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UNIVERSIDADE DE LISBOA FACULDADE DE CI ˆENCIAS DEPARTAMENTO DE F´ISICA

Models of Disformally Coupled Dark Energy

Elsa Maria Campos Teixeira

Mestrado em F´ısica

Especializac¸ ˜ao em Astrof´ısica e Cosmologia

Dissertac¸ ˜ao orientada por: Doutor Nelson Nunes e Prof. Doutora Ana Nunes

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Acknowledgments

I would like to take advantage of this opportunity and express my gratitude to everyone who, directly or indirectly, had a significant contribution to the conclusion of this dissertation. First, I would like to thank my supervisors, Doutor Nelson Nunes and Prof. Doutora Ana Nunes, for introducing me to the world of research, for the unending discussions and mostly, for their enthusiasm and dedication to this project. I have learned plenty throughout this process and I am very grateful.

I thank everyone in the Cosmology group, for always making me feel welcome and always being kind. In particular, I thank Jos´e Pedro Mimoso and Francisco Lobo for the guidance, the encouragement and insightful comments. Also, to Inˆes, Rita and Isma for always being around, for the fruitful discus-sions and above all, their friendship. To Bruno, for all the unyielding care and for everything he has taught me.

To my closest friends, for always cheering me on and for all the support over the years. And finally, a heartfelt thanks to my family, in particular my parents, for their endless support and for always reminding me of what’s right, and to my cousin, for always inciting my interest in science. I dedicate this work to my sister, whose patience, optimism and advice were more valuable than she could ever imagine.

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Resumo

A Cosmologia ´e o estudo do Universo, ou cosmos, como um todo. A Cosmologia padr˜ao surgiu com a formulac¸˜ao da teoria da Relatividade Geral, em 1915, por Albert Einstein que, desde ent˜ao, se tem mostrado bem sucedida ao descrever a natureza do nosso Universo, tanto a pequenas como a largas escalas. Mostrou-se tamb´em capaz de fazer previs˜oes rigorosas que, s´o mais tarde, com o avanc¸o da tecnologia, puderam ser confirmadas, como ´e o caso das rec´em-detectadas ondas gravitacionais. Por isso, o modelo padr˜ao da Cosmologia baseia-se essencialmente na teoria da gravitac¸˜ao de Einstein e nas suas implicac¸˜oes cosmol´ogicas. No entanto, quando em 1998 se descobriu que o nosso Universo est´a a experienciar uma fase de expans˜ao acelerada, n˜ao parecia haver explicac¸˜ao para este fen´omeno. Esta adic¸˜ao ao nosso conhecimento acerca do Universo levou `a necessidade de considerar extens˜oes `a teoria da Gravitac¸˜ao em vigor.

Sabe-se que, todo o tipo de mat´eria conhecida e detectada at´e `a data, inclu´ıda no Modelo Padr˜ao da F´ısica de Part´ıculas, interage gravitacionalmente de forma atractiva (e nunca repulsiva), o que significa que, tendo apenas isso em conta, o Universo n˜ao se deveria estar a expandir. Neste sentido, um dos maiores desafios da Cosmologia diz respeito `a determinac¸˜ao da composic¸˜ao do Universo. Presentemente, uma das generalizac¸˜oes mais bem aceites consiste em assumir que a expans˜ao acelerada do Universo ´e provocada pela presenc¸a de uma componente de mat´eria/energia, desconhecida at´e `a data, caracterizada por uma press˜ao eficaz negativa. Na realidade, atrav´es do ajuste dos dados observacionais, ´e poss´ıvel inferir que esta fonte desconhecida teria de ser a mais abundante entre todos os constituintes do Universo. A esta componente d´a-se o nome de Energia Escura. Postula-se ainda a existˆencia de um tipo de mat´eria, denominada Mat´eria Escura, necess´aria para ajustar correctamente os dados observacionais, que sugerem que deveria existir muito mais mat´eria do que aquela que se observa na realidade. Esta mat´eria n˜ao parece emitir nem absorver radiac¸˜ao, pelo que n˜ao pode ser detectada por interacc¸˜ao electromagn´etica.

O pr´oprio Einstein, enquanto procurava uma soluc¸˜ao para a sua teoria que permitisse descrever um Universo est´atico, verificou que seria necess´ario incluir uma contribuic¸˜ao proveniente de uma compo-nente de mat´eria com press˜ao negativa. Tratando-se de algo pouco usual, Einstein optou antes por adi-cionar `a sua teoria a famosa constante cosmol´ogica Λ. Mais tarde mostrou-se que esta soluc¸˜ao apresenta instabilidades mas serviu de inspirac¸˜ao `as tentativas futuras de explicar a expans˜ao acelerada do Uni-verso. Assim, o modelo mais simples de energia escura ´e o da constante cosmol´ogica Λ, que representa uma fonte cosmol´ogica com press˜ao pΛ = −ρΛ(onde p representa a press˜ao e ρ a densidade de energia que, por quest˜oes de consistˆencia, se assume sempre positiva). Com a adic¸˜ao de uma componente de mat´eria escura obt´em-se o modelo padr˜ao da cosmologia actual: o modelo ΛCDM. Ainda assim, este modelo enfrenta alguns obst´aculos conceptuais e, por isso, considera-se extens˜oes em que a energia es-cura ´e descrita atrav´es de um campo escalar, cuja equac¸˜ao de estado, p = wρ, varia dinamicamente,

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sendo poss´ıvel reproduzir, com maior liberdade, a hist´oria da composic¸˜ao do Universo. Existe uma grande variedade de modelos de energia escura, sendo que a maioria difere na escolha do Lagrangiano para o campo escalar e na respectiva interpretac¸˜ao f´ısica.

Rapidamente se tornou natural considerar que a componente de energia escura possa interagir com a mat´eria convencional e com a mat´eria escura, dando origem a padr˜oes observacionais. Usualmente, ´e imposta uma func¸˜ao de acoplamento ao n´ıvel das equac¸˜oes do movimento. No entanto, esta interacc¸˜ao pode emergir naturalmente atrav´es do pr´oprio campo escalar presente na teoria, que representa o papel de energia escura. Isto ´e poss´ıvel atrav´es de uma transformac¸˜ao conforme/disforme do tensor da m´etrica, levando a uma interacc¸˜ao descrita ao n´ıvel do Lagrangiano.

As t´ecnicas desenvolvidas no contexto da teoria de Sistemas Dinˆamicos tˆem sido fulcrais para o de-senvolvimento e interpretac¸˜ao de modelos cosmol´ogicos. O seu uso permite n˜ao s´o descrever o nosso Universo no passado e no presente (onde os resultados podem ser comparados com os dados observa-cionais), mas tamb´em fazer previs˜oes (ou especulac¸˜oes) acerca da sua evoluc¸˜ao futura. Esta dissertac¸˜ao baseia-se nessas mesmas t´ecnicas para desenvolver modelos cosmol´ogicos capazes de explicar a fase de expans˜ao acelerada do Universo que vivemos no presente, permitindo interacc¸˜oes entre a energia escura e as restantes componentes de mat´eria/energia naturalmente presentes na teoria. Neste sentido, na explorac¸˜ao dos modelos cosmol´ogicos propostos, conjugam-se dois pontos de vista complementares: faz-se uma an´alise dinˆamica baseada em princ´ıpios matem´aticos bem estabelecidos e uma an´alise das consequˆencias cosmol´ogicas, baseadas em hip´oteses motivadas e relevantes.

No Cap´ıtulo 1 comec¸amos por fazer uma breve apresentac¸˜ao dos conceitos utilizados nos Cap´ıtulos que se seguem. Primeiramente, ´e feita uma breve introduc¸˜ao `a teoria matem´atica de Sistemas Dinˆamicos e `as principais t´ecnicas utilizadas ao longo deste trabalho. De seguida, apresenta-se uma pequena introduc¸˜ao `a teoria de Relatividade Geral e ao modelo padr˜ao da Cosmologia. Finalmente, discute-se o conceito de energia escura e as suas principais caracter´ısticas. ´E tamb´em feita a distinc¸˜ao entre o campo escalar can´onico, ou quintessˆencia, e o campo escalar relativista, denominado taqui˜ao, no con-texto de Teoria Quˆantica de Campo, com um paralelismo `a teoria cl´assica. Terminamos com uma breve revis˜ao das diferentes aplicac¸˜oes cosmol´ogicas destes dois campos, presentes na literatura.

