Lecture 32 : The Hückel Method
The material in this lecture covers the following in Atkins.
14.0 The Hückel approximation (a)The secular determinant
(b) Ethene and frontier orbitals
(c) Butadiene and p-electron binding energy (d) benzene and aromatic stability
Lecture on-line
Huckel Theory (PowerPoint) Huckel Theory (PDF)
Handout for this lecture
The Hückel method The Hückel approximation
can be used for conjugated
molecules in which there is an alternation of single and
double bonds along a chain One example is the
conjugated - systems π C2H4
allyl cation Butadiene
Cyclo-Butadiene
Benzene
Conjugated systems We shall also use it for the - bond in ethylene
π
Molecular orbital theory In molecular orbital
theory we write our orbitals as linear
combinations of atomic orbitals :
ψk iχ
i i n
C i
( )1 ( )1
1
= ∑=
=
We next require that the corresponding orbital energies
W C C H dv
n k k dv
k k
(C1, ,.. ) ( ) ˆ
( ) ( )
2 1
1 1
= ∫∫
ψ ψ
ψ ψ
be optimal with respect to {C1,C2,..Cn}
or : W
C i = 1,..,n
i
δ
δ = 0;
This leads to the
set of homogeneous equations :
C H WS
i = 1, 2,...,n.
k ik ik
k=1
k=n∑ − = 0
For which the
secular determinant must be zero
H WS
i = 1, 2,...,n; k = 1, 2,...,n
ik − ik = 0
In order to obtain
non - trivial solutions
The Hückel method We are going to use as our
atomic orbitals a single p function on each
carbon atom.
π
The p orbital is the p - function perpendicular to
the molecular plane
π
For ethylene we have two p orbitalsπ
pAπ pBπ
pAπ
pBπ
pCπ
pDπ
For butadiene we have four p orbitalsπ
Conjugated systems
The Hückel method For ethylene we have
two p orbitalsπ
pAπ pBπ
For ethylene we can use linear variation
theory to obtain a set of linear homogeneous equations
H E H - ES
H1121 - ES2112 H11 12E
− − = 0
C H WS
i = 1, 2 and n = 1, 2
k ik ik
k=1
k=n∑ − = 0
Non - trivial solutions are only possible if
the secular determinant is zero
Each of the two roots W = E i = 1, 2 can be substituted
into the set of linear equations to obtain orbital coefficients
i
ψi ik kπ
k=1 k=n
C p k = 1, 2 ; i = 1, 2
= ∑
Ethylene
The Hückel method
For butadiene we can use linear variation theory to obtain a set of linear homogeneous equations
C H WS
i = 1, 4 and n = 1, 4
k ik ik
k=1
k=n∑ − = 0
pAπ
pBπ
pCπ
pDπ
For butadiene we have four p orbitalsπ
Butadiene
The Hückel method
Each of the two roots W = E i = 1, 4 can be substituted
into the set of linear equations to obtain orbital coefficients
i ψi ik kπ
k=1 k=n
C p k = 1, 4 ; i = 1, 4
= ∑ H E H - ES H - ES H - ES
H - ES H E H - ES H - ES H - ES H - ES H E H - ES H - ES H - ES H - ES H E
11 12 12 13 13 14 14
21 21 22 23 23 24 24
31 31 32 32 33 34 34
41 41 42 42 43 43 44
− −
− −
= 0 Non - trivial solutions
are only possible if
the secular determinant is zero
Butadiene
The Hückel method
H E H - ES H - ES H - ES H - ES H E H - ES H - ES H - ES H - ES H E H - ES H - ES H - ES H - ES H E
11 12 12 13 13 14 14
21 21 22 23 23 24 24
31 31 32 32 33 34 34
