilityofthismethodtoseparatetheCGAandtheinterfering compound,whencomparedtoanothermethod,bothextractswere alsoquantifiedemployingthemethodpublishedbyArendetal. (2011).

DE#3,4,5,6,7and8werepreparedusingC.glazioviiplant sam-plesfromdifferentgeographicregionswithinSouthAmerica(see

Rawplantmaterialsection)inordertodemonstratetheselectivity

ofthemethod.Theseextractswerepreparedbyshearextraction followedbyfreeze-drying,asdescribedforDE#2.

Results

Chemometricanalysis

Thevalues for allthe responsesobtainedfordifferent chro-matographic conditions are shown in Table 2. The results for thestatisticalanalysis relatedtoCGA and CFAaredescribed in Tables 3 and 4,respectively. For thecategorical nominalfactor (elutionmethod),twocoefficientsareprovidedduetotheneedto usemultiplecoefficientsassociatedwithmulti-levelfactors. Ade-quateprecisionswereconsideredindicativeofanadequatesignal tonoiseratio(Myersetal.,2009).Themaximumabsorptionsignal showednosignificantchange(p>0.05)whenanalyzedunderall theproportionsofmobilephaseandTFAconcentrationsstudied.

Factorsinfluencingtheretentiontimeandfactor

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A.O.

Beringhs

et

al.

/

Revista

Brasileira

de

Farmacognosia

25

(2015)

513–521

Table3

Analysisofvariance(regressioncoefficientsandsignificantpvalues)fortheresponsesobtainedforchlorogenicacid.

Polynomialterm Responsesforchlorogenicacid

RT(min)1 k′1 TF2 W1a NTP2a Rs

CGA-I1

Coefficient pvalue Coefficient pvalue Coefficient pvalue Coefficient pvalue Coefficient pvalue Coefficient pvalue

Model – <0.0001 – <0.0001 – <0.0001 – <0.0001 – <0.0001 – <0.0001

Intercept 7.51 – 1.87 – 1.04 – –0.40 – 7.59 – 1.41 –

(A)TFA −0.027 0.5639 0.017 0.7912 0.14 <0.0001 −0.17 <0.0001 0.34 <0.0001 −0.025 0.5756

(B)ACN −0.38 <0.0001 −0.14 0.0325 −0.097 <0.0001 −0.14 0.0002 0.16 0.0227 −0.17 0.0021

(C)Elutionmethod −0.44/0.95 <0.0001 −0.09/0.31 0.0001 −0.11/0.06 <0.0001 −0.13/0.26 <0.0001 0.14/−0.25 0.0018 −0.07/0.23 0.0005

AB 0.22 0.0062 – – −0.031 0.0587 – – – – – –

AC – – – – −0.09/0.02 <0.0001 – – – – – –

BC −0.49/0.97 <0.0001 −0.08/0.28 0.0020 −0.02/0.07 0.0011 −0.30/0.45 <0.0001 0.47/−0.63 <0.0001 – –

A2 −0.75 <0.0001 −0.28 0.0024 −0.12 0.0022 −0.23 0.0056

B2

R2 0.9817 0.8687 0.9736 0.9756 0.9272 0.7969

AdjustedR2 0.9704 0.8030 0.9537 0.9634 0.9121 0.7334

PredictedR2 0.9469 0.6554 0.7955 0.9354 0.8554 0.5729

Adeq.precision 28.671 11.534 23.279 36.589 26.691 11.242

Processorder=1Quadraticor2twofactorinteraction(2FI). aNaturallogtransformation(k=0).

Table4

Analysisofvariance(regressioncoefficientsandsignificantpvalues)fortheresponsesobtainedforcaffeicacid.