No Cap´ıtulo 2 apresentamos o conceito de transformac¸˜oes conformes/disformes e ´e feita uma an´alise do seu significado do ponto de vista matem´atico e f´ısico. De seguida mostramos como este tipo de transformac¸˜oes pode ser usado para descrever modelos cosmol´ogicos em diferentes referenciais com interpretac¸˜oes f´ısicas espec´ıficas. Neste sentido, somos naturalmente levados para a descric¸˜ao onde se permite interacc¸˜oes entre energia escura e as outras formas de mat´eria/energia presentes na teo-ria. Discute-se as principais consequˆencias cosmol´ogicas dessa mesma interacc¸˜ao e apresenta-se uma breve revis˜ao dos diferentes tipos de acoplamentos considerados na literatura. Os acoplamentos

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prove-nientes de transformac¸˜oes conformes/disformes destacam-se por surgirem naturalmente numa teoria que j´a cont´em um campo escalar, permitindo estudar um determinado modelo cosmol´ogico num referencial onde a interpretac¸˜ao f´ısica ´e mais evidente e/ou conveniente. A principal novidade associada aos mod-elos acoplados ´e o aparecimento de pontos fixos, denominados scaling, que descrevem um Universo a evoluir para um estado onde as densidades de energia escura e mat´eria escalam uma com a outra. Assim, a existˆencia de acoplamentos pode ter um papel ben´efico, na medida em que estas soluc¸˜oes podem ser usadas como forma de aliviar o problema da coincidˆencia cosmol´ogica, relacionado com a necessidade de escolher condic¸˜oes iniciais espec´ıficas para o nosso Universo de forma a obter a configurac¸˜ao que se observa hoje.

No Cap´ıtulo 3 aplicamos as ideias descritas nos Cap´ıtulos anteriores a um modelo com um acopla-mento conforme, onde o papel de energia escura ´e representado por um campo escalar taqui´onico e se admite um potencial quadr´atico inverso. Faz-se uma an´alise detalhada do ponto de vista dinˆamico e extraem-se as principais consequˆencias cosmol´ogicas. O estudo ´e feito em comparac¸˜ao com o modelo desacoplado estudado anteriormente onde existe apenas um ponto fixo est´avel e capaz de descrever um Universo em expans˜ao acelerada, correspondente a um Universo a evoluir para um estado totalmente dominado por energia escura. Por outro lado, o modelo acoplado, admite soluc¸˜oes de scaling, abrindo portas para novas configurac¸˜oes. Com base na an´alise dinˆamica e no estudo de estabilidade dos pontos fixos encontrados, conclui-se que este modelo s´o ´e capaz de reproduzir a hist´oria da constituic¸˜ao do Universo para condic¸˜oes iniciais muito particulares.

No Cap´ıtulo 4 implementamos um modelo com um acoplamento disforme, onde se toma um campo escalar can´onico para descrever a energia escura. Modelos de quintessˆencia com um acoplamento disforme j´a foram previamente considerados mas a an´alise existente na literatura ´e estendida, j´a que se considera que a func¸˜ao disforme pode depender, n˜ao s´o do campo escalar, mas tamb´em das suas derivadas temporais e/ou espaciais. Ainda que o sistema seja complexo e extensivo do ponto de vista matem´atico, extraem-se as principais conclus˜oes cosmol´ogicas e, em particular, estuda-se em que medida a dependˆencia da func¸˜ao disforme no termo cin´etico do campo escalar afecta a dinˆamica do sistema.

Terminamos com o Cap´ıtulo 5, onde referimos as principais conclus˜oes do estudo realizado nesta dissertac¸˜ao. Nomeadamente, discutimos as vantagens e desvantagens de considerar acoplamentos entre energia escura e as outras formas de mat´eria. No futuro seria importante constranger os dois modelos atrav´es dos dados observacionais dispon´ıveis. A an´alise detalhada da dinˆamica de cada sistema permite uma discuss˜ao das consequˆencias cosmol´ogica mais consistente, num tema t˜ao pertinente e instigante como a hist´oria da composic¸˜ao do Universo e a sua presente expans˜ao acelerada.

Palavras-chave:

Energia Escura, Sistemas Dinˆamicos em Cosmologia, Transformac¸˜oes Con-formes/Disformes, Quintessˆencia Acoplada, Taqui˜ao

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Abstract

Cosmology is the study of the universe, or cosmos, regarded as a whole. Standard cosmology began with the formulation of the theory of General Relativity (GR) in 1915, by Albert Einstein. GR has showed successful at describing the nature of our Universe, at both small and large scales. It has also been capable of making rigorous predictions, which could only be confirmed later with the advent of technology, as was the case with the recently-detected gravitational waves. For this reason, the standard model of Cosmology is based on Einstein’s theory of gravitation and its cosmological implications. However, in 1998, it was discovered that the Universe seems to be experiencing a period of accelerated expansion, which can not be explained by any macroscopic type of matter, detected so far, included in the Standard Model of Particle Physics. This breakthrough lead to the need of extending the present theory of Gravitation.

Therefore, one of the main challenges in Cosmology concerns the determination of the composition of the Universe. Taking only into account ordinary matter, such as radiation or non-relativistic matter, which is gravitationally attractive (and never repulsive), there seems to be no reason to consider an accelerated expanding scenario. Currently, one of the most accepted generalisations consists on assuming that the acceleration is powered by an unknown source of energy/matter component, characterised by an effective negative pressure. In reality, to fit the observational data, this source would have to be the most abundant among the known constituents of the Universe. Such an unknown component is usually classified under the broad heading of Dark Energy (DE). Additionally, the measurements of the rotation curves of galaxies are not in agreement with the theoretical predictions based on Newtonian mechanics. These observations suggest the presence of an undetected type of non-relativistic matter which seems to neither emit nor absorb radiation and therefore can not be detected through electromagnetic interaction. For this reason it is usually referred to as Cold Dark Matter (CDM).

Einstein himself, unknowingly, attempted to solve this problem, while aiming for a static cosmo-logical solution, which called for a component with negative pressure. He chose to rule this rather odd paradigm as non-physical and instead introduced his famous cosmological constant Λ to the gravitational action. Even though this static solution was found to be unstable, we can rely upon Einstein’s thinking to try to explain the accelerated expanding Universe. Thus, the simplest dark energy model is represented by the cosmological constant Λ, which is now taken to be a cosmological source with pΛ= −ρΛ(where p stands for the pressure and ρ for the energy density, which, for consistency reasons, is always assumed to be positive). By adding a dark matter component we arrive at the current standard model of Cosmol-ogy: the ΛCDM model. However, the ΛCDM model is known to present some conceptual issues. As an attempt to avoid these problems, the cosmological constant is often generalised to a scalar field, whose dynamical equation of state, p = wρ, could more naturally reproduce the evolution of the Universe.

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There is a wide variety of dark energy models which differ on the choice of the Lagrangian for the scalar field and its corresponding physical interpretation. The interest in the possibility of having dark energy interacting with the other matter/energy fluids present in the theory arose naturally. Customarily, a coupling function is imposed at the level of the field equations. However, it could be more naturally generated by means of the scalar field already present in the theory, through a conformal/disformal transformation of the metric tensor, casting the interaction into a Lagrangian description.

The tools of Dynamical Systems have proved ideal for the development of a theoretical understanding of the evolution of our Universe. Their use also allows for future predictions/speculations. In this thesis, we focus on these tools in order to build viable cosmological models, while trying to explain the late-time acceleration of the Universe through a coupled dark energy component. Hence, the work developed in the context of this dissertation relies on two complementary approaches: a complete dynamical study based on well-established mathematical principles and an analysis of the cosmological consequences based on well-motivated and relevant physical hypotheses.

In Chapter 1 we begin with a brief overview of the main concepts included in the following Chapters. We start with a succinct introduction to the theory of Dynamical Systems and the main techniques used throughout this work. We follow to present some of the main aspects concerning the theory of General Relativity and Cosmology. Finally, we introduce the concept of Dark Energy and discuss the conven-tional scalar field descriptions in the context of Quantum Field Theory (while making a comparison with the classical approach): the canonical scalar field, the so-called quintessence, and the relativistic scalar field, the tachyon field. We also perform a brief review of the main applications of these scalar fields in cosmology present in the literature.

