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w w w . r b o . o r g . b r

Original

article

Are

the

good

functional

results

from

arthroscopic

repair

of

massive

rotator

cuff

injuries

maintained

over

the

long

term?

Alberto

Naoki

Miyazaki

,

Pedro

Doneux

Santos,

Luciana

Andrade

da

Silva

,

Guilherme

do

Val

Sella,

Sérgio

Luiz

Checchia,

Alexandre

Maris

Yonamine

FaculdadedeCiênciasMédicasdaSantaCasadeSãoPaulo,SãoPaulo,SP,Brazil

a

r

t

i

c

l

e

i

n

f

o

Articlehistory:

Received12February2015 Accepted19February2015 Availableonline30December2015

Keywords: Rotatorcuff

Arthroscopy/method Evaluationstudies

a

b

s

t

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a

c

t

Objective:Toevaluatewhetherthegoodandexcellentfunctionalresultsfromarthroscopic repairofmassiverotatorcufftearsaremaintainedoverthelongterm.

Methods:Fromthesampleofthestudyconductedbyourgroupin2006,inwhichwe evalu-atedthefunctionalresultsfromarthroscopicrepairofmassiverotatorcufftears,35patients werereassessed,8yearsafterthefirstevaluation.Theinclusioncriteriawerethatthese patientswithmassiverotatorcufftearsoperatedbymeansofanarthroscopictechnique, whoparticipatedinthepreviousstudyandachievedgoodorexcellentoutcomesaccording totheUCLAcriteria.Patientswhoseresultswerenotgoodorexcellentinthefirstevaluation accordingtotheUCLAcriteriawereexcluded.

Results:Amongthe35patientsreassessed,91%ofthemcontinuedtopresentgoodand excellentresults(40%excellentand51%good),while3%presentedfairresultsand6%poor results.Thetimeintervalbetweenthefirstandsecondevaluationswas8yearsandthe minimumlengthoffollow-upsincetheimmediatepostoperativeperiodwas9years(range: 9–17years),withanaverageof11.4years.

Conclusion:Thegoodandexcellentresultsfromarthroscopicrepairofmassiverotatorcuff tearsweremostlymaintained(91%),withthesameleveloffunctionandsatisfaction,even though8yearshadpassedsincethefirstassessment,withafollow-upperiodaveraging11.4 years.

©2015SociedadeBrasileiradeOrtopediaeTraumatologia.PublishedbyElsevierEditora Ltda.Allrightsreserved.

WorkperformedintheDepartmentofOrthopedicsandTraumatology,FaculdadedeCiênciasMédicasdaSantaCasadeSãoPaulo (DOT-FCMSCSP),SãoPaulo,SP,Brazil.

Correspondingauthors.

E-mails:lucalu01@me.com(A.N.Miyazaki),amiyazaki@uol.com.br(L.A.daSilva). http://dx.doi.org/10.1016/j.rboe.2015.12.009

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Os

bons

resultados

funcionais

do

reparo

artroscópico

das

lesões

extensas

do

manguito

rotador

mantêm-se

em

longo

prazo?

Palavras-chave: Bainharotadora Artroscopia/método Estudosdeavaliac¸ão

r

e

s

u

m

o

Objetivos: Avaliarseosbonseexcelentesresultadosfuncionaisdoreparoartroscópicodas lesõesextensasdomanguitorotadorsemantêmemlongoprazo.

Métodos: Apartirdaamostradotrabalhofeitopornossogrupoem2006,noqualavaliamos os resultadosfuncionaisdoreparoartroscópicodaslesõesextensasdomanguito rota-dor, foram reavaliados 35 pacientes, totalizando oito anos após a primeira avaliac¸ão. Critériosdeinclusão:pacientescomlesãoextensadomanguitorotadoroperadospor téc-nicaartroscópicaqueparticiparamdotrabalhoanteriorequeobtiverambonsouexcelentes resultadossegundooscritériosdaUCLA.Critériosdeexclusão:pacientesquenãoobtiveram resultadobomouexcelentesegundooscritériosdaUCLAnaprimeiraavaliac¸ão.