Polynomialterm Responsesforcaffeicacid

RT(min)1 k′1 TF1 W1 NTP2a

Coefficient pvalue Coefficient pvalue Coefficient pvalue Coefficient pvalue Coefficient pvalue

Model – <0.0001 – <0.0001 – <0.0001 – <0.0001 – 0.0002

Intercept 11.14 – 3.25 – 1.09 – 0.63 – 8.50 –

(A)TFA −0.31 0.0015 −0.080 0.2367 0.013 0.1159 0.008 0.2561 −0.089 0.0207

(B)ACN −0.85 <0.0001 −0.32 0.0017 0.051 <0.0001 −0.062 0.0005 0.038 0.2094

(C)Elutionmethod −0.58/1.42 <0.0001 −0.12/0.46 0.0001 −0.018 0.0028 −0.08/0.05 0.0002 0.22/0.088 <0.0001

AB 0.26 0.0225 – – −0.027 0.0174 0.069 0.0010 −0.18 0.0061

AC 0.19/−0.34 0.0280 – – −0.064/0.069 <0.0001 −0.04/−0.02 0.0134 0.17/−0.016 0.0195

BC −0.78/1.63 <0.0001 −0.14/0.50 0.0003 – – −0.07/0.02 0.0102 0.11/0.21 0.0004

A2 −1.30 <0.0001 −0.49 0.0006 −0.090 <0.0001 −0.056 0.0136

B2 −0.036 0.0179

R2 0.9882 0.9011 0.9379 0.9242 0.8867

AdjustedR2 0.9776 0.8517 0.8913 0.8553 0.8017

PredictedR2 0.9188 0.7451 0.7245 0.5895 0.6404

Adeq.precision 29.015 12.952 19.342 11.901 12.583

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A.O.Beringhsetal./RevistaBrasileiradeFarmacognosia25(2015)513–521 517

16.0 5.5

6 6.5

7

6

8.5

5.5

6.5

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7.5 8

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15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08

a

d

b

e

c

f

0.10

16.0 CGA Retention time

CFA Retention time

TFA concentration (%; v/v)

ACN in mobile (%; v/v)

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10 16.0

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10

16.0

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0.01 0.03 0.06 0.08 0.10 16.0

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0.01 0.03 0.06 0.08 0.10 16.0

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10

Fig.1.Contourgraphsofretentiontimesforchlorogenicacid(CGA)andcaffeicacid(CFA)withthe(a/d)isocratic,(b/e)increasinggradientand(c/f)decreasinggradient elutionmethods,respectively.

forCFA(Table4;Fig.1,secondline).TheRSMresultsshowedthat theuseofdifferentgradient elutionmethods(DG orIG) ledto differentintensitiesintheresponses.Theretentionfactors(k′)of

bothCGAandCFAshowedthesamebehaviorastheretentiontime (Tables3and4),sincethisfactorprovidesanestimateofthe dis-tancebetweenthemaximumsignalofthepeakandthevoidvolume ofthechromatographicrun.

Factorsinfluencingthetailingfactor

Thetailingfactor(TF)forCGA(Fig.2,firstline)wasclearly influ-encedbytheTFAconcentration(A)inthethreeelutionmethods. PeaksofsymmetricalGaussianshapewerefoundintherangeof 0.9–1.1(idealTF=1.0).RegardingtheCGA,aninteractionbetween theTFAandelutionmethod(interactionAC,p<0.0001;Table3)was observed.TheACNandtheelutionmethodincombination (inter-actionBC,p=0.0011;Table3)alsohadanimportantinfluenceon theTFvalue.Underisocraticconditions(Fig.2a),peaksymmetry wasfoundwhenTFAwasusedintherangeof0.01–0.08%(v/v), increasingproportionallytotheincreaseinACN.Underan increas-inggradient(Fig.2b),lowconcentrationsofTFA(0.01–0.06%,v/v) providedgoodsymmetryforallACNproportions.Thedecreasing gradient(Fig.2c)ledtopeaksymmetryintherangeof0.03–0.08% TFA(v/v)and12–14%ACN(v/v).

WhenanalyzingthetailingfactorforCFA,thequadraticfactor wassignificantforTFA(A2,p<0.0001;Table4),characterizedby aparabolicresponsethatachievingaplateau(Fig.2,secondline). However,theidealTFAconcentrationisdependentontheother twofactors(interactionsAB,p=0.0174andAC,p<0.0001;Table4). Peaksymmetrycouldbeachievedwiththethreeelution meth-ods(Fig.2d–f)bycombiningadequateconcentrationsofTFAwith suitableACNproportions.

Thewidth(W)forbothchemicalmarkersshowedsimilarresults tothatobservedforthetailingfactors(Tables3and4).