In Chapter 2 we introduce the mathematical and physical formalisms regarding the concept of confor-mal/disformal transformations. Next, we show how these ideas can be implemented in order to describe cosmological models in different frames with distinct physical interpretations. This naturally leads to the cosmological approach where dark energy is allowed to interact with other matter/energy sources present in the theory. We discuss the most important cosmological consequences of such an interaction and perform a brief review on the different couplings considered in the literature. Couplings emerging from conformal/disformal transformations can be accomplished through a fundamental scalar field al-ready present in theory. They are of paramount importance for cosmological models by allowing for the study to be made in a specific frame where the physical interpretation is more evident/convenient. The main novelty associated with these models lies in the emergence of new fixed points, referred to as scaling fixed points. These solutions describe a Universe evolving towards a state where the energy densities of dark energy and coupled matter scale with each other. Hence, the presence of the coupling could yield favourable results, for instance it could alleviate the cosmic coincidence problem, related to

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the need of postulating specific initial conditions for the Universe in order to reproduce the configuration which we observe today.

In Chapter 3 we discuss the application of the ideas presented in the previous Chapters to a con-formally coupled model where the role of dark energy is played by a tachyon field, characterised by an inverse square potential, which is allowed to interact with the matter sector. A detailed dynamical analysis of the cosmological outcome is performed in comparison with the previously studied uncoupled tachyonic dark energy model. In the latter, there exists only one stable critical point capable of describ-ing the late time acceleration of the Universe, corresponddescrib-ing to a totally dark energy dominated future configuration. The conformally coupled model, on the other hand, provides scaling solutions, allowing for different frameworks. Based on the dynamical analysis, we conclude that this model is only capable of reproducing the history of the Universe for a specific set of initial conditions.

In Chapter 4 we implement a disformally coupled model where dark energy is represented by a canonical scalar field with an exponential potential. The analysis in the existing literature is extended by assuming that the disformal coefficient depends both on the scalar field and its kinetic term (related to time and/or spatial derivatives of the field). Even though this is a complicated and mathematically exten-sive model, we extract its main cosmological features and, in particular, we study how the dependence of the transformation on the kinetic term affects the dynamics of the system.

We conclude in Chapter 5 with some final remarks regarding the work presented in this thesis. Namely, we discuss the advantages/disadvantages of considering couplings between dark energy and the matter sector. In the future it would be important to use observational data to constrain the models, at the level of the background and by means of perturbation theory. The detailed dynamical analysis performed for each system provides a better understanding of the cosmological consequences and the physically allowed configurations, improving the consistency level of the study.

Keywords:

Dark Energy, Dynamical Systems in Cosmology, Conformal/Disformal Transforma-tions, Coupled Quintessence, Tachyon

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Contents

Acknowledgments . . . i

Resumo . . . iii

Abstract . . . vii

List of Tables . . . xiii

List of Figures . . . xv

1 Introduction 1 1.1 Dynamical Systems . . . 1

1.1.1 Linear Stability Theory . . . 4

1.1.2 Bifurcations . . . 5

1.2 Basics of General Relativity . . . 9

1.3 Standard Model of Cosmology - The FLRW model . . . 12

1.4 Dark Energy . . . 16

1.4.1 Quintessence Field and Tachyon Field . . . 18

2 Conformal and Disformal Transformations 21 2.1 Lagrangian Formalism of GR . . . 22

2.2 Conformal Transformations . . . 25

2.3 Disformal Transformations . . . 27

2.4 Einstein Frame and Jordan Frame . . . 30

2.5 Interacting Dark Energy . . . 32

3 Conformally Coupled Tachyonic Dark Energy 35 3.1 The Model . . . 35

3.2 Background Cosmology . . . 38

3.3 Dynamical Equations . . . 40

3.4 Phase Space and Invariant Sets . . . 43

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3.5.1 Fixed Points, Stability and Phenomenology . . . 44

3.5.2 Bifurcation . . . 49

3.5.3 Physical Phase Diagram . . . 49

3.6 Viable Cosmologies . . . 52

3.7 Effective Potential . . . 54

3.8 Summary . . . 57

4 Disformally Coupled Quintessence 59 4.1 The Model . . . 59

4.2 Background Cosmology . . . 62

4.3 Dynamical Equations . . . 64

4.4 Phase Space and Invariant Sets . . . 67

4.5 Dynamical System Analysis . . . 68

4.5.1 Fixed points, Stability and Phenomenology for a pressureless fluid . . . 68

4.5.2 Fixed points, Stability and Phenomenology for a relativistic fluid . . . 73

4.6 Conclusions . . . 76

5 Final Remarks 79

Bibliography 81

A Natural Units 97

B Conformally Coupled Tachyonic Dark Energy - Linear Stability Matrix 100 C Conformally Coupled Tachyonic Dark Energy - Eigenvalues of the Stability Matrix 101

D Disformally Coupled Quintessence - Equation of Motion 103

E Disformally Coupled Quintessence - Interaction term 105

F Fixed Points for the Disformally Coupled System with no Kinetic Dependence 107 G Disformally Coupled Quintessence - Eigenvalues of the Stability Matrix 109

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List of Tables

3.1 Couplings of a barotropic perfect fluid to a tachyonic field studied in the literature . . . . 42 3.2 Fixed points and corresponding existence conditions and cosmological parameters for

the conformally coupled tachyonic model . . . 45 3.3 Effective equation of state parameter for the conformally coupled tachyonic model . . . 46 3.4 Dynamical stability for the fixed points of the conformally coupled tachyonic model . . . 48 4.1 Fixed points and corresponding cosmological parameters for disformal quintessence

cou-pled to a non-relativistic fluid . . . 69 4.2 Effective equation of state parameter for disformal quintessence coupled to a non-relativistic

fluid . . . 70 4.3 Fixed points for disformal quintessence coupled to a relativistic fluid with a linear

de-pendence of the disformal function on the kinetic term . . . 74 4.4 Effective equation of state parameter for disformal quintessence coupled to a relativistic

fluid with a linear dependence of the disformal function on the kinetic term . . . 74 F.1 Fixed points for disformal quintessence coupled to a fluid with an arbitrary constant

equation of state for the case where the disformal function does not depend on the kinetic term . . . 107 G.1 Eingenvalues of the fixed points for disformal quintessence coupled to a non-relativistic

fluid . . . 109 G.2 Eingenvalues of the fixed points for disformal quintessence coupled to a relativistic fluid 110

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List of Figures

1.1 Saddle node and transcritical bifurcation diagrams . . . 8 3.1 Bifurcation diagram and attractor of the coupled tachyonic system according to the

pa-rameter region . . . 50 3.2 Phase portrait projections for the uncoupled and coupled tachyonic models . . . 52 3.3 Viable cosmologies with fine tuning for the conformally coupled tachyonic model . . . . 53 3.4 Example of the evolution of the relative energy densities and the EoS parameters

accord-ing to the conformally coupled tachyonic model . . . 54 3.5 Effective potential for the conformally coupled tachyonic model . . . 56 4.1 Parameter region for a stable fixed point for the case of quintessence disformally coupled

to a non-relativistic fluid . . . 72 4.2 Attractor of the disformally coupled system according to the parameter region . . . 73

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Chapter 1

Introduction

In this Chapter we give a brief introduction to some important topics and mathematical techniques which will be relevant throughout this work. We start with a succinct introduction to the mathematical theory of Dynamical Systems, then we discuss some important concepts regarding the theory of General Relativity and its implications to Cosmology and finally, introduce the concept of Dark Energy and how one implements this ideas in order to construct a cosmological model.

1.1

Dynamical Systems

This section is mainly based on references [1–5].

A dynamical system is one whose state varies with time, t. Whenever t is taken to be continuous the dynamics is customarily described by a set of differential equations,

dx1 dt = ˙x1 = f1(t, x1, ..., xn), .. . (1.1) dxn dt = ˙xn= fn(t, x1, ..., xn),

where t ∈ R, n is the dimension of the state space X ⊆ Rnand x = (x1, ..., xn) ∈ X is an element of the state space which represents the state of the system. The function F = (f1(x), ..., fn(x)) is a vector field that characterises the specific system which is being studied, with F : X →Rn.