Resultados: Dos35pacientesreavaliados,91%mantiveram-secombonseexcelentes result-ados(40%excelentes,51%bons),3%regularese6%ruins.Ointervalodetempoentrea primeiraeasegundaavaliac¸ãofoideoitoanos,otempodeseguimentomínimodesdeo pós-operatórioimediatofoidenoveanos,variouentrenovee17anoscommédiade11,4. Conclusão: Osbonseexcelentesresultadosdoreparoartroscópicodaslesõesextensasdo manguitorotadormantiveram-seemsuamaioria(91%)comomesmoníveldefunc¸ãoe satisfac¸ãomesmoapósoitoanosdesuaprimeiraavaliac¸ão,totalizandotempode segui-mentocommédiade11,4anos.

©2015SociedadeBrasileiradeOrtopediaeTraumatologia.PublicadoporElsevier EditoraLtda.Todososdireitosreservados.

Introduction

Rotator cuffinjuries are considered tobe oneofthe com-monestdiseasesoftheshoulder.1Theirincidenceisgreatest amongwomenintheagegroupbetween55and60years1and theymayhaveeithertraumaticordegenerativeorigin.2,3They canbeclassified accordingto theirsizeassmall,medium, large or extensive.4 When small injuries are not properly treated,theymayevolvetoextensiveinjuriesthatarea chal-lengetotreat,evenforexperiencedsurgeons.

Whensurgery isindicatedfortreating extensiverotator cuffinjuries,thisinvolvesgreattechnicalcomplexitybecause ofthepoorqualityand/orretractionofthetendon,whichadds difficultytotherepair.5–8

Throughimprovementsinarthroscopictechniques,ithas becomepossibletotreattheseinjurieslessinvasively,without aggression to the deltoid musculature. Earlier rehabilita-tion and alower complication ratehave thusalso become possible.9–12 Despite thehigh rerupturerate,13 arthroscopic repairofextensiverotator cuffinjuriesleadstogood func-tionalresultswithahighsatisfactionrate.14–16

However,itneedstobeaskedwhetherthesegoodresults wouldbemaintainedoverthelongterm.Intheliterature,the numberofstudiesshowinggoodresultsfromthistechnique, withlong-termfollow-up,remainssmall.5,13,17

In2006,ourgroupevaluated61casesofextensiverotator cuff injuries that underwent arthroscopic repair. Accord-ing to the UCLA criteria, 89% of the results were good or excellent.14,18

Withthe aimofmaking along-termassessment ofour clinicalresults8yearsaftertheoperations,weproposed to

reevaluatethesame groupofpatientsthatweevaluatedin 2006,toascertainwhethertheresultshadbeenmaintained.

Sample

and

methods

InAugust2006,ourinstitution’sshoulderandelbowsurgery group evaluated the resultsfrom treating 61 patients with extensive rotator cuff injuries who had undergone opera-tionsusinganarthroscopictechnique.14Fromthatgroup,the patientswhoseresultsweregoodorexcellentwereselectedin ordertoassesswhethertheseresultsweremaintained8years later.Therefore,theinclusioncriteriawerethatthepatients neededtohavepresentedextensiverotatorcuffinjuriesthat weretreatedarthroscopicallyandwereincludedinthe previ-ousstudy,andthattheresultsobtainedweregoodorexcellent accordingtotheUCLAcriteria.18Patientswhoseresultswere notgoodorexcellent atthefirstevaluationandthosewho could notbecontactedforthe reevaluationwere excluded. Withthesecriteria,outoftheinitialgroupof61patients,53 whohadbeen classifiedashavinggoodorexcellentresults wereincludedinthepresentstudy.Amongthese,itwasonly possibletoreevaluate35.Thesampleloss(18patients;33%) wascomposedof15patientswhocouldnotbelocated,two deathsandonepatientwhorefusedtotakepartinthe inves-tigation(Table1).

