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www.jped.com.br

REVIEW

ARTICLE

Hypothermia

therapy

for

newborns

with

hypoxic

ischemic

encephalopathy

Rita

C.

Silveira

a,b

,

Renato

S.

Procianoy

a,b,∗

aDepartmentofPediatrics,UniversidadeFederaldoRioGrandedoSul(UFRGS),PortoAlegre,RS,Brazil

bNeonatologyService,HospitaldeClínicasdePortoAlegre,PortoAlegre,RS,Brazil

Received31July2015;accepted3August2015 Availableonline4September2015

KEYWORDS

Hypothermia; Neonates;

Perinatalasphyxia; Hypoxic-ischemic encephalopathy; Outcomes

Abstract

Objective: Therapeutichypothermia reduces cerebralinjury and improves theneurological outcome secondarytohypoxic ischemic encephalopathyinnewborns. Ithas beenindicated forasphyxiatedfull-termornear-termnewborninfantswithclinicalsignsofhypoxic-ischemic encephalopathy(HIE).

Sources: A searchwasperformedfor articles ontherapeutic hypothermiainnewborns with perinatalasphyxiainPubMed;theauthorschosethoseconsideredmostsignificant.

Summaryofthefindings: There are two therapeutic hypothermia methods: selective head coolingandtotalbodycooling.Thetargetbodytemperatureis34.5◦Cforselectivehead cool-ingand33.5◦Cfortotalbodycooling.Temperatureslowerthan32Carelessneuroprotective, and temperaturesbelow 30◦Care very dangerous, with severe complications. Therapeutic hypothermiamuststartwithinthefirst 6hafterbirth, asstudieshaveshown thatthis rep-resentsthetherapeuticwindowforthehypoxic-ischemicevent.Therapymustbemaintained for72h,withverystrictcontrolofthenewborn’sbodytemperature.Ithasbeenshownthat therapeutichypothermiaiseffectiveinreducingneurologicimpairment,especiallyinfull-term ornear-termnewbornswithmoderatehypoxic-ischemicencephalopathy.

Conclusion: Therapeutichypothermiaisaneuroprotective techniqueindicated for newborn infantswithperinatalasphyxiaandhypoxic-ischemicencephalopathy.

©2015SociedadeBrasileiradePediatria.PublishedbyElsevierEditoraLtda.Allrightsreserved.

Pleasecitethisarticleas:SilveiraRC,ProcianoyRS.Hypothermiatherapyfornewbornswithhypoxicischemicencephalopathy.JPediatr (RioJ).2015;S91:78---83.

Correspondingauthor.

E-mail:rprocianoy@gmail.com(R.S.Procianoy).

http://dx.doi.org/10.1016/j.jped.2015.07.004

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PALAVRAS-CHAVE

Hipotermia terapêutica; Recém-nascidos; Asfixiaperinatal; Encefalopatia hipóxicoisquêmica; Desfechos

Hipotermiaterapêuticapararecém-nascidoscomencefalopatiahipóxicoisquêmica

Resumo

Objetivo: Ahipotermiaterapêuticareduzalesãocerebralemelhoraodesfechoneurológico derecém-nascidosapósinsultohipóxicoisquemico.Indicadapararecém-nascidosatermoou próximodotermocomevidênciadeasfixiaperinataleEncefalopatiaHipóxicoIsquemica(EHI). Fontesdosdados: FoifeitaumaprocuranoPubMedporpublicac¸õessobrehipotermia terapêu-ticaemrecém-nascidoscomasfixiaperinataleselecionadasaquelasjulgadasmaisrelevantes pelosautores.