Ordinary differential equations of the form ˙x = F(x), which do not depend explicitly on time, are called autonomous or time independent as opposed to ordinary differential equations which depend explicitly on time, ˙x = F(x, t), and are referred to as non-autonomous or time dependent.

The state space can be defined as the set of all possible values of the quantities that must be used to fully describe the state of the system through time. One can think of ecological models, e.g. Lotka-Volterra models, where the state space corresponds to the possible number of elements in each

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pop-ulation. When working with cosmological models suitable normalised quantities are often chosen to describe the state of the Universe and this will be studied in greater detail further on.

We will then have a set of n first order, ordinary differential equations describing how the system evolves in time. A solution (also referred to as trajectory or phase curve) of the dynamical system (1.1) on Rn is any function ψ : I ⊆ R → Rn which satisfies ˙ψ(t) = F(ψ(t)) for a certain time interval I. The image of a solution ψ(t) in Rn is often called an orbit or a trajectory in the phase space. The corresponding physical system will evolve in time according to the motion of x ∈Rnalong that orbit of the dynamical system.

Also, a dynamical system of the form (1.1) is said to be linear if all the x1, ..., xnappear linearly, i.e., to the first power only, on the RHS of the system of equations.

Theorem 1.1.1 (Existence and Uniqueness). Consider a general autonomous equation ˙x = F(x), x ∈ Rn, with initial valuex0 ∈ Rn. IfF :Rn→ Rnis continuously differentiable, then for everyx0 ∈ Rn, there exists a maximal time intervalI and a unique function ψ, defined on I, such that

˙

ψ(t) = F(ψ(t)), ψ(0) = x0. (Proof in [3], pages 161-167).

It can be shown that, in some specific cases, the maximal interval I for which the Existence and Uniqueness Theorem is valid, can be extend for all t ∈R. (For proof see [3], pages 171-173).

Theorem 1.1.1 tells us that, given two solutions of the dynamical system ψ(t) and ϕ(t) with ψ(0) = ϕ(t0), then, by uniqueness of the solutions, ψ(t) = ϕ(t + t0). This means that we can distinguish a solution by a particular point in the state space that it passes through at a specific time. Without loss of generality, taking t0 = 0 and x0, we denote by x(t; x0), the solution for which ψ(0) = x0. This is referred to as giving an initial condition or initial value and so, in fact, Theorem 1.1.1 states that solutions can be labelled by their initial conditions.

Definition 1.1.1 (Orbit). Consider a general autonomous equation ˙x = F(x), x ∈Rn. Let x0 ∈ Rnbe a point in the phase space. The orbit through x0, O(x0), is defined as the set of points in the state space that lie on the trajectory which passes through x0. More precisely: O(x0) = {x ∈ Rn: x = x(t; x0), t ∈ I}, where I ⊆R is the maximal time interval.

This means that an orbit O(x0) is the graph of a solution of the differential equation starting from the initial condition x0. The collection of all the qualitatively different trajectories of the system represents the phase portrait.

Definition 1.1.2 (Fixed point). Consider a general autonomous equation ˙x = F(x), x ∈ Rn. This equation is said to have a fixed point at x = x∗if and only if F(x∗) = 0.

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Definition 1.1.2 implies that x∗ corresponds to a solution that does not change in time, which is to say that the velocity on the phase space is zero, F(x∗) = 0. The question of whether the system, when perturbed, will remain close to this state leads to the definition of stability, i.e., of the local properties of the orbits in the neighbourhood of the fixed point.

Definition 1.1.3 (Lyapunov stability of a fixed point). Let x∗ be a fixed point of the system ˙x = F(x), x ∈Rn. x∗is said to be stable (or Lyapunov stable) if, given some  > 0, there exists a δ > 0 such that, for any other solution of the system ψ(t), satisfying | x∗− ψ(t0) |< δ, then | x∗− ψ(t) |<  for t > t0.

A solution which is not stable will, of course, be unstable and at least some solutions starting nearby will move away from it. Whenever the fixed point is found to be stable and every solution approaches the fixed point for any nearby initial conditions then it is called asymptotically stable.

Definition 1.1.4 (Asymptotic stability of a fixed point). Let x∗ be a fixed point of the system ˙x = F(x), x ∈ Rn. x∗is said to be asymptotically stable if it is Lyapunov stable and, for any other solution of the system ψ(t), there exists a constant δ such that, if | x∗− ψ(t0) |< δ, then limt→∞ | x∗− ψ(t) |= 0.

The main difference between Definition 1.1.3 and Definition 1.1.4 is that, near an asymptotically stable fixed point, as t → ∞, all trajectories will eventually approach it. On the other hand, for a Lyapunov stable fixed point, we only know that solutions starting sufficiently close to the fixed point will remain close for all time but there is no guarantee that they will approach the fixed point as they could, for instance, simply orbit around the fixed point.

Both these definitions apply only to autonomous systems since in non-autonomous systems δ and  could, and in principle would, have explicit dependence on time and more care should be taken. However throughout this work we will only focus on autonomous dynamical systems. Also, since most fixed points in cosmological models are asymptotically stable, we will make no distinction between Lyapunov stable and asymptotically stable, unless it is specifically needed.

Definition 1.1.5 (Heteroclinic orbits). Let x∗ be a fixed point of the system ˙x = F(x), x ∈ Rn. A heteroclinic orbit is an solution ψ(t) for which there exist two fixed points x− and x+ such that limt→−∞ψ(t) = x−and limt→+∞ψ(t) = x+. This simply means that an heteroclinic orbit is an orbit connecting distinct fixed points. If the orbit connects one fixed point to itself it is called a homoclinic orbit.

The concept of an invariant set plays a crucial role in the theory of dynamical systems.

Definition 1.1.6 (Invariant set). Consider a general autonomous equation ˙x = F(x), x ∈ Rn and let S ⊂ Rnbe a set. In this context, S is said to be invariant if for all x0 ∈ S we have x(t; x0) ∈ S for all t ∈ R. If t ≥ 0 (t ≤ 0) then S is said to be a positively (negatively) invariant set. In other words, all trajectories starting in the invariant set, will never leave the invariant set.

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Definition 1.1.6 also asserts that an invariant set is some part of the state space which is not connected to the rest of the state space by any orbit. Also, we can assert that if S is an invariant set and x0∈ S then the orbit O(x0) belongs to S. This means that an invariant set can also be defined as a union of orbits.

Until now we have defined the mathematical concept of different types of stability but to study the stability properties of a specific fixed point we need a methodology. For this purpose we introduce the so-called linear stability theory which allows for a good physical interpretation of most cosmological models.

1.1.1 Linear Stability Theory

We consider a general autonomous equation ˙x = F(x), x ∈Rn. In order to determine the stability of a given fixed point x∗(t) we need to understand the nature of trajectories close to the fixed point. For this purpose, we linearise the system around the fixed point, which is to say that, assuming F(x) = f1(x), ..., fn(x) to be continuously differentiable, we Taylor expand each fi(x) around the fixed point:

fi(x) = fi(x∗) + n X j=1 ∂fi ∂xj (x∗)uj+ 1 2! n X j,k=1 ∂2fi ∂xj∂xk (x∗)ujuk+ ..., (1.2)

where u = u1, ..., unis defined as u = x − x∗ and, of course, fi(x∗) = 0. The first order truncation of equation (1.2) is called the linearisation of the differential equation at the fixed point x∗ and is a good first approximation to the full system near x = x∗:

fi(x) ≈ n X j=1 ∂fi ∂xj (x∗)uj. (1.3)

So, it is reasonable to expect that the behaviour of the linearisation at x = x∗is a good approximation of the behaviour of the non-linear system near x = x∗.

Therefore, an important object for linear stability theory is the stability matrix, M:

M =h∂fi ∂xj i =      ∂f1 ∂x1 · · · ∂f1 ∂xn .. . . .. ... ∂fn ∂x1 · · · ∂fn ∂xn      . (1.4)

The stability matrix is an n × n matrix (where n is the dimension of the phase space) containing information about each first order derivative of each function fi: Mij = ∂x∂fij 1. Accordingly, there are n eigenvalues of this matrix which, when evaluated at the fixed point, will provide the information about the stability of the system.

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Theorem 1.1.2. Let x∗ be a fixed point of the system ˙x = F(x), x ∈ Rn and suppose that all of the eigenvalues of the stability matrix evaluated at the fixed point,M(x∗), have negative real parts. Then, the fixed pointx∗is asymptotically stable.