Thelengthoftime betweenthefirstevaluationand the reevaluationwas8years.Theminimumlengthoffollow-up sincethepostoperativeperiodwas9years,witharangefrom 9to17years(meanof11.4years)(Table1).

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Table1–Clinicaldataonthepatients.

Case Sex Dom Age Postopmob RER Follow UCLA

1 M + 72 130/50/T7 + 204 32

2 M + 68 110/60/L1 120 17

3 M + 63 160/60/T7 123 35

4 F + 75 130/60/T10 145 33

5 M + 74 160/60/T7 130 34

6 M + 52 150/40/T9 119 34

7 M + 72 150/60/T5 156 34

8 M 75 120/45/L1 114 29

9 M + 76 120/60/T10 152 29

10 F + 71 160/70/T7 120 32

11 M + 83 130/40/L1 109 34

12 F 82 130/45/L1 141 30

13 M + 84 140/45/T7 171 35

14 F + 87 120/45/T12 126 34

15 F + 77 120/60/L1 143 33

16 F + 85 130/60/T12 136 33

17 M 71 140/50/T10 130 34

18 F + 69 100/45/L1 + 122 28

19 M + 77 150/80/T12 117 35

20 F + 93 130/30/T10 170 25

21 F 80 120/45/T10 161 32

22 F + 79 130/30/T10 122 34

23 F + 77 140/60/L1 149 33

24 F + 82 120/45/L1 114 30

25 F + 67 150/45/T12 123 32

26 F + 85 110/45/T12 134 28

27 F 85 110/45/T12 122 29

28 F 85 140/45/T12 120 31

29 M + 79 140/40/T12 157 32

30 M + 64 130/60/T10 176 34

31 M + 67 140/30/L1 109 29

32 M + 70 120/60/T12 + 135 19

33 M 69 150/40/T10 157 35

34 F + 83 140/45/T12 152 34

35 M 76 130/50/L2 126 34

Source:Hospital’smedicalfiles.

M,male;F,female;Dom,dominantside;Postopmob,postoperativemobility;RER,rerupture;Follow,follow-upinmonths.

arangefrom52to93years.Thedominantsidewasaffected in28cases(80%).Amongtheinjuries,30(85%)resultedfrom traumaorphysicalforceontheshoulder(Table1).

Amongthe 35 patients, 27 (77%)had injuriesthat fully or partially compromised the insertion of the tendon of thesubscapularismuscle,alongwithinjurytothe tendons ofthesupraspinatus and infraspinatus.Acromioplastywas performedon 30 patients(85%) and resectionofthe distal extremity oftheclavicle onseven(20%). In relationtothe longheadofthebicepsbrachii,tenotomyfollowedby tenode-siswasperformedin14cases,tenotomyaloneinfivecases andthetendonwasnotinthebicipitalgrooveinanotherfive cases.

Inallthepatients,suturingofthelesionwasperformedby meansofanchors.Thenumberofanchorsusedrangedfrom twotofive,withameanofthree.Thenumberofstitchesused rangedfrom fivetoten,withameanofseven.In31cases, tendon-to-tendonstitcheswere alsoused, inordertobring theedgesofthelesiontogether,beforesuturingtothebone. Ameanoftwotendon-to-tendonstitcheswasused,witha rangefromonetofourstitches.

Between May and October 2014, all the patients were reassessedclinicallybymeansoftheUniversityofCalifornia atLosAngeles(UCLA)method,18andtheirjointmobilitywas reevaluatedusingtheparametersdescribedbyHawkinsand Bokos19(Table1).