Síntesedosdados: Háduastécnicasderesfriamentocorpórea:hipotermiaseletivadacabec¸a ehipotermiacorpóreatotal.Atemperaturaderesfriamentodeveser34,5◦Cparaseletivade cabec¸ae33,5◦Cparacorpóreatotal;temperaturasinferioresa32Csãomenos neuroprote-toraseabaixode30◦Cefeitosadversossistêmicosgraves.Indica-seoiníciodahipotermia terapêuticaaté6horasapósonascimento,poisestudosevidenciaramqueestaéajanela ter-apêuticadaagressãohipóxicoeisquêmica.A hipotermiadevesermantidapor72horascom rigorosamonitorizac¸ãodatemperaturacorporaldorecém-nascido.Ahipotermiatemsido efe-tivaemreduzirseqüelasneurológicas,principalmenteemrecém-nascidosdetermooupróximo dotermo comencefalopatia hipóxicoisquêmicamoderadaeemmelhoraroprognósticoem longoprazodosrecém-nascidoscomEHI.

Conclusão: A hipotermia terapêutica é uma técnica neuroprotetora indicada para recém-nascidoscomasfixiaperinatal.

©2015SociedadeBrasileiradePediatria.PublicadoporElsevierEditoraLtda.Todososdireitos reservados.

Introduction

Morethanadecade ago,experimentalevidence,and sub-sequently, good-quality clinical trials initially appeared, suggestingthattherapeutichypothermiareducesbrain dam-age and improves neurological outcome after neonatal hypoxic-ischemic injury.1---4 The best result in terms of therapeutic hypothermia prognosis seems to be in mild to moderate injuries, while the real benefit has been questionedforinfantswithsevereencephalopathy.A mul-ticenter study by the NICHD (National Institute of Child HealthandHumanDevelopment)showedthatcases persist-ingwithseverehypoxic-ischemicencephalopathy(HIE)signs andalteredneurologicalassessmentatthedischargefrom theneonatologyserviceafter72hoftherapeutic hypother-miahadhighermortalityormorbidityinthefollow-upat18 monthsoflife.5

The extent of cerebral injury following a hypoxic-ischemic insultbasically dependsonthebalancebetween thecausativemechanismsofirreversibleinjury,such neu-ronalnecrosisor persistentinflammation,andendogenous protection (acute phase response, recovery, and neu-ronalrepair).The neuroprotectivestrategyoftherapeutic hypothermia involves themodulation of some irreversible injurymechanisms,suchasinflammatorycascadeinhibition, reducedproductionofreactiveoxygenspecies,reductionin themetabolic ratewithreducedoxygen consumption and carbon dioxide production, and an endogenous neuropro-tectiveeffect.6---9

Theobjectiveofthisreviewistounderstandthe mech-anismofaction oftherapeutic hypothermia,searchingfor evidenceintheliteraturetoestablishthetypeofnewborn thatisagoodcandidateforthistypeoftherapy,describing

theprotocol, possible complications, and supportive care forthemanagementofnewbornssubmittedtotherapeutic hypothermia.

Mechanism

of

action

of

therapeutic

hypothermia

Hypothermiaresultsinareductionofcerebralmetabolism byapproximately5%foreach1◦Cdecreaseinbody

temper-ature,whichdelaystheonsetofanoxiccelldepolarization. Thereductionin excitatoryaminoacids suchasaspartate and glutamate, during the ischemic phase of therapeutic hypothermia,is due to the factthat they promote depo-larizationdelayandintracellularcalciuminfluxreduction. These effects have been demonstrated in different man-nersinexperimentalmodelsofischemiaandreperfusionin rodentsaftercardiacarrestinyoungadultdogs,orduring andimmediately afterhypoxic-ischemicinjuryinnewborn pigs.8

Hypoxia-ischemia-reperfusioninjury in thecentral ner-voussystemactivatesapro-inflammatorycascadeofevents characterizedbyleukocyteinflux,including polymorphonu-clearcellsandmonocytes,andmicroglialactivation.Many oftheseinflammatoryreactionsaremediatedbycytokines, especially neuronal apoptosis modulation. The cytokines withbest-knownactionsintheCNSare:TNF-␣,IL-1␤,and IL-6.Part of theneuroprotective effectofhypothermia is duetoproinflammatorypathwayblockade.6,8