The proof for Theorem 1.1.2 can be found in [2] (pages 24, 25).

This gives us a tool to determine the stability of a specific fixed point. As a consequence we have three distinct cases:

• If all of the eigenvalues of M(x∗) have negative real parts then the fixed point is asymptotically stable and is said to be an attractor.

• If all of the eigenvalues of M(x∗) have positive (non-zero) real parts then the fixed point is said to be a repeller.

• Finally, if at least two of the eigenvalues of M(x∗) have non-zero real parts with opposite sign then the fixed point is said to be a saddle point, meaning that it attracts trajectories in some directions but repels them along others.

The previous characterisation only gives information about the stability of a fixed point given that none of the eigenvalues of M(x∗) have real part equal to zero. This leads us to the definition of hyper-bolic fixed point:

Definition 1.1.7 (Hyperbolic fixed point). Let x∗be a fixed point of the system ˙x = F(x), x ∈ Rnand consider the stability matrix evaluated at the fixed point, M(x∗). Then x∗ is called a hyperbolic fixed point if none of the eigenvalues of M(x∗) have zero real part2.

Stability properties can only be derived from linear stability theory whenever the fixed points in study are hyperbolic, meaning that it fails for non-hyperbolic points and their stability properties should be studied with alternative methods [2].

1.1.2 Bifurcations

Until now, we have only considered dynamical equations of the form (1.1) depending on a set of dynamical variables x = x1, ..., xn. But besides dynamical variables, the dynamical equations of a model can contain time-independent quantities. The value of these parameters is fixed for a specific application of the model. For example, for an ecological model, one useful parameter would be the growth rate of a specific population. When we wish to leave the parameter free, it is advantageous to think of it as a continuous variable which is time-independent. The result is a set of dynamical equations indexed by that parameter.

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Following this, consider the parametrised vector field:

˙x = F(x; λ), x ∈Rn, λ ∈ Rp, (1.5)

where F :Rn→ Rnis a continuous differentiable function and again, n is the dimension of the system, and p is the number of parameters: λ = λ1, ..., λp. Now suppose that the family (1.5) has a fixed point at (x; λ) = (x∗; λ∗), i.e., F(x∗; λ∗) = 0. We wish not only to ask if this fixed point is stable or not but we also want to know how its stability (or instability) will be affected as λ is varied.

If the fixed point is hyperbolic, according to Definition 1.1.7, we know that its stability can be deter-mined by the sign of the eigenvalues of the stability matrix in the linear approximation. Indeed, when F(x∗; λ∗) = 0 and M(x∗; λ∗) has no eigenvalues with zero real-part, M(x∗; λ∗) is an invertible matrix and, by the Implicit Function Theorem, for λ sufficiently close to λ∗, there exists a unique function, x(λ), such that F(x(λ); λ) = 0. By continuity of the eigenvalues with respect to the parameters, for λ sufficiently close to λ∗, M(x(λ); λ) has no eigenvalues with zero real-part. Therefore, for λ sufficiently close to λ∗, the hyperbolic fixed point (x∗; λ∗) of (1.5) persists and its stability type remains unchanged. To summarise, in a neighbourhood of λ∗, an isolated fixed point of (1.5) persists and always has the same stability type.

Therefore, the question of whether the stability and number of fixed points is changed when λ varies is only relevant for non-hyperbolic fixed points. In this case, for λ near λ∗ (and for x close to x∗), the dynamical behaviour could be completely altered.

Definition 1.1.8 (Bifurcation of a Fixed Point). A fixed point (x; λ) = (x∗; λ∗) of a parameter family of n-dimensional vector fields is said to undergo a bifurcation at λ = λ∗if the flow for λ near λ∗and x near x∗ is not qualitatively the same as the flow near x = x∗at λ = λ∗. In this case, x∗is called a bifurcation point and the parameter value λ = λ∗ a bifurcation value.

Note that the condition that a fixed point is non-hyperbolic is a necessary but not sufficient condi-tion for bifurcacondi-tion to occur in parameter families of vector fields. Bifurcacondi-tions are usually classified according to how the stability and number of fixed points are changed.

As an example, in the simplest case, the one dimensional system, dx

dt = f (x; λ), t > 0 (1.6)

where λ is a real parameter and f is some continuously differentiable function of x and λ. The fixed points x∗of equation (1.6) are found by setting f (x; λ) = 0. If fx ≡ ∂f∂x = 0 at λ = λ∗, then several fixed points may exist corresponding to one single value of λ, in a neighbourhood of λ∗. This happens because the Implicit Function Theorem does not apply when ∂f∂x(x∗; λ∗) = 0.

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The representation of f (x; λ) = 0 is called the branching diagram. The intersecting branches are named bifurcating solutions and the points of intersection (in which stability changes), are called bifur-cation points.

In our definition, the bifurcation value λ∗is defined according to,

fx(x∗; λ∗) = 0, f (x∗; λ∗) = 0.

But, by the Implicit Function Theorem, f (x∗; λ) = 0 implies λ = λ(x∗) whenever fx(x∗; λ) 6= 0, This can be expressed by differentiating f according to x∗,

fx∗+ fλ

dλ dx∗

= 0. (1.7)

Equation (1.7) shows that, if fλ6= 0, then at a bifurcation point where fx∗ = 0,

dλ dx∗ = 0.

Example 1.1.1 (Saddle-node bifurcation). Consider the one-dimensional quadratic equation, dy

dt = f (y; λ) = λ − y

2, (1.8)

for λ ≥ 0. Solving equation (1.8) equal to zero translates into f (y; λ) = 0, which renders the fixed points, y∗1 = √ λ, y∗2 = − √ λ (1.9)

The bifurcation point λ = 0 gives the intersection of the two branches of fixed points whose existence is allowed near λ = 0 and y = 0 by the Implicit Function Theorem as dydf = −2y vanishes at y = 0, where the fixed points collide giving rise to a single non-hyperbolic fixed point. Besides, dydf(y∗1; λ) =

−2y∗1 = −2

λ and dydf(y∗2; λ) = −2y∗2 = 2

√ λ.

This defines the stability of each fixed point. For λ > 0, y∗1 (represented by the solid branch of the

parabola in Figure 1.1 (a)) is stable and y∗2 (represented by the dashed branch of the parabola in Figure

1.1 (a)) is unstable. As y∗1 and y∗2 always have opposite signs they will also have opposite stability

characters. Hence, one single branch of fixed points experiences a transition from stable to unstable and, in particular, there is an exchange of stability at the bifurcation point y∗= 0. Note that, at the bifurcation point, df = 1 6= 0 and equation (1.7) implies dy = 0 there. As λ is varied, the two critical points y∗1

and y∗2 get closer together, collide and are mutually destroyed.

This is a standard example of a saddle-node bifurcation which represents the procedure by which fixed points are “created” or “destroyed”.

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λ

y

*

(a) Saddle node bifurcation

λ

n

*

(b) Transcritical bifurcation

Figure 1.1: Bifurcation diagrams for the saddle node bifurcation described in Example 1.1.1 (left) and the transcritical bifurcation described in Example 1.1.2 (right). A solid curve is used to represent a family of stable fixed points whereas a dashed curve is used to highlight a family of unstable fixed points. The vertical lines represent the flow generated by each system along the vertical direction.

dn

dt = f (n; λ) = λn − n

2, (1.10)

where n represents the number of individuals in a given population. The parameter λ describes the evolution of the population. If λ is relatively small then the population grows (dies) exponentially if λ > 0 (λ < 0). If λ is big, the population grows too fast and eventually, it will become so large that the growth rate drops due to lack of food income. The second term in (1.10), being non-linear, gives a natural saturation of the exponential population growth.

The fixed points on equation (1.10) are found through f (n; λ) = 0:

n∗1 = 0, n∗2 = λ. (1.11)

These two fixed points coincide at λ = 0. This means that these two branches of fixed points intersect at the bifurcation point λ = 0. Near λ = 0 and n = 0 the existence of these two branches is allowed by the Implicit Function Theorem, because dndf = 0 is when n = 0 and λ = 0, highlighting the non-hyperbolic character of this fixed point.