Factorsinfluencingthenumberoftheoreticalplates

The NTP for CGA was dependent on TFA concentration (A,

p<0.0001,Table3)andthecombinationbetweenACNandelution

method(BC,<0.0001,Table3).TheNTPincreasedasthe propor-tionofACNincreasedinboth isocraticanddecreasinggradient. Underincreasinggradient,theresponsetotheproportionofACN wasinverted(higherconcentrationsledtolowerNTP)duetoan increaseinthegradientinclination.TheTFAconcentration(A)had apositiveinfluence,promotingaslightincreaseintheNTPofCGA withallelutionmethods,duetothesuppressionofsecondary inter-actionsbetweenthecolumnandtheanalyte.

ForCFA,low concentrationsofTFAand ACN(interaction AB,

p=0.0061; Table 4) improvedthe NTP under isocratic elution. Whenincreasinganddecreasinggradientswereused,high con-centrationsofACNledtohigherNTP(interactionBC,p=0.0004; Table 4). With isocratic and increasing gradient methods, an increase in theTFA concentration(A) reduced theNTP. On the otherhand,underdecreasinggradienttheNTPincreasedasthe TFAconcentrationincreased(interactionAC,p=0.0195;Table4).

Factorsinfluencingtheresolutionbetweenpeaks

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16.0

15.0

0.8

1

1.2

1.4

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1.2

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0.9 1

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1.05 0.95

1

1.05 1.1

1

14.0

13.0

12.0

ACN in Moble phase (%; v/v)

0.01 0.03 0.06 0.08 0.10

16.0 CGA Tailing factor (TF)

TFA concentratration (% v/v) CFA Tailing factor (TF)

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10 16.0

15.0

14.0

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12.0

0.01 0.03 0.06 0.08 0.10

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a

b

c

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f

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13.0

12.0

0.01 0.03 0.06 0.08 0.10

Fig.2.Contourgraphsoftailingfactorsofchlorogenicacid(CGA)andcaffeicacid(CFA)withthe(a/d)isocratic,(b/e)increasinggradientand(c/f)decreasinggradientelution methods.

16.0

a

b

c

1 1.1

1 1.2

1.3

1.4

1 0.9

1.4

1.6

1.5 1.3

1.1

1.3

1.4

1.5 1.2

1.1 1.4

1.7

1.8

ACN in mobile phase (%; v/v)

Resolution CGA x Interfering peak

TFA concentration (%; v/v)

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10 16.0

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10 16.0

15.0

14.0

13.0

12.0

0.01 0.03 0.06 0.08 0.10

1

Fig.3.ContourgraphsofresolutionbetweenCGAandinterferingpeak(RsCGA-I)withthe(a)isocratic,(b)increasinggradientand(c)decreasinggradientelutionmethods.

onthisresponseisareflectionofitseffectonpeakwidthand reten-tiontime,withtheresolutionbetweenpeaksincreasingwhenit wasusedinintermediateconcentrations(0.04–0.07%;v/v).

Optimizationofthechromatographicmethod

Theoptimizationcriteriawereestablishedasatargetedvalueof 1.0forthetailingfactors(importance=4),anincreaseinthe num-beroftheoreticalplates forboth CGA and CFA(importance=3) and the maximization of the resolution between the CGA and interferingpeaks(importance=5).Theoptimizedconditionswere mathematicallydeterminedas(A)TFAconcentration0.05%(v/v), (B)proportionofACNinthemobilephase12%(v/v),and(C) increas-inggradientelutionmethod.Theresponsespredictedbythemodel wereTF1.11and0.99andNTP2204and4367forCGAandCFA, respectively,andRsCGA-I1.77.Thecombineddesirabilityfunction was0.598(Fig.4).Theindividualdesirabilityfunctionsforeach responsewere0.677and1.000forTFand0.323and0.265forNTP, forCGAandCFA,respectively,andtheRsCGA-Ivaluewas0.843.

