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SOCIEDADE BRASILEIRA DE ORTOPEDIA E TRAUMATOLOGIA

w w w . r b o . o r g . b r

Original

Article

Ultrasound

evaluation

of

the

rotator

cuff

after

osteosynthesis

of

proximal

humeral

fractures

with

locking

intramedullary

nail

Mauro

Emilio

Conforto

Gracitelli,

Eduardo

Angeli

Malavolta,

Jorge

Henrique

Assunc¸ão

,

Bruno

Akio

Matsumura,

Kodi

Edson

Kojima,

Arnaldo

Amado

Ferreira

Neto

UniversidadedeSãoPaulo,InstitutodeOrtopediaeTraumatologia,GrupodeOmbroeCotovelo,SãoPaulo,SP,Brazil

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Articlehistory:

Received8September2016 Accepted3October2016 Availableonline23August2017

Keywords: Shoulderfractures

Fractureintramedullaryfixation Rotatorcuff

Ultrasonography

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Objective:Toevaluatesupraspinatustendonintegritywithultrasound(US)inpatients sub-mittedtoproximalhumeralfracture(PHF)fixationwithalockingintramedullarynail. Methods:Thirty-onepatientswithPHFtreatedwithcurvilinearlockingintramedullarynail, agedbetween50and85 years,wereassessed byUSatsixmonthspostoperativelyand clinicallyatsixand12monthspostoperatively.Theprimaryaimwassupraspinatus ten-donintegrity,evaluatedbyUSatsixmonthspostoperatively.Secondaryaimsincludedthe Constant-Murley,DASHscore,andvisualanalogpainscores,aswellascomplicationsand reoperationrates.

Results:Full-thickness rotator cuff ruptures were observed in four patients (13%), supraspinatusrupturesinthreecases(10%),andsubscapularisrupturesinonecase(3%). Partialruptureswerediagnosedin10cases(32%).TheresultsusingtheConstant-Murley score at12monthswere71.3±15.2pointsforthe entireseries, with73.2±16.1points forpatientswithoutrotatorcuffrupturesand68.7±14.1pointsforthosewithpartialor completeruptures,withoutastatisticallysignificantdifference(p=0.336).Complications, exclusivelyforrotatorcuffruptures,wereobservedinninepatients(29%).

Conclusion: Ahighrateofrotatorcuffruptureswasdemonstrated,withpartialrupturesin 32%ofcasesandfull-thicknessrupturesin13%.However,clinicalresultsaresatisfactory, andarenotinfluencedbythepresenceofrotatorcuffruptures.

©2016SociedadeBrasileiradeOrtopediaeTraumatologia.PublishedbyElsevierEditora Ltda.ThisisanopenaccessarticleundertheCCBY-NC-NDlicense(http:// creativecommons.org/licenses/by-nc-nd/4.0/).

PaperdevelopedattheUniversidadedeSãoPaulo,InstitutodeOrtopediaeTraumatologia,GrupodeOmbroeCotovelo,SãoPaulo,SP, Brazil.

Correspondingauthor.

E-mail:drjorgeassuncao@gmail.com(J.H.Assunc¸ão). http://dx.doi.org/10.1016/j.rboe.2016.10.016

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Palavras-chave: Fraturasdoombro

Fixac¸ãointramedulardefraturas Manguitorotador

Ultrassonografia

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Objetivo: Avaliaraintegridadedotendãodosupraespinalpormeiodaultrassonografia(US) empacientessubmetidosàfixac¸ãodefraturasdaextremidadeproximaldoúmero(FEPU) comhasteintramedularbloqueada.

Métodos: Foramavaliadosporexamedeultrassonografiaaosseismesesdepós-operatório eclinicamenteaosseise12mesesdepós-operatório31pacientescomFEPUentre50e85 anos,tratadoscomhasteintramedularbloqueadainclinada.Oobjetivoprimáriofoiavaliara integridadedotendãosupraespinaleossecundáriosincluíamdescreverosdemaisachados daultrassonografia,asescalasdeConstant-Murley,EVAeDasheataxadecomplicac¸õese compararosresultadosclínicosdospacientescomesemroturadomanguitorotador. Resultados: Roturas transfixantes do manguito rotador foram observadas em quatro pacientes(13%),comroturadosupraespinalemtrêscasos(10%)edosubescapularem umcaso(3%).Roturasparciaisforamdiagnosticadasemdezcasos(32%).Osresultadospela escaladeConstant-Murleyaos12mesesforamde71,3±15,2pontosparatodaaamostra, de73,2±16,1pontosparaospacientessemroturadomanguitorotadorede68,7±14,1 pontosparaaquelescomroturaparcialoucompleta(p=0,336).Complicac¸ões,exclusivea roturadomanguitorotador,foramobservadasemnovepacientes(29%).