41 41 42 42 43 43 44
− −
− −
= 0
H E H - ES
H1121- ES2112 H11 12E
− − = 0
The Hückel approximation
1. all overlaps are set to zero S ij = 0
H E H H1121 H11 12E
− − = 0
H E H H H H H E H H H H H E H H H H H
11 12 13 14
21 22 23 24
31 32 33 34
41 42 43 44
− −
− = 0
The Hückel method
H E H H H H H E H H H H H E H H H H H
11 12 13 14
21 22 23 24
31 32 33 34
41 42 43 44
− −
− = 0
H E H H1121 H11 12E
− − = 0
The Hückel approximation
1. All overlaps are set to zero S ij = 0 2. All diagonal terms are set equal to Coulomb integral α
α α
α α
− −
− =
E H H H H E H H H H E H
H H H - E
12 13 14
21 23 24
31 32 34
41 42 43
0 α − α
− = E H
H21 12E 0
The Hückel method
α α
α α
− −
− =
E H H H H E H H H H E H
H H H - E
12 13 14
21 23 24
31 32 34
41 42 43
0 α − α
− = E H
H21 12E 0
The Hückel approximation
1. All overlaps are set to zero S ij = 0 2. All diagonal terms are set equal to Coulomb integral α
1
2
3
4
3. All resonance integrals between non - neighbours are set to zero
α α
α
α
− −
− =
E H 0 0 H E H 0 0 H E H 0 0 H - E
12
21 23
32 34
43
0 α − α
− = E H
H21 12E 0
The Hückel method
α α
α
α
− −
− =
E H 0 0 H E H 0 0 H E H 0 0 H - E
12
21 23
32 34
43
0 α − α
− = E H
H21 12E 0
The Hückel approximation
1. All overlaps are set to zero S ij = 0 2. All diagonal terms are set equal to Coulomb integral α
1
2
3
4
3. All resonance integrals between non - neighbours are set to zero
4. All remaining resonance integrals are set to β
α β
β α β
β α β
β α
− −
− =
E 0 0 E 0 0 E
0 0 - E
0
α β
β − α
− = E
E 0
The Hückel method
α β
β α β
β α β
β α
− −
− =
E 0 0 E 0 0 E
0 0 - E
0
α β
β − α
− = E
E 0
The Hückel approximation
1. All overlaps are set to zero S ij = 0 2. All diagonal terms are set equal to Coulomb integral α
1
2
3
4
3. All resonance integrals between non - neighbours are set to zero
4. All remaining resonance integrals are set to β
The Hückel method Solutions for ethylene
α β
β − α α β
− = − − =
E
E ( E)2 2 0
C H WS
i = 1, 2 and n = 1, 2
k ik ik
k=1
k=n∑ − = 0
E1 = +α β α ( and negative)β E2 = −α β α ( and negative) β
ψ1 = 1 p1π + pπ2 2
1 2
ψ2 1 π π
2
1
= − p1 + 2 p2 ψi ik kπ
k=1 k=n
C p k = 1, 2 ; i = 1, 2
= ∑ (α − E)2 = β2; (α − E) = ± β
The Hückel method
α β
β α β
β α β
β α
− −
− =
E 0 0 E 0 0 E
0 0 - E Solutions for butadiene
(α )α β
β α β
β α
− −
− −
E
E
E
E 0 0
− −
− = ββ β
α β
β α 0 0
0
E
E
( ) ( )
( )
α α β
β α α ββ β
− − α
− − − −
E E
E E
E
2
0
− −
− + − =
β α β
β α β β
2 2 0 α
0 E
E ( E)
(α − E)4 − (α − E)2 2β − −(α E)2 2β − −(α E)2 2β +β4 (α −E)4 − 3(α − E)2 2β + β4 = 0
The Hückel method Solutions for butadiene
Thus
E = α ± 1.62 and β α ± 0.62β (α − E)4 − 3(α − E)2 2β + β4 = 0 Dividing by β2 : α
β
α β
( −E)4 − ( − E) + =
4
2
3 2 1 0
Introducing : x = ( - E)2
2
α β
x2 − 3x + =1 0
x = 2.62 ; x = 0.38
The Hückel molecular orbital energy levels of butadiene and the top view of the corresponding
π orbitals. The four p electrons (one supplied by each C)
occupy the two lower π orbitals.