Theconditionsmathematicallyobtainedwereapplied experi-mentallybypreparingconfirmationchromatographicruns(n=3). Theresultsobtainedfor theconfirmationrunswerewithinthe 95%predictionandthe95%confidenceintervals,indicatinggood

predictabilityofthemodelforalltheresponsesanalyzed.The chro-matogram obtainedfor DE#1under theoptimized conditionis showninFig.5a,anditclearlydemonstratesanadequate resolu-tionbetweentheCGA,CFAandinterferingpeaks.TheUVspectrum withintherangeof200to400nmwasverifiedbymeansofaPDA detector,andthespectrumpeakswereinagreementwiththose

0.600 0.500 0.400 0.300 0.200 0.100 0.000

0.10

0.08

0.06

0.03

0.01 16.0 15.0

14.0 13.0

12.0

ACN (%; v/v) TFA (%; v/v)

Desirability

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A.O.Beringhsetal./RevistaBrasileiradeFarmacognosia25(2015)513–521 519

0.25

CGA

*

CFA

a

b

Absorbance (AU)

Absorbance (AU) Absorbance (AU)

0.05

0.00

0.15 CGA

C

CFA

0.10

0.05

0.00

200 250

Wavelength (nm)

300 350 400 200 250

Wavelength (nm)

300 350 400 0.3

0.2

0.1

0.0

0 5 10

Time (min)

15 20

Fig.5. (a)TypicalchromatogramsobtainedforCecropiaglazioviiundertheoptimizedchromatographicconditions.*Interferingpeak;(b)and(c)PADUVspectrumobtained forCGAandCFA,respectively.

obtainedfortheprimaryanalyticalstandards(Fig.5bandc), indi-catinggoodspectroscopicpurity.

Validationofthechromatographicmethod

The results for the repeatability and the intermediate pre-cision were considered satisfactory, since all RSD values were less than 0.8%, indicating that no significant variation in the quantification was detected. The analytical curves were plot-tedand a linear relationship(r2>0.999for both CGA and CFA) betweenthesignalandconcentrationwasfoundovertherangeof 1–200␮g/mlforCGA(y=53,422x−85,614)and2.5–100␮g/mlfor CFA(y=92,328x−12,240).TheDLandQLvaluesweredetermined as0.006and0.020␮g/mlforCGAand0.197and0.598␮g/mlfor CFA,respectively.

QuantificationofC.glazioviiextracts

Arecoveryassaywasperformedbyaddingknownamountsof pureCGAandCFAstandardstoeachsampleinitssolidstate.The sampleswerespikedwith25,50and75%ofaknownconcentration ofeachchemicalmarkerforeachproduct(finalconcentrationsof 125,150and175%,respectively).Theresultsobtainedareshownin Table5anddemonstrateexcellentrecoveryofthechemical mark-ersineachsample,indicatingthatthechromatographicmethodis abletoquantifythesecompoundswithoutanyinterferencefrom thematrices.Themethodhasproventobeselectivewhen analyz-ingdifferentplantsamples(DE#3–8),indicatingthatnosignificant interferenceswereobservedinproductsobtainedfromdifferent geographicregions(FDA,2003).

Also,theDE#1and2werequantifiedemployingapreviously publishedRP-HPLC-UVmethod(Arendetal.,2011)andanincrease ontheCGApeakareasof0.4±0.2and3.4±0.3%,respectivelywas noticed,whencomparedtothatobtainedemployingthemethod developedinthiswork.Suchincreasecanbeduetothe unsatisfac-toryresolutionbetweenCGAandtheinterferingcompoundunder themethoddevelopedbyArendetal.(2011).Themaceratedextract (DE#1)presentednosignificantinterference,butthehighshear extract(DE#2)showedsignificantdifferenceinpeakarea.

Table5

RecoverydataaftercontaminationofeachproductwithknownamountsofCGAand CFAstandards.