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IL-1␤, IL-8, and PAF (platelet activating factor) occurs through several interactions.10 Furthermore, through the actionsofsolublereceptors,IL-6,IL-1␤,andTNF-␣increase theexpressionofadhesionmolecules,especially intercellu-laradhesionmolecule-1(ICAM-1)inendothelialcellsandin astrocytes,facilitatingleukocyteinfiltrationandincreasing leukocyte activation, with consequent promotion of sys-temicinflammatoryresponseasthefinal result.Cytokines inducenitricoxidesynthetaseenzyme,which,togetherwith TNF-␣ and IL-1␤, promotes neurotoxic effects.8,9 Caspase activationmayinducelocalinflammatoryresponseinvolving energyconsumption and increase in thenumber of apop-toticneurons,withthepossibilityofinjuryreversal,which isneuroprotective.6

Inexperimentalmodels,prolongedhypothermia mecha-nism(72h)inducedthereductionofnecrosisandneuronal apoptosis.7,11 Cytochrome C suppression by mitochondria wasdemonstrated,aswellasactivationofcaspase3inthe cortex, thalamus, and hippocampusof rats withHIE that receivedhypothermiatherapyfor72h.11

Therapeutic

window

Hypoxic-ischemicinsultinvolvesanongoinginjuryprocess, where the severity of HIE depends on the duration and extent of this process. The central role of therapeutic hypothermiainneuroprotectioninvolvestheinterruptionor reductionofthisprocess;essentiallydividedintoacuteor primaryphase,in which some neural cells dieandothers recover,at leastpartially;thelatent phase,withpartially recoveredoxidativemetabolism,evenwithsuppressed elec-troencephalographic activity9; and the secondary phase, which occurs after moderate to severe injury, initiating hours later, on average within 6 up to 15h, clinically manifestedbythe presenceof seizures,cytotoxicedema, accumulation of excitatory amino acids, and failure of mitochondrialoxidative activity, which is the main factor associatedwithneuronaldeath.

Itisimportant toactbeforethesecondary phase, dur-ingthetherapeuticwindowofopportunitywhenapoptotic neuronsareabletorecover.The degree of energyfailure determinesthetypeofneuronaldamage(death)duringthe early and late stages, and the degree of trophic support influencesangiogenesisandneurogenesisduringthe recov-eryphaseofHIE.

Although exactly when the brain injury becomes irreversiblehasyet tobe preciselyestablished, thereare consistent data indicating that the latency phase, also knownastheearlyphaseofrecoveryfromtransient restora-tionofcerebral oxidativemetabolism,beforethestart of thesecondaryphaseofenergyfailure,representsthebest window for therapeutic intervention.8 Because this is an ongoingprocess,thesephasesareclose,andthereforethe transitiontothemomentofirreversiblecelldeathisalmost imperceptible.11,12

Since the first series of clinical cases of perinatal asphyxia,therapeutichypothermiainitiationhasbeen indi-cated within 6h after birth, due to all the experimental evidencedemonstratingthatthisrepresentsthetherapeutic windowtoinhibitorreducethehypoxic-ischemicinjury.11

Meet both criteria:

1. Evidence of perinatal asphyxiaumbilical cord blood Umbilical cord blood gas analysis or in the first hour of life with pH < 7.0 or EB < -16

Or history of perinatal acute event (placental abruption, cord prolapse)

Or Apgar score ≤5 in the 10th minute of life Or need for ventilation beyond the tenth minute of life and

2. Evidence of moderate to severe encephalopathy before 6 hours of life: Seizures, level of consciousness, spontaneous activity, posture, tone, reflexes, and autonomic system.

Figure1 Therapeutichypothermiaindication.