Actually, we have,

df

dn(n∗1, λ) = λ,

df

dn(n∗2, λ) = −λ. (1.12)

By linear stability theory, the fixed point n∗1 is stable if

df

dn(n∗1, λ) < 0 and the fixed point n∗2 is

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n∗2 being stable for λ > 0 and unstable for λ < 0. Hence, whenever n∗1 is stable n∗2 is unstable and

vice-versa. The two branches have exact opposite stabilities and exchange stability at the bifurcation point λ = 0. A depiction of this behaviour can be found in Figure 1.1 (b).

Also, here, fλ = n = 0 at the bifurcation point, suggesting that, by equation (1.7), dn could be different from zero at this point. This is a typical example of a transcritical bifurcation and the logistic equation is the canonical form of transcritical bifurcation.

1.2

Basics of General Relativity

General Relativity (GR), formulated in 1915 [6], is Albert Einstein’s theory of space, time and grav-itation. It stands for a mathematical description of the three spatial dimensions plus one time dimension, through four dimensional manifolds. This means that the three spatial dimensions and time are features of a fundamental four-dimensional spacetime. This was soon considered to be a powerfully predictive theory when it passed rigorous observational tests [7], namely, the recently detected gravitational waves [8]. In GR, gravity is a manifestation of the curvature of spacetime itself, making it a purely geometrical theory: locally, mass distorts spacetime, giving rise to a gravitational field, and on cosmological scales, spacetime itself can be curved.

General Relativity rises as a generalisation of Einstein’s Special Relativity (SR) [9] in order to obtain a coherent theory of gravitation. In GR the notions of distance and time between two spacetime points in the manifold are encoded in the metric tensor, gµν, which is a function of the spacetime coordinates xµ. In other words, the metric fixes the causal structure of spacetime (the light cones). For the four dimensional manifold we take µ = 0, 1, 2, 3 and latin indices, i = 1, 2, 3, are used to denote spatial coordinates.

We can define the determinant of the metric, g ≡ det(gµν) and the inverse of the metric, gµν, which, given g 6= 0 (i.e., gµνinvertible), is fully determined by the condition: gµαgαν = δνµ, where the symmetry of gµν implies symmetry on the inverse, gµν. This means that the metric tensor and its inverse can be used as a tool to raise or lower indices of a tensor, for example:

Xµ= gµνXν. (1.13)

Throughout this work we will rely on the Einstein notation, which states that when some index appears twice in a single term, a summation of that term over all the values of the index is implied. For example, for the case of the term in (1.13):

Xµ= gµνXν = 3 X ν=0

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The separation between two points is defined according to the line element, ds, ds2 = gµνdxµdxν, (1.15) and is given by `AB = Z B A ds, (1.16)

where dxµis an infinitesimal displacement vector in the direction of xµ.

In a curved spacetime, the generalisation of the partial derivative is the covariant derivative:

∇µXα = ∂µXα− ΓβµαXβ, ∇µXα = ∂µXα+ ΓαµβXβ, (1.17)

respectively for covariant and contravariant tensors. In the previous expressions, Γλµνare the connection coefficients, related to the parallel transport (transporting a given vector along a curve γ without any change to its length or direction so as to obtain a parallel vector at each point of γ).

In order for the scalar product to stay invariant through parallel transport along any curve (which is to say that its covariant derivative must vanish), we ask for compatibility between the covariant derivative and the metric,

∇αgµν = 0. (1.18)

Assuming that the spacetime connection lower indices are symmetric and, according to the definition of covariant derivative given in equation (1.17), this implies

Γλµν = 1 2g

λδ(∂

νgδµ+ ∂µgδν− ∂δgµν), (1.19)

which is the Levi-Civita connection, also referred to as Christoffel symbols of the second kind.

In the theory of General Relativity there is a very clear connection between the geometry of the manifold, encoded in the metric tensor gµν, and the entire matter content of the Universe, expressed by the so-called energy-momentum tensor, Tµν (EM). This relation is described by the Einstein field equations (without a cosmological constant):

Gµν = Rµν− 1

2gµνR = 8πG

c4 Tµν, (1.20)

where G is the classical Newton’s gravitational constant, c is the speed of light in vacuum, Gµν is the Einstein tensor, which encapsulates all curvature information, R and Rµν are the Ricci scalar and Ricci tensor, defined in terms of the Riemann tensor Rρµσν, as follows:

Rµσνρ = ∂σΓρνµ− ∂νΓρσµ+ Γ ρ σλΓ λ νµ− Γ ρ νλΓ λ σµ, (1.21)

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Rµν = Rλµλν, (1.22)

R = gµνRµν. (1.23)

Given this, expression (1.20) corresponds to a set of 16 equations. Actually, by assuming that the Einstein tensor and the energy momentum tensor are symmetric we are left with a set of 10 equations. Additionally, it can be shown that the Riemann curvature tensor also satisfies a set of differential identities called the Bianchi identities,

λRµσνρ + ∇νRρµλσ+ ∇σRρµνλ = 0, (1.24)

which reduces the Einstein equations to a set of 6 independent non-linear differential equations. From (1.24) it is possible to extract four conservation laws, commonly termed the contracted Bianchi identities:

∇µGµν = 0 =⇒ ∇µTµν = 0 , (1.25)

which can be interpreted as generalisations of the classical energy and momentum conservation laws. The Riemann tensor describes the spacetime curvature and is given in terms of the connections, which define the spacetime geodesics (trajectories of free particles). In GR, a free particle’s trajectory is the generalisation of a straight line in a curved spacetime and is given by the geodesic equation

d2xα ds2 + Γ α µν dxµ ds dxν ds = 0, (1.26)

where ds is defined in equation (1.15). Equation (1.26) with Γαµνgiven by (1.19) is the geodesic equation for Euclidean space. There are some privileged parameters u for which the geodesic equation has the form ddu2x2α + Γαµνdx

µ

du dxν

du = 0. These are known as affine parameters. For an affine parameter, ds/du is constant, so one is taken along the geodesic at a constant sort of rate. ds2contains information about the causal structure of the spacetime, in the sense that any non-zero vector Vµis described as:

             timelike null spacelike if gµνVµVν              < 0 = 0 > 0. (1.27)

For timelike structure, the length is called proper time whereas for spacelike structure it is termed proper distance. It can be shown that a massive particle follows a timelike path through spacetime (and in particular a free particle follows a timelike geodesic) whereas massless particles, such as photons, follow a null geodesic (the tangent vectors to its path are null). We can not construct spacelike paths between

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two events since, as they are spatially separated, the proper time is not defined (there is no worldline connecting the events).

Note that the proper time for an observer is given by dτ2 = ds2/c2, implying that, sometimes, this is a useful affine parameter to parametrise the geodesics. In General Relativity, Newton’s first law of motion can be translated as “free particles follows geodesics in spacetime”. In fact, if we think of a local inertial coordinate system, where we may neglect the terms proportional to Γαµν, the geodesic equation (1.26) for the affine parameter τ reduces to d2xα/dτ2 = 0. For non-relativistic speeds dτ /dt ' 1 and the geodesic equation yields d2xi/dt2 = 0 (i = 1, 2, 3), which is identified as the Newtonian equation of motion of a free particle.

Given a specific metric, both the structure of spacetime and the motion of particles within it can be deduced.

For more details regarding the formal geometrical details of General Relativity we refer the reader to, for example, [9–14].

1.3

Standard Model of Cosmology - The FLRW model

This section is mainly based on [15–19].

Cosmology is the study of the universe, or cosmos, regarded as a whole. Modern theoretical cosmol-ogy relies mainly on Einstein’s theory of gravitation and its cosmological implications [20].