Product Chemical

marker

125% 150% 175%

Meanrecovery%(RSD)*

DE#1 CGA 101.47(0.74) 100.67(0.77) 100.67(0.73)

CFA 100.61(0.71) 100.45(0.50) 100.38(0.16)

DE#2 CGA 99.93(1.25) 101.15(0.35) 100.17(0.06)

CFA 100.50(0.61) 100.92(0.18) 100.05(0.06)

DE#3 CGA 100.64(0.57) 99.85(0.70) 101.12(1.13)

CFA 99.77(1.31) 100.68(0.65) 100.46(2.09)

DE#4 CGA 100.31(0.11) 100.37(0.15) 100.27(0.09)

CFA 99.91(2.19) 99.82(1.43) 99.85(0.71)

DE#5 CGA 99.81(0.67) 100.23(0.06) 100.13(1.10)

CFA 100.17(0.15) 100.60(0.59) 101.15(0.84)

DE#6 CGA 100.23(1.09) 99.91(1.28) 100.50(0.43)

CFA 101.39(0.51) 100.86(0.96) 100.69(0.36)

DE#7 CGA 100.27(0.06) 100.19(0.98) 100.78(0.55)

CFA 101.08(0.36) 99.83(0.73) 100.10(1.00)

DE#8 CGA 100.50(0.28) 100.90(0.64) 100.31(0.11)

CFA 100.54(0.42) 101.12(1.13) 99.98(1.63)

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Discussion

C.glazioviiwaschosen astheplantspecies forthe

develop-mentoftheanalyticalmethod,duetoitshighcontentofphenolic compoundsofbiomedicalinterest.Amongthesecompounds,the phenolicacidspresentananalyticalchallengeduetotheirrelatively similarchemicalstructures,whichleadstotheelutionofseveral compoundswithinthesamechemicalclassincloseproximity.In thiscase,parameterssuchaspH,polarityandionpairingability ofthemobilephasehaveadirectinfluenceontheretention, res-olutionandsharpnessof thepeaks,and thusstronglyinfluence thechromatographicreliability.InthespecificcaseofC.glaziovii, forexample,unsatisfactorychromatographicconditionscausethe elutionofaninterferingcompoundrightaftertheCGApeak, dimin-ishingitsresolution andhinderingthereliablequantificationof thisphenolicacid,sinceitisdifficultforthechromatography sys-temintegratortodeterminewherethesignalpeakstartsandends. Dependingonthechromatographicconditions,thetwopeaksmay easilymerge,creatingafalseimpressionofapuresignal,whenin realityitisaspectroscopicimpurity.

RP-HPLCisthemethodofchoicefor theanalysisofphenolic compounds,duetothefastmasstransfer,highmechanicalstrength andhighseparationcapability,butsomedisadvantagesshouldbe takenintoconsideration. TheC18(2)column usedinthis study iscomprisedofoctadecylsilaneligandsboundtosilanolgroups onthesilicasurface.Thesebondsarenotcomplete,andthereare residualfreesilanolgroupsthatcangenerateasecondary interac-tionbetweenthestationaryphaseandtheanalyte(Watson,2005). Ingeneral,theseinteractionsonlyoccurtoasmallextent,dueto asterichindrancecausedbytheoctadecylsilane,butthe pres-enceoftheseresidualsilanolgroupsmaystillaffecttheseparation efficiency(Liuetal.,2008).Thesegroupsmightinteractwiththe analytewhenbothareionized,andthisinteractioncanresultin undesirablebroadeningortailingofthepeaks(Liuetal.,2008).For thisreason,thepHofthemobilephasemaybeacidifiedinorder topreventionizationofthesilanolgroups,andthereforesuppress theirinteractionwiththeanalyte.Theadditionofstrongpartially ionizedacids,suchasTFA,hastwobasicfunctionsinthe separa-tionofacidcompounds:tominimizetheinteractionbetweenthe silanolgroupsandthecompoundbyprotonatingthem,and sup-presstheionizationofacidsolutes,alteringtheretentiontimeof themolecules(CaiandLi,1999),thereforejustifyingitsuseinthese analyses.

Inthis study,theIV-OptimalResponseSurface Methodology designhasprovedtobeanexcellentchemometrictool to eval-uate theinfluence of different factors within theexperimental domain.Thisexperimentalmethodology, designed tominimize theintegratedpredictionvarianceusingtheIV-Optimalalgorithm (Jones and Goos, 2012; Samboet al., 2014), wasefficient even whencomparedtoothertypesofRSMdesign(Myersetal.,2009). TheIV-Optimaldesignallowedthedetectionofslightchangesin intensitiesofresponsethatcouldnotbeobservedthroughother experimentalmethodologies. Thisenabledthedetermination of adequatechromatographicconditionstosatisfactorilyanalyzeC.

glazioviiproducts.Thepolynomialequationsobtainedthroughthis

algorithmarespeciallyoptimized,targetingtheuseofthemodel asapredictiontool,anddeliveringtrustworthyresults.