Conclusão: Observou-seumaaltataxadealterac¸õesnostendõesdomanguitorotador,com roturasparciaisem32%doscasosetransfixantesem13%.Noentanto,osresultadosclínicos sãosatisfatórios,nãoinfluenciadospelapresenc¸aderoturadomanguitorotador.

©2016SociedadeBrasileiradeOrtopediaeTraumatologia.PublicadoporElsevier EditoraLtda.Este ´eumartigoOpenAccesssobumalicenc¸aCCBY-NC-ND(http:// creativecommons.org/licenses/by-nc-nd/4.0/).

Introduction

Fracturesoftheproximalhumerus(PHF)arethethirdmost commonfractureintheelderly.1Despitethecurrent contro-versyovertheadvantagesofsurgicaltreatment,2,3 deviated fracturesarecommonlytreatedwithfixationorarthroplasty, witha25%increaseinsurgicalindicationsinfiveyears.4

LockedintramedullarynailshavebeenusedforPHFsince beforethedevelopmentoflockedplates5;however,theyhave notachievedthesamepopularity,withthemainreasonsbeing relatedtothe potentialrisksofruptureofthe rotatorcuff, andbecausetheydonothelpinthereductionoffractures.6,7 However,therearebiomechanicaladvantages8–10fortheuse ofnails,and theycan beusedthrough minimally invasive approaches,withlesspotentialdamagetosofttissues.11

Clinical results are similar among patients undergoing osteosynthesiswithlockingplatesornails.6,7,12–15 However, there isdisagreement as to which one generates ahigher rateofcomplications.6,14,16Theriskofruptureorchangesin therotatorcuffafterintramedullarynailshasbeenscarcely studied,7,13,17,18 andnoarticlementionsastandardizedand detailedevaluationoftherotatorcuff.

Theprimaryaimofthestudywastoevaluatetheintegrity ofthe supraspinatus tendon bymeans ofultrasonography (US) in patients submitted to the fixation of PHF with a lockingintramedullarynail.Thesecondary aimwasto cor-relatethe presenceof rupture ofthe rotator cuff withthe Constant-Murley,DASHandVASscores,andtocomparethe

clinical results of patients with and without rotator cuff rupture.

Methods

Studydesign

A prospective study involving 31 patients with fractures deviated from the proximal humeralextremity, underwent surgicaltreatmentwithlockingintramedullarynailthrougha minimallyinvasiveanterolateralapproach.Thepatientswere part ofa previous randomized study19 and were operated betweenMarch2011andDecember2014atthesameCenter. Theoperations wereperformed bythesame surgeon,with thesamemodelofimplant.Theprotocolwasapprovedbythe EthicsCommitteeofourmedicalfacility.

Participants

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Fig.1–(A)Bilateralfractureofthehumeralproximalextremity,deviatedinvarus,rightshoulder;(B)leftshoulder; (C)radiographs,atthreemonthspostoperativelyoffixationwithintramedullarynail,rightshoulder;(D)leftshoulder.

included.Patientswithirreversibleruptureoftherotatorcuff, thosewhodidnotundergoUS,orthosewithlossoffollow-up beforethefirstclinicalevaluationat3monthswereexcluded.

Surgicaltreatment

The locking intramedullary nail used was Centronail® (Orthofix®,Verona,Italy),madeoftitanium,15cmlongand 7cmthick,andwithaslightlycurvedproximalend.

Alongitudinalanterolateraltransdeltoidapproachof5cm was made, beginning atthe anterolateral extremity ofthe acromion. The deltoid muscle was dissected between the anteriorandmiddleportionsupto5cmdistaltotheacromion, withnoreleasefromitsorigin,anduptotheidentificationof thesubacromialbursaandtherotatorcuff.Thesupraspinatus andinfraspinatustendonswereidentifiedandsuturedwith polyesternon-absorbablesurgicalthread.Thehumeralhead wasreduced and provisionallysecured withtwoKirschner wirespercutaneouslyfromtheanteriorfaceofthediaphysis towardtheposterosuperiorportionofthehumeralhead.In caseswithlargertuberclefractures,transosseoussutureswith polyestersurgical threadwere made, andthe fracture was reducedbeforepassingtheintramedullarynail.