There are no general solutions to the Einstein field equations, (1.20), but, among others, Einstein realised that, in order for the field equations to give a coherent description of the Universe, some as-sumptions were needed. The first simplification is that the Universe should look the same at each point and in all directions. This is the Copernican Principle, commonly generalised to the Cosmological Prin-ciple, which states that space can be assumed to be spatially homogeneous and isotropic on sufficiently large scales. That is to say that there are no special positions in the Universe and, so, the cosmological metric, needs to be one which describes a time varying universe and also one that is, at each time, spa-tially homogeneous and isotropic. Taking only geometrical arguments, the most generic spacetime for a homogeneous and isotropic Universe with matter uniformly distributed, as a perfect fluid is given by the Friedmann-Lemaˆıtre-Robertson-Walker metric [21–23] and has the following form:

ds2 = −dt2+ a2(t)  dr2 1 − kr2 + r 22+ r2sin2θ , dϕ2  , (1.28)

where t is the cosmic time, k ∈ {−1, 0, +1} is the spatial curvature and a(t) > 0 is the scale factor which describes the expansion or contraction of the universe (defined in a way such that a(ttoday) = 1). Hereafter we will choose units such that c = 1 (see Appendix A for more details regarding the system of units). For k = 1 the universe is said to be spatially closed, spatially open for k = −1 and, if k = 0, it

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is spatially flat. The set of coordinates (r, θ, ϕ) are called the comoving coordinates, i.e., the coordinates for which r, θ, ϕ are constant throughout time evolution. For cosmological applications it will be useful to consider the homogeneous, isotropic, spatially flat3(k = 0) FLRW metric (1.28), which in Cartesian coordinates reads

ds2= −dt2+ a2(t)δijdxidxj, (1.29)

Secondly, as a consequence of the cosmological principle, the various matter-energy components of the Universe are assumed to be well described, at large scales and with high precision, by a continuous perfect fluid, to which spacial comoving coordinates are assigned. In particular, the corresponding EM tensor is fully described by its energy density ρ(t) and isotropic (no shear nor viscosity) pressure p(t). By assuming a perfect fluid, the energy-momentum tensor can be written as:

Tµν = (p + ρ)uµuν − pgµν, (1.30)

where uµis the fluid’s four-velocity defined as

uµ= dx µ √

−ds2, (1.31)

which satisfies uµuµ= −1 and, for a comoving observer, is given by uµ= (−1, 0, 0, 0). Given this, and taking the metric in (1.29), Tνµis a purely diagonal tensor:

Tνµ=       −ρ 0 0 0 0 p 0 0 0 0 p 0 0 0 0 p       (1.32)

When p and ρ can be related through an equation of state (EoS), p ≡ p(ρ), we speak of barotropic fluids. This is usually considered to be a linear relation: p = wρ, where w is termed the equation of state parameter. It is well-known that for a non-relativistic (dust-like) perfect fluid w = 0, while for a relativistic (radiation-like) fluid w = 1/3. The Standard Model of Particle Physics excludes fluids with w /∈ [0, 1] though some phenomenological models need to rely on non-physical values of w in order to explain the astronomical observations.

The dynamical equations arising from the Einstein field equations (1.20) assuming a FLRW metric (1.29) and possible spatial curvature k, consist of two coupled differential equations for the scale factor a(t) and the functions ρ(t) and p(t). The Friedmann constraint follows from the time-time component of the Einstein field equations and can be written as:

3

The hypothesis that the Universe is flat has been argued in the context, for instance, of CMB results, presenting a sharp feature in the temperature anisotropy spectrum on the very angular scale predicted for a spatially flat Universe [24].

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H2 = ˙a a 2 = 8πG 3 ρ − k a2, (1.33)

where H ≡ a˙a is the Hubble parameter (with the convention that an over-dot denotes differentiation with respect to t).

On the other hand, from the spatial (diagonal) components of the Einstein field equations we can derive: ¨ a a= − 4πG 3 (ρ + 3p), (1.34)

which is known as the Raychaudhuri equation. This last equation is of great value as it gives a straight-forward condition on the parameters in order to draw a distinction between a universe with an increasing expansion rate, if ¨a > 0, or decreasing, if ¨a < 0. These two cases usually correspond to a Universe undergoing accelerated or decelerated expansion respectively. According to equation (1.34), it is clear that if ρ + 3p > 0 the Universe must be decelerating whereas if ρ + 3p < 0 the Universe is accelerating. The positive inequality is shown to correspond to the strong energy condition [13]. By assuming a linear equation of state all of this information can be translated as conditions imposed on the EoS parameter: w > −1/3 for deceleration and w < −1/3 for acceleration. This gives constraints regarding the phys-ically relevant solutions and one can note that ordinary matter (the one we are used to experience as baryons and radiation), which presents 0 ≤ w ≤ 1/3 cannot be used to power an accelerating Universe. From the conservation of the EM tensor, (1.25), and from equations (1.30), (1.33) and (1.34), we can derive the continuity equation:

˙

ρ + 3H(ρ + p) = 0, (1.35)

which expresses energy conservation throughout the evolution of the Universe. Taking into account the EoS parameter and solving for ρ:

ρ ∝ a−3(w+1). (1.36)

Considering that for matter, i.e., a dust-like fluid (baryonic matter and dark matter4), pm= 0 ⇒ wm= 0, and for a radiation-like or ultrarelativistic fluid (photons and neutrinos), pr = ρr/3 ⇒ wr = 1/3, we have      ρm∝ a−3, for matter, ρr∝ a−4, for radiation. (1.37)

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This is an easy way of concluding that, for this scenario, in a sufficiently distant past, the ultrarelativistic species were dominant over the matter species and, when the scale factor became sufficiently large, the matter fluids became the dominant contribution to the content of the Universe.

An evolution equation for the scale factor can be derived for a flat Universe introducing (1.36) into (1.33) and solving for a(t):

a(t) ∝ t3(w+1)2 , (1.38)

which is valid whenever w 6= −1. Hence, the scale factor depends on time through a power-law solution and, in particular,     

a(t) ∝ t2/3, for matter, a(t) ∝ t1/2, for radiation.

(1.39)

Equation (1.36) is only valid for the case where there is only one perfect fluid characterised by an EoS parameter w, appearing in the Einstein equations (1.20). In principle, there will be multiple fluids sourcing the cosmological equations. In that case, the total energy momentum tensor present in the Einstein equations, has to account for an individual energy momentum tensor for each fluid:

Tµν = Tµν(1)+ Tµν(2)+ ... + Tµν(n), (1.40)

where n is the number of species in the theory. In this case, the conservation equation (1.25) implies the conservation of the total energy momentum tensor, i.e., of the sum of the energy momentum tensors for each fluid:

∇µTµν = 0 =⇒ ∇µ 

Tµν(1)+ Tµν(2)+ ... + Tµν(n)= 0. (1.41)

This means that we have no information on whether the energy momentum tensor for a single fluid is individually conserved. For example, considering a theory with only two fluids, Tµν(1)and Tµν(2):

∇µTµν = ∇µ 

Tµν(1)+ Tµν(2) 

= 0 =⇒ ∇µTµν(1)= Qν and ∇µTµν(2)= −Qν, (1.42)

where Qν stands for the exchange of energy-momentum between both fluids. Indeed, whenever there is an interaction present, the form of Qν should not be arbitrary, but should account for the physical properties of each fluid and how that could lead to an interaction.

Taking into account the different fluids present in the Universe, equation (1.33) can be rewritten as

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where Ωk≡ − k H2a2 (1.44) and Ωm,r≡ 8πG 3H2ρm,r (1.45)

are the density parameters for curvature, matter fluids and ultrarelativistic fluids. This definitions, to-gether with the previous analysis, suggests that we can rewrite (1.33) as

H2 = H02 Ωk0a −2+ Ω m0a −3+ Ω r0a −4 , (1.46)

where Ωk0, Ωm0 and Ωr0 correspond to the value of the parameters defined in (1.44) and (1.45) today,

and H0also represents the value of the Hubble rate at present times.

1.4

Dark Energy

The discovery of the accelerated expansion of the Universe by the Supernova Cosmology Project [25] and by the High-z Supernova Search Team [26] in 1998 made drastic changes regarding our knowledge of the Universe. Currently, our best guide comes from the latest release of parameter estimates coming from the Planck satellite observations [27, 28] of the cosmic microwave background (CMB). Based on these, and other cosmological observations, it is very well established that the Universe is currently undergoing a period of accelerated expansion.

One of the main challenges in cosmology concernes the determination of the composition of the Universe. As shown above, ordinary matter such as dust or radiation cannot be the power source for ac-celerating our Universe. Consequently, these results indicate that there seems to exist an unknown source of energy/matter component, which happens to be the most abundant among the known constituents of the Universe. Such an energy source would need to have an EoS characterised by an effective negative pressure in order to explain the observations. It is impossible to build a macroscopic type of matter which behaves in this manner considering only particles of the Standard Model, i.e., all types of matter we have detected so far. Such an unknown component is generally classified under the broad heading of Dark Energy (DE) [29]. These results could also be explained by a more general gravitational theory, studied in the formalism of Modified Theories of Gravity [30]. DE attempts to explain the late-time acceleration as a mass-energy component on the right side of the Einstein field equations.