Itwasobserved,throughspectroscopicstudies,thatthe maxi-mumabsorptionofbothCGAandCFAoccurredconcomitantlyat 330nm,andtherewasnosignificantchangeintheultravioletsignal underallexperimentalconditions(p<0.05).TheUV–Visdetector waschosentodevelopthechromatographic methodbecauseit ischeaperandmoreaccessiblewhen comparedtoother detec-torssuchasthePDAdetector,makingthismethodusefulfor a highernumberoflaboratories.Evidently,thePDAdetectorcould leadtohigher sensitivity, sinceit would enablethe analysisof

severalwavelengths,butitisalsomoreexpensive.Therefore,in caseswhereitispossibletoobtainhighabsorptionsignalsfromall compoundsunderonlyonewavelength,theUV–Visdetectorisa moreinterestingchoice.

The optimization of the chromatographic method was per-formedusinganumericaloptimizationmethod,whichfindsapoint thatallowsmaximizationoftheconditionsrelatedtothe desirabil-ityfunction.Thedesirabilityfunctionisamultipleresponsemethod whereanobjectivefunctioniscalculated,rangingfromzero (unde-sirableconditions)toone(targetconditions).Thistoolallowsthe combination of a goodset of conditions,obtainingthe optimal experimentalconditionsthatsatisfyallthegoalstothemaximum degreepossible.Thedesiredcharacteristicsmaybemodulatedby alteringtheweightandimportanceofeachresponse,allowingthe mathematicalmodeltogiveprioritytotheresponsesthatare con-sidered moreimportant than others, but alsotakingthem into considerationintheoptimizationprocess.Asaresult,adesirability indexis calculated, indicating how welltheoptimization crite-riaweresatisfied.Commonly,whentherearea highnumberof responsesinvolvedintheoptimizationprocess,asinthisstudy, thedesirabilityindexmaydrop.Inthiscase,alowdesirabilityindex doesnotmeanthatthecriteriawerenotsatisfied.Ratheritreflects thefactthatwhenseveralresponsesareinvolved,itisdifficultto satisfyalltheoptimizationcriteriawithtotalefficiency.Therefore concessionsmustbemadetoallowthedeterminationofan ade-quateoptimizedconditionthatfulfillsasmanyofthecriteriaas possible(Myersetal.,2009).Theoptimizedconditionswerefound underadesirabilityindexof0.598.Thisindexisconsidered ade-quatewhenanalyzingmultipleresponsesusingIV-OptimalRSM designs.

Thehighrobustnessofthemodelenabledsuccessful determina-tionoftheidealchromatographicconditionsfortheseparationand quantificationofbothCGAandCFAincomplexmatricesderived

fromC.glazioviiinarelativelyshortperiodofelutiontime.The

methodwasoptimizedbased onahighamountof data,which enabledexactpredictionofthebehaviorofthemethodwhenused toquantifyC.glazioviiproducts.Itwasalsoproventobea selec-tivemethodwhenanalyzingextractspreparedwithplantsamples fromdifferentgeographiclocationswithintheAtlanticForest.

This chromatographic method, when compared to the one developedbyArendetal.(2011),hasshowntobeableto sepa-ratetheinterferingcompoundpeakandtheCGApeak,asshown inFig.5a.AnincreaseinCGA’speakareawasnoticedwhenthe othermethodwasemployed,whichindicatesthatthepreviously publishedmethodisunabletosatisfactorilyseparatethesepeaks andleadstoafalseimpressionofspectralpurity.Eventhoughthe increaseintheareaofthepeakissmall(below5%), this differ-enceishighlyrelevantonthequantificationofachemicalmarker whentheproductionofapharmaceuticalproductisdesired.Itis alsoimportanttohighlightthatthedifferenceswerenoticedonly fortheextractpreparedbyhighshearextraction,andnotforthat obtainedbymaceration.Thisresultmaybeduetotheprinciple ofeachextractionmethod,oncetheshearextractionusuallyleads tohighlyconcentratedextractswhencomparedtothemaceration method.