Followingfracturereductionandtemporaryfixationofthe humeralheadtothediaphysis,accesswasmadeforinsertion oftheintramedullarynail.Afterpalpationofthesmall tuber-cleand tendonofthelong headofthebiceps, aguidewire waspositioned1cmposteriortothe intertuberculargroove and1cmmedialtothetransitionbetweenthehumerushead andthegreater tubercle,thatwasconfirmedbyradioscopy withtheshoulderat30degreesofexternalrotation.After con-firmationofthecorrectpositioning ofthewire,the 1.5-cm longitudinalopeningofthe supraspinatustendon was per-formedwithascalpel,nearthemedialborderofthegreater tubercle,withoutdamagingitsattachment.

Theguidewirewastheninserted,anditscorrect position-ingcheckedwithradioscopy.A2-cmdeepresurfacingofthe humeralheadwasperformed.Therewasnoneedtoreamthe

humeralmetaphysisanddiaphysis.Thenailwasintroduced andwesoughttomaintainitsupperportion5mmbelowthe surfaceofthehumeralhead.Thenailwasproximallylocked withthreescrewsanddistallywithtwoscrews.Achannelplug wastheninserted.Tensionbandsuturesweremadearound theproximalscrews,withthenon-absorbablesurgicalthreads passedinthesupraspinatusandinfraspinatustendons.The openingofthesupraspinatustendonwassuturedwithatleast threesimplesutureswithpolyester#2non-absorbable surgi-calthread,followedbydeltoidmuscle,subcutaneousandskin sutures.

Theslingwasusedforfourweeksandphysicaltherapy startedafter14days,withpassiveandactiveassisted exer-cisesforthegainofrangeofmotion.Activeexerciseswere startedafter30days,andactiveresistanceexercisesaftertwo months.

Outcome

The primary outcome adopted was the evaluation of the integrityofthesupraspinatustendonthroughanultrasound (US)examinationperformedatthesixthpostoperativemonth. Secondary outcomes were:the Constant-Murley20 and EVA scoresandtheDASHquestionnaire,21andotherUSfindings, as well as complications and reoperations. The Constant-Murleyscorewasassessedat6and12monthspostoperatively andtheotherscoresat12months.Theclinicalscoringwas appliedbyanevaluatorwhodidnotparticipateinthe rehabil-itationorclinicalfollow-upofthepatient.

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Norupture(n=18) Partial+completerupture(n=13)

Age,years 65.7±9.5 63.5±9.4 0.541

Smoking 4 1(25%) 3(75%) 0.284

Femalegender 21 13(62%) 8(38%) 0.530

Dominantside 20 13(65%) 7(35%) 0.291

Osteoporosis 9 6(67%) 3(33%) 0.535

Timebetweentraumaandsurgery,days 10.2±3.5 10.2±4.4 0.995

Cuffrupture(intraoperative) 2 2(100%) 0 0.497

Neerclassification

2parts 15 10(67%) 5(33%) 0.347

3parts 16 8(50%) 8(50%)

Coronaldeviation

Varus 16 11(69%) 5(31%) 0.285

Valgus 14 7(50%) 7(50%)

Neutral 1 0 1(100%)

andtransfixingrupture.Inthepresenceofalesion,the retrac-tionandextensionoftherupturewasobserved.Alltendons oftherotatorcuffwereevaluated.Thelongheadofthebiceps tendonwasevaluatedforintegrity,tendinopathyandstability. Complicationswerewrittendownaccordingtotheir occur-rence and the total number recorded separately for each patient. The reoperations and type of surgery were also recorded.

Statisticalanalysis

We evaluated the normality of the data through the Shapiro–WilktestandequalitythroughtheLevenetest.We disclosethecontinuousvariablesinmeanandstandard devi-ationsandthecategoricalvariablesinabsoluteandpercentage values.

Fortheanalysisoftheoutcome,thepatientsweredivided into two groups, according to the absence or presence of cuffrupture.Patientswithcompleterupturewerecompared tothosewithout rupture.Thosewithpartialruptureswere groupedwithfullrupture forcomparisonwiththose with-outrupture.Thecorrelationbetweentheindependentvariable (integrityofthesupraspinatustendonevaluatedbythe US) andthedependentvariables(Constant-MurleyandEVAscores andDASHquestionnaire)wasdoneusingtheAnovatest (para-metricdata)ortheFriedmantest(non-parametricdata).

ThesoftwareSPSSversion20.0(SPSSInc®,Chicago,IL,USA) wasusedfordataanalysis,andthelevelofsignificanceof5% wasadopted.

Results

Thirty-six patients were operated on with a locked intramedullary nails. Of these, five were excluded, four due toloss offollow-up and onebecause the US was not performed. The general data of the series can be seen in

Table1.Follow-upwas12monthsforallpatients.Figs.1and2 showtheclinicalandradiographicresults.