Note that the orbitals are delocalized.
The Hückel method
C H WS
i = 1, 4 and n = 1, 4
k ik ik
k=1
k=n∑ − = 0
ψi ik kπ
k=1 k=n
C p k = 1, 4 ; i = 1, 4
= ∑ Solutions for butadiene
The Hückel method
0.372p1π + 0 602. p2π + 0 602. p3π + 0.372p4π
1
2
3
4
−0 602. pp1π − 0.3722π + 0.372p + 0.602p3π 4π 0 602. pp1π − 0.3722π − 0.372p + 0.602p3π 4π
1
2
3
4
0.372p1π − 0 602. p2π + 0 602. p3π − 0.372p4π
1
2
3
4
1
2
3
4
Solutions for butadiene
The Hückel method Solutions for butadiene
E1 = h2 8mL2 ,
E2 = h2 8mL4 2, E3 = h2 8mL9 2,
FMO Huckel
α+1.62β α+.62β
α−.62β
Comparison between PIB and Huckel treatment of
butadiene
Same nodal structure
The Hückel method Solutions for butadiene We can write butadiene
as two localized - bondsπ
Or two delocalized - bondsπ 4π
α+1.62β α+.62β
α−.62β
Butadiene
α+β
Ethylene α−β
Eπ(Bu) − 2Eπ(Et) ∴ delocalization energy
Eπ(Bu) = 2(α + 1 62. β) + 2(α + .62β)
2Eπ(Et) = 4(α β+ ) = 4α + 4β
= 4α + 4 48. β
Delocalization energy = .48β (−36 kJ mol-1)
The Hückel method Cyclobutadiene
1
2 4
3
α β β
β α β
β α β
β β α
− −
− =
E 0 E 0 0 E
0 - E
0
α + 2β α − 2β
α α
0.5p1π + 0 5. p2π + 0 5. p3π + 0.5p4π 0.5p1π − 0 5. p2π + 0 5. p3π − 0.5p4π
0.5p1π − 0 5. p2π − 0 5. p3π + 0.5p4π
0.5p1π + 0 5. p2π − 0 5. p3π − 0.5p4π
α + 2β α α
α −2β
α β+ α β−
1 2
4 3
1 2
4 3
The Hückel method Cyclobutadiene
No delocalization energy
The framework of benzene
is formed by the overlap of Csp2 hybrids, which fit without strain into a hexagonal arrangement.
The Hückel method Benzene
Benzene
The C - C and C - H - orbitals
σ
Benzene The Hückel method
α β β
β α β
β α β
β α β
β α β
β β β α
− −
− − =
E 0 0
E 0
0 E 0 0
0 0 E 0 0 0 - E
0 0 - E 0
0
0
C H WS
i = 1, 6 and n = 1, 6
k ik ik
k=1
k=n∑ − = 0 ψi ik kπ
k=1 k=n
C p k = 1, 6 ; i = 1, 6
= ∑ E = 2 ; ; α ± β α β α β± ±
Benzene The Hückel method
α + 2β α − 2β
α β+ α β−
Delocalization energy = 2( + 2 ) + 4( +α β α β) − 6(α β+ ) = 2β
−150 kJ mol-1
What you should learn from this lecture 1. Be able to construct the secular
determinant for a conjugated - system within the Huckel approximation
π 2. Be able to calculate orbital energies for simple systems 3. You will not be asked to find the molecular orbitals. However, you should be able to discuss
provided orbitals in terms of bonding and anti - bonding interactions
The Hückel method
2
3
allyl cation
α β
β α β
β α
− −
− E 0 E
0 E
= 0 The allyl system
α + 1 42. α α − 1 42. α
α
0.5p1π + 0 707. p2π + 0 5. p3π 0.5p1π − 0 707. p2π + 0 5. p3π
0.707p1π − 0 707. p3π