Toevaluatewhetherthegroupofpatientsstudiedwas dif-ferenttothegroupofpatientslost(around33%ofthesample), wecomparedthevariablesofsex,ageanddominancebetween thetwogroupsinordertodiminishthebiasintheresults.To comparethevariablesofsexanddominance,Fisher’sexact testwasused,andtocomparethemeanages,Student’sttest wasused.Theassumptionofequalvarianceswasmade,given thattheadherenceofagetonormaldistributioninthetwo groupswastestedbymeansoftheAnderson–Darlingtestand equalityofvariancebytheFtest.

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35

30

25

20

15

10

5

0

2006 2014

31.3 33.5

UCLA

Fig.1–FunctionalevaluationaccordingtotheUCLA criteria:changeinmeanvaluesfrom2006to2014.

excellentgroupandafairandpoorgroup,Fisher’sexacttest ofindependencewasused.

Allthetestswereperformedwithasignificancelevelof5% (p≥0.05).

Thisstudywasapprovedbyourhospital’sethicscommittee underthenumberCAAE3091491.4.4000.5479.

Results

Invalidatingthe sample,the group withoutfollow-up was composed of 18 patients and the group investigated was composedof35patients.Therewasnodifferenceinthe distri-butionsofsex(p=0.773)ordominance(p=0.464)betweenthe twogroups.Makingtheassumptionsthattherewas adher-encetonormaldistributionforthevariableofageinthetwo groups(p=0.619andp=0.631)andthattherewasequalityof variance(p=0.569),Student’sttestdidnotrejectthe hypoth-esis ofequalitybetweenthe mean ages ofthe twogroups (p=0.162).Thus,thesamplewasconsideredtobevalidated.

Inreassessingthese35patientsusingtheUCLAcriteria,18 we obtained a mean score of 31.31 (range: 17–35) (Fig. 1; Table1).Wefoundthat40%oftheresultswereexcellent,51% good,3%fairand6%poor.WorseningoftheUCLAresult18was onlyobservedin9%ofthecases.Themeanrangeofmotion was132◦ forelevation(range:100–160),50forlateral rota-tion (range: 30–70◦)and T10 formedialrotation (range: T7 toL2). Rerupturewasobservedinthreecases:twopatients whomaintainedgoodorexcellentresultsandonewho pre-sentedworsening(Table1).Thepatientswhohadundergone acromioplastypresentedbetterresultsaccordingtotheUCLA criteria18thanthoseofpatientswhohadnotundergonethis procedure(p=0.02).

Discussion

Intheliterature,wefoundsomestudiesonarthroscopicrepair ofextensiverotatorcuffinjurieswithshort-termresultsthat wereencouraging.JonesandSavoie16 retrospectively evalu-ated50casesoflargeandextensiveinjuriesthatwererepaired usinganarthroscopictechniquewithameanlengthof follow-upof32months.Theyobtainedasatisfactionrateof98%and meanscoreof32.7usingtheUCLAmethod,and88%oftheir patientswereclassifiedashavinggoodorexcellentresults.16

Bennett15 evaluated 37 caseswithamean follow-upof3.2 years,inwhich78%oftheinjurieswerecompletelyrepaired, andobtainedameanASESscoreof77forinjuriesof postero-superiorpatternand85forinjuriesofanterosuperiorpattern. In2009,wepublishedaseriesof61casesofextensiverotator cuffinjurieswithameanfollow-upof36monthsandfound that89%oftheresultsweregoodorexcellent,accordingtothe UCLAmethod.14,18

Morerecently,Denardetal.5conductedalong-term evalu-ationon126caseswithaminimumfollow-upof5yearsand meanof8.2yearsandfoundthat78%oftheresultsweregood orexcellent,accordingtotheUCLAmethod.Wefoundthat 91% ofthe resultsthathad been considered tobegood or excellentaccordingtotheUCLAmethodweremaintained.18 Ourresultsalsoshowedfavourableoutcomesfromusingthe arthroscopictechnique,andshowedthatthegoodand excel-lentresultsweremaintained,evenforlongtimesafterthefirst evaluation.