TheUSexaminationwasperformedon31patients.Fig.3 showsanevaluation.Thisexaminationshowedatransfixing

Table2–Resultsofultrasoundexaminationfor evaluationofrotatorcufftendonsandthelongheadof thebicepstendon.

Tendon n(%)

Supraspinatus

Completerupture 3(10%)

Partialjointrupture

<50% 6(20%)

>50% 1(3%)

Interstitialrupture 3(10%)

Tendinopathy 16(52%)

Normal 2(6%)

Subscapular

Complete1/3proximal 1(3%)

Tendinopathy 19(61%)

Normal 11(35%)

Infraspinatus

Tendinopathy 13(42%)

Normal 18(58%)

Longheadofthebiceps

Rupture 3(10%)

Tendinopathy 14(45%)

Normal 14(45%)

ruptureoftherotatorcuffinfourcases(13%),with involve-mentofthesupraspinatustendoninthreepatients,andof thesubscapularisinonecase.Themeanextensionof transfix-ingsupraspinatusruptureswas8mmandthemeanretraction was9mm.Partialruptureswerediagnosedin10cases(32%), withall ofthemaffectingthe supraspinatus tendonatthe jointsurface.Twopatientsrevealedruptureoftherotatorcuff intraoperativelyandweresubmittedtorepair.Norecurrence oftendonrupturewasdetectedinthesepatients,andhadan averageof92pointsontheConstant-Murleyscore.USdata canbeobservedinTable2.

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Fig.2–Postoperativeclinicalevaluationatthreemonths demonstratesanterolateralincision(A),elevation(B)and externalrotation(C).

averageofthewholeserieswas64.9±17.6points,inthegroup withoutruptureoftherotatorcuffitwas67.7±17.3pointsand inthegroupwithruptureitwas61,1±17.9points,also with-outstatisticallysignificantdifference(p=0.308).Patientswith rotatorcufftransfixationshowedaConstant-Murleyscoreof 62.0±21.7pointsat12months,withnostatisticallysignificant differenceinrelationtothegroupwithoutruptures(p=0.138).

Intheevaluationoftheabductionforceat6and12months, wealsodidnotobservedifferencesbetweenthegroups.

Theresultsfromthe12-monthDASHquestionnairewere 20.0±18.1pointsfortheentireseries,betterinthegroup with-outruptureoftherotatorcuff(13.7±15.1versus20.8 ±21.0), but without statisticallysignificantdifference (p=0.270). By theEVAscoreat12months,thewholeserieshadameanof 1.5±11.9pointsandthegroupspresentedmeandifferences belowonepoint.ClinicaloutcomescanbeseeninTable3.

Complications,otherthanruptureoftherotatorcuff,were observedinninepatients(29%).Themostcommon compli-cationswereshoulderstiffnessinfourpatients(13%),lossof humeralheadreductiongreaterthan10degreesofthe head-shaftangleinthreecases(9%),jointprotrusionoftheproximal screwsinthreepatients(9%),andosteonecrosisintwocases (6%). Innocasedidthenailremaininaninadequate posi-tion,thatis,abovethegreatertubercle.Ofthefourpatients with transfixing rupture ofthe rotator cuff, twohad other complications,with43.5±6.4pointsontheConstant-Murley scoreat12months.Thetwocaseswithisolatedruptureofthe cuffhad80.5±0.7points.Therotatorcuffrupturerate (par-tialorcomplete)inpatientswithsomecomplicationwas33%, with no statistically significant difference when compared tocaseswithoutothercomplications(p=0.535).Sixpatients (19%)underwentreoperations.

Discussion

We demonstrated good clinical outcomes for PHF patients treatedwithalockedintramedullarynail,withanaverageof 71pointsontheConstant-Murleyscorethroughouttheseries. OurresultswerelowerthanthoseofZhuetal.6andKonrad etal.,12butsimilartothoseofseveralotherauthors.7,13,16,22,23 However,thecomplicationratewashigh,asitoccurredin29% ofourseries,higherthanthatreportedbyZhuetal.6(4%)but similartoorlowerthaninotherstudies.7,12,24

Weobservedahighrateofrotatorcuffchangeson ultra-sonographic analysis. The most affected tendon was the supraspinatusin94%ofcases,followedbysubscapular(64%) and infraspinal (42%). Thelong head ofthe biceps tendon showed changesin55%ofthepatients. Weobserved com-pleterupturesinfourcases(13%),higherthanthosereported by Gradl et al.7 (3%) and Boudard et al.13 (3.3%), which describe only transfixing supraspinatus ruptures. Fjalestad etal.25describe(partialandcomplete)rupturesin28%of non-surgicallytreatedpatientsevaluatedbymagneticresonance imaging.