Selection

of

newborn

candidates

for

therapeutic

hypothermia

Inthe2010Consensus,theInternationalConsensuson Car-diopulmonaryResuscitation(ILCOR)includedtheindication of therapeutic hypothermiafor every newbornat termor neartermwhohaddevelopedmoderatetosevereHIE,using aspecificprotocolandfollow-upcoordinatedbytheregional referencecaresystem.13

Overall, the indication of therapeutic hypothermia for newbornsfollowstherecommendationsfoundonthesiteof theBrazilianSocietyofPediatricsandILCOR13,14:newborns withgestationalage>35weeks,birthweight>1800g,who havefewerthan6hoflife,andmeetthefollowingcriteria.14 Evidenceofperinatalasphyxia:umbilicalcordbloodgas analysis or in the first hour of life with pH <7.0 or base excess(EB)<−16or historyofperinatalacuteevent

(pla-centalabruption,cordprolapse),orApgarscoreof5orless inthe10thminuteoflife,orneedformechanical ventila-tionbeyondthe10thminuteoflife,oranyofthefollowing associatedwithevidence ofmoderate tosevere encepha-lopathy before6h oflife: seizure,level ofconsciousness, spontaneousactivity,posture,tone,reflexes,andautonomic system(Fig.1).14

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approximatelyhalf ofthenewbornswithHIEsubmittedto therapeutichypothermia.17---19

Amplitude-integratedelectroencephalogram(aEEG) has been used in a few studies to decide whether a new-born with encephalopathy is a candidate for therapeutic hypothermia.20,21 In neonates with mild HIE,a study with a smallsample sizeshowedtobe moreeffective in iden-tifyingwhichpatientswithencephalopathywoulddevelop severeneurologicaldiseases.22

The use of aEEG is relevant considering that the time todecidewhetheranewbornisacandidatefortherapeutic hypothermiaislimited,andanymistakesregardingthestart ofsuchapromisingtreatmentshouldbeavoided; neverthe-less,theaEEGisnotroutinelyusedtoselectcandidatesfor thistypeoftherapy.13---15,23

Results

and

prognosis

after

therapeutic

hypothermia

Hypothermia has been effective in reducing neurological sequelae,particularlyinnewbornswithmoderateHIE,and inimprovingthelong-termprognosisofnewbornswithHIE. Meta-analysisstudieshaveshownthattheuseof therapeu-tichypothermiadecreasesmortalityandimprovesprognosis regardingtheneurodevelopmentofinfantswithHIE.1,4,5

There is evidence from three large randomized trials and two small clinical trials demonstrating that induced hypothermia (33.5---34.5◦C), when started within the 6-h

windowafterthebirthoffull-termasphyxiatednewborns, isbeneficialinreducingmortalityandneurodevelopmental delay assessed by theBayley scale in the follow-upat 18 monthsoflife.20,21,24---26 Theresultsarebetterifthereare well-organized protocols for hypothermia indication and induction,aswellasadequaterewarming.1,24

In the context of the newborn candidate for thera-peutic hypothermia, it has been observed that maternal hyperthermia is associated withhigh incidenceof perina-talrespiratorydepression,neonatalseizures,cerebralpalsy, and higher neonatalmortality, confirming the deleterious effectof hyperthermia. Itis possible that in situationsof maternalchorioamnionitisandfetalinflammatoryresponse syndrome in utero, the result of therapeutic hypother-mia is limited. In the presence of infection/inflammation in a randomized clinical trial of therapeutic hypothermia afterencephalopathysecondarytobacterialmeningitis,the choice of therapeutic hypothermia was ineffective.27 MRI data obtained after therapeutic hypothermia in a small prospectivestudyofnewbornswhosemothershad histolog-icalchorioamnionitis demonstrated that hypothermia was lesseffectiveinthisinfectiouscondition.28

Hyperthermia after neonatal HIE is associated with highermortalityandadverseneurologicaloutcomeat18---22 monthsof age and at 6---7years of age,withlower intel-ligence scores and an up to 3.5-fold higher incidence of moderatetoseverecerebralpalsyinnewborninfantswith highertemperaturesinthefirstdaysafterbirth.29,30 There-fore, high temperature after the hypoxic ischemic insult representsan additionalrisk factor for adverse outcomes and,avoidinghyperthermia isasimportantastherapeutic hypothermiainthesecases.