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A.O.Beringhsetal./RevistaBrasileiradeFarmacognosia25(2015)513–521 521

moreadequatewhenitcomestothedevelopmentofanalytical methodsforcomplexmatriceswhencomparedtothetypical “one-variable-at-a-time”experimentalapproach.Throughthisstudy,we demonstratedhowtosuccessfullyapplytheRSMIV-Optimal algo-rithmdesigntotheoptimizationofchromatographicmethods.

Thesefindingscanbeusefulforthereproductionofthe opti-mized chromatographic conditions in industrial and academic laboratoriesforthequantificationofchlorogenicandcaffeicacids

inC.glazioviiextractsandpharmaceuticalproducts.Themethod

developedhasshownimprovedselectivitywhencomparedtoa methodpreviously published. Thisstudyalsoprovides prelimi-naryinformationonthedevelopmentofnewanalyticalmethods forthequantificationofthesecompoundsinotherplant matri-ces,suchasthosebasedonotherCecropiaspecies.Furthermore, theapproachtoimprovingtheperformanceofchromatographic methodsdescribedhereinmaybeadoptedbyresearchersinthe developmentofchromatographicmethodsforotherplantspecies.

Authors’contributions

AOB(M.Sc.student)contributedinseveralstepsofthiswork, including the chromatographic analysis, data analysis, experi-mental design and drafted the paper. MD contributed to the chromatographicanalysis.TBCPcollaborated withenriched dis-cussionsandcorrectionofthepaperdraft.DS,coordinatorofthe researchgroup,designedthestudy,supervisedthelaboratorywork andanalyzedalldata.Alltheauthorshavereadthefinalmanuscript andapprovedthesubmission.

Conflictsofinterest

Theauthorsdeclarenoconflictsofinterest.

Acknowledgment

TheauthorsexpresstheirappreciationtoCAPES(Coordination fortheImprovementofHigherEducationPersonnel)fortheir finan-cialsupport(CAPES/DSfellowship).

References

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Bouayed,J.,Rammal,H.,Dicko,A.,Younos,C.,Soulimani,R.,2007.Chlorogenicacid, apolyphenolfromPrunusdomestica(Mirabelle),withcoupledanxiolyticand antioxidanteffects.J.Neurosci.262,77–84.

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activityintrachealmuscles.Phytomedicine14,328–332.

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EvaluationandResearchoftheFoodandDrugAdministration(FDA). ICH,2005.ValidationofAnalyticalProcedures:TextandMethodology–Q2(R1).

TheInternationalConferenceonHarmonisationofTechnicalRequirementsfor RegistrationofPharmaceuticalsforHumanUse(ICH).

Jones,B.,Goos,P.,2012.I-optimalversusD-optimalsplit-plotresponsesurface designs.J.Qual.Technol.44,85–101.

Liu,H.,Xu,B.,Ray,M.K.,Shahrokh,Z.,2008.Peptidemappingwithliquid chromatog-raphyusingabasicmobilephase.J.Chromatogr.A1210,76–83.

Lorenzi,H.,Matos,F.J.A.,2008.PlantasMedicinaisnoBrasil:NativaseExóticas. InstitutoPlantariumdeEstudosdaFloraLtda,NovaOdessa.

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Ninahuaman,M.F.M.L.,Souccar,C.,Lapa,A.J.,Lima-Landman,M.T.R.,2007.ACE activityduringthehypotensionproducedbystandardizedaqueousextractof

CecropiaglazioviiSneth:acomparativestudytocaptoprileffectsinrats. Phy-tomedicine14,321–327.

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Imagem

Fig. 1. Contour graphs of retention times for chlorogenic acid (CGA) and caffeic acid (CFA) with the (a/d) isocratic, (b/e) increasing gradient and (c/f) decreasing gradient elution methods, respectively.
Fig. 2. Contour graphs of tailing factors of chlorogenic acid (CGA) and caffeic acid (CFA) with the (a/d) isocratic, (b/e) increasing gradient and (c/f) decreasing gradient elution methods
Fig. 5. (a) Typical chromatograms obtained for Cecropia glaziovii under the optimized chromatographic conditions

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