Einstein himself attempted to solve this problem (1917, although it was not a problem at the time [20]) while aiming for a static cosmological solution. Such a static situation still requires a component

(35)

with negative pressure, more precisely a combination with w = −1. Einstein chose to rule this rather odd equation of state as non-physical and instead introduced his famous cosmological constant Λ to the gravitational action. By doing so we get a set of modified Einstein field equations (1.20),

Rµν− 1

2Rgµν+ Λgµν = 8πGTµν. (1.47)

This static solution was found to be unstable. However, as was later discovered [31, 32], the Universe is not static, but we can rely upon Einstein’s thinking to try to explain the accelerated expansion.

One of the main problems revolves around quantum field theory arguments, predicting the existence of a vacuum energy density associated with quantum fields, which should make a contribution to the effective EM tensor. A problem was found when such a vacuum contribution was theoretically estimated, leading to a discrepency of about 120 orders of magnitude, when compared to the experimental value of the cosmological constant [33]. This is the famous fine tuning problem of the cosmological constant [34–38].

Inspired by Einstein’s formulation, the simplest model of dark energy is represented by the cosmo-logical constant Λ, which is now related to a cosmocosmo-logical source with pΛ = −ρΛ, or wΛ= −1, and is called ΛCDM model, where CDM stands for cold dark matter (and cold stands for non-relativistic).

Dark matter is an undetected entity which is needed at galactic and cosmological scales in order to correctly fit the astronomical data [27, 28, 39, 40]. The measurements of the rotation curves of galaxies are not in agreement with the theoretical predictions based on Newtonian mechanics. The observed behaviour can only be explained if more mass is present. But this type of mass seems to neither emit nor absorb radiation and therefore cannot be detected through electromagnetic interaction.

Assuming a ΛCDM model, the most recent astronomical observations seem to point for a cosmo-logical constant model with ΩΛ0 = 0.6847 ± 0.0073, for its present density parameter [28]. In fact, by

combining the Planck data [28] with other observational data such as Type-Ia supernovae, it is found w = −1.03 ± 0.03 for the EoS of dark energy, which is in agreement with the results for a cosmo-logical constant. For the remainder content of the Universe it is found, Ωb0h

2 = 0.02237 ± 0.00015 for baryonic content and ΩDM0h

2 = 0.1200 ± 0.0012 for cold dark matter, where h = H

0/(100 km s−1Mpc−1) is the usual way of introducing the observational uncertainty related to the Hubble param-eter, which is constrained as H0 = 67.36 ± 0.54 km s−1 Mpc−1. The neutrino mass is also tightly constrained as mν < 0.12 eV. These observations also suggest that the Universe is spatially flat, with Ωk0 = 0.001 ± 0.002, which is a good argument to take k = 0 in the metric (1.28) and, consequently, in

(1.33).

In this scenario, at early times, the ultrarelativistic species prevailed over all the others and, when the scale factor became sufficiently large, the matter fluids became the dominant contribution to the

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content of the Universe, until very recently, when the dark energy component started to dominate. But, as mentioned, in the standard ΛCDM model of cosmology, the Universe at the present day appears to be extremely fine tuned, as this cosmological constant appears to have begun dominating the universal energy at a very specific moment. The ΛCDM model is also known to present some conceptual problems, such as the cosmic coincidence problem [41, 42]. In attempts to avoid these problems, the cosmological constant is often generalised to a dynamical scalar field, whose time evolution could more naturally result in the observed energy density today. The dynamics of the evolution of the Universe under the ΛCDM model can be found, for example, in [43].

1.4.1 Quintessence Field and Tachyon Field

Scalar fields, describing scalar (spin 0) particles, are extremely important entities in modern physics. Relevant examples of scalar fields are the recently detected Higgs field [44], responsible for the mech-anism of providing mass to the particles of the Standard Model of Particle Physics, or the inflaton, considered to be the scalar field that drives inflation [45]. Both these scalar fields play a critical role in models of fundamental physics. The inflaton, in particular, gives rise to dynamics similar to dark energy, since both have to be responsible for a period of accelerated expansion. Additionally, there is a precedent of solving problems related to missing energy by hypothesising a new particle or field, as was the case with the neutrino and dark matter (which still awaits proper detection). Scalar fields were first considered in cosmology mainly in the context of a time varying cosmological constant [46–48]. For this reason, it seems reasonable to assume that dark energy could also be described by a dynamical scalar field, varying slowly along some potential V (φ), instead of the cosmological constant. This dynamical scalar field should account for the missing energy contribution needed to preserve flatness in the Universe. This mechanism is similar to slow-roll inflation in the early Universe [49], but the difference is that non-relativistic matter (dark matter and baryons) cannot be ignored in order to properly discuss the dynamics of dark energy. The DE equation of state varies dynamically, making these models distinguishable from the standard ΛCDM model.

Another important motivation to consider a dynamical scalar field is the so-called “coincidence prob-lem”, which concerns the initial conditions required to explain the value of the energy densities of matter and dark energy today. In other words, it seems to be an incredible coincidence that currently the energy densities of dark energy and dark matter are comparable in magnitude. For the case of the cosmological constant, the only possible option is to extremely fine tune the ratio of energy densities at the end of inflation. On the other hand, a dynamical scalar field could, in principle, couple to other forms of energy (directly or simply through gravitational interaction), granting the possibility of a DE component which naturally adjusts itself to reproduce the inferred energy density today. This can be achieved, for instance,

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with a DE model with attractor-like solutions which reproduce the energy densities for a very wide range of initial conditions.

Regarding this, scalar field based theories of dark energy are most commonly described by a canoni-cal scanoni-calar field φ, the quintessence field [50], which is the simplest scanoni-calar field scenario, and is described by a Lagrangian of the form:

Lquin = − 1 2∂µφ∂

µφ − V (φ). (1.48)

Through a simple analogy with special relativity, it is immediately clear that this represents a consis-tent generalisation of the classical Lagrangian of a non-relativistic particle,

L = 1 2q˙

2− V (q), (1.49)

where q stands for generalised coordinates in the Hamiltonian formulation.

It goes without saying, that cosmological models which rely on a canonical scalar field in order to account for the late time acceleration, fall under the cathegory of the so-called quintessence models. These type of models were first introduced in [46, 51]. Some sample models with quintessence applica-tions, such as quintessence driven inflation or dynamical quintessence models with different potentials can be found in [52–58]. Throughout this work we will make use of some dynamical variables to de-scribe quintessence models, which were first introduced in [59–63]. Different models can differ from each other on the choice of the potential V (φ) in the Lagrangian (1.48). The simplest case is the one for an exponential potential and was studied, for example, in [59, 64, 65] and for a power law potential in [56, 60, 66, 67]. For other potentials see, for example [55, 62, 64, 68–78].

Analogously, one could look for a natural generalisation of the Lagrangian for a relativistic particle:

L = −mp1 − ˙q2, (1.50)

with energy E = m/p1 − ˙q2and momentum p = m ˙q/p

1 − ˙q2, related by E2 = p2+ m2. This can be generalised for a scalar field and written as

Ltach= −V (φ)p1 + ∂µφ∂µφ, (1.51)

where the field φ is termed the tachyon field.

This relativistic description allows for massless particles with a finite well-defined energy given by the particles momentum: E2 = p2. This can be transposed to field theory by taking the equivalence q(t) −→ φ and ˙q2 −→ −gµν

µφ∂νφ where φ is a scalar field which, by means of relativistic invariance, could depend on both space and time. This also means that it is possible to treat the mass as a function of the scalar field [79], through V (φ).

Imagem

Figure 1.1: Bifurcation diagrams for the saddle node bifurcation described in Example 1.1.1 (left) and the transcritical bifurcation described in Example 1.1.2 (right)
Table 3.1: Couplings of a barotropic perfect fluid to a tachyonic dark energy component studied in the literature, with Q as defined in (2.56)
Table 3.2: Fixed points of the system (3.37)-(3.40) considering a dust-like coupled fluid, corresponding cosmological parameters and existence conditions, as defined in equations (3.30), (3.33), and (3.48)
Table 3.4: Dynamical stability for the fixed points of the system (3.37)-(3.40), as defined in Table 3.2, for a pressureless fluid
+7

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