Theresultsoftherapeutichypothermiaarestrongly influ-enced by the severity of HIE. Several experimental and clinical studies have concluded that the neuroprotective actionoftherapeutichypothermiaislesseffectiveinsevere HIE,partlybecausethelatencyperiodisevenshorter,with higherenergyfailureandacceleratedneuronalnecrosisof corticalgray matter, basal ganglia,thalamus, andserious damagetothewhitematter,associatedwithcerebralpalsy atvaryinglevels.1Ameta-analysisshowedthattherapeutic hypothermia wassignificantly protective for the outcome deathanddisabilityin casesofHIE,withbetterresultsin moderatethaninseverecases.Thechallengeistoableto individualizethedecisiontoinitiatetherapeutic hypother-miainsevere cases,especiallysincetheestablishment of encephalopathyseverityisdifficult,imprecise,and subjec-tivewhenbasedonlyonclinicalevaluation.4

All patients undergoing hypothermia therapy should be followed longitudinally to establish the long-term outcome.5,13 Moreover, for the hypothermia to be effec-tive, a high level of neonatal intensive care support is required; notall centers arecapable of performing ther-apeutichypothermia.

Protocol:

establishing

safety

and

efficacy

Randomized clinical trials have employedtwo body cool-ing techniques in order to inhibit, reduce, and improve brainlesion evolution and neurological sequelae resulting fromHIE:selectiveheadhypothermia20withtemperatures reducedto34.5◦C,andtotalbodyhypothermiawith

tem-peraturereducedto33.5◦C4,24;bothtechniquesrecommend

the maintenance of hypothermia for 72h. According to ILCOR,bothtechniquesareappropriate,andtherewarming phasemustbeslowandgradual,conductedovera4-hperiod withanincrease of 0.5◦C per houruntilthe temperature

reaches36.5◦C;thisprocessaimstopreventcomplications

causedbyrapidrewarming.1,13,15

Selectiveheadcoolingisperformedwithahelmet,and total body cooling with a thermal mattress in which the infant is placed, with a servo control apparatus to regu-latethemattresstemperaturehigherorloweraccordingto thepatient’stemperature.21,24 The useoficepacks isnot thebestmethodbecausethemonitoringofthermalcontrol isprecarious, although arandomizedstudy employedthis techniquein moderate HIE,recommending it asan alter-native if started within 6h after the event and until the newbornis able to betransferred toa referral center to undergotherapeutichypothermia.31

The temperature must remain above 33◦C during the

entire hypothermia period;temperatures below 32◦C are

less neuroprotective, and very severe systemic adverse effects and increased mortalityhave been observed with temperatures below 30◦C.1,13,15 To ensure the

effective-nessand safety of total body cooling, the esophageal or rectaltemperature should be maintained at 33.5◦C, and

for selective head cooling, at 34.5◦C; the temperature

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temperature (32◦C) or both; the study was interrupted

beforetheestimatedsamplesizewasachieved.32

AllprotocolsofstudiesonneuroprotectionafterHIEwith therapeutichypothermiahadsimilarinclusioncriteria (ges-tational age>35---36 weeks, significant acidosis or severe depression at birth, moderate to severe encephalopathy withorwithoutaEEG).Inthemajority,theexclusioncriteria wereageolderthan6hoflife,chromosomalabnormalities, andmajorcongenitalmalformationsorsevereintrauterine growthrestriction.3,20,21,24---26

Althougharecentstudyconsecutivelycompared83cases of therapeutic hypothermia, including 34 newborns sub-mitted to selective head cooling and 49 to total body cooling,thefindingsofbraindamagebaseduponMRIwere more severe and frequent in the selective head cooling group,suggestinggreaterneuroprotectioninnewbornswho weresubmittedtothetotalbodycoolingtechnique33; how-ever, other studies suggest the same benefit with both techniques.1