ThepresenceofrotatorcuffchangesfollowingPHFoccurs irrespectiveofthetreatmentmethod;aruptureisdescribed in25% ofpatientstreated withnon-locked plates, percuta-neousfixationornon-surgically.26 Theriskofpostoperative supraspinatustendonchangesfollowingfixationwithlocked intramedullarynailisevident.Fortheintroductionof synthe-sismaterial,anincisionisnecessary,anditsmicrocirculation isdiminished,evenafteritbeingsutured.27

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Fig.3–Ultrasonographicevaluationoftherotatorcuff.(A)Supraspinatustendonrupture;(B)infraspinatustendon; (C)subscapulartendon;(D)longheadofthebicepstendon.

Table3–Resultsofclinicalscoring,comparedaccordingtothepresenceornotofrotatorcuffrupture.

Scales Rotatorcuff

Total Norupture(n=18) Partial+complete(n=13)rupture p

Constant-Murleypoints

6months 64.9±17.6 67.7±17.3 61.1±17.9 0.308

12months 71.3±15.2 73.2±16.1 68.7±14.1 0.336

EVApoints

12months 1.5±1.9 1.2±1.7 1.8±2.1 0.416

DASHpoints

12months 20.0±18.1 13.7±15.1 20.8±21.0 0.270

asymptomatic.28,29 Ofthepatientsbetween60and70years ofage,25.6%maypresenttransfixingruptureoftherotator cuffandupto16.9%ofasymptomaticindividualsmaypresent completeruptures.30

Aspositivepointsofourstudy,wecanmentionthattheUS wasdoneatthesamemedicalCenter,withthesameteamof musculoskeletalradiologistsandwiththesamedevice,which increasestheinternalvalidityofourmeasurement.Wecan alsomentionthatthisisthefirststudytodetailrotatorcuff analysisafterPHFosteosynthesiswithlockedintramedullary nails,notonlydescribingthepresenceoftransfixingruptures. Inaddition,ourserieswasbasedonaprospectivestudy,with standardizedtiming.

Aslimitations,wecanmentionthattheUSexamination wasnotpreviouslyvalidatedorcomparedtoMRIafter frac-turesoftheproximalendofthehumerus.Althoughrotator cuffinspectionwasperformedinallsurgeries,itisnot pos-sibletoruleoutthepresenceofpartialrupturesatjointlevel throughintraoperativeevaluation.Thepresenceofa previ-ousruptureoftherotator cuffcannotbeconfirmedbyour study,sincethereisno imageanalysisbeforethe fracture. Anotherlimitationisrelatedtosubgroupanalyses.The group-ingofpartialandcompleteruptureswasaimedatreducing thecomparisonbiasamongsmallgroups,butduetothesmall

numberinourseries,thiscomparisonmaybesubjecttofalse negatives.Finally,themodelofthenailused,thatisslightly curved,presentsagreaterriskofpainrelatedtothecuffand greaterriskofreoperations,asdemonstratedbyLopizetal.24 Ourresultsshowthatrotatorcuffdisorderswerepresentin 64.1%oftheseries,41.2%tendinopathy,11.0%partialrupture and12.2%completerupture.

Conclusions

Our study provides an epidemiological basis for rotator cuff ruptures in patients with fractures of the proximal humerus undergoingfixation witha slightlycurved locked intramedullary nail.We demonstrated ahigh rate of alter-ationsintherotatorcufftendons,withpartialrupturesin32% ofcasesandtransfixingin13%.However,theclinicalresults aresatisfactory,andarenotinfluencedbythepresenceof rup-tureoftherotatorcuff,despitethelimitationsofevaluation duetothesmallnumberinourseries.

Conflicts

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29.KeenerJD,GalatzLM,TeefeySA,MiddletonWD,Steger-May K,Stobbs-CucchiG,etal.Aprospectiveevaluationof survivorshipofasymptomaticdegenerativerotatorcufftears. JBoneJointSurgAm.2015;97(2):89–98.

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Fig. 1 – (A) Bilateral fracture of the humeral proximal extremity, deviated in varus, right shoulder; (B) left shoulder;
Table 2 – Results of ultrasound examination for evaluation of rotator cuff tendons and the long head of the biceps tendon.
Fig. 2 – Postoperative clinical evaluation at three months demonstrates anterolateral incision (A), elevation (B) and external rotation (C).
Table 3 – Results of clinical scoring, compared according to the presence or not of rotator cuff rupture.

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