In relation tomobility, no significant diminution of the rangeofmotionwasobserved,eitherforelevationorforlateral and medialrotation.Nodifferenceregardingthefunctional resultswasobservedincomparing traumaticand nontrau-matic causes ofthe injuries. Thenumber ofanchors used did notinfluence the results and neitherdid the different approachesusedforthelongheadofthebiceps.

Thepatientswhounderwentacromioplastyachieved bet-terresultsaccordingtotheUCLAmethod,18inrelationtothose whodidnotundergothisprocedure(p=0.029).Thiswasvery likelybecause thelattercaseswere ofgreaterseverity and the surgeondecidednottoperformacromioplastybecause ofthe high probabilityofrerupture.20 Wefound thatthere wasworseningofthefunctionalresultsinonlythreepatients, andtheexplanationsforthismayhavebeenthefactthatone ofthemwasalong-termsmoker(case2),anotherpracticed sportsfrequently(case32)andthethirdsufferedworsening ofpreexistingcomorbidities(case20).Wefoundthatinsome studies,socialhabitssuchassmokingandoccupational activ-itieshadanegativeinfluenceontendonhealing.21

Thenumberofcasesofrerupturediagnosedinthepresent study wasvery small, which was discordant with findings intheliterature.Thiswasprobablybecausewedidnot rou-tinelyperformmagneticresonanceimagingontheshoulders of asymptomatic patients.22 However, like Gerber et al.,23 Jost etal.,24and Melladoetal.,25 webelievethatrerupture ofrepairedtendonsisnotnecessarilyassociatedwithpoor clinical results.Thiswasseeninourcase1,whichdespite reruptureobservedonshouldermagneticresonanceimaging, continuedtopresentanexcellentfunctionalresult(Table1).

Onelimitingfactor ofthepresent studywasourlossof 33%ofthesample,whichmayhaveledtosomeformofbias intheresults.However,wetooktheprecautionofcomparing thesamples(studiedversuslost)throughstatisticaltestsand observedthattherewasnoheterogeneitybetweenthesetwo groups.

Conclusion

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Amongthegroupof35patientswithgoodorexcellentresults fromthearthroscopicrepair,mostofthem(91%)maintained the same leveloffunction and satisfactionover the entire period,withameanof11.4years.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

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1. WhiteJJ,TitchenerAG,FakisA,TambeAA,HubbardRB,Clark DI.Anepidemiologicalstudyofrotatorcuffpathologyusing TheHealthImprovementNetworkdatabase.BoneJointJ. 2014;96-B(3):350–3.

2. FukudaH.Partialthicknessrotatorcufftears:amodernview onCodman’sclassic.JShoulderElbowSurg.2000;9(2):163–8. 3. SorensenAK,BakK,KrarupAL,ThuneCH,NygaardM,

JorgensenU,etal.Acuterotatorcufftear:dowemissthe earlydiagnosis?Aprospectivestudyshowingahigh incidenceofrotatorcufftearsaftershouldertrauma.J ShoulderElbowSurg.2007;16(2):174–80.

4. DeOrioJK,CofieldRH.Resultsofasecondattemptatsurgical repairofafailedinitialrotatorcuffrepair.JBoneJointSurg Am.1984;66(4):563–77.

5. DenardPJ,JiwaniAZ,LädermannA,BurkhartSS.Long-term outcomeofarthroscopicmassiverotatorcuffrepair:the importanceofdouble-rowfixation.Arthroscopy. 2012;28(7):909–15.

6. GerberC,KrushellRJ.Isolatedruptureofthetendonofthe subscapularismuscle:clinicalfeaturesin16cases.JBone JointSurgBr.1991;73(3):389–94.