Intheabsenceofadequateconditions,ventilation,and hemodynamic support, as well as constant temperature monitoringateverystage,cooling,andrewarming, thera-peutichypothermiaforneonatalHIEhasshownunfavorable resultsand isnot recommended,asitincreasesmortality intheseconditions.34 Proceduralsafetyrequiresmonthsof multidisciplinary team training, with emphasis on under-standingthemultisystemicinvolvementrelatedtoperinatal asphyxia,associatedwithpotentialsystemiccomplications ofthistreatmentmodality.35

The possible adverse effects of hypothermia therapy should be carefully monitored, such as hypotension and prolongedQTinterval,thrombocytopenia,andclotting dis-orders in general (altered prothrombin time --- PT and activatedpartialthromboplastin time--- aPTT),skin burns andscleredema,andmetabolicandelectrolyticdisorders.35 It is important to recognize that some events are not directly related to therapeutic hypothermia but rather to multiorgan dysfunction, which characterizes hypoxic ischemic syndrome andoverlaps withthe adverse effects ofneonataltherapeutichypothermia.Oneexampleis per-sistent pulmonary hypertension (PPH),directly associated withperinatalasphyxiaand,conversely,hyperthermiacan cause hemoconcentration, hyperviscosity, and pulmonary vasoconstriction.10,35 A meta-analysis of four randomized clinicaltrialsshowednohypoglycemiainthegroup submit-tedtotherapeutichypothermia.1

These adverse events are more associated with lower temperatures than those recommended in the protocols, thustheimportanceofcarefulmonitoring.Adequate knowl-edge of how hypothermia affects all organ systems of asphyxiatednewborns thatarealreadyseverelyill is crit-icaltopreventandavoidthecomplicationsofexaggerated cooling.35

Thepharmacokineticsofsomedrugsisalteredbycooling. Inanobservational study,newborns withHIEtreated with hypothermiaandreceivingnormal morphineinfusionshad significantlyhigherserumconcentrationsofthelatterwhen comparedto the group with normal temperature. There-fore,therateofmorphineinfusionmustbelowerthanthat usuallyrecommendedduringtherapeutichypothermia.36

All the evidence suggests that the neuroprotective responseistime-dependent(therapeuticwindow)andthat

effectivenessdependsoninitiatingtheprotocolinupto6h. Inpractice,itisnecessarytoconsideratthistime,thatthe cribshouldbealreadyoff andthethermometershouldbe inserted(ifitistransesophageal,achestX-rayisobtained to assess whether it is well placed; i.e., middle-third of theesophagus).Bycontinuallyassessingbodytemperature, evenbeforeusingthetotalbodyhypothermiamattress,the physiciansensurethesafetyandcarequalityoftheprotocol. After72h,therewarmingphaseshouldbecarefully moni-tored,asfluctuationsincerebralbloodflowareassociated withbrainhemorrhageafterfastrewarming.Near-infrared spectroscopy (NIRS) is an effective tool to monitor brain perfusionchangesinnewbornswithHIEsubmittedto ther-apeutichypothermia.37

Conclusion

Therapeutic hypothermia significantly reduces morbidity and mortality for many asphyxiated newborns. However, somestilldieorsurvivewithsequelaeat varyinglevelsin outpatientfollow-up,demonstratingthe needfor associa-tionwithotherneuroprotectivestrategies.Thesafetyand effectiveness ofprotocolsperformed in referencecenters must becontinuouslyassessed.In thisreview,evidence is providedthatsupportsthebenefitoftherapeutic hypother-miaininfantswithmoderateencephalopathy.Afuturegoal willbefindingwaystoimprovetherapyeffectiveness.

Conflicts

of

interest

Theauthorsdeclarenoconflictsofinterest.

References

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