7. KoesterMC,DunnWR,KuhnJE,SpindlerKP.Theefficacyof subacromialcorticosteroidinjectioninthetreatmentof rotatorcuffdisease:asystematicreview.JAmAcadOrthop Surg.2007;15(1):3–11.

8. NhoSJ,YadavH,ShindleMK,MacgillivrayJD.Rotatorcuff degeneration:etiologyandpathogenesis.AmJSportsMed. 2008;36(5):987–93.

9. GartsmanGM,KhanM,HammermanSM.Arthroscopicrepair offull-thicknesstearsoftherotatorcuff.JBoneJointSurg Am.1998;80(6):832–40.

10.JostB,PfirrmannCW,GerberC,SwitzerlandZ.Clinical outcomeafterstructuralfailureofrotatorcuffrepairs.JBone JointSurgAm.2000;82(3):304–14.

11.TauroJC.Arthroscopicrotatorcuffrepair:analysisof techniqueandresultsat2-and3-yearfollow-up. Arthroscopy.1998;14(1):45–51.

12.ChecchiaSL,DoneuxPS,MiyazakiAN,FregonezeM,SilvaAL, IshiM,etal.Avaliac¸ãodosresultadosobtidosnareparac¸ão artroscópicadaslesõesdomanguitorotador.RevBrasOrtop. 2005;40(5):229–38.

13.GalatzLM,BallCM,TeefeySA,MiddletonWD,YamaguchiK. Theoutcomeandrepairintegrityofcompletely

arthroscopicallyrepairedlargeandmassiverotatorcufftears. JBoneJointSurgAm.2004;86(2):219–24.

14.MiyazakiAN,FregonezeM,DoneuxPS,SilvaLA,PintoECM, OrtizRT,etal.Lesõesextensasdomanguitorotador: avaliac¸ãodosresultadosdoreparoartrocópico.RevBras Ortop.2009;44(2):148–52.

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16.JonesCK,SavoieFH.Arthroscopicrepairoflargeandmassive rotatorcufftears.Arthroscopy.2003;19(6):564–71.

17.PaxtonES,TeefeySA,DahiyaN,KeenerJD,YamaguchiK, GalatzLM.Clinicalandradiographicoutcomesoffailed repairsoflargeormassiverotatorcufftears:minimum ten-yearfollow-up.JBoneJointSurgAm.2013;95(7): 627–32.

18.EllmanH,HankerG,BayerM.Repairoftherotatorcuff.End resultstudyoffactorsinfluencingreconstruction.JBoneJoint SurgAm.1986;68(8):1136–44.

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20.FlatowEL,WeinsteinDM,DuraldeXA,CompitoCA,Pollock RG,BiglianiLU.Coracoacromialligamentpreservationin rotatorcuffsurgery.JShoulderElbowSurg.1994;Suppl.3:S73. 21.CarboneS,GuminaS,ArceriV,CampagnaV,FagnaniC,

PostacchiniF.Theimpactofpreoperativesmokinghabiton rotatorcufftear:cigarettesmokinginfluencesrotatorcuff tearsizes.JShoulderElbowSurg.2012;21(1):56–60.

22.BoileauP,BaqueF,ValerioL,AhrensP,ChuinardC,TrojaniC. Isolatedarthroscopicbicepstenotomyortenodesisimproves symptomsinpatientswithmassiveirreparablerotatorcuff tears.JBoneJointSurgAm.2007;89(4):747–57.

23.GerberC,FuchsB,HodierJ.Theresultsofrepairofmassive tearsoftherotatorcuff.JBoneJointSurgAm.

2000;82(4):505–15.

24.JostB,ZumsteinM,PfirrmannCW,GerberC.Long-term outcomeafterstructuralfailureofrotatorcuffrepairs.JBone JointSurgAm.2006;88(3):472–9.

Imagem

Table 1 – Clinical data on the patients.
Fig. 1 – Functional evaluation according to the UCLA criteria: change in mean values from 2006 to 